Penn Mutual Asset Management Diversified Active

Location: Conshohocken, PA

CIK: 0000855702 · Show all filings

Period: Q4 2019 (← Previous) (Next →)

Filing Date: Feb 13, 2020

Total Value: $124M (100.0% shares, 0.0% debt)

Holdings (30)

EMLC VANECK VECTORS J.P. MORGAN EM LOCAL CURRENCY BOND ETF 25.3%

Value $31.47M Shares 926,100 Est. Cost $33.53 Unrealized —

AGNC AGNC INVESTMENT CORP 9.9%

Value $12.36M Shares 698,800 Est. Cost $13.27 Unrealized —

— ANNALY CAPITAL MANAGEMENT INC 9.7%

Value $12.1M Shares 1,284,800 Est. Cost $9.45 Unrealized —

— ABERDEEN ASIA-PACIFIC INCOME FUND INC 9.5%

Value $11.84M Shares 2,785,083 Est. Cost $4.15 Unrealized —

— MORGAN STANLEY EMERGING MARKETS DOMESTIC DEBT FUND INC 8.7%

Value $10.81M Shares 1,546,241 Est. Cost $6.69 Unrealized —

— WELLS FARGO & CO 7.0%

Value $8.7M Shares 6,000 Est. Cost $1368.06 Unrealized —

RITM NEW RESIDENTIAL INVESTMENT CORP 5.6%

Value $6.96M Shares 432,000 Est. Cost $12.56 Unrealized —

— WESTERN ASSET EMERGING MARKETS DEBT FUND INC 4.0%

Value $4.982M Shares 349,101 Est. Cost $13.57 Unrealized —

SPG SIMON PROPERTY GROUP INC 3.7%

Value $4.618M Shares 31,000 Est. Cost $119.57 Unrealized -10.9%

— CAPSTEAD MORTGAGE CORP 3.0%

Value $3.747M Shares 473,165 Est. Cost $7.74 Unrealized —

— BARRICK GOLD CORP COM 2.6%

Value $3.263M Shares 175,500 Est. Cost $17.33 Unrealized —

— PGIM GLOBAL HIGH YIELD FUND INC 2.0%

Value $2.483M Shares 165,301 Est. Cost $14.01 Unrealized —

— COLONY CAPITAL INC 1.3%

Value $1.676M Shares 352,939 Est. Cost $6.07 Unrealized —

ET ENERGY TRANSFER LP 1.0%

Value $1.225M Shares 95,500 Est. Cost $13.02 Unrealized —

— BLACKROCK RESOURCES & COMMODITIES STRATEGY TRUST 1.0%

Value $1.215M Shares 150,600 Est. Cost $8.24 Unrealized —

D DOMINION ENERGY INC 0.8%

Value $990K Shares 12,426 Est. Cost $50.99 Unrealized +22.4%

— TWO HARBORS INVESTMENT CORP 0.6%

Value $731K Shares 50,000 Est. Cost $11.35 Unrealized —

PAA PLAINS ALL AMERICAN PIPELINE LP 0.6%

Value $726K Shares 39,500 Est. Cost $19.71 Unrealized —

VALE VALE SA 0.6%

Value $723K Shares 28,953 Est. Cost $13.19 Unrealized —

UPWK UPWORK INC 0.3%

Value $403K Shares 37,723 Est. Cost $15.25 Unrealized -17.4%

— TALLGRASS ENERGY LP 0.3%

Value $369K Shares 16,700 Est. Cost $22.10 Unrealized —

— BROOKFIELD REAL ASSETS INCOME FUND INC 0.3%

Value $368K Shares 17,256 Est. Cost $23.06 Unrealized —

— PHILLIPS 66 PARTNERS LP 0.3%

Value $336K Shares 5,450 Est. Cost $61.65 Unrealized —

EPD ENTERPRISE PRODUCTS PARTNERS LP 0.3%

Value $327K Shares 11,600 Est. Cost $28.19 Unrealized —

WES WESTERN MIDSTREAM PARTNERS LP 0.3%

Value $325K Shares 16,500 Est. Cost $19.70 Unrealized —

— MAGELLAN MIDSTREAM PARTNERS LP 0.3%

Value $321K Shares 5,100 Est. Cost $62.94 Unrealized —

MPLX MPLX LP 0.3%

Value $318K Shares 12,500 Est. Cost $25.44 Unrealized —

— SHELL MIDSTREAM PARTNERS LP 0.2%

Value $303K Shares 15,000 Est. Cost $20.20 Unrealized —

— NUSTAR ENERGY LP 0.2%

Value $277K Shares 10,700 Est. Cost $25.89 Unrealized —

— AKERO THERAPEUTICS INC 0.2%

Value $231K Shares 10,409 Est. Cost $22.19 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
EMLC	VANECK VECTORS J.P. MORGAN EM LOCAL CURRENCY BOND ETF	926,100	$31.47M	25.3%	$33.53	—	COM	92189H300
AGNC	AGNC INVESTMENT CORP	698,800	$12.36M	9.9%	$13.27	—	COM	00123Q104
—	ANNALY CAPITAL MANAGEMENT INC	1,284,800	$12.1M	9.7%	$9.45	—	COM	035710409
—	ABERDEEN ASIA-PACIFIC INCOME FUND INC	2,785,083	$11.84M	9.5%	$4.15	—	COM	003009107
—	MORGAN STANLEY EMERGING MARKETS DOMESTIC DEBT FUND INC	1,546,241	$10.81M	8.7%	$6.69	—	COM	617477104
—	WELLS FARGO & CO	6,000	$8.7M	7.0%	$1368.06	—	COM	949746804
RITM	NEW RESIDENTIAL INVESTMENT CORP	432,000	$6.96M	5.6%	$12.56	—	COM	64828T201
—	WESTERN ASSET EMERGING MARKETS DEBT FUND INC	349,101	$4.982M	4.0%	$13.57	—	COM	95766A101
SPG	SIMON PROPERTY GROUP INC	31,000	$4.618M	3.7%	$119.57	-10.9%	COM	828806109
—	CAPSTEAD MORTGAGE CORP	473,165	$3.747M	3.0%	$7.74	—	COM	14067E506
—	BARRICK GOLD CORP COM	175,500	$3.263M	2.6%	$17.33	—	COM	067901108
—	PGIM GLOBAL HIGH YIELD FUND INC	165,301	$2.483M	2.0%	$14.01	—	COM	69346J106
—	COLONY CAPITAL INC	352,939	$1.676M	1.3%	$6.07	—	COM	19626G108
ET	ENERGY TRANSFER LP	95,500	$1.225M	1.0%	$13.02	—	COM	29273V100
—	BLACKROCK RESOURCES & COMMODITIES STRATEGY TRUST	150,600	$1.215M	1.0%	$8.24	—	COM	09257A108
D	DOMINION ENERGY INC	12,426	$990K	0.8%	$50.99	+22.4%	COM	25746U109
—	TWO HARBORS INVESTMENT CORP	50,000	$731K	0.6%	$11.35	—	COM	90187B408
PAA	PLAINS ALL AMERICAN PIPELINE LP	39,500	$726K	0.6%	$19.71	—	COM	726503105
VALE	VALE SA	28,953	$723K	0.6%	$13.19	—	COM	91912E105
UPWK	UPWORK INC	37,723	$403K	0.3%	$15.25	-17.4%	COM	91688F104
—	TALLGRASS ENERGY LP	16,700	$369K	0.3%	$22.10	—	COM	874696107
—	BROOKFIELD REAL ASSETS INCOME FUND INC	17,256	$368K	0.3%	$23.06	—	COM	112830104
—	PHILLIPS 66 PARTNERS LP	5,450	$336K	0.3%	$61.65	—	COM	718549207
EPD	ENTERPRISE PRODUCTS PARTNERS LP	11,600	$327K	0.3%	$28.19	—	COM	293792107
WES	WESTERN MIDSTREAM PARTNERS LP	16,500	$325K	0.3%	$19.70	—	COM	958669103
—	MAGELLAN MIDSTREAM PARTNERS LP	5,100	$321K	0.3%	$62.94	—	COM	559080106
MPLX	MPLX LP	12,500	$318K	0.3%	$25.44	—	COM	55336V100
—	SHELL MIDSTREAM PARTNERS LP	15,000	$303K	0.2%	$20.20	—	COM	822634101
—	NUSTAR ENERGY LP	10,700	$277K	0.2%	$25.89	—	COM	67058H102
—	AKERO THERAPEUTICS INC	10,409	$231K	0.2%	$22.19	—	COM	00973Y108