CIK: 0001279396 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Feb 14, 2020
Total Value ($000): $8,448,202 (10.5% shares, 89.5% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | MICROCHIP TECHNOLOGY INC 1.625 02/15/2025 | 282,606,000 | $608,462 | 7.2% | $1.54 | — | SDBCV | 595017AD6 |
| — | SEA LTD 2.25 07/01/2023 | 246,538,000 | $527,634 | 6.2% | $1.88 | — | SDBCV | 81141RAB6 |
| — | MICROCHIP TECHNOLOGY INC 1.625 02/15/2027 | 338,376,000 | $482,830 | 5.7% | $1.17 | — | SDBCV | 595017AF1 |
| — | MERCADOLIBRE INC 2 08/15/2028 | 264,424,000 | $395,283 | 4.7% | $1.48 | — | SDBCV | 58733RAD4 |
| — | MONGODB INC 0.75 06/15/2024 | 153,798,000 | $311,828 | 3.7% | $1.88 | — | SDBCV | 60937PAB2 |
| — | TELADOC HEALTH INC 3 12/15/2022 | 151,010,000 | $303,839 | 3.6% | $1.76 | — | SDBCV | 87918AAB1 |
| — | SPLUNK INC 1.125 09/15/2025 | 201,878,000 | $249,611 | 3.0% | $1.11 | — | SDBCV | 848637AD6 |
| — | EXACT SCIENCES CORP 1 01/15/2025 | 139,763,000 | $202,101 | 2.4% | $1.37 | — | SDBCV | 30063PAA3 |
| — | SAREPTA THERAPEUTICS INC 1.5 11/15/2024 | 101,515,000 | $197,618 | 2.3% | $1.84 | — | SDBCV | 803607AB6 |
| — | TWILIO INC 0.25 06/01/2023 | 120,784,000 | $185,061 | 2.2% | $2.00 | — | SDBCV | 90138FAB8 |
| — | HUAZHU GROUP LTD 0.375 11/01/2022 | 163,426,000 | $183,244 | 2.2% | $0.99 | — | SDBCV | 16949NAC3 |
| — | SPLUNK INC 0.5 09/15/2023 | 150,159,000 | $181,045 | 2.1% | $1.08 | — | SDBCV | 848637AC8 |
| — | DEXCOM INC 0.75 12/01/2023 | 120,416,000 | $178,465 | 2.1% | $1.48 | — | SDBCV | 252131AH0 |
| — | CHEGG INC 0.25 05/15/2023 | 108,240,000 | $164,290 | 1.9% | $1.50 | — | SDBCV | 163092AB5 |
| — | EXACT SCIENCES CORP 0.375 03/15/2027 | 142,373,000 | $161,219 | 1.9% | $1.12 | — | SDBCV | 30063PAB1 |
| — | TELADOC HEALTH INC 1.375 05/15/2025 | 88,042,000 | $153,240 | 1.8% | $1.51 | — | SDBCV | 87918AAC9 |
| — | APOLLO CMMRL REAL EST FI 4.75 08/23/2022 | 144,154,000 | $145,242 | 1.7% | $1.01 | — | SDBCV | 03762UAB1 |
| — | CREE INC 0.875 09/01/2023 | 136,174,000 | $144,704 | 1.7% | $1.09 | — | SDBCV | 225447AB7 |
| — | INSULET CORPORATION 1.375 11/15/2024 | 63,504,000 | $120,873 | 1.4% | $1.55 | — | SDBCV | 45784PAH4 |
| — | RAPID7 INC 1.25 08/01/2023 | 71,710,000 | $106,933 | 1.3% | $1.30 | — | SDBCV | 753422AB0 |
| — | HERBALIFE LTD 2.625 03/15/2024 | 98,308,000 | $101,888 | 1.2% | $0.99 | — | SDBCV | 42703MAD5 |
| — | IQIYI INC 3.75 12/01/2023 | 88,000,000 | $97,443 | 1.2% | $1.11 | — | SDBCV | 46267XAB4 |
| — | FIREEYE INC 0.875 06/01/2024 | 95,185,000 | $95,943 | 1.1% | $0.98 | — | SDBCV | 31816QAF8 |
| — | COLONY CAPITAL INC 3.875 01/15/2021 | 89,449,000 | $88,443 | 1.0% | $0.94 | — | SDBCV | 19624RAB2 |
| — | APOLLO CMMRL REAL EST FI 5.375 10/15/2023 | 86,135,000 | $87,618 | 1.0% | $0.97 | — | SDBCV | 03762UAC9 |
| — | LUMENTUM HOLDINGS INC 0.25 03/15/2024 | 57,739,000 | $84,308 | 1.0% | $1.38 | — | SDBCV | 55024UAB5 |
| — | INNOVIVA INC 2.5 08/15/2025 | 75,362,000 | $81,922 | 1.0% | $1.11 | — | SDBCV | 45781MAB7 |
| — | GDS HOLDINGS LIMITED 2 06/01/2025 | 66,450,000 | $79,793 | 0.9% | $1.00 | — | SDBCV | 36165LAB4 |
| — | MOMO INC 1.25 07/01/2025 | 84,518,000 | $78,733 | 0.9% | $0.95 | — | SDBCV | 60879BAB3 |
| — | FIVE9 INC 0.125 05/01/2023 | 43,967,000 | $74,246 | 0.9% | $1.40 | — | SDBCV | 338307AB7 |
| — | INNOVIVA INC 2.125 01/15/2023 | 68,022,000 | $68,478 | 0.8% | $1.00 | — | SDBCV | 88338TAB0 |
| — | KKR REAL ESTATE FIN 6.125 05/15/2023 | 65,275,000 | $68,461 | 0.8% | $1.04 | — | SDBCV | 48251KAB6 |
| — | MFA FINANCIAL INC 6.25 06/15/2024 | 56,692,000 | $59,339 | 0.7% | $1.01 | — | SDBCV | 55272XAA0 |
| — | ALTAIR ENGINEERING INC 0.25 06/01/2024 | 54,552,000 | $56,025 | 0.7% | $1.07 | — | SDBCV | 021369AA1 |
| — | GOLAR LNG LTD 2.75 02/15/2022 | 61,817,000 | $55,303 | 0.7% | $1.01 | — | SDBCV | 38046YAB7 |
| — | SFL CORP LTD 4.875 05/01/2023 | 44,540,000 | $50,546 | 0.6% | $1.04 | — | SDBCV | 824689AG8 |
| — | TESLA INC 2 05/15/2024 | 33,000,000 | $49,871 | 0.6% | $1.51 | — | SDBCV | 88160RAG6 |
| HYG | ISHARES IBOXX HIGH YLD CORP | 550,000 | $48,367 | 0.6% | $87.94 | — | COM | 464288513 |
| — | Q2 HOLDINGS INC 0.75 02/15/2023 | 31,058,000 | $47,020 | 0.6% | $1.39 | — | SDBCV | 74736LAB5 |
| — | NUTANIX INC 0 01/15/2023 | 46,750,000 | $46,586 | 0.6% | $1.00 | — | SDBCV | 67059NAB4 |
| — | WAYFAIR INC 0.375 09/01/2022 | 42,147,000 | $45,860 | 0.5% | $1.35 | — | SDBCV | 94419LAB7 |
| — | FIRST MAJESTIC SILVER 1.875 03/01/2023 | 32,175,000 | $45,722 | 0.5% | $1.21 | — | SDBCV | 32076VAB9 |
| — | PLUG POWER INC 5.5 03/15/2023 | 30,000,000 | $45,600 | 0.5% | $1.13 | — | SDBCV | 72919PAB9 |
| — | MESA LABORATORIES INC 1.375 08/15/2025 | 41,105,000 | $44,952 | 0.5% | $1.08 | — | SDBCV | 59064RAA7 |
| — | HELIX ENERGY SOLUTIONS 4.125 09/15/2023 | 33,826,000 | $43,954 | 0.5% | $1.11 | — | SDBCV | 42330PAJ6 |
| — | INTERCEPT PHARMAS 2 05/15/2026 | 30,755,000 | $40,842 | 0.5% | $1.02 | — | SDBCV | 45845PAB4 |
| — | PERFICIENT INC 2.375 09/15/2023 | 29,168,000 | $39,744 | 0.5% | $1.24 | — | SDBCV | 71375UAB7 |
| — | CHURCHILL CAPITAL CORP II A | 3,808,569 | $39,329 | 0.5% | $10.03 | — | COM | 17143G106 |
| — | HELIX ENERGY SOLUTIONS 4.25 05/01/2022 | 36,234,000 | $38,898 | 0.5% | $1.03 | — | SDBCV | 42330PAH0 |
| — | NEW MOUNTAIN FINANCE COR 5.75 08/15/2023 | 36,050,000 | $37,810 | 0.4% | $1.02 | — | SDBCV | 647551AC4 |
| — | ENVESTNET INC 1.75 06/01/2023 | 30,883,000 | $37,024 | 0.4% | $1.17 | — | SDBCV | 29404KAB2 |
| — | SYNAPTICS INC 0.5 06/15/2022 | 32,425,000 | $36,069 | 0.4% | $1.11 | — | SDBCV | 87157DAD1 |
| — | DOCUSIGN INC 0.5 09/15/2023 | 28,809,000 | $35,903 | 0.4% | $1.25 | — | SDBCV | 256163AB2 |
| — | RINGCENTRAL INC 0 03/15/2023 | 16,850,000 | $35,396 | 0.4% | $1.43 | — | SDBCV | 76680RAD9 |
| — | EZCORP INC 2.875 07/01/2024 | 37,255,000 | $35,267 | 0.4% | $1.06 | — | SDBCV | 302301AF3 |
| — | RH 0 06/15/2023 | 27,000,000 | $34,357 | 0.4% | $1.27 | — | SDBCV | 74967XAA1 |
| — | ENCORE CAP EUR FINANCE 4.5 09/01/2023 | 30,206,000 | $32,193 | 0.4% | $1.01 | — | SDBCV | 29260UAA5 |
| — | HAYMAKER ACQ CORP II CL A | 3,133,254 | $31,520 | 0.4% | $9.91 | — | COM | 42087L101 |
| — | TESLA INC 2.375 03/15/2022 | 21,000,000 | $29,786 | 0.4% | $1.42 | — | SDBCV | 88160RAD3 |
| — | EVOLENT HEALTH INC 1.5 10/15/2025 | 41,000,000 | $28,384 | 0.3% | $0.69 | — | SDBCV | 30050BAD3 |
| T | AT&T INC | 725,000 | $28,333 | 0.3% | $18.86 | 0.0% | COM | 00206R102 |
| — | PROSPECT CAPITAL CORP 6.375 03/01/2025 | 26,517,000 | $28,237 | 0.3% | $0.99 | — | SDBCV | 74348TAT9 |
| — | SEACOR HOLDINGS INC 3.25 05/15/2030 | 30,413,000 | $27,828 | 0.3% | $0.98 | — | SDBCV | 811904AN1 |
| — | OPKO HEALTH INC 4.5 02/15/2025 | 35,150,000 | $27,429 | 0.3% | $0.94 | — | SDBCV | 68375NAD5 |
| — | EZCORP INC 2.375 05/01/2025 | 32,765,000 | $26,959 | 0.3% | $0.89 | — | SDBCV | 302301AE6 |
| THBR | THUNDER BRIDGE ACQUISITION A | 2,622,000 | $26,089 | 0.3% | $9.95 | — | COM | G8857S116 |
| ARMK | ARAMARK | 600,000 | $26,040 | 0.3% | $29.02 | 0.0% | COM | 03852U106 |
| — | GX ACQUISITION CORP CL A | 2,576,000 | $25,786 | 0.3% | $9.95 | — | COM | 36251A107 |
| — | APEX TECHNOLOGY ACQUI CL A | 2,588,432 | $25,663 | 0.3% | $9.91 | — | COM | 03768F102 |
| — | VIAVI SOLUTIONS INC 1 03/01/2024 | 19,156,000 | $24,715 | 0.3% | $1.25 | — | SDBCV | 925550AB1 |
| — | ACT II GLOBAL ACQUISITIO A | 2,435,298 | $24,621 | 0.3% | $9.78 | — | COM | G0080J104 |
| — | ETSY INC 0 03/01/2023 | 17,286,000 | $24,402 | 0.3% | $1.84 | — | SDBCV | 29786AAC0 |
| — | GRANITE POINT MTGE TRST 6.375 10/01/2023 | 22,682,000 | $23,715 | 0.3% | $1.00 | — | SDBCV | 38741LAC1 |
| RPLA | REPLAY ACQUISITION CORP | 2,323,758 | $23,318 | 0.3% | $9.79 | — | COM | G75130107 |
| — | REDWOOD TRUST INC 4.75 08/15/2023 | 21,944,000 | $22,451 | 0.3% | $0.99 | — | SDBCV | 758075AC9 |
| — | CHASERG TECHNOLOGY ACQUISI A | 2,056,176 | $22,227 | 0.3% | $10.43 | — | COM | 16166A103 |
| — | CHP MERGER CORP | 2,062,900 | $20,979 | 0.2% | $10.17 | — | COM | 12558Y205 |
| — | OMEROS CORP 6.25 11/15/2023 | 21,300,000 | $20,757 | 0.2% | $0.97 | — | SDBCV | 682143AE2 |
| — | SPARTAN ENERGY ACQUISITION A | 2,027,032 | $20,612 | 0.2% | $9.83 | — | COM | 846784106 |
| — | SUNPOWER CORP 4 01/15/2023 | 24,626,000 | $20,330 | 0.2% | $0.74 | — | SDBCV | 867652AL3 |
| — | KARYOPHARM THERAPEUTICS 3 10/15/2025 | 14,000,000 | $19,960 | 0.2% | $1.43 | — | SDBCV | 48576UAA4 |
| — | COLONY CAPITAL INC 5 04/15/2023 | 19,101,000 | $19,027 | 0.2% | $0.88 | — | SDBCV | 19624RAA4 |
| — | GORES HOLDINGS III INC A | 1,813,407 | $18,751 | 0.2% | $9.94 | — | COM | 38286G109 |
| — | HEALTHCARE MERGER CORP | 1,706,000 | $17,657 | 0.2% | $10.35 | — | COM | 42227L201 |
| — | TEEKAY CORP 5 01/15/2023 | 19,896,000 | $17,535 | 0.2% | $0.79 | — | SDBCV | 87900YAE3 |
| IWM | ISHARES RUSSELL 2000 ETF | 100,000 | $16,567 | 0.2% | — | — | Call | 464287655 |
| — | MICROCHIP TECHNOLOGY INC 2.25 02/15/2037 | 11,122,000 | $16,159 | 0.2% | $1.44 | — | SDBCV | 595017AH7 |
| — | FLEXION THERAPEUTICS INC 3.375 05/01/2024 | 15,063,000 | $16,102 | 0.2% | $1.06 | — | SDBCV | 33938JAB2 |
| NFIN | NETFIN ACQUISITION CORP CL A | 1,535,400 | $15,278 | 0.2% | $9.80 | — | COM | G6455A107 |
| — | PIVOTAL INVESTMENT CORP II A | 1,515,137 | $15,061 | 0.2% | $9.83 | — | COM | 72582K100 |
| — | UNION ACQUISITION CORP II | 1,501,300 | $14,787 | 0.2% | $9.85 | — | COM | G9402Q100 |
| — | OSPREY TECHNOLOGY ACQUISITIO | 1,449,600 | $14,757 | 0.2% | $10.18 | — | COM | 68839R401 |
| — | FINSERV ACQUISITION CORP | 1,400,886 | $14,282 | 0.2% | $10.19 | — | COM | 318085206 |
| — | DEXCOM INC 0.75 05/15/2022 | 6,313,000 | $14,047 | 0.2% | $1.48 | — | SDBCV | 252131AF4 |
| — | BLACKSTONE MORTGAGE TR 4.75 03/15/2023 | 12,850,000 | $13,730 | 0.2% | $0.98 | — | SDBCV | 09257WAC4 |
| — | REDFIN CORP 1.75 07/15/2023 | 13,605,000 | $13,495 | 0.2% | $0.91 | — | SDBCV | 75737FAA6 |
| — | TIBERIUS ACQUISITION CORP | 1,284,745 | $13,400 | 0.2% | $10.24 | — | COM | 88633A107 |
| — | STABLE ROAD ACQUISITION CORP | 1,272,540 | $13,094 | 0.2% | $10.29 | — | COM | 85236Q208 |
| — | INSURANCE ACQUISITION CORP A | 1,264,600 | $12,665 | 0.1% | $9.75 | — | COM | 457867109 |
| — | TRINE ACQUISITION CORP A | 1,235,920 | $12,335 | 0.1% | $9.72 | — | COM | 89628U108 |
| — | DIAMONDPEAK HOLDINGS CORP A | 1,225,400 | $12,193 | 0.1% | $9.76 | — | COM | 25280H100 |
| — | IRONWOOD PHARMACEUTICALS 2.25 06/15/2022 | 10,269,000 | $12,015 | 0.1% | $1.15 | — | SDBCV | 46333XAD0 |
| — | GORES METROPOULOS INC CL A | 1,170,237 | $11,890 | 0.1% | $9.93 | — | COM | 382872109 |
| BX | BLACKSTONE GROUP INC THE A | 207,800 | $11,624 | 0.1% | $39.22 | +7.3% | Put | 09260D107 |
| — | ACAMAR PARTNERS ACQUISITI A | 1,154,894 | $11,572 | 0.1% | $9.72 | — | COM | 004285102 |
| — | PROPTECH ACQUISITION CORPORA | 1,100,100 | $11,353 | 0.1% | $10.32 | — | COM | 74349F200 |
| — | ACCELERATE DIAGNOSTICS 2.5 03/15/2023 | 14,500,000 | $11,325 | 0.1% | $0.85 | — | SDBCV | 00430HAB8 |
| — | SSR MINING INC 2.875 02/01/2033 | 11,055,000 | $11,222 | 0.1% | $1.01 | — | SDBCV | 82823LAC0 |
| — | THERATECHNOLOGIES INC 5.75 06/30/2023 144A | 13,500,000 | $11,122 | 0.1% | $0.82 | — | SDBCV | 88338HAA8 |
| MAPS | SILVER SPIKE ACQUISITION A | 1,100,300 | $10,915 | 0.1% | $9.92 | — | COM | G8136L106 |
| — | BLACKSTONE MORTGAGE TR 4.375 05/05/2022 | 10,236,000 | $10,900 | 0.1% | $1.01 | — | SDBCV | 09257WAB6 |
| — | FINTECH ACQUISITION CORP A | 1,065,941 | $10,797 | 0.1% | $9.87 | — | COM | 31811A101 |
| — | MERIDA MERGER CORP I | 1,075,100 | $10,460 | 0.1% | $9.73 | — | COM | 58953M106 |
| — | VEONEER INC 4 06/01/2024 | 10,100,000 | $10,372 | 0.1% | $1.04 | — | SDBCV | 92336XAA7 |
| — | LEGACY ACQUISITION CORP CL A | 995,366 | $10,222 | 0.1% | $10.27 | — | COM | 524643103 |
| — | TUSCAN HOLDINGS CORP II | 1,034,460 | $10,200 | 0.1% | $9.81 | — | COM | 90070A103 |
| — | VISHAY INTERTECHNOLOGY 2.25 06/15/2025 | 9,747,000 | $9,783 | 0.1% | $1.00 | — | SDBCV | 928298AP3 |
| — | TRIP COM GROUP LTD 1 07/01/2020 | 9,787,000 | $9,651 | 0.1% | $1.00 | — | SDBCV | 22943FAF7 |
| — | TORTOISE ACQUISITION CORP A | 922,800 | $9,205 | 0.1% | $9.98 | — | COM | 89154L100 |
| — | LGL SYSTEMS ACQUISITION CORP | 863,863 | $8,802 | 0.1% | $10.19 | — | COM | 50201G205 |
| — | GS ACQUISITION HOLDINGS A | 776,798 | $8,568 | 0.1% | $10.02 | — | COM | 36255F102 |
| — | NEBULA ACQUISITION CORP CL A | 783,100 | $8,253 | 0.1% | $9.58 | — | COM | 629076100 |
| — | DIAMOND EAGLE ACQUISIT CL A | 747,776 | $8,001 | 0.1% | $9.94 | — | COM | 25258L109 |
| — | GALILEO ACQUISITION CORP | 801,200 | $7,852 | 0.1% | $9.80 | — | COM | G3770A102 |
| — | REDWOOD TRUST INC 5.625 07/15/2024 | 7,605,000 | $7,785 | 0.1% | $1.00 | — | SDBCV | 758075AD7 |
| — | NEW PROVIDENCE ACQUISITION C | 750,000 | $7,706 | 0.1% | $10.07 | — | COM | 64822P205 |
| — | CANOPY GROWTH CORP | 365,100 | $7,700 | 0.1% | — | — | Put | 138035100 |
| — | RMG ACQUISITION CORP CL A | 728,950 | $7,275 | 0.1% | $9.77 | — | COM | 749641106 |
| — | PROFICIENT ALPHA ACQUISITION | 720,600 | $7,257 | 0.1% | $9.75 | — | COM | 74317H105 |
| SCPE | SC HEALTH CORP A | 704,599 | $7,004 | 0.1% | $9.91 | — | COM | G78516203 |
| — | GIGCAPITAL2 INC | 700,723 | $7,000 | 0.1% | $9.83 | — | COM | 375036100 |
| — | ZENDESK INC 0.25 03/15/2023 | 5,106,000 | $6,994 | 0.1% | $1.43 | — | SDBCV | 98936JAB7 |
| — | SWITCHBACK ENERGY ACQUISIT A | 700,000 | $6,884 | 0.1% | $9.83 | — | COM | 87105M102 |
| — | SOUTH MOUNTAIN MERGER CORP A | 674,485 | $6,657 | 0.1% | $9.83 | — | COM | 838884104 |
| BZUN | BAOZUN INC SPN ADR | 199,344 | $6,602 | 0.1% | $43.11 | — | ADR | 06684L103 |
| NIO | NIO INC ADR | 1,602,800 | $6,444 | 0.1% | $4.94 | — | ADR | 62914V106 |
| — | SOFTWARE ACQUISITION GROUP I | 625,000 | $6,344 | 0.1% | $10.15 | — | COM | 83406B200 |
| ALUS/U | ALUSSA ENERGY ACQUISITION CO | 625,000 | $6,301 | 0.1% | $10.08 | — | COM | G0232J127 |
| — | THERAVANCE BIOPHARMA INC 3.25 11/01/2023 | 5,523,000 | $5,741 | 0.1% | $1.19 | — | SDBCV | 88339KAA0 |
| — | VIRGIN GALACTIC HOLDING CW22 | 1,697,214 | $5,720 | 0.1% | $3.37 | — | RT | 92766K114 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 175,000 | $5,385 | 0.1% | — | — | Call | 81369Y605 |
| — | BRAEMAR HOTELS & RESORTS | 276,663 | $5,256 | 0.1% | $19.06 | — | CVPFD | 10482B200 |
| — | CRESCENT ACQUISITION CORP A | 500,000 | $5,003 | 0.1% | $9.80 | — | COM | 22564L105 |
| — | APOLLO GLOBAL MANAGEMENT INC | 100,000 | $4,772 | 0.1% | $37.79 | — | Put | 03768E105 |
| — | TRULIA LLC 2.75 12/15/2020 | 2,053,000 | $4,055 | 0.0% | $1.68 | — | SDBCV | 897888AB9 |
| — | HANNON ARMSTRONG SUSTAIN 4.125 09/01/2022 | 3,194,000 | $3,868 | 0.0% | $1.02 | — | SDBCV | 41068XAB6 |
| — | LIV CAPITAL ACQUISITION CORP | 350,000 | $3,514 | 0.0% | $10.04 | — | COM | G5510C124 |
| — | GENERAL ELECTRIC CO | 301,395 | $3,363 | 0.0% | $9.99 | — | COM | 369604103 |
| — | AMCI ACQUISITION CORP CL A | 326,300 | $3,304 | 0.0% | $9.95 | — | COM | 00165R101 |
| — | CF FINANCE ACQUISITION CL A | 316,700 | $3,248 | 0.0% | $10.26 | — | COM | 12528N107 |
| — | COLLIER CREEK HOLDINGS A | 300,000 | $3,078 | 0.0% | $10.00 | — | COM | G22707106 |
| — | GOL LINHAS AEREAS INTEL ADR | 166,108 | $3,001 | 0.0% | $14.64 | — | ADR | 38045R206 |
| — | US ECOLOGY PARENT INC CW23 | 227,365 | $2,574 | 0.0% | $11.32 | — | RT | 91734M111 |
| — | HENNESSY CAPITAL ACQUISITI A | 250,000 | $2,540 | 0.0% | $10.04 | — | COM | 42589C104 |
| — | IPATH SERIES B S&P 500 VIX | 149,000 | $2,253 | 0.0% | — | — | Put | 06746P621 |
| — | ORISUN ACQUISITION CORP | 215,000 | $2,140 | 0.0% | $9.95 | — | COM | 68632T109 |
| — | CHASERG TECHNOLOGY ACQ CW23 | 1,123,347 | $2,134 | 0.0% | $0.78 | — | RT | 16166A111 |
| BX | BLACKSTONE GROUP INC THE A | 36,599 | $2,048 | 0.0% | $39.22 | +7.3% | COM | 09260D107 |
| — | LANDCADIA HOLDINGS II INC A | 200,000 | $1,987 | 0.0% | $9.79 | — | COM | 51476X105 |
| — | HAYMAKER ACQUISITION CO CW26 | 1,370,005 | $1,979 | 0.0% | $1.34 | — | RT | 42087L119 |
| — | ACCEL ENTERTAINMENT INC CW | 675,302 | $1,952 | 0.0% | $2.89 | — | RT | 00436Q114 |
| — | THUNDER BRIDGE ACQUISI CW26 | 2,107,100 | $1,927 | 0.0% | $0.91 | — | RT | G8857S108 |
| — | CHURCHILL CAPITAL CORP CW24 | 1,284,623 | $1,837 | 0.0% | $1.54 | — | RT | 17143G114 |
| — | INTREXON CORP 3.5 07/01/2023 | 3,000,000 | $1,827 | 0.0% | $1.10 | — | SDBCV | 46122TAA0 |
| — | APEX TECHNOLOGY ACQUI C CW24 | 1,254,531 | $1,444 | 0.0% | $1.15 | — | RT | 03768F110 |
| — | AMPLITUDE HEALTHCARE ACQUISI | 131,375 | $1,323 | 0.0% | $10.07 | — | COM | 03212A204 |
| — | ACT II GLOBAL ACQUISITI CW24 | 1,276,098 | $1,276 | 0.0% | $0.67 | — | RT | G0080J120 |
| PI | IMPINJ INC | 48,600 | $1,257 | 0.0% | $31.09 | 0.0% | COM | 453204109 |
| — | RANPAK HOLDINGS CORP CW | 1,061,484 | $1,172 | 0.0% | $1.22 | — | RT | 75321W111 |
| — | APOLLO GLOBAL MANAGEMENT INC | 24,200 | $1,154 | 0.0% | $37.79 | — | COM | 03768E105 |
| — | LEGACY ACQUISITION CORP CW22 | 2,124,603 | $1,083 | 0.0% | $0.46 | — | RT | 524643111 |
| — | REPLAY ACQUISITION CW20 | 1,276,896 | $1,066 | 0.0% | $0.69 | — | RT | G75130115 |
| — | GX ACQUISITION CORP CW26 | 1,356,149 | $1,065 | 0.0% | $0.60 | — | RT | 36251A115 |
| — | FINTECH ACQUISITION CORP 24 | 732,170 | $988 | 0.0% | $1.42 | — | RT | 31811A119 |
| — | GREENVISION ACQUISITION CORP | 100,000 | $983 | 0.0% | $9.83 | — | COM | 39678G103 |
| — | GORES HOLDINGS III INC CW23 | 641,666 | $941 | 0.0% | $1.44 | — | RT | 38286G117 |
| — | GS ACQUISITION HOLDINGS CW23 | 404,999 | $929 | 0.0% | $1.65 | — | RT | 36255F110 |
| — | UNION ACQUISITION COR CW25 | 1,501,300 | $920 | 0.0% | $0.61 | — | RT | G9402Q126 |
| — | BROOGE HOLDINGS LTD | 1,259,214 | $894 | 0.0% | $0.71 | — | RT | G1611B115 |
| — | GIGCAPITAL2 INC RIGHTS | 3,149,184 | $787 | 0.0% | $0.27 | — | RT | 375036126 |
| — | PENSARE ACQUISITION CORP RTS | 2,738,229 | $746 | 0.0% | $0.28 | — | RT | 70957E121 |
| — | OAKTREE ACQUISITION CORP A | 74,999 | $741 | 0.0% | $9.88 | — | COM | G67145105 |
| — | TIBERIUS ACQUISITION CO CW21 | 686,260 | $721 | 0.0% | $0.45 | — | RT | 88633A115 |
| — | INSURANCE ACQUISITION CW24 | 632,999 | $706 | 0.0% | $0.84 | — | RT | 457867117 |
| — | TRINE ACQUISITION CORP CW24 | 712,000 | $670 | 0.0% | $0.74 | — | RT | 89628U116 |
| — | TRACON PHARMACEUTICALS INC | 284,248 | $665 | 0.0% | $2.34 | — | COM | 89237H209 |
| — | SOUTH MOUNTAIN MERGER CW24 | 745,300 | $619 | 0.0% | $0.80 | — | RT | 838884112 |
| — | NETFIN AQUISITION CORP CW24 | 1,802,257 | $558 | 0.0% | $0.30 | — | RT | G6455A115 |
| — | DIAMOND EAGLE ACQUI CW26 | 233,333 | $556 | 0.0% | $0.91 | — | RT | 25258L117 |
| AHCO | ADAPTHEALTH CORP | 49,620 | $545 | 0.0% | $9.95 | 0.0% | COM | 00653Q102 |
| SHPSQ | GALILEO ACQUISITION CORP | 1,125,775 | $540 | 0.0% | $0.48 | — | RT | G3770A110 |
| — | BROADMARK REALTY CAPIT CW24 | 1,361,416 | $531 | 0.0% | $0.39 | — | RT | 11135B118 |
| — | HENNESSY CAPITAL ACQUIS CW25 | 600,000 | $507 | 0.0% | $0.59 | — | RT | 42589C112 |
| — | GORES METROPOULOS INC C CW24 | 343,774 | $507 | 0.0% | $1.36 | — | RT | 382872117 |
| — | PIVOTAL INVESTMENT II CW25 | 604,765 | $495 | 0.0% | $1.01 | — | RT | 72582K118 |
| — | INTREXON CORP | 90,164 | $494 | 0.0% | $7.66 | — | COM | 46122T102 |
| — | SPARTAN ENERGY ACQUISIT CW23 | 991,876 | $486 | 0.0% | $1.13 | — | RT | 846784122 |
| — | EVOLENT HEALTH INC 2 12/01/2021 | 500,000 | $448 | 0.0% | $1.11 | — | SDBCV | 30050BAB7 |
| — | GIGCAPITAL2 INC CW24 | 1,321,715 | $430 | 0.0% | $0.29 | — | RT | 375036118 |
| — | DIAMONDPEAK HOLDINGS CO CW24 | 533,333 | $425 | 0.0% | $0.73 | — | RT | 25280H118 |
| — | MUDRICK CAPITAL ACQUISI | 784,800 | $373 | 0.0% | $0.58 | — | RT | 624745113 |
| — | SC HEALTH CORP CW24 | 349,999 | $360 | 0.0% | $1.17 | — | RT | G78516401 |
| — | GORDON POINTE ACQUISI WAR | 1,053,096 | $353 | 0.0% | $0.53 | — | RT | 382788115 |
| — | MOSAIC ACQUISITION CORP-CW22 | 367,166 | $350 | 0.0% | $1.01 | — | RT | 61946M118 |
| — | NEBULA ACQUISITION CORP CW23 | 261,000 | $344 | 0.0% | $2.14 | — | RT | 629076118 |
| — | TUSCAN HOLDINGS CORP CW26 | 600,000 | $339 | 0.0% | $0.56 | — | RT | 90069K112 |
| — | RMG ACQUISITION CORP CW24 | 499,999 | $310 | 0.0% | $0.93 | — | RT | 749641114 |
| — | CF FINANCE ACQUISITION CW25 | 337,523 | $292 | 0.0% | $0.87 | — | RT | 12528N115 |
| — | PENSARE ACQUISITION CORP CW | 931,411 | $285 | 0.0% | $0.26 | — | RT | 70957E113 |
| — | TKK SYMPHONY ACQUISITION RTS | 1,047,414 | $284 | 0.0% | $0.26 | — | RT | G88950137 |
| — | MERIDA MERGER CORP I CW26 | 537,499 | $265 | 0.0% | $0.49 | — | RT | 58953M114 |
| — | NEW FRONTIER CORP CW23 | 169,119 | $262 | 0.0% | $1.55 | — | RT | G6461G114 |
| MAPSW | SILVER SPIKE ACQUISITI CW24 | 550,000 | $254 | 0.0% | $0.46 | — | RT | G8136L114 |
| — | NESCO HOLDINGS CW25 | 520,000 | $237 | 0.0% | $0.83 | — | RT | 64083J112 |
| — | ALLEGRO MERGER CORP RTS | 758,840 | $236 | 0.0% | $0.31 | — | RT | 01749N129 |
| — | TUSCAN HOLDINGS CORP II CW25 | 514,992 | $231 | 0.0% | $0.54 | — | RT | 90070A111 |
| — | TORTOISE ACQUISITION CW24 | 500,000 | $225 | 0.0% | $0.65 | — | RT | 89154L118 |
| — | ALLEGRO MERGER CORP CW25 | 1,000,000 | $201 | 0.0% | $0.20 | — | RT | 01749N111 |
| — | ACAMAR PARTNERS ACQUISI CW26 | 418,000 | $197 | 0.0% | $0.72 | — | RT | 004285110 |
| — | FELLAZO INC | 17,102 | $171 | 0.0% | $10.00 | — | COM | G3362K112 |
| — | CRESCENT ACQUISITION CO CW24 | 249,999 | $170 | 0.0% | $0.46 | — | RT | 22564L113 |
| — | PROFICIENT ALPHA ACQ RGT | 802,600 | $161 | 0.0% | $0.19 | — | RT | 74317H121 |
| RPAY | REPAY HOLDINGS CORP | 10,000 | $146 | 0.0% | $13.97 | 0.0% | COM | 76029L100 |
| — | SWITCHBACK ENERGY ACQ CW24 | 233,333 | $139 | 0.0% | $0.60 | — | RT | 87105M110 |
| — | PURE ACQUISITION CORP CW23 | 136,728 | $134 | 0.0% | $0.98 | — | RT | 74621Q114 |
| — | FAR POINT ACQUISITION CW25 | 100,000 | $132 | 0.0% | $1.28 | — | RT | 30734W117 |
| — | COLLIER CREEK HOLDINGS CW23 | 99,999 | $130 | 0.0% | $1.30 | — | RT | G22707114 |
| BROGF | BROOGE HOLDINGS LTD | 14,499 | $127 | 0.0% | $8.76 | — | COM | G1611B107 |
| — | PROFICIENT ALPHA ACQUI CW | 700,000 | $104 | 0.0% | $0.13 | — | RT | 74317H113 |
| — | SCHULTZE SPECIAL PURPOSE 24 | 231,401 | $101 | 0.0% | $0.44 | — | RT | 80821R117 |
| — | RISUN ACQUISITION CORP RTS | 215,000 | $101 | 0.0% | $0.47 | — | RT | 68632T125 |
| — | BIG ROCK PARTNERS ACQUIS RTS | 147,438 | $41 | 0.0% | $0.28 | — | RT | 089482129 |
| — | OAKTREE ACQUISITION CO CW24 | 24,999 | $23 | 0.0% | $0.92 | — | RT | G67145113 |
| — | GREENVISION ACQU CORP RGT | 100,000 | $20 | 0.0% | $0.20 | — | RT | 39678G129 |
| — | ORISUN ACQUISITION COR CW24 | 215,000 | $14 | 0.0% | $0.07 | — | RT | 68632T117 |
| — | GREENVISION ACQUITION CW24 | 100,000 | $13 | 0.0% | $0.13 | — | RT | 39678G111 |
| — | FELLAZO INC RIGHTS | 17,102 | $3 | 0.0% | $0.18 | — | RT | G3362K146 |
| — | FELLAZO INC CW26 | 17,102 | $1 | 0.0% | $0.06 | — | RT | G3362K120 |