QVT Financial LP Diversified Active

CIK: 0001290162 · Show all filings

Period: Q3 2023 (← Previous) (Next →)

Filing Date: Nov 14, 2023

Total Value ($000): $1,768,551 (96.8% shares, 3.2% debt)

Holdings (40)

ROIV ROIVANT SCIENCES LTD 74.3%

Value ($000) $1,314,485 Shares 112,541,536 Est. Cost $8.32 Unrealized +35.9%

MP MP MATERIALS CORP 4.2%

Value ($000) $74,538 Shares 3,902,500 Est. Cost $19.35 Unrealized +14.7%

SPY SPDR S&P 500 ETF TR 4.1%

Value ($000) $72,672 Shares 170,000 Est. Cost $427.48 Unrealized —

GS GOLDMAN SACHS GROUP INC 1.5%

Value ($000) $25,906 Shares 80,062 Est. Cost $258.33 Unrealized +22.1%

NXST NEXSTAR MEDIA GROUP INC 1.3%

Value ($000) $23,761 Shares 165,735 Est. Cost $61.05 Unrealized +139.8%

— IMMUNOGEN INC 1.2%

Value ($000) $21,836 Shares 1,375,900 Est. Cost $2.50 Unrealized —

NNI NELNET INC 1.2%

Value ($000) $20,514 Shares 229,665 Est. Cost $84.46 Unrealized +11.8%

— SEA LTD 1.1%

Value ($000) $19,279 Shares 20,000,000 Est. Cost $0.96 Unrealized —

MMYT MAKEMYTRIP LIMITED MAURITIUS 1.1%

Value ($000) $18,829 Shares 464,679 Est. Cost $23.66 Unrealized +46.5%

— NIO INC 1.0%

Value ($000) $17,902 Shares 16,000,000 Est. Cost $1.05 Unrealized —

BRK/B BERKSHIRE HATHAWAY INC DEL 0.9%

Value ($000) $16,795 Shares 47,946 Est. Cost $206.04 Unrealized +72.2%

ARGX ARGENX SE 0.9%

Value ($000) $15,977 Shares 32,498 Est. Cost $47.41 Unrealized —

ATEX ANTERIX INC 0.9%

Value ($000) $15,814 Shares 503,941 Est. Cost $45.58 Unrealized -31.0%

LILAK LIBERTY LATIN AMERICA LTD 0.8%

Value ($000) $14,276 Shares 1,749,467 Est. Cost $8.76 Unrealized -3.2%

CCL CARNIVAL CORP 0.8%

Value ($000) $13,720 Shares 1,000,000 Est. Cost $13.04 Unrealized +27.1%

NYT NEW YORK TIMES CO 0.7%

Value ($000) $13,058 Shares 316,947 Est. Cost $15.93 Unrealized +156.8%

— VERTEX ENERGY INC 0.5%

Value ($000) $8,900 Shares 2,000,000 Est. Cost $5.31 Unrealized —

— VNET GROUP INC 0.4%

Value ($000) $7,755 Shares 10,000,000 Est. Cost $0.79 Unrealized —

— MAKEMYTRIP LIMITED MAURITIUS 0.4%

Value ($000) $7,545 Shares 6,500,000 Est. Cost $0.99 Unrealized —

CCL CARNIVAL CORP 0.3%

Value ($000) $6,174 Shares 450,000 Est. Cost $13.04 Unrealized +27.1%

BHVN BIOHAVEN LTD 0.3%

Value ($000) $5,577 Shares 214,409 Est. Cost $20.78 Unrealized 0.0%

ALLT ALLOT LTD 0.3%

Value ($000) $5,357 Shares 2,457,225 Est. Cost $8.76 Unrealized -71.9%

— VERTEX ENERGY INC 0.2%

Value ($000) $4,076 Shares 915,900 Est. Cost $5.31 Unrealized —

ZIM ZIM INTEGRATED SHIPPING SERV 0.2%

Value ($000) $3,621 Shares 346,500 Est. Cost — Unrealized —

PDD PDD HOLDINGS INC 0.2%

Value ($000) $3,419 Shares 34,861 Est. Cost $75.90 Unrealized —

IOVA IOVANCE BIOTHERAPEUTICS INC 0.2%

Value ($000) $3,087 Shares 678,564 Est. Cost $14.41 Unrealized -54.7%

— H WORLD GROUP LTD 0.1%

Value ($000) $2,367 Shares 2,000,000 Est. Cost $1.21 Unrealized —

— BILIBILI INC 0.1%

Value ($000) $2,340 Shares 2,600,000 Est. Cost $0.77 Unrealized —

GTN GRAY TELEVISION INC 0.1%

Value ($000) $2,017 Shares 291,452 Est. Cost $14.47 Unrealized -43.1%

— TALARIS THERAPEUTICS INC 0.1%

Value ($000) $1,656 Shares 589,314 Est. Cost $3.04 Unrealized —

SPY SPDR S&P 500 ETF TR 0.1%

Value ($000) $1,594 Shares 3,728 Est. Cost $427.48 Unrealized —

JD JD.COM INC 0.1%

Value ($000) $940 Shares 32,274 Est. Cost $77.24 Unrealized —

VNET VNET GROUP INC 0.0%

Value ($000) $758 Shares 242,131 Est. Cost $3.24 Unrealized —

BABA ALIBABA GROUP HLDG LTD 0.0%

Value ($000) $417 Shares 4,813 Est. Cost $177.55 Unrealized —

ACAD ACADIA PHARMACEUTICALS INC 0.0%

Value ($000) $409 Shares 19,613 Est. Cost $25.68 Unrealized +5.7%

BMRN BIOMARIN PHARMACEUTICAL INC 0.0%

Value ($000) $392 Shares 4,429 Est. Cost $89.03 Unrealized -0.1%

SRPT SAREPTA THERAPEUTICS INC 0.0%

Value ($000) $378 Shares 3,117 Est. Cost $23.39 Unrealized +383.2%

— NUSCALE PWR CORP 0.0%

Value ($000) $330 Shares 500,000 Est. Cost $1.88 Unrealized —

— MERSANA THERAPEUTICS INC 0.0%

Value ($000) $80 Shares 62,657 Est. Cost $16.18 Unrealized —

SLNWF SELINA HOSPITALITY PLC 0.0%

Value ($000) $2 Shares 144,913 Est. Cost $0.08 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
ROIV	ROIVANT SCIENCES LTD	112,541,536	$1,314,485	74.3%	$8.32	+35.9%	SHS	G76279101
MP	MP MATERIALS CORP	3,902,500	$74,538	4.2%	$19.35	+14.7%	COM CL A	553368101
SPY	SPDR S&P 500 ETF TR	170,000	$72,672	4.1%	$427.48	—	Put	78462F103
GS	GOLDMAN SACHS GROUP INC	80,062	$25,906	1.5%	$258.33	+22.1%	COM	38141G104
NXST	NEXSTAR MEDIA GROUP INC	165,735	$23,761	1.3%	$61.05	+139.8%	COMMON STOCK	65336K103
—	IMMUNOGEN INC	1,375,900	$21,836	1.2%	$2.50	—	COM	45253H101
NNI	NELNET INC	229,665	$20,514	1.2%	$84.46	+11.8%	CL A	64031N108
—	SEA LTD	20,000,000	$19,279	1.1%	$0.96	—	NOTE 2.375%12/0	81141RAF7
MMYT	MAKEMYTRIP LIMITED MAURITIUS	464,679	$18,829	1.1%	$23.66	+46.5%	SHS	V5633W109
—	NIO INC	16,000,000	$17,902	1.0%	$1.05	—	NOTE 4.500% 2/0	62914VAB2
BRK/B	BERKSHIRE HATHAWAY INC DEL	47,946	$16,795	0.9%	$206.04	+72.2%	CL B NEW	084670702
ARGX	ARGENX SE	32,498	$15,977	0.9%	$47.41	—	SPONSORED ADR	04016X101
ATEX	ANTERIX INC	503,941	$15,814	0.9%	$45.58	-31.0%	COM	03676C100
LILAK	LIBERTY LATIN AMERICA LTD	1,749,467	$14,276	0.8%	$8.76	-3.2%	COM CL C	G9001E128
CCL	CARNIVAL CORP	1,000,000	$13,720	0.8%	$13.04	+27.1%	Put	143658300
NYT	NEW YORK TIMES CO	316,947	$13,058	0.7%	$15.93	+156.8%	CL A	650111107
—	VERTEX ENERGY INC	2,000,000	$8,900	0.5%	$5.31	—	COM	92534K107
—	VNET GROUP INC	10,000,000	$7,755	0.4%	$0.79	—	NOTE 2/0	90138VAB3
—	MAKEMYTRIP LIMITED MAURITIUS	6,500,000	$7,545	0.4%	$0.99	—	NOTE 2/1	56087FAB0
CCL	CARNIVAL CORP	450,000	$6,174	0.3%	$13.04	+27.1%	COMMON STOCK	143658300
BHVN	BIOHAVEN LTD	214,409	$5,577	0.3%	$20.78	0.0%	COM	G1110E107
ALLT	ALLOT LTD	2,457,225	$5,357	0.3%	$8.76	-71.9%	SHS	M0854Q105
—	VERTEX ENERGY INC	915,900	$4,076	0.2%	$5.31	—	Call	92534K107
ZIM	ZIM INTEGRATED SHIPPING SERV	346,500	$3,621	0.2%	—	—	Put	M9T951109
PDD	PDD HOLDINGS INC	34,861	$3,419	0.2%	$75.90	—	SPONSORED ADS	722304102
IOVA	IOVANCE BIOTHERAPEUTICS INC	678,564	$3,087	0.2%	$14.41	-54.7%	COM	462260100
—	H WORLD GROUP LTD	2,000,000	$2,367	0.1%	$1.21	—	NOTE 3.000% 5/0	44332NAB2
—	BILIBILI INC	2,600,000	$2,340	0.1%	$0.77	—	NOTE 0.500%12/0	090040AF3
GTN	GRAY TELEVISION INC	291,452	$2,017	0.1%	$14.47	-43.1%	COM	389375106
—	TALARIS THERAPEUTICS INC	589,314	$1,656	0.1%	$3.04	—	COM	87410C104
SPY	SPDR S&P 500 ETF TR	3,728	$1,594	0.1%	$427.48	—	TR UNIT	78462F103
JD	JD.COM INC	32,274	$940	0.1%	$77.24	—	SPON ADR CL A	47215P106
VNET	VNET GROUP INC	242,131	$758	0.0%	$3.24	—	SPONSORED ADS A	90138A103
BABA	ALIBABA GROUP HLDG LTD	4,813	$417	0.0%	$177.55	—	SPONSORED ADS	01609W102
ACAD	ACADIA PHARMACEUTICALS INC	19,613	$409	0.0%	$25.68	+5.7%	COM	004225108
BMRN	BIOMARIN PHARMACEUTICAL INC	4,429	$392	0.0%	$89.03	-0.1%	COM	09061G101
SRPT	SAREPTA THERAPEUTICS INC	3,117	$378	0.0%	$23.39	+383.2%	COM	803607100
—	NUSCALE PWR CORP	500,000	$330	0.0%	$1.88	—	*W EXP 05/02/202	67079K118
—	MERSANA THERAPEUTICS INC	62,657	$80	0.0%	$16.18	—	COM	59045L106
SLNWF	SELINA HOSPITALITY PLC	144,913	$2	0.0%	$0.08	—	*W EXP 10/27/202	G8059B119