Location: Pittsford, NY
CIK: 0001048703 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: May 15, 2020
Total Value: $2.992B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| VOO | VANGUARD INDEX FDS S&P 500 ETF SH | 1,011,278 | $299M | 10.0% | $295.80 | — | — | COM | 922908363 |
| — | NUVEEN DIVID ADVANTAGE MUN FD COM | 8,495,064 | $124M | 4.1% | $14.60 | — | — | COM | 67066V101 |
| — | EATON VANCE MUN BD FD COM | 8,792,919 | $113M | 3.8% | $12.88 | — | — | COM | 27827X101 |
| VGK | VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF | 1,802,141 | $106M | 3.5% | $58.60 | — | — | COM | 922042874 |
| VB | VANGUARD INDEX FDS SMALL CP ETF | 633,846 | $105M | 3.5% | $165.64 | — | — | COM | 922908751 |
| — | NUVEEN NY AMT FREE MUN INCOME COM | 7,279,895 | $98.79M | 3.3% | $13.57 | — | — | COM | 670656107 |
| — | NUVEEN AMT-FREE MUN INCOME FD COM | 6,830,748 | $98.23M | 3.3% | $14.38 | — | — | COM | 670657105 |
| IVV | ISHARES CORE S&P500 ETF | 282,872 | $91.44M | 3.1% | $323.24 | — | — | COM | 464287200 |
| VWO | VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF | 1,741,604 | $77.45M | 2.6% | $44.47 | — | — | COM | 922042858 |
| BLV | VANGUARD BD INDEX FD INC LONG TERM BOND | 736,341 | $73.88M | 2.5% | $100.34 | — | — | COM | 921937793 |
| — | BLACKROCK MUNIYIELD INSURED | 5,435,875 | $73.38M | 2.5% | $13.50 | — | — | COM | 09254e103 |
| — | DUFF & PHELPS UTILITY & CORPORATE BOND TR | 7,498,502 | $68.54M | 2.3% | $9.14 | — | — | COM | 26432k108 |
| VTI | VANGUARD INDEX FDS TOTAL STK MKT | 408,112 | $66.78M | 2.2% | $163.62 | — | — | COM | 922908769 |
| — | WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT | 4,580,953 | $55.66M | 1.9% | $12.15 | — | — | COM | 95766Q106 |
| — | BLACKROCK INCOME TR INC COM | 9,078,765 | $54.93M | 1.8% | $6.05 | — | — | COM | 09247F100 |
| VUG | VANGUARD GROWTH ETF | 299,755 | $54.61M | 1.8% | $182.17 | — | — | COM | 922908736 |
| VPL | VANGUARD FTSE PACIFIC ETF | 667,233 | $46.43M | 1.6% | $69.58 | — | — | COM | 922042866 |
| — | HENNESSY CAPITAL ACQ CORP IV; TNT ACQ DT: 9/1/202 | 3,513,900 | $35.7M | 1.2% | $10.16 | — | — | COM | 42589c104 |
| SUB | ISHARES SHORT TERM NATIONAL MUNI BOND | 328,319 | $35.06M | 1.2% | $106.78 | — | — | COM | 464288158 |
| — | ISHARES CORE DIVIDEND GROWTH ETF | 806,746 | $33.94M | 1.1% | $42.07 | — | — | COM | 46434v621 |
| VEU | VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US | 579,114 | $31.13M | 1.0% | $53.75 | — | — | COM | 922042775 |
| — | BLACKROCK MUNIHOLDINGS NY INSURED FD | 2,276,226 | $31.02M | 1.0% | $13.63 | — | — | COM | 09255c106 |
| — | DTF TAX-FREE INCOME INC COM | 2,067,952 | $30.61M | 1.0% | $14.80 | — | — | COM | 23334J107 |
| — | BOXWOOD MERGER CORP; TNT ACQ DT: 11/16/2020; CASH | 2,949,600 | $29.97M | 1.0% | $10.16 | — | — | COM | 10319t101 |
| — | PURE ACQ CORP; TNT ACT DT: 10/15/2019; CASH: $10. | 2,877,550 | $29.84M | 1.0% | $10.37 | — | — | COM | 74621Q106 |
| — | FIRST TR ABERDEEN GLBL OPP FD COM SHS | 2,622,006 | $29.34M | 1.0% | $11.19 | — | — | COM | 337319107 |
| — | MONOCLE ACQ CORP; TNT ACQ DT: 11/7/2020; CASH: $1 | 2,822,250 | $28.73M | 1.0% | $10.18 | — | — | COM | 609754106 |
| XHNWX | PIONEER DIVERSIFIED HIGH INCOME TRUST | 1,795,654 | $26.72M | 0.9% | $14.88 | — | — | COM | 723653101 |
| — | GIGCAPITAL2 ACQ CORP; TNT ACQ DT: 12/6/2020, CASH | 2,596,725 | $25.79M | 0.9% | $9.93 | — | — | COM | 375036100 |
| — | AMCI ACQUISITION CORP: TNT ACQ DT; 5/16/2020; CAS | 2,523,338 | $25.49M | 0.9% | $10.10 | — | — | COM | 00165r101 |
| XEVMX | EATON VANCE CALIF MUN BD FD COM | 2,208,419 | $24.84M | 0.8% | $11.25 | — | — | COM | 27828A100 |
| — | ALLEGRO MERGER ACQ CORP; TNT ACQ DT: 1/3/202, CAS | 2,416,832 | $24.7M | 0.8% | $10.22 | — | — | COM | 01749n103 |
| — | VECTOIQ ACQ CORP; TNT ACQ DT: 5/17/2020; CASH: $1 | 2,353,142 | $24.28M | 0.8% | $10.32 | — | — | COM | 92243n103 |
| — | LF CAPITAL ACQ CORP; TNT ACT DT: 6/20/2020; CASH | 2,249,500 | $23.3M | 0.8% | $10.36 | — | — | COM | 50200k108 |
| — | MFS GOVT MKTS INCOME TR SH BEN INT | 4,918,985 | $22.58M | 0.8% | $4.59 | — | — | COM | 552939100 |
| — | MEGALITH FINANCIAL ACQ CORP; TNT ACT DT: 5/24/20; | 2,186,015 | $22.43M | 0.7% | $10.26 | — | — | COM | 58518F109 |
| SPY | SPDR S&P 500 ETF TR TR UNIT | 68,933 | $22.19M | 0.7% | $321.86 | — | — | COM | 78462F103 |
| — | FORUM MERGER II ACQ CORP; TNT ACT DT: 2/3/2020; C | 1,999,988 | $20.42M | 0.7% | $10.21 | — | — | COM | 34986f103 |
| — | NETFIN ACQ CORP; TNT ACQ DT: 01/31/2021; CASH: $1 | 1,918,950 | $19.09M | 0.6% | $9.95 | — | — | COM | g6455a107 |
| — | BLACKROCK MUNIYIELD NY INSUR | 1,391,740 | $18.22M | 0.6% | $13.09 | — | — | COM | 09255E102 |
| — | KAYNE ANDERSON MIDSTREAM/ENE | 1,685,137 | $17.73M | 0.6% | $10.52 | — | — | COM | 48661e108 |
| EWC | ISHARES MSCI CDA ETF | 559,536 | $16.73M | 0.6% | $29.89 | — | — | COM | 464286509 |
| RODM | HARTFORD MULTIFACTOR DEV MKTS | 551,581 | $16.2M | 0.5% | $29.37 | — | — | COM | 518416102 |
| — | GRAF INDUSTRIAL ACQ CORP; TNT ACQ DT: 9/7/2020; C | 1,537,975 | $15.67M | 0.5% | $10.19 | — | — | COM | 384278107 |
| — | BLACKROCK MUNIHLDNGS CALI QLTY COM | 1,117,992 | $15.64M | 0.5% | $13.99 | — | — | COM | 09254L107 |
| XMQTX | BLACKROCK MUNIYIELD QUAL II | 1,200,589 | $15.61M | 0.5% | $13.00 | — | — | COM | 09254G108 |
| QUAL | ISHARES EDGE MSCI USA QUALITY | 153,385 | $15.49M | 0.5% | $101.00 | — | — | COM | 46432F339 |
| — | SCHULTZE SPECIAL ACQ CRP; TNT ACT DT: 06/11/2020; | 1,504,403 | $15.22M | 0.5% | $10.12 | — | — | COM | 80821r109 |
| — | BLACKROCK INS MUNI INCOME TR | 1,060,049 | $14.89M | 0.5% | $14.05 | — | — | COM | 092479104 |
| — | TUSCAN HOLDINGS ACQ CORP; TNT ACQ DT: 12/5/2020; | 1,479,025 | $14.73M | 0.5% | $9.96 | — | — | COM | 90069k104 |
| — | Tortoise ACQ CORP; TNT ACQ DT: 2/28/2021, CASH: $ | 1,463,405 | $14.62M | 0.5% | $9.99 | — | — | COM | 89154l100 |
| — | LANCADIA II ACQ CORP; TNT ACQ DT: 5/6/21; CASH $1 | 1,475,443 | $14.56M | 0.5% | $9.87 | — | — | COM | 51476x105 |
| XBFZX | BLACKROCK CALIFORNIA MUNICIPAL INCOME TR | 1,048,960 | $14.22M | 0.5% | $13.56 | — | — | COM | 09248E102 |
| XENWX | EATON VANCE NEW YORK MUN BD FD COM | 1,155,302 | $13.96M | 0.5% | $12.08 | — | — | COM | 27827Y109 |
| EWJ | ISHARES MSCI JAPAN ETF | 227,222 | $13.46M | 0.4% | $59.24 | — | — | COM | 46434G822 |
| — | EAGLE GROWTH & INCOME FUND | 788,428 | $13.43M | 0.4% | $17.03 | — | — | COM | 26958j105 |
| — | NEW PROVIDENCE ACQ CORP; TNT ACQ DT: 3/1/2021; CA | 1,321,850 | $13.03M | 0.4% | $9.86 | — | — | COM | 64822P106 |
| — | INSIGHT SELECT INCOME FUND | 645,474 | $12.93M | 0.4% | $20.03 | — | — | COM | 45781w109 |
| — | NUVEEN NY DIVID ADVNTG MUN FD COM | 908,522 | $12.9M | 0.4% | $14.20 | — | — | COM | 67066X107 |
| — | MUDRICK CAPITAL ACQ CORP; TNT ACQ DT: 02/08/2020; | 1,245,345 | $12.85M | 0.4% | $10.32 | — | — | COM | 624745105 |
| — | BLACKROCK MUNIYIELD CA INSUR | 901,146 | $12.8M | 0.4% | $14.21 | — | — | COM | 09254N103 |
| — | CRESCENT ACQ CORP; TNT ACQ DT: 3/8/21; CASH: $10. | 1,269,325 | $12.72M | 0.4% | $10.02 | — | — | COM | 22564l105 |
| — | CF FINANCE ACQ CORP; TNT ACQ DT: 6/13/2020; CASH: | 1,209,900 | $12.38M | 0.4% | $10.23 | — | — | COM | 12528n107 |
| — | GABELLI HLTHCARE & WELLNESS TR SHS | 1,046,640 | $12.06M | 0.4% | $11.52 | — | — | COM | 36246K103 |
| BND | VANGUARD BD INDEX FD INC TOTAL BND MRKT | 143,598 | $12.04M | 0.4% | $83.86 | — | — | COM | 921937835 |
| — | NEW GERMANY FD INC COM | 759,810 | $11.91M | 0.4% | $15.68 | — | — | COM | 644465106 |
| — | TRINE ACQ CORP; TNT ACQ DT: 3/19/2021, CASH: $10. | 1,168,450 | $11.66M | 0.4% | $9.98 | — | — | COM | 89628u108 |
| BSV | VANGUARD BD INDEX FD INC SHORT TRM BOND | 133,375 | $10.75M | 0.4% | $80.61 | — | — | COM | 921937827 |
| — | ACAMAR PARTNERS ACQ CORP; TNT ACQ DT: 2/22/21; CA | 1,062,000 | $10.6M | 0.4% | $9.98 | — | — | COM | 004285102 |
| — | SPARTAN ENERGY ACQ CORP; TNT ACQ DT: 8/10/2020; C | 1,034,000 | $10.51M | 0.4% | $10.17 | — | — | COM | 846784106 |
| — | CORNERSTONE STRATEGIC VALUE | 920,186 | $10.31M | 0.3% | $11.21 | — | — | COM | 21924b302 |
| — | NUVEEN OHIO QUALITY INCOME MUN COM | 667,384 | $10.29M | 0.3% | $15.42 | — | — | COM | 670980101 |
| — | DWS MUNICIPAL INCOME TRUST | 857,619 | $9.717M | 0.3% | $11.33 | — | — | COM | 233368109 |
| — | JOHN HANCOCK TAX-ADV GLOBAL SHRHLDR YIELD | 1,369,848 | $9.685M | 0.3% | $7.07 | — | — | COM | 41013p749 |
| — | JAPAN SMALLER CAPTLZTN FD INC COM | 1,030,352 | $9.216M | 0.3% | $8.94 | — | — | COM | 47109U104 |
| — | MFS INVT GRADE MUN TR SH BEN INT | 931,725 | $9.1M | 0.3% | $9.77 | — | — | COM | 59318b108 |
| — | BLACKROCK MUNIYLD MICH QLTY FD COM | 628,831 | $8.926M | 0.3% | $14.19 | — | — | COM | 09254V105 |
| — | VOYA GLBL EQTY DIV & PREM OPP COM | 1,402,844 | $8.684M | 0.3% | $6.19 | — | — | COM | 92912T100 |
| — | EATON VANCE CA MUNI INC TRST | 635,911 | $8.572M | 0.3% | $13.48 | — | — | COM | 27826F101 |
| — | DIAMONDPEAK ACQ CORP; TNT ACQ DT: 2/28/21; CASH: | 857,500 | $8.532M | 0.3% | $9.95 | — | — | COM | 25280h100 |
| — | NUVEEN MUNI 2021 TGT TRM FD | 857,608 | $8.387M | 0.3% | $9.78 | — | — | COM | 670687102 |
| — | EDTECHX HOLDINGS ACQ CORP; TNT ACT DT: 4/5/2020; | 802,550 | $8.242M | 0.3% | $10.27 | — | — | COM | 28138x103 |
| — | GABELLI DIVD & INCOME TR COM | 364,854 | $8.009M | 0.3% | $21.95 | — | — | COM | 36242H104 |
| — | WESTERN ASSET INFLATION-LINKED OPP & INC FD | 693,653 | $8.005M | 0.3% | $11.54 | — | — | COM | 95766R104 |
| — | TUSCAN HOLDINGS II ACQ CORP; TNT ACQ DT: 4/12/21; | 802,325 | $7.911M | 0.3% | $9.86 | — | — | COM | 90070a103 |
| XJEQX | ABERDEEN JAPAN EQUITY FUND INC | 1,007,587 | $7.839M | 0.3% | $7.78 | — | — | COM | 00306J109 |
| ACWI | ISHARES MSCI ACWI INDEX FUND | 88,859 | $7.042M | 0.2% | $79.25 | — | — | COM | 464288257 |
| — | BLACKROCK ENHANCED INTERNATIONAL DIVIDEND TRUST | 1,163,343 | $6.852M | 0.2% | $5.89 | — | — | COM | 092524107 |
| — | BLACKROCK ENHANCED GLOBAL DIVIDEND TRUST | 621,927 | $6.835M | 0.2% | $10.99 | — | — | COM | 092501105 |
| MAPS | SILVER SPIKE ACQ CORP; TNT ACQ DT: 02/08/21; CASH | 681,250 | $6.751M | 0.2% | $9.91 | — | — | COM | G8136L106 |
| — | ALLIANZGI EQUITY & CONVERTIB | 278,437 | $6.309M | 0.2% | $22.66 | — | — | COM | 018829101 |
| — | LAZARD GLB TTL RET&INCM FD INC COM | 373,331 | $6.179M | 0.2% | $16.55 | — | — | COM | 52106W103 |
| — | NUVEEN INT DUR QUAL MUN TRM FD COM | 440,535 | $6.115M | 0.2% | $13.88 | — | — | COM | 670677103 |
| — | TEKLA HEATHCARE INVESTORS | 279,608 | $5.838M | 0.2% | $20.88 | — | — | COM | 87911J103 |
| — | BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND | 439,009 | $5.834M | 0.2% | $13.29 | — | — | COM | 09254P108 |
| — | OPES ACQ CORP; TNT ACQ DT: 9/4/2019; CASH: $10.10 | 543,150 | $5.714M | 0.2% | $10.52 | — | — | COM | 68373p100 |
| — | TEKLA HEALTHCARE OPPORTUNIT FD SHS | 272,540 | $5.197M | 0.2% | $19.07 | — | — | COM | 879105104 |
| XMUSX | BLACKROCK MUNIHOLDINGS INSUR | 400,234 | $5.031M | 0.2% | $12.57 | — | — | COM | 09254A101 |
| — | SWITCHBACK ENERGY ACQ CORP; TNT ACQ DT: 07/26/202 | 482,975 | $4.738M | 0.2% | $9.81 | — | — | COM | 87105M102 |
| SHM | SPDR SER TR NUVN BR SHT MUNI | 94,297 | $4.631M | 0.2% | $49.11 | — | — | COM | 78468R739 |
| — | ORISUN ACQ CORP; TNT ACQ DT: 08/04/2019; CASH: $1 | 432,525 | $4.304M | 0.1% | $9.95 | — | — | COM | 68632T109 |
| XXCHNXX | CHINA FD INC COM | 202,214 | $4.265M | 0.1% | $21.09 | — | — | COM | 169373107 |
| — | TOTTENHAM ACQ CORP; TNT ACQ DT: 8/2/2019; CASH: $ | 403,050 | $4.224M | 0.1% | $10.48 | — | — | COM | g8959n106 |
| — | GX ACQ CORP; TNT ACQ DT: 5/20/21; CASH: $10.00 | 421,950 | $4.198M | 0.1% | $9.95 | — | — | COM | 36251a107 |
| — | ISHARES MSCI CHINA ETF | 61,710 | $3.955M | 0.1% | $64.09 | — | — | COM | 46429b671 |
| — | TENZING ACQ CORP; TNT ACQ DT: 2/21/2020; CASH: $1 | 376,450 | $3.941M | 0.1% | $10.47 | — | — | COM | g8708a116 |
| — | GREENVISION ACQ CORP; TNT ACQ DT: 11/19/20; CASH: | 394,750 | $3.88M | 0.1% | $9.83 | — | — | COM | 39678G103 |
| — | LEO HOLDINGS ACQ CORP; TNT ACQ DT: 2/15/2020: CAS | 358,275 | $3.705M | 0.1% | $10.34 | — | — | COM | G5463l105 |
| — | ABERDEEN EMERGING MARKETS EQUITY INCOME FUND INC | 476,604 | $3.632M | 0.1% | $7.62 | — | — | COM | 00301w105 |
| — | GORDON POINTE ACQ CORP; TNT ACT DT: 7/25/2019; CA | 335,314 | $3.551M | 0.1% | $10.59 | — | — | COM | 382788107 |
| — | PIVOTAL ACQ CORP II; TNT ACQ DT: 1/21/2021; CASH: | 352,500 | $3.504M | 0.1% | $9.94 | — | — | COM | 72582K100 |
| — | ANDINA ACQ CORP; TNT ACQ DT: 7/29/2020; CASH: $10 | 343,575 | $3.487M | 0.1% | $10.15 | — | — | COM | G04415108 |
| — | MEREDIA ACQ CORP; TNT ACQ DT: 11/5/21; CASH: $10. | 355,500 | $3.463M | 0.1% | $9.74 | — | — | COM | 58953M106 |
| — | MORGAN STANLEY INDIA INVS FD COM | 173,065 | $3.442M | 0.1% | $19.89 | — | — | COM | 61745C105 |
| — | BLACKROCK NEW YORK MUNI INC | 233,153 | $3.269M | 0.1% | $14.02 | — | — | COM | 09248l106 |
| ACWX | ISHARES TR MSCI ACWI EX US | 65,592 | $3.222M | 0.1% | $49.12 | — | — | COM | 464288240 |
| — | BLACKROCK NY MUNI INC QLTY TR COM | 226,178 | $3.11M | 0.1% | $13.75 | — | — | COM | 09249U105 |
| — | ALLIANCEBERNSTEIN NATL MUNI IN COM | 216,441 | $3.026M | 0.1% | $13.98 | — | — | COM | 01864u106 |
| — | SC HEALTH ACQ CORP; TNT ACQ DT: 01/12/2021; CASH: | 301,525 | $2.997M | 0.1% | $9.94 | — | — | COM | g78516203 |
| — | TAIWAN FD INC COM | 139,941 | $2.88M | 0.1% | $20.58 | — | — | COM | 874036106 |
| — | NUVEEN INTER DURATION MN TMFD COM | 201,857 | $2.808M | 0.1% | $13.91 | — | — | COM | 670671106 |
| — | CLEARBRIDGE ENERGY MLP FUND | 243,619 | $2.743M | 0.1% | $11.26 | — | — | COM | 184692101 |
| — | BLACKROCK MUNIHOLDINGS IN II | 213,796 | $2.696M | 0.1% | $12.61 | — | — | COM | 09254C107 |
| — | WESTERN ASST MN PRT FD INC COM | 176,059 | $2.685M | 0.1% | $15.25 | — | — | COM | 95766P108 |
| — | OSPREY TECH ACQ CORP; TNT ACQ DT: 10/31/21; CASH | 275,000 | $2.681M | 0.1% | $9.75 | — | — | COM | 68839R104 |
| — | BLACKROCK NEW YORK MUN II | 173,292 | $2.497M | 0.1% | $14.41 | — | — | COM | 09249R102 |
| IEUR | ISHARES TR CORE MSCI EURO | 49,004 | $2.444M | 0.1% | $49.87 | — | — | COM | 46434V738 |
| — | TEKLA LIFE SCIENCES INVESTORS | 135,565 | $2.363M | 0.1% | $17.43 | — | — | COM | 87911k100 |
| XNYVX | NUVEEN NY MUNI VALUE FUND 2 | 159,988 | $2.287M | 0.1% | $14.29 | — | — | COM | 670706100 |
| — | EUROPEAN EQUITY FUND COM | 237,194 | $2.225M | 0.1% | $9.38 | — | — | COM | 298768102 |
| — | INVESCO TR INVT GRADE MUNS COM | 166,017 | $2.133M | 0.1% | $12.85 | — | — | COM | 46131M106 |
| — | NUVEEN REAL ESTATE INCOME FD | 164,235 | $1.744M | 0.1% | $10.62 | — | — | COM | 67071b108 |
| — | TEMPLETON EMERGING MKTS FD INC COM | 103,382 | $1.612M | 0.1% | $15.59 | — | — | COM | 880191101 |
| — | FELLAZO ACQ CORP; TNT ACQ DT: 7/25/20; CASH $10.0 | 160,825 | $1.602M | 0.1% | $9.96 | — | — | COM | G3362K112 |
| — | NUVEEN CALIFORNIA AMT-FREE | 103,157 | $1.569M | 0.1% | $15.21 | — | — | COM | 670651108 |
| — | INSURANCE ACQUISITION CORP. TNT ACQ DT: 9/22/20; | 155,500 | $1.552M | 0.1% | $9.98 | — | — | COM | 457867109 |
| RPLA | REPLAY ACQ CORP; TNT ACQ DT: 4/4/21; CASH $10.00 | 152,325 | $1.528M | 0.1% | $10.03 | — | — | COM | G75130107 |
| — | NUVEEN CALIFORNIA DVD ADVANTAGE MUNI FD | 100,322 | $1.494M | 0.0% | $14.89 | — | — | COM | 67066Y105 |
| — | FEDERATED PREMIER MUNI INC | 99,733 | $1.406M | 0.0% | $14.10 | — | — | COM | 31423P108 |
| — | BLACKROCK FL MUNI 2020 TERM | 92,311 | $1.336M | 0.0% | $14.47 | — | — | COM | 09250m109 |
| — | BLACKROCK MUNIYIELD QUALITY | 82,353 | $1.239M | 0.0% | $15.04 | — | — | COM | 09254f100 |
| — | PROFICIENT ALPHA ACQ CORP; TNT ACQ DT: 5/29/20; C | 115,350 | $1.16M | 0.0% | $10.06 | — | — | COM | 74317h105 |
| — | BLACKROCK NY MUNICIPAL BOND TR COM | 72,270 | $1.092M | 0.0% | $15.11 | — | — | COM | 09249P106 |
| — | VOYA INFRASTRUCTURE INDUSTRIALS | 92,050 | $1.059M | 0.0% | $11.50 | — | — | COM | 92912X101 |
| IEV | ISHARES TR EUROPE ETF | 22,285 | $1.047M | 0.0% | $46.98 | — | — | COM | 464287861 |
| — | BNY MELLON MUNICIPAL INCOME, INC | 117,313 | $1.043M | 0.0% | $8.89 | — | — | COM | 05589T104 |
| — | RMG ACQ CORP; TNT ACQ DT: 2/8/2021; CASH $10.00 | 100,000 | $998K | 0.0% | $9.98 | — | — | COM | 749641106 |
| — | SWISS HELVETIA FD INC COM | 102,698 | $864K | 0.0% | $8.41 | — | — | COM | 870875101 |
| EEM | ISHARES TR MSCI EMG MKT ETF | 19,116 | $858K | 0.0% | $44.88 | — | — | COM | 464287234 |
| — | VOYA INTL HIGH DIVID EQTY INC COM | 155,279 | $839K | 0.0% | $5.40 | — | — | COM | 92912Y109 |
| — | EATON VANCE NY MUNICIPAL INC | 59,410 | $796K | 0.0% | $13.40 | — | — | COM | 27826w104 |
| — | AMPLITUDE HEALTHCARE ACQ CORP UNIT; TNT ACQ DT: 1 | 75,327 | $758K | 0.0% | $10.06 | — | — | COM | 03212A204 |
| — | ABERDEEN TOTAL DYNAMIC DIVID | 80,590 | $721K | 0.0% | $8.95 | — | — | COM | 00326l100 |
| XPMAX | PIONEER MUNI HI INC ADV TRST | 63,779 | $689K | 0.0% | $10.80 | — | — | COM | 723762100 |
| — | VANECK VECTORS ETF TR AMT FREE SHORT M | 37,143 | $661K | 0.0% | $17.80 | — | — | COM | 92189f528 |
| — | WEALTHBRIDGE ACQ CORP; TNT ACQ DT: 2/6/2020; CASH | 61,113 | $620K | 0.0% | $10.15 | — | — | COM | G4887W110 |
| VEA | VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF | 12,341 | $544K | 0.0% | $44.08 | — | — | COM | 921943858 |
| ESGV | VANGUARD ESG US STOCK ETF | 8,310 | $470K | 0.0% | $56.56 | — | — | COM | 921910733 |
| — | MANNING & NAPIER, INC. | 254,942 | $444K | 0.0% | $1.74 | — | — | COM | 56382q102 |
| — | WESTERN ASSET MUN HI INCM FD COM | 56,268 | $427K | 0.0% | $7.59 | — | — | COM | 95766N103 |
| — | NUVEEN PA INVT QUALITY MUN FD COM | 28,500 | $403K | 0.0% | $14.14 | — | — | COM | 670972108 |
| HD | HOME DEPOT INC COM | 1,800 | $393K | 0.0% | $218.33 | — | — | COM | 437076102 |
| — | EATON VANCE MUNICIPAL INCOME | 29,545 | $377K | 0.0% | $12.76 | — | — | COM | 27826U108 |
| — | INVESCO VRDO TAX-FREE WEEKLY ETF | 15,000 | $374K | 0.0% | $24.93 | — | — | COM | 46138g862 |
| DIS | DISNEY WALT CO COM DISNEY | 2,515 | $364K | 0.0% | $144.73 | — | — | COM | 254687106 |
| SRE | SEMPRA ENERGY COM | 2,000 | $303K | 0.0% | $151.50 | — | — | COM | 816851109 |
| XMUIX | BLACKROCK MUNI INTER DR FD INC COM | 20,698 | $295K | 0.0% | $14.25 | — | — | COM | 09253X102 |
| XEGFX | BLACKROCK ENHANCED GOVT FD INC COM | 21,342 | $281K | 0.0% | $13.17 | — | — | COM | 09255K108 |
| — | BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FU | 20,175 | $281K | 0.0% | $13.93 | — | — | COM | 11273Q109 |
| — | BLACKROCK MUNI NY INT DUR FD | 11,896 | $182K | 0.0% | $15.30 | — | — | COM | 09255F109 |
| — | BRANDYWINEGLOBAL GLOBAL INC OPP FD INC | 12,000 | $152K | 0.0% | $12.67 | — | — | COM | 10537L104 |
| — | CHASERG TECHNOLOGY ACQ CORP; TNT ACQ DT: 4/4/2020 | 11,475 | $125K | 0.0% | $10.89 | — | — | COM | 16166a103 |
| — | EATON VANCE SENIOR INCOME TR | 14,600 | $94,000 | 0.0% | $6.44 | — | — | COM | 27826S103 |
| — | BLACKROCK RES & COMM STRAT TR SHS | 10,000 | $81,000 | 0.0% | $8.10 | — | — | COM | 09257A108 |
| — | INVESCO VAN KAMPEN SENIOR INCOME TR | 17,463 | $75,000 | 0.0% | $4.29 | — | — | COM | 46131h107 |
| — | NUVEEN SENIOR INCOME FUND | 11,500 | $69,000 | 0.0% | $6.00 | — | — | COM | 67067y104 |
| — | ABERDEEN ASIA PACIFIC INCOM FD COM | 11,750 | $50,000 | 0.0% | $4.26 | — | — | COM | 003009107 |