PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE Diversified Active

CIK: 0001047859 · Show all filings

Period: Q2 2016 (← Previous) (Next →)

Filing Date: Aug 15, 2016

Total Value ($000): $102,161 (98.2% shares, 1.8% debt)

Holdings (18)

IRIX IRIDEX CORP 18.1%

Value ($000) $18,488 Shares 1,250,000 Est. Cost $7.90 Unrealized +57.7%

— YAHOO INC 11.0%

Value ($000) $11,259 Shares 300,000 Est. Cost $36.81 Unrealized —

PARR PAR PACIFIC HOLDINGS INC 11.0%

Value ($000) $11,199 Shares 730,067 Est. Cost $19.29 Unrealized -11.4%

NVGS NAVIGATOR HOLDINGS LTD 10.8%

Value ($000) $11,080 Shares 963,484 Est. Cost $18.49 Unrealized -26.5%

— BROADSOFT INC 10.8%

Value ($000) $11,073 Shares 270,000 Est. Cost $32.95 Unrealized —

— COMMUNITY BANKERS TR CORP 5.5%

Value ($000) $5,639 Shares 1,088,600 Est. Cost $3.93 Unrealized —

CDNA CAREDX INC 5.0%

Value ($000) $5,059 Shares 1,173,800 Est. Cost $5.55 Unrealized -16.4%

GDX VANECK VECTORS ETF TR 4.7%

Value ($000) $4,849 Shares 175,000 Est. Cost $27.71 Unrealized —

FORM FORMFACTOR INC 4.7%

Value ($000) $4,779 Shares 531,641 Est. Cost $7.52 Unrealized 0.0%

AAT AMERICAN ASSETS TR INC 4.2%

Value ($000) $4,244 Shares 100,000 Est. Cost $42.44 Unrealized —

— REATA PHARMACEUTICALS INC 2.9%

Value ($000) $2,963 Shares 150,000 Est. Cost $19.75 Unrealized —

— ESTERLINE TECHNOLOGIES CORP 2.9%

Value ($000) $2,916 Shares 47,000 Est. Cost $62.04 Unrealized —

— HIGHER ONE HLDGS INC 2.0%

Value ($000) $2,044 Shares 400,000 Est. Cost $5.11 Unrealized —

— FORESTAR GROUP INC 1.8%

Value ($000) $1,830 Shares 2,000,000 Est. Cost $0.89 Unrealized —

— HOWARD HUGHES CORP 1.6%

Value ($000) $1,600 Shares 14,000 Est. Cost $105.90 Unrealized —

— RPX CORP 1.2%

Value ($000) $1,235 Shares 134,700 Est. Cost $9.17 Unrealized —

HTBK HERITAGE COMMERCE CORP 1.0%

Value ($000) $1,053 Shares 100,000 Est. Cost $10.04 Unrealized +3.9%

— DIME CMNTY BANCSHARES 0.8%

Value ($000) $851 Shares 50,000 Est. Cost $16.93 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
IRIX	IRIDEX CORP	1,250,000	$18,488	18.1%	$7.90	+57.7%	COM	462684101
—	YAHOO INC	300,000	$11,259	11.0%	$36.81	—	COM	984332106
PARR	PAR PACIFIC HOLDINGS INC	730,067	$11,199	11.0%	$19.29	-11.4%	COM NEW	69888T207
NVGS	NAVIGATOR HOLDINGS LTD	963,484	$11,080	10.8%	$18.49	-26.5%	SHS	Y62132108
—	BROADSOFT INC	270,000	$11,073	10.8%	$32.95	—	COM	11133B409
—	COMMUNITY BANKERS TR CORP	1,088,600	$5,639	5.5%	$3.93	—	COM	203612106
CDNA	CAREDX INC	1,173,800	$5,059	5.0%	$5.55	-16.4%	COM	14167L103
GDX	VANECK VECTORS ETF TR	175,000	$4,849	4.7%	$27.71	—	GOLD MINERS ETF	92189F106
FORM	FORMFACTOR INC	531,641	$4,779	4.7%	$7.52	0.0%	COM	346375108
AAT	AMERICAN ASSETS TR INC	100,000	$4,244	4.2%	$42.44	—	COM	024013104
—	REATA PHARMACEUTICALS INC	150,000	$2,963	2.9%	$19.75	—	CL A	75615P103
—	ESTERLINE TECHNOLOGIES CORP	47,000	$2,916	2.9%	$62.04	—	COM	297425100
—	HIGHER ONE HLDGS INC	400,000	$2,044	2.0%	$5.11	—	COM	42983D104
—	FORESTAR GROUP INC	2,000,000	$1,830	1.8%	$0.89	—	NOTE 3.750% 3/0	346232AB7
—	HOWARD HUGHES CORP	14,000	$1,600	1.6%	$105.90	—	COM	44267D107
—	RPX CORP	134,700	$1,235	1.2%	$9.17	—	COM	74972G103
HTBK	HERITAGE COMMERCE CORP	100,000	$1,053	1.0%	$10.04	+3.9%	COM	426927109
—	DIME CMNTY BANCSHARES	50,000	$851	0.8%	$16.93	—	COM	253922108