CIK: 0001599795 · Show all filings
Period: Q4 2020 (← Previous) (Next →)
Filing Date: Jan 28, 2021
Total Value ($000): $178,420 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | WESTERN ASSET MANAGED MUNICI | 901,948 | $11,570 | 6.5% | $12.12 | — | COM | 95766M105 |
| XMYDX | BLACKROCK MUNIYIELD FUND | 806,477 | $11,529 | 6.5% | $13.55 | — | COM | 09253W104 |
| XMVFX | BLACKROCK MUNIVEST FUND | 939,012 | $8,612 | 4.8% | $9.04 | — | COM | 09253R105 |
| — | BNYM STRAT MUNI BND | 1,056,443 | $8,325 | 4.7% | $7.33 | — | COM | 09662E109 |
| — | NUVEEN NJ QUAL MUNI INC FD | 541,238 | $7,761 | 4.3% | $13.41 | — | COM | 67069Y102 |
| — | NUVEEN MUNI CREDIT INC FD | 432,376 | $6,961 | 3.9% | $14.48 | — | COM | 67070X101 |
| — | INVESCO VALUE MUNICIPAL INCO | 429,365 | $6,733 | 3.8% | $14.39 | — | COM | 46132P108 |
| — | MFS MUNICIPAL INCOME TRUST | 993,093 | $6,604 | 3.7% | $6.48 | — | COM | 552738106 |
| — | BLACKROCK MUNIHOLDINGS FUND | 383,247 | $6,155 | 3.4% | $15.05 | — | COM | 09253N104 |
| — | BLACKROCK MUNIHOLDINGS QUALI | 422,055 | $5,968 | 3.3% | $13.07 | — | COM | 09254P108 |
| — | RIVERNORTH MANAGED DURATION | 292,843 | $5,230 | 2.9% | $17.44 | — | COM | 76882H105 |
| XMVTX | BLACKROCK MUNIVEST FUND II | 348,524 | $5,186 | 2.9% | $13.52 | — | COM | 09253T101 |
| — | DWS MUNICIPAL INCOME TRUST | 443,322 | $5,165 | 2.9% | $11.65 | — | COM | 233368109 |
| — | NUVEEN OH QUAL MUNI INC FD | 291,663 | $4,563 | 2.6% | $15.12 | — | COM | 670980101 |
| — | NUVEEN PA QUAL MUNI INC FD | 273,914 | $3,961 | 2.2% | $12.98 | — | COM | 670972108 |
| — | RIVERNORTH OPPORT MUNI INC | 165,883 | $3,588 | 2.0% | $21.25 | — | COM | 76883F108 |
| — | DWS STRATEGIC MUNICIPAL INCO | 304,208 | $3,459 | 1.9% | $10.49 | — | COM | 23342Q101 |
| — | NUVEEN MUNICIPAL CREDIT OPP | 266,561 | $3,450 | 1.9% | $12.94 | — | COM | 670663103 |
| — | INVESCO TRUST FOR INVESTMENT | 261,613 | $3,411 | 1.9% | $12.21 | — | COM | 46131T101 |
| — | BLACKROCK MUNIYIELD MI QUALI | 220,286 | $3,220 | 1.8% | $12.90 | — | COM | 09254V105 |
| — | PIMCO NEW YORK MUNICIPAL II | 293,010 | $3,200 | 1.8% | $10.58 | — | COM | 72200Y102 |
| — | BLACKROCK MUNIYIELD CALI FD | 195,662 | $2,911 | 1.6% | $14.08 | — | COM | 09254M105 |
| — | PIMCO MUNICIPAL INCOME FUND | 203,847 | $2,829 | 1.6% | $12.91 | — | COM | 72200R107 |
| — | INVESCO MUNICIPAL INCOME OPP | 314,411 | $2,484 | 1.4% | $7.24 | — | COM | 46132X101 |
| — | NUVEEN NY AMT-FR MUNI INC FD | 159,770 | $2,159 | 1.2% | $13.51 | — | COM | 670656107 |
| — | NUVEEN CA QUAL MUNI INC FD | 126,747 | $1,927 | 1.1% | $14.16 | — | COM | 67066Y105 |
| XBTAX | BLACKROCK LNG-TM MUN ADV TST | 150,933 | $1,926 | 1.1% | $12.76 | — | COM | 09250B103 |
| — | BNYM STRAT MUNI | 205,171 | $1,736 | 1.0% | $8.46 | — | COM | 05588W108 |
| XPZCX | PIMCO CALIFORNIA MUNICIP III | 155,159 | $1,598 | 0.9% | $10.30 | — | COM | 72201C109 |
| — | WELLS FARGO INCOME OPPORTUNI | 181,653 | $1,484 | 0.8% | $7.30 | — | COM | 94987B105 |
| — | PGIM HIGH YIELD BOND FUND | 98,501 | $1,475 | 0.8% | $14.46 | — | COM | 69346H100 |
| XXHYBXX | NEW AMERICA HIGH INCOME FUND | 167,207 | $1,455 | 0.8% | $8.97 | — | COM | 641876800 |
| — | MFS HIGH YIELD MUNICIPAL TRU | 326,239 | $1,426 | 0.8% | $4.37 | — | COM | 59318E102 |
| — | APOLLO SENIOR FLOATING RATE | 99,021 | $1,422 | 0.8% | $14.91 | — | COM | 037636107 |
| — | BLACKSTONE SENIOR FLOATING R | 97,488 | $1,386 | 0.8% | $12.86 | — | COM | 09256U105 |
| — | CREDIT SUISSE HIGH YIELD BD | 609,806 | $1,384 | 0.8% | $1.98 | — | COM | 22544F103 |
| — | APOLLO TACTICAL INCOME FUND | 95,380 | $1,371 | 0.8% | $13.88 | — | COM | 037638103 |
| — | MFS INVESTMENT GRADE MUNICIP | 138,615 | $1,361 | 0.8% | $9.82 | — | COM | 59318B108 |
| — | NUVEEN QUAL MUNI INCOME FD | 88,545 | $1,357 | 0.8% | $14.00 | — | COM | 67066V101 |
| — | BNYM HIGH YIELD STRAT | 454,547 | $1,355 | 0.8% | $2.86 | — | COM | 09660L105 |
| — | WESTERN ASSET MUNICIPAL PART | 87,574 | $1,307 | 0.7% | $14.92 | — | COM | 95766P108 |
| — | BLACKSTONE LONG-SHORT CREDIT | 97,220 | $1,301 | 0.7% | $10.54 | — | COM | 09257D102 |
| — | EATON VANCE CA MUNI INC TRST | 93,669 | $1,281 | 0.7% | $13.68 | — | COM | 27826F101 |
| — | DOUBLELINE INCOME SOLUTIONS | 74,375 | $1,229 | 0.7% | $16.52 | — | COM | 258622109 |
| — | BNYM MUNICIPAL INCOME | 132,745 | $1,176 | 0.7% | $8.86 | — | COM | 05589T104 |
| XPMQX | PIMCO MUNI INCOME FUND III | 86,029 | $1,022 | 0.6% | $10.83 | — | COM | 72201A103 |
| — | BLACKROCK FLT RT INC | 85,473 | $1,009 | 0.6% | $11.02 | — | COM | 091941104 |
| — | DOUBLELINE YIELD OPPORT | 51,674 | $964 | 0.5% | $18.66 | — | COM | 25862D105 |
| — | FEDERATED HERMES PREMIER MUN | 63,280 | $961 | 0.5% | $15.19 | — | COM | 31423P108 |
| XPHTX | PIONEER HIGH INCOME TRUST | 102,062 | $919 | 0.5% | $9.83 | — | COM | 72369H106 |
| — | WESTERN ASSET MUNICIPAL HIGH | 108,832 | $815 | 0.5% | $7.49 | — | COM | 95766N103 |
| — | INVESCO MUNICIPAL TRUST | 62,451 | $799 | 0.4% | $12.79 | — | COM | 46131J103 |
| — | BRANDYWINEGLOBAL GLOBAL INCO | 62,601 | $784 | 0.4% | $11.52 | — | COM | 10537L104 |
| — | BNYM MUNI BND INFRA | 54,704 | $765 | 0.4% | $13.98 | — | COM | 09662W109 |
| — | EATON VANCE SR FLTG RATE TR | 47,679 | $609 | 0.3% | $12.99 | — | COM | 27828Q105 |
| — | WESTERN ASSET INFL-LINK SEC | 44,134 | $590 | 0.3% | $13.37 | — | COM | 95766Q106 |
| — | KKR INCOME OPPORTUNITIES | 39,476 | $571 | 0.3% | $14.43 | — | COM | 48249T106 |
| — | NUVEEN CREDIT STRAT INCM | 78,739 | $499 | 0.3% | $5.83 | — | COM | 67073D102 |
| — | BLACKSTONE STRATEGIC CREDIT | 37,904 | $472 | 0.3% | $11.54 | — | COM | 09257R101 |
| — | WESTERN ASSET HI INC OPPORT | 86,139 | $428 | 0.2% | $4.71 | — | COM | 95766K109 |
| — | JOHN HANCOCK INVEST TRUST | 20,299 | $350 | 0.2% | $15.79 | — | COM | 410142103 |
| MBB | ISHARES MBS ETF | 3,000 | $330 | 0.2% | $108.18 | — | COM | 464288588 |
| — | NUVEEN INT DUR MUNI TERM FD | 23,428 | $325 | 0.2% | $13.87 | — | COM | 670671106 |
| — | CALAMOS CONVERTIBLE OPP&INC | 23,057 | $312 | 0.2% | $13.53 | — | COM | 128117108 |
| XEVMX | EATON VANCE CAL MUNI BOND | 26,028 | $306 | 0.2% | $11.76 | — | COM | 27828A100 |
| VT | VANGUARD TOT WORLD STK ETF | 3,000 | $280 | 0.2% | $80.98 | — | COM | 922042742 |
| BAB | INVESCO TAXABLE MUNICIPAL BO | 6,000 | $201 | 0.1% | $31.47 | — | COM | 46138G805 |
| — | FIRST TRUST HIGH INCOME LONG | 13,705 | $200 | 0.1% | $13.94 | — | COM | 33738E109 |
| QLTA | ISHARES AAA - A RATED CORPOR | 3,300 | $193 | 0.1% | $55.09 | — | COM | 46429B291 |
| XPCKX | PIMCO CALIFORNIA MUNICIPA II | 16,973 | $153 | 0.1% | $9.01 | — | COM | 72200M108 |
| — | EATON VANCE LTD DURATION FND | 9,300 | $115 | 0.1% | $11.29 | — | COM | 27828H105 |
| — | DOUBLELINE OPPORT CREDIT | 5,435 | $106 | 0.1% | $19.61 | — | COM | 258623107 |
| VWO | VANGUARD FTSE EMERGING MARKE | 1,130 | $58 | 0.0% | $44.51 | — | COM | 922042858 |
| TIP | ISHARES TIPS BOND ETF | 425 | $54 | 0.0% | $117.10 | — | COM | 464287176 |
| VGIT | VANGUARD INTERMEDIATE-TERM T | 750 | $52 | 0.0% | $69.33 | — | COM | 92206C706 |
| VB | VANGUARD SMALL-CAP ETF | 250 | $49 | 0.0% | $196.00 | — | COM | 922908751 |
| IWR | ISHARES RUSSELL MID-CAP ETF | 640 | $44 | 0.0% | $59.62 | — | COM | 464287499 |
| VSS | VANGUARD FTSE ALL WO X-US SC | 250 | $31 | 0.0% | $110.72 | — | COM | 922042718 |
| — | ROYCE MICRO-CAP TRUST INC | 2,000 | $20 | 0.0% | $10.00 | — | COM | 780915104 |
| — | INVESCO DYNAMIC CREDIT OPP | 460 | $5 | 0.0% | $8.80 | — | COM | 46132R104 |
| — | ABERDEEN ASIA-PAC INCOME FD | 870 | $4 | 0.0% | $4.35 | — | COM | 003009107 |
| — | NUVEEN FLT RATE INC OPP FD | 440 | $4 | 0.0% | $9.78 | — | COM | 6706EN100 |
| HYD | VANECK VECTORS HY MUNI ETF | 70 | $4 | 0.0% | $55.61 | — | COM | 92189H409 |
| PZA | INVESCO NATIONAL AMT-FREE MU | 143 | $4 | 0.0% | $27.97 | — | COM | 46138E537 |
| MUB | ISHARES NATIONAL MUNI BOND E | 32 | $4 | 0.0% | $123.97 | — | COM | 464288414 |
| — | VOYA PRIME RATE TRUST | 600 | $3 | 0.0% | $5.00 | — | COM | 92913A100 |
| — | PRINCIPAL REAL ESTATE INCOME | 250 | $3 | 0.0% | $12.00 | — | COM | 74255X104 |
| — | BLACKROCK MUNIHOLDINGS FD II | 170 | $3 | 0.0% | $17.65 | — | COM | 09253P109 |
| — | ALLIANZGI CONVERTIBLE & INCO | 425 | $2 | 0.0% | $4.71 | — | COM | 018828103 |
| DOG | PROSHARES SHORT DOW30 | 40 | $2 | 0.0% | $60.00 | — | COM | 74347B235 |
| — | PROSHARES SHORT S&P500 | 70 | $1 | 0.0% | $39.40 | — | COM | 74347B425 |
| RWM | PROSHARES SHORT RUSSELL2000 | 40 | $1 | 0.0% | $33.33 | — | COM | 74348A210 |
| — | KAYNE ANDERSON ENERGY INFRAS | 200 | $1 | 0.0% | $5.00 | — | COM | 486606106 |
| — | CUSHING MLP & INFRASTRUCTURE | 25 | $1 | 0.0% | $40.00 | — | COM | 231631300 |
| — | FIRST TRUST MLP AND ENERGY I | 150 | $1 | 0.0% | $6.67 | — | COM | 33739B104 |
| XPHDX | PIONEER FLOATING RATE TRUST | 37 | $0 | 0.0% | — | — | COM | 72369J102 |