PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE Diversified Active

CIK: 0001047859 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 14, 2016

Total Value ($000): $86,523 (97.8% shares, 2.2% debt)

Holdings (15)

IRIX IRIDEX CORP 20.9%

Value ($000) $18,113 Shares 1,250,000 Est. Cost $7.90 Unrealized +92.4%

PARR PAR PACIFIC HOLDINGS INC 12.1%

Value ($000) $10,495 Shares 802,343 Est. Cost $18.81 Unrealized -25.8%

— BROADSOFT INC 10.2%

Value ($000) $8,845 Shares 190,000 Est. Cost $32.95 Unrealized —

NVGS NAVIGATOR HOLDINGS LTD 8.7%

Value ($000) $7,550 Shares 1,050,000 Est. Cost $17.66 Unrealized -52.8%

— COMMUNITY BANKERS TR CORP 6.8%

Value ($000) $5,900 Shares 1,088,600 Est. Cost $3.93 Unrealized —

GDX VANECK VECTORS ETF TR 6.7%

Value ($000) $5,815 Shares 220,000 Est. Cost $27.45 Unrealized —

CDNA CAREDX INC 6.0%

Value ($000) $5,232 Shares 1,473,800 Est. Cost $5.35 Unrealized -14.3%

FORM FORMFACTOR INC 6.0%

Value ($000) $5,208 Shares 480,000 Est. Cost $7.52 Unrealized +33.7%

AAT AMERICAN ASSETS TR INC 5.5%

Value ($000) $4,732 Shares 109,084 Est. Cost $42.52 Unrealized —

— REATA PHARMACEUTICALS INC 4.6%

Value ($000) $3,954 Shares 150,000 Est. Cost $19.75 Unrealized —

— HOWARD HUGHES CORP 4.0%

Value ($000) $3,435 Shares 30,000 Est. Cost $110.49 Unrealized —

— ESTERLINE TECHNOLOGIES CORP 3.5%

Value ($000) $3,042 Shares 40,000 Est. Cost $62.04 Unrealized —

— FORESTAR GROUP INC 2.2%

Value ($000) $1,895 Shares 2,000,000 Est. Cost $0.89 Unrealized —

CF CF INDS HLDGS INC 1.7%

Value ($000) $1,461 Shares 60,000 Est. Cost $18.89 Unrealized 0.0%

— ELECTRO SCIENTIFIC INDS 1.0%

Value ($000) $846 Shares 150,000 Est. Cost $5.64 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
IRIX	IRIDEX CORP	1,250,000	$18,113	20.9%	$7.90	+92.4%	COM	462684101
PARR	PAR PACIFIC HOLDINGS INC	802,343	$10,495	12.1%	$18.81	-25.8%	COM NEW	69888T207
—	BROADSOFT INC	190,000	$8,845	10.2%	$32.95	—	COM	11133B409
NVGS	NAVIGATOR HOLDINGS LTD	1,050,000	$7,550	8.7%	$17.66	-52.8%	SHS	Y62132108
—	COMMUNITY BANKERS TR CORP	1,088,600	$5,900	6.8%	$3.93	—	COM	203612106
GDX	VANECK VECTORS ETF TR	220,000	$5,815	6.7%	$27.45	—	GOLD MINERS ETF	92189F106
CDNA	CAREDX INC	1,473,800	$5,232	6.0%	$5.35	-14.3%	COM	14167L103
FORM	FORMFACTOR INC	480,000	$5,208	6.0%	$7.52	+33.7%	COM	346375108
AAT	AMERICAN ASSETS TR INC	109,084	$4,732	5.5%	$42.52	—	COM	024013104
—	REATA PHARMACEUTICALS INC	150,000	$3,954	4.6%	$19.75	—	CL A	75615P103
—	HOWARD HUGHES CORP	30,000	$3,435	4.0%	$110.49	—	COM	44267D107
—	ESTERLINE TECHNOLOGIES CORP	40,000	$3,042	3.5%	$62.04	—	COM	297425100
—	FORESTAR GROUP INC	2,000,000	$1,895	2.2%	$0.89	—	NOTE 3.750% 3/0	346232AB7
CF	CF INDS HLDGS INC	60,000	$1,461	1.7%	$18.89	0.0%	COM	125269100
—	ELECTRO SCIENTIFIC INDS	150,000	$846	1.0%	$5.64	—	COM	285229100