CIK: 0001599795 · Show all filings
Period: Q1 2021 (← Previous) (Next →)
Filing Date: Apr 29, 2021
Total Value ($000): $186,869 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | WESTERN ASSET MANAGED MUNICI | 901,888 | $11,770 | 6.3% | $12.12 | — | Closed-End Fund | 95766M105 |
| XMYDX | BLACKROCK MUNIYIELD FUND | 732,235 | $10,617 | 5.7% | $13.55 | — | Closed-End Fund | 09253W104 |
| MUB | ISHARES NATIONAL MUNI BOND E | 90,107 | $10,449 | 5.6% | $115.96 | — | ETP | 464288414 |
| HYD | VANECK VECTORS HY MUNI ETF | 159,270 | $9,875 | 5.3% | $62.00 | — | ETP | 92189H409 |
| PZA | INVESCO NATIONAL AMT-FREE MU | 320,920 | $8,589 | 4.6% | $26.76 | — | ETP | 46138E537 |
| — | NUVEEN NJ QUAL MUNI INC FD | 541,238 | $7,870 | 4.2% | $13.41 | — | Closed-End Fund | 67069Y102 |
| — | MFS MUNICIPAL INCOME TRUST | 1,060,174 | $7,262 | 3.9% | $6.50 | — | Closed-End Fund | 552738106 |
| — | BLACKROCK MUNIHOLDINGS FUND | 433,958 | $7,047 | 3.8% | $15.19 | — | Closed-End Fund | 09253N104 |
| — | BNYM STRAT MUNI BND | 886,556 | $7,004 | 3.7% | $7.33 | — | Closed-End Fund | 09662E109 |
| XMVFX | BLACKROCK MUNIVEST FUND | 696,528 | $6,504 | 3.5% | $9.04 | — | Closed-End Fund | 09253R105 |
| — | RIVERNORTH MANAGED DURATION | 321,826 | $6,054 | 3.2% | $17.56 | — | Closed-End Fund | 76882H105 |
| — | NUVEEN OH QUAL MUNI INC FD | 291,663 | $4,586 | 2.5% | $15.12 | — | Closed-End Fund | 670980101 |
| — | NUVEEN AMT-FR QU MUNI INC FD | 294,067 | $4,382 | 2.3% | $14.90 | — | Closed-End Fund | 670657105 |
| — | NUVEEN MUNICIPAL CREDIT OPP | 291,561 | $4,117 | 2.2% | $13.04 | — | Closed-End Fund | 670663103 |
| — | NUVEEN MUNI CREDIT INC FD | 236,379 | $3,849 | 2.1% | $14.48 | — | Closed-End Fund | 67070X101 |
| — | EATON VANCE MUNICIPAL BOND F | 283,510 | $3,785 | 2.0% | $13.35 | — | Closed-End Fund | 27827X101 |
| — | RIVERNORTH OPPORT MUNI INC | 165,883 | $3,664 | 2.0% | $21.25 | — | Closed-End Fund | 76883F108 |
| — | BNYM STRAT MUNI | 379,246 | $3,254 | 1.7% | $8.52 | — | Closed-End Fund | 05588W108 |
| — | PIMCO NEW YORK MUNICIPAL II | 275,502 | $3,157 | 1.7% | $10.58 | — | Closed-End Fund | 72200Y102 |
| — | INVESCO TRUST FOR INVESTMENT | 193,703 | $2,536 | 1.4% | $12.21 | — | Closed-End Fund | 46131T101 |
| — | WESTERN ASSET MUNICIPAL PART | 163,409 | $2,503 | 1.3% | $15.11 | — | Closed-End Fund | 95766P108 |
| — | BLACKROCK MUNIYIELD CALI FD | 165,697 | $2,446 | 1.3% | $14.08 | — | Closed-End Fund | 09254M105 |
| — | NUVEEN CA QUAL MUNI INC FD | 160,269 | $2,395 | 1.3% | $14.32 | — | Closed-End Fund | 67066Y105 |
| XBTAX | BLACKROCK LNG-TM MUN ADV TST | 185,206 | $2,359 | 1.3% | $12.76 | — | Closed-End Fund | 09250B103 |
| — | BLACKROCK MUNIYIELD QUALITY | 142,324 | $2,287 | 1.2% | $16.07 | — | Closed-End Fund | 09254F100 |
| — | BLACKROCK MUNIHOLDINGS QUALI | 158,149 | $2,285 | 1.2% | $13.07 | — | Closed-End Fund | 09254P108 |
| XMVTX | BLACKROCK MUNIVEST FUND II | 137,553 | $2,087 | 1.1% | $13.52 | — | Closed-End Fund | 09253T101 |
| — | NUVEEN PA QUAL MUNI INC FD | 127,194 | $1,841 | 1.0% | $12.98 | — | Closed-End Fund | 670972108 |
| — | MFS HIGH YIELD MUNICIPAL TRU | 396,661 | $1,781 | 1.0% | $4.39 | — | Closed-End Fund | 59318E102 |
| — | NUVEEN NY AMT-FR MUNI INC FD | 124,770 | $1,714 | 0.9% | $13.51 | — | Closed-End Fund | 670656107 |
| XPCKX | PIMCO CALIFORNIA MUNICIPA II | 184,846 | $1,681 | 0.9% | $9.09 | — | Closed-End Fund | 72200M108 |
| — | BLACKROCK MUNIYIELD MI QUALI | 110,064 | $1,664 | 0.9% | $12.90 | — | Closed-End Fund | 09254V105 |
| — | BNYM MUNICIPAL INCOME | 179,470 | $1,576 | 0.8% | $8.84 | — | Closed-End Fund | 05589T104 |
| — | BLACKSTONE SENIOR FLOATING R | 97,333 | $1,525 | 0.8% | $12.86 | — | Closed-End Fund | 09256U105 |
| — | PGIM HIGH YIELD BOND FUND | 92,775 | $1,453 | 0.8% | $14.46 | — | Closed-End Fund | 69346H100 |
| XXHYBXX | NEW AMERICA HIGH INCOME FUND | 157,913 | $1,431 | 0.8% | $8.97 | — | Closed-End Fund | 641876800 |
| — | BNYM HIGH YIELD STRAT | 453,777 | $1,400 | 0.7% | $2.86 | — | Closed-End Fund | 09660L105 |
| — | BLACKSTONE LONG-SHORT CREDIT | 96,970 | $1,374 | 0.7% | $10.54 | — | Closed-End Fund | 09257D102 |
| — | MFS INVESTMENT GRADE MUNICIP | 138,099 | $1,358 | 0.7% | $9.82 | — | Closed-End Fund | 59318B108 |
| — | DOUBLELINE INCOME SOLUTIONS | 74,200 | $1,349 | 0.7% | $16.52 | — | Closed-End Fund | 258622109 |
| — | WELLS FARGO INCOME OPPORTUNI | 156,653 | $1,324 | 0.7% | $7.30 | — | Closed-End Fund | 94987B105 |
| — | PUTNAM MUNI OPPORTUNITIES TR | 96,900 | $1,307 | 0.7% | $13.49 | — | Closed-End Fund | 746922103 |
| — | CREDIT SUISSE HIGH YIELD BD | 534,806 | $1,292 | 0.7% | $1.98 | — | Closed-End Fund | 22544F103 |
| — | INVESCO VALUE MUNICIPAL INCO | 80,623 | $1,271 | 0.7% | $14.39 | — | Closed-End Fund | 46132P108 |
| — | APOLLO TACTICAL INCOME FUND | 80,380 | $1,196 | 0.6% | $13.88 | — | Closed-End Fund | 037638103 |
| — | APOLLO SENIOR FLOATING RATE | 76,986 | $1,153 | 0.6% | $14.91 | — | Closed-End Fund | 037636107 |
| — | EATON VANCE CA MUNI INC TRST | 83,070 | $1,109 | 0.6% | $13.68 | — | Closed-End Fund | 27826F101 |
| XPZCX | PIMCO CALIFORNIA MUNICIP III | 104,357 | $1,109 | 0.6% | $10.30 | — | Closed-End Fund | 72201C109 |
| — | DOUBLELINE YIELD OPPORT | 51,674 | $994 | 0.5% | $18.66 | — | Closed-End Fund | 25862D105 |
| — | NUVEEN QUAL MUNI INCOME FD | 63,545 | $966 | 0.5% | $14.00 | — | Closed-End Fund | 67066V101 |
| — | BLACKROCK FLT RT INC | 74,947 | $944 | 0.5% | $11.02 | — | Closed-End Fund | 091941104 |
| — | INVESCO MUNICIPAL INCOME OPP | 104,012 | $825 | 0.4% | $7.24 | — | Closed-End Fund | 46132X101 |
| — | BRANDYWINEGLOBAL GLOBAL INCO | 62,601 | $762 | 0.4% | $11.52 | — | Closed-End Fund | 10537L104 |
| — | FEDERATED HERMES PREMIER MUN | 52,324 | $761 | 0.4% | $15.19 | — | Closed-End Fund | 31423P108 |
| — | BLACKROCK MUNIYIELD INVESTME | 49,905 | $698 | 0.4% | $13.99 | — | Closed-End Fund | 09254R104 |
| — | KKR INCOME OPPORTUNITIES | 39,226 | $622 | 0.3% | $14.43 | — | Closed-End Fund | 48249T106 |
| JNK | SPDR BBG BARC HIGH YIELD BND | 5,500 | $597 | 0.3% | $108.55 | — | ETP | 78468R622 |
| — | WESTERN ASSET INFL-LINK SEC | 40,074 | $514 | 0.3% | $13.37 | — | Closed-End Fund | 95766Q106 |
| — | NUVEEN CREDIT STRAT INCM | 78,119 | $511 | 0.3% | $5.83 | — | Closed-End Fund | 67073D102 |
| — | BLACKSTONE STRATEGIC CREDIT | 37,904 | $506 | 0.3% | $11.54 | — | Closed-End Fund | 09257R101 |
| — | NUVEEN CA AMT-FR MUNI INC FD | 30,000 | $465 | 0.2% | $15.50 | — | Closed-End Fund | 670651108 |
| — | PINE TECHNOLOGY ACQUISITION | 44,903 | $446 | 0.2% | $9.93 | — | Unit | 722850203 |
| — | WESTERN ASSET HI INC OPPORT | 86,139 | $438 | 0.2% | $4.71 | — | Closed-End Fund | 95766K109 |
| — | BLACKROCK MUNIYIELD CA QUALI | 26,590 | $394 | 0.2% | $14.82 | — | Closed-End Fund | 09254N103 |
| — | ARES ACQUISITION CORP | 35,500 | $354 | 0.2% | $9.97 | — | Unit | G33032114 |
| — | ALKURI GLOBAL ACQUISITION CO | 35,500 | $352 | 0.2% | $9.92 | — | Unit | 66981N202 |
| — | VIRTUS ALLIANZGI CONVERTIBLE | 67,966 | $342 | 0.2% | $5.03 | — | Closed-End Fund | 92838U108 |
| — | CALAMOS CONVERTIBLE OPP&INC | 22,882 | $330 | 0.2% | $13.53 | — | Closed-End Fund | 128117108 |
| VT | VANGUARD TOT WORLD STK ETF | 3,000 | $295 | 0.2% | $80.98 | — | ETP | 922042742 |
| MBB | ISHARES MBS ETF | 2,500 | $271 | 0.1% | $108.18 | — | ETP | 464288588 |
| QLTA | ISHARES AAA - A RATED CORPOR | 3,650 | $203 | 0.1% | $55.14 | — | ETP | 46429B291 |
| BAB | INVESCO TAXABLE MUNICIPAL BO | 6,275 | $202 | 0.1% | $31.51 | — | ETP | 46138G805 |
| — | GIGCAPITAL4 INC | 17,750 | $176 | 0.1% | $9.92 | — | Unit | 37518G200 |
| — | CHURCHILL CAPITAL CORP VII | 17,250 | $173 | 0.1% | $10.03 | — | Unit | 17144M201 |
| — | CF ACQUISITION CORP V | 17,250 | $172 | 0.1% | $9.97 | — | Unit | 12520R205 |
| — | EATON VANCE SR FLTG RATE TR | 11,338 | $156 | 0.1% | $12.99 | — | Closed-End Fund | 27828Q105 |
| — | FORTRESS CAPITAL ACQUISITION | 11,659 | $116 | 0.1% | $9.95 | — | Unit | G36427113 |
| — | FIRST RESERVE SUSTAINABLE | 10,000 | $100 | 0.1% | $10.00 | — | Unit | 336169206 |
| — | BLACKROCK MUNIYIELD QUALITY | 5,132 | $74 | 0.0% | $14.42 | — | Closed-End Fund | 09254E103 |
| VWO | VANGUARD FTSE EMERGING MARKE | 1,300 | $68 | 0.0% | $45.53 | — | ETP | 922042858 |
| IWR | ISHARES RUSSELL MID-CAP ETF | 750 | $56 | 0.0% | $61.83 | — | ETP | 464287499 |
| VSS | VANGUARD FTSE ALL WO X-US SC | 425 | $55 | 0.0% | $118.42 | — | ETP | 922042718 |
| TIP | ISHARES TIPS BOND ETF | 425 | $53 | 0.0% | $117.10 | — | ETP | 464287176 |
| — | FUSION ACQUISITION CORP II | 5,250 | $52 | 0.0% | $9.90 | — | Unit | 36118N201 |
| VGIT | VANGUARD INTERMEDIATE-TERM T | 750 | $51 | 0.0% | $69.33 | — | ETP | 92206C706 |
| VB | VANGUARD SMALL-CAP ETF | 200 | $43 | 0.0% | $196.00 | — | ETP | 922908751 |
| — | ROYCE MICRO-CAP TRUST INC | 2,300 | $26 | 0.0% | $10.17 | — | Closed-End Fund | 780915104 |
| — | FOREST ROAD ACQUISITION CORP | 1,000 | $10 | 0.0% | $10.00 | — | Unit | 34619V202 |
| — | LIVE OAK MOBILITY ACQUISITIO | 1,000 | $10 | 0.0% | $10.00 | — | Unit | 538126202 |
| SHYD | VANECK VECTORS SH H YLD MUNI | 165 | $4 | 0.0% | $24.24 | — | ETP | 92189F387 |
| — | LAZARD GROWTH ACQUISITION CO | 250 | $3 | 0.0% | $12.00 | — | Unit | G54035129 |
| — | PRINCIPAL REAL ESTATE INCOME | 200 | $3 | 0.0% | $12.00 | — | Closed-End Fund | 74255X104 |
| — | RIVERNORTH FLEXIBLE MUNI | 113 | $3 | 0.0% | $26.55 | — | Closed-End Fund | 76883H104 |
| — | NUVEEN SENIOR INC FD | 550 | $3 | 0.0% | $5.45 | — | Closed-End Fund | 67067Y104 |
| — | NUVEEN FLT RATE INC OPP FD | 270 | $3 | 0.0% | $9.78 | — | Closed-End Fund | 6706EN100 |
| — | INVESCO DYNAMIC CREDIT OPP | 250 | $3 | 0.0% | $8.80 | — | Closed-End Fund | 46132R104 |
| — | DOUBLELINE OPPORT CREDIT | 150 | $3 | 0.0% | $19.61 | — | Closed-End Fund | 258623107 |
| — | VIRTUS ALLIANZGI CONVERTIBLE | 425 | $2 | 0.0% | $4.71 | — | Closed-End Fund | 92838X102 |
| — | PROGRESS ACQUISITION CORP | 250 | $2 | 0.0% | $8.00 | — | Unit | 74327P204 |
| — | ARROWROOT ACQUISITION CORP | 250 | $2 | 0.0% | $8.00 | — | Unit | 04282M201 |
| — | DHC ACQUISITION CORP | 250 | $2 | 0.0% | $8.00 | — | Unit | G2758T125 |
| — | EJF ACQUISITION CORP | 250 | $2 | 0.0% | $8.00 | — | Unit | 000000000 |
| — | GORES HOLDINGS VII INC | 250 | $2 | 0.0% | $8.00 | — | Unit | 38286T200 |
| DOG | PROSHARES SHORT DOW30 | 40 | $1 | 0.0% | $60.00 | — | ETP | 74347B235 |
| — | KAYNE ANDERSON ENERGY INFRAS | 200 | $1 | 0.0% | $5.00 | — | Closed-End Fund | 486606106 |
| — | TORTOISE ENERGY INFRASTRUCT | 30 | $1 | 0.0% | $33.33 | — | Closed-End Fund | 89147L886 |
| RWM | PROSHARES SHORT RUSSELL2000 | 40 | $1 | 0.0% | $33.33 | — | ETP | 74348A210 |
| XPHTX | PIONEER HIGH INCOME TRUST | 150 | $1 | 0.0% | $9.83 | — | Closed-End Fund | 72369H106 |
| — | PROSHARES SHORT S&P500 | 70 | $1 | 0.0% | $39.40 | — | ETP | 74347B425 |
| — | FIDUCIARY/CLAYM ENRGY INFRA | 100 | $1 | 0.0% | $10.00 | — | Closed-End Fund | 31647Q205 |
| — | CENTER COAST BROOKFIELD MLP | 100 | $1 | 0.0% | $10.00 | — | Closed-End Fund | 151461209 |