Karpus Management, Inc. Diversified Active

CIK: 0001048703 · Show all filings

Period: Q4 2019 (← Previous) (Next →)

Filing Date: May 15, 2020

Total Value ($000): $2,992,001 (100.0% shares, 0.0% debt)

Holdings (177)

VOO VANGUARD INDEX FDS S&P 500 ETF SH 10.0%
Value ($000) $299,136 Shares 1,011,278 Est. Cost $295.80 Unrealized —
— NUVEEN DIVID ADVANTAGE MUN FD COM 4.1%
Value ($000) $124,028 Shares 8,495,064 Est. Cost $13.68 Unrealized —
— EATON VANCE MUN BD FD COM 3.8%
Value ($000) $113,253 Shares 8,792,919 Est. Cost $12.29 Unrealized —
VGK VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF 3.5%
Value ($000) $105,605 Shares 1,802,141 Est. Cost $54.13 Unrealized —
VB VANGUARD INDEX FDS SMALL CP ETF 3.5%
Value ($000) $104,990 Shares 633,846 Est. Cost $118.12 Unrealized —
— NUVEEN NY AMT FREE MUN INCOME COM 3.3%
Value ($000) $98,788 Shares 7,279,895 Est. Cost $12.39 Unrealized —
— NUVEEN AMT-FREE MUN INCOME FD COM 3.3%
Value ($000) $98,226 Shares 6,830,748 Est. Cost $12.89 Unrealized —
IVV ISHARES CORE S&P500 ETF 3.1%
Value ($000) $91,435 Shares 282,872 Est. Cost $257.91 Unrealized —
VWO VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 2.6%
Value ($000) $77,449 Shares 1,741,604 Est. Cost $41.46 Unrealized —
BLV VANGUARD BD INDEX FD INC LONG TERM BOND 2.5%
Value ($000) $73,884 Shares 736,341 Est. Cost $100.76 Unrealized —
— BLACKROCK MUNIYIELD INSURED 2.5%
Value ($000) $73,384 Shares 5,435,875 Est. Cost $12.38 Unrealized —
— DUFF & PHELPS UTILITY & CORPORATE BOND TR 2.3%
Value ($000) $68,536 Shares 7,498,502 Est. Cost $8.87 Unrealized —
VTI VANGUARD INDEX FDS TOTAL STK MKT 2.2%
Value ($000) $66,775 Shares 408,112 Est. Cost $117.91 Unrealized —
— WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT 1.9%
Value ($000) $55,659 Shares 4,580,953 Est. Cost $11.74 Unrealized —
— BLACKROCK INCOME TR INC COM 1.8%
Value ($000) $54,927 Shares 9,078,765 Est. Cost $6.38 Unrealized —
VUG VANGUARD GROWTH ETF 1.8%
Value ($000) $54,606 Shares 299,755 Est. Cost $163.37 Unrealized —
VPL VANGUARD FTSE PACIFIC ETF 1.6%
Value ($000) $46,426 Shares 667,233 Est. Cost $59.06 Unrealized —
— HENNESSY CAPITAL ACQ CORP IV; TNT ACQ DT: 9/1/202 1.2%
Value ($000) $35,701 Shares 3,513,900 Est. Cost $9.98 Unrealized —
SUB ISHARES SHORT TERM NATIONAL MUNI BOND 1.2%
Value ($000) $35,058 Shares 328,319 Est. Cost $106.59 Unrealized —
— ISHARES CORE DIVIDEND GROWTH ETF 1.1%
Value ($000) $33,940 Shares 806,746 Est. Cost $38.08 Unrealized —
VEU VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US 1.0%
Value ($000) $31,127 Shares 579,114 Est. Cost $47.94 Unrealized —
— BLACKROCK MUNIHOLDINGS NY INSURED FD 1.0%
Value ($000) $31,025 Shares 2,276,226 Est. Cost $12.36 Unrealized —
— DTF TAX-FREE INCOME INC COM 1.0%
Value ($000) $30,606 Shares 2,067,952 Est. Cost $14.52 Unrealized —
— BOXWOOD MERGER CORP; TNT ACQ DT: 11/16/2020; CASH 1.0%
Value ($000) $29,968 Shares 2,949,600 Est. Cost $9.78 Unrealized —
— PURE ACQ CORP; TNT ACT DT: 10/15/2019; CASH: $10. 1.0%
Value ($000) $29,840 Shares 2,877,550 Est. Cost $10.05 Unrealized —
— FIRST TR ABERDEEN GLBL OPP FD COM SHS 1.0%
Value ($000) $29,340 Shares 2,622,006 Est. Cost $10.31 Unrealized —
— MONOCLE ACQ CORP; TNT ACQ DT: 11/7/2020; CASH: $1 1.0%
Value ($000) $28,731 Shares 2,822,250 Est. Cost $9.92 Unrealized —
XHNWX PIONEER DIVERSIFIED HIGH INCOME TRUST 0.9%
Value ($000) $26,719 Shares 1,795,654 Est. Cost $13.88 Unrealized —
— GIGCAPITAL2 ACQ CORP; TNT ACQ DT: 12/6/2020, CASH 0.9%
Value ($000) $25,785 Shares 2,596,725 Est. Cost $9.84 Unrealized —
— AMCI ACQUISITION CORP: TNT ACQ DT; 5/16/2020; CAS 0.9%
Value ($000) $25,486 Shares 2,523,338 Est. Cost $9.90 Unrealized —
XEVMX EATON VANCE CALIF MUN BD FD COM 0.8%
Value ($000) $24,845 Shares 2,208,419 Est. Cost $10.40 Unrealized —
— ALLEGRO MERGER ACQ CORP; TNT ACQ DT: 1/3/202, CAS 0.8%
Value ($000) $24,700 Shares 2,416,832 Est. Cost $9.81 Unrealized —
— VECTOIQ ACQ CORP; TNT ACQ DT: 5/17/2020; CASH: $1 0.8%
Value ($000) $24,284 Shares 2,353,142 Est. Cost $9.90 Unrealized —
— LF CAPITAL ACQ CORP; TNT ACT DT: 6/20/2020; CASH 0.8%
Value ($000) $23,305 Shares 2,249,500 Est. Cost $10.09 Unrealized —
— MFS GOVT MKTS INCOME TR SH BEN INT 0.8%
Value ($000) $22,578 Shares 4,918,985 Est. Cost $4.61 Unrealized —
— MEGALITH FINANCIAL ACQ CORP; TNT ACT DT: 5/24/20; 0.7%
Value ($000) $22,429 Shares 2,186,015 Est. Cost $9.94 Unrealized —
SPY SPDR S&P 500 ETF TR TR UNIT 0.7%
Value ($000) $22,187 Shares 68,933 Est. Cost $321.86 Unrealized —
— FORUM MERGER II ACQ CORP; TNT ACT DT: 2/3/2020; C 0.7%
Value ($000) $20,420 Shares 1,999,988 Est. Cost $9.74 Unrealized —
— NETFIN ACQ CORP; TNT ACQ DT: 01/31/2021; CASH: $1 0.6%
Value ($000) $19,094 Shares 1,918,950 Est. Cost $9.95 Unrealized —
— BLACKROCK MUNIYIELD NY INSUR 0.6%
Value ($000) $18,218 Shares 1,391,740 Est. Cost $11.79 Unrealized —
— KAYNE ANDERSON MIDSTREAM/ENE 0.6%
Value ($000) $17,728 Shares 1,685,137 Est. Cost $10.78 Unrealized —
EWC ISHARES MSCI CDA ETF 0.6%
Value ($000) $16,725 Shares 559,536 Est. Cost $25.83 Unrealized —
RODM HARTFORD MULTIFACTOR DEV MKTS 0.5%
Value ($000) $16,200 Shares 551,581 Est. Cost $28.48 Unrealized —
— GRAF INDUSTRIAL ACQ CORP; TNT ACQ DT: 9/7/2020; C 0.5%
Value ($000) $15,672 Shares 1,537,975 Est. Cost $9.75 Unrealized —
— BLACKROCK MUNIHLDNGS CALI QLTY COM 0.5%
Value ($000) $15,641 Shares 1,117,992 Est. Cost $12.85 Unrealized —
XMQTX BLACKROCK MUNIYIELD QUAL II 0.5%
Value ($000) $15,608 Shares 1,200,589 Est. Cost $11.93 Unrealized —
QUAL ISHARES EDGE MSCI USA QUALITY 0.5%
Value ($000) $15,492 Shares 153,385 Est. Cost $101.00 Unrealized —
— SCHULTZE SPECIAL ACQ CRP; TNT ACT DT: 06/11/2020; 0.5%
Value ($000) $15,225 Shares 1,504,403 Est. Cost $9.81 Unrealized —
— BLACKROCK INS MUNI INCOME TR 0.5%
Value ($000) $14,894 Shares 1,060,049 Est. Cost $12.89 Unrealized —
— TUSCAN HOLDINGS ACQ CORP; TNT ACQ DT: 12/5/2020; 0.5%
Value ($000) $14,731 Shares 1,479,025 Est. Cost $9.87 Unrealized —
— Tortoise ACQ CORP; TNT ACQ DT: 2/28/2021, CASH: $ 0.5%
Value ($000) $14,619 Shares 1,463,405 Est. Cost $9.88 Unrealized —
— LANCADIA II ACQ CORP; TNT ACQ DT: 5/6/21; CASH $1 0.5%
Value ($000) $14,563 Shares 1,475,443 Est. Cost $9.79 Unrealized —
XBFZX BLACKROCK CALIFORNIA MUNICIPAL INCOME TR 0.5%
Value ($000) $14,224 Shares 1,048,960 Est. Cost $12.60 Unrealized —
XENWX EATON VANCE NEW YORK MUN BD FD COM 0.5%
Value ($000) $13,956 Shares 1,155,302 Est. Cost $11.39 Unrealized —
EWJ ISHARES MSCI JAPAN ETF 0.4%
Value ($000) $13,461 Shares 227,222 Est. Cost $51.47 Unrealized —
— EAGLE GROWTH & INCOME FUND 0.4%
Value ($000) $13,427 Shares 788,428 Est. Cost $15.33 Unrealized —
— NEW PROVIDENCE ACQ CORP; TNT ACQ DT: 3/1/2021; CA 0.4%
Value ($000) $13,033 Shares 1,321,850 Est. Cost $9.86 Unrealized —
— INSIGHT SELECT INCOME FUND 0.4%
Value ($000) $12,929 Shares 645,474 Est. Cost $19.30 Unrealized —
— NUVEEN NY DIVID ADVNTG MUN FD COM 0.4%
Value ($000) $12,901 Shares 908,522 Est. Cost $12.38 Unrealized —
— MUDRICK CAPITAL ACQ CORP; TNT ACQ DT: 02/08/2020; 0.4%
Value ($000) $12,852 Shares 1,245,345 Est. Cost $10.10 Unrealized —
— BLACKROCK MUNIYIELD CA INSUR 0.4%
Value ($000) $12,805 Shares 901,146 Est. Cost $12.97 Unrealized —
— CRESCENT ACQ CORP; TNT ACQ DT: 3/8/21; CASH: $10. 0.4%
Value ($000) $12,719 Shares 1,269,325 Est. Cost $9.92 Unrealized —
— CF FINANCE ACQ CORP; TNT ACQ DT: 6/13/2020; CASH: 0.4%
Value ($000) $12,377 Shares 1,209,900 Est. Cost $10.00 Unrealized —
— GABELLI HLTHCARE & WELLNESS TR SHS 0.4%
Value ($000) $12,057 Shares 1,046,640 Est. Cost $10.75 Unrealized —
BND VANGUARD BD INDEX FD INC TOTAL BND MRKT 0.4%
Value ($000) $12,042 Shares 143,598 Est. Cost $83.57 Unrealized —
— NEW GERMANY FD INC COM 0.4%
Value ($000) $11,914 Shares 759,810 Est. Cost $15.01 Unrealized —
— TRINE ACQ CORP; TNT ACQ DT: 3/19/2021, CASH: $10. 0.4%
Value ($000) $11,661 Shares 1,168,450 Est. Cost $9.81 Unrealized —
BSV VANGUARD BD INDEX FD INC SHORT TRM BOND 0.4%
Value ($000) $10,751 Shares 133,375 Est. Cost $80.60 Unrealized —
— ACAMAR PARTNERS ACQ CORP; TNT ACQ DT: 2/22/21; CA 0.4%
Value ($000) $10,599 Shares 1,062,000 Est. Cost $9.76 Unrealized —
— SPARTAN ENERGY ACQ CORP; TNT ACQ DT: 8/10/2020; C 0.4%
Value ($000) $10,514 Shares 1,034,000 Est. Cost $9.86 Unrealized —
— CORNERSTONE STRATEGIC VALUE 0.3%
Value ($000) $10,315 Shares 920,186 Est. Cost $13.50 Unrealized —
— NUVEEN OHIO QUALITY INCOME MUN COM 0.3%
Value ($000) $10,294 Shares 667,384 Est. Cost $14.37 Unrealized —
— DWS MUNICIPAL INCOME TRUST 0.3%
Value ($000) $9,717 Shares 857,619 Est. Cost $10.30 Unrealized —
— JOHN HANCOCK TAX-ADV GLOBAL SHRHLDR YIELD 0.3%
Value ($000) $9,685 Shares 1,369,848 Est. Cost $7.01 Unrealized —
— JAPAN SMALLER CAPTLZTN FD INC COM 0.3%
Value ($000) $9,216 Shares 1,030,352 Est. Cost $9.56 Unrealized —
— MFS INVT GRADE MUN TR SH BEN INT 0.3%
Value ($000) $9,100 Shares 931,725 Est. Cost $9.26 Unrealized —
— BLACKROCK MUNIYLD MICH QLTY FD COM 0.3%
Value ($000) $8,926 Shares 628,831 Est. Cost $13.27 Unrealized —
— VOYA GLBL EQTY DIV & PREM OPP COM 0.3%
Value ($000) $8,684 Shares 1,402,844 Est. Cost $6.19 Unrealized —
— EATON VANCE CA MUNI INC TRST 0.3%
Value ($000) $8,572 Shares 635,911 Est. Cost $11.96 Unrealized —
— DIAMONDPEAK ACQ CORP; TNT ACQ DT: 2/28/21; CASH: 0.3%
Value ($000) $8,532 Shares 857,500 Est. Cost $9.82 Unrealized —
— NUVEEN MUNI 2021 TGT TRM FD 0.3%
Value ($000) $8,387 Shares 857,608 Est. Cost $9.42 Unrealized —
— EDTECHX HOLDINGS ACQ CORP; TNT ACT DT: 4/5/2020; 0.3%
Value ($000) $8,242 Shares 802,550 Est. Cost $10.07 Unrealized —
— GABELLI DIVD & INCOME TR COM 0.3%
Value ($000) $8,009 Shares 364,854 Est. Cost $21.95 Unrealized —
— WESTERN ASSET INFLATION-LINKED OPP & INC FD 0.3%
Value ($000) $8,005 Shares 693,653 Est. Cost $11.72 Unrealized —
— TUSCAN HOLDINGS II ACQ CORP; TNT ACQ DT: 4/12/21; 0.3%
Value ($000) $7,911 Shares 802,325 Est. Cost $9.85 Unrealized —
XJEQX ABERDEEN JAPAN EQUITY FUND INC 0.3%
Value ($000) $7,839 Shares 1,007,587 Est. Cost $7.44 Unrealized —
ACWI ISHARES MSCI ACWI INDEX FUND 0.2%
Value ($000) $7,042 Shares 88,859 Est. Cost $74.04 Unrealized —
— BLACKROCK ENHANCED INTERNATIONAL DIVIDEND TRUST 0.2%
Value ($000) $6,852 Shares 1,163,343 Est. Cost $5.01 Unrealized —
— BLACKROCK ENHANCED GLOBAL DIVIDEND TRUST 0.2%
Value ($000) $6,835 Shares 621,927 Est. Cost $9.39 Unrealized —
MAPS SILVER SPIKE ACQ CORP; TNT ACQ DT: 02/08/21; CASH 0.2%
Value ($000) $6,751 Shares 681,250 Est. Cost $9.91 Unrealized —
— ALLIANZGI EQUITY & CONVERTIB 0.2%
Value ($000) $6,309 Shares 278,437 Est. Cost $18.54 Unrealized —
— LAZARD GLB TTL RET&INCM FD INC COM 0.2%
Value ($000) $6,179 Shares 373,331 Est. Cost $16.55 Unrealized —
— NUVEEN INT DUR QUAL MUN TRM FD COM 0.2%
Value ($000) $6,115 Shares 440,535 Est. Cost $12.99 Unrealized —
— TEKLA HEATHCARE INVESTORS 0.2%
Value ($000) $5,838 Shares 279,608 Est. Cost $19.49 Unrealized —
— BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND 0.2%
Value ($000) $5,834 Shares 439,009 Est. Cost $13.29 Unrealized —
— OPES ACQ CORP; TNT ACQ DT: 9/4/2019; CASH: $10.10 0.2%
Value ($000) $5,714 Shares 543,150 Est. Cost $10.35 Unrealized —
— TEKLA HEALTHCARE OPPORTUNIT FD SHS 0.2%
Value ($000) $5,197 Shares 272,540 Est. Cost $17.20 Unrealized —
XMUSX BLACKROCK MUNIHOLDINGS INSUR 0.2%
Value ($000) $5,031 Shares 400,234 Est. Cost $11.37 Unrealized —
— SWITCHBACK ENERGY ACQ CORP; TNT ACQ DT: 07/26/202 0.2%
Value ($000) $4,738 Shares 482,975 Est. Cost $9.81 Unrealized —
SHM SPDR SER TR NUVN BR SHT MUNI 0.2%
Value ($000) $4,631 Shares 94,297 Est. Cost $48.69 Unrealized —
— ORISUN ACQ CORP; TNT ACQ DT: 08/04/2019; CASH: $1 0.1%
Value ($000) $4,304 Shares 432,525 Est. Cost $9.95 Unrealized —
XXCHNXX CHINA FD INC COM 0.1%
Value ($000) $4,265 Shares 202,214 Est. Cost $20.53 Unrealized —
— TOTTENHAM ACQ CORP; TNT ACQ DT: 8/2/2019; CASH: $ 0.1%
Value ($000) $4,224 Shares 403,050 Est. Cost $9.82 Unrealized —
— GX ACQ CORP; TNT ACQ DT: 5/20/21; CASH: $10.00 0.1%
Value ($000) $4,198 Shares 421,950 Est. Cost $9.95 Unrealized —
— ISHARES MSCI CHINA ETF 0.1%
Value ($000) $3,955 Shares 61,710 Est. Cost $52.62 Unrealized —
— TENZING ACQ CORP; TNT ACQ DT: 2/21/2020; CASH: $1 0.1%
Value ($000) $3,941 Shares 376,450 Est. Cost $10.12 Unrealized —
— GREENVISION ACQ CORP; TNT ACQ DT: 11/19/20; CASH: 0.1%
Value ($000) $3,880 Shares 394,750 Est. Cost $9.83 Unrealized —
— LEO HOLDINGS ACQ CORP; TNT ACQ DT: 2/15/2020: CAS 0.1%
Value ($000) $3,705 Shares 358,275 Est. Cost $10.24 Unrealized —
— ABERDEEN EMERGING MARKETS EQUITY INCOME FUND INC 0.1%
Value ($000) $3,632 Shares 476,604 Est. Cost $7.56 Unrealized —
— GORDON POINTE ACQ CORP; TNT ACT DT: 7/25/2019; CA 0.1%
Value ($000) $3,551 Shares 335,314 Est. Cost $9.95 Unrealized —
— PIVOTAL ACQ CORP II; TNT ACQ DT: 1/21/2021; CASH: 0.1%
Value ($000) $3,504 Shares 352,500 Est. Cost $9.88 Unrealized —
— ANDINA ACQ CORP; TNT ACQ DT: 7/29/2020; CASH: $10 0.1%
Value ($000) $3,487 Shares 343,575 Est. Cost $9.80 Unrealized —
— MEREDIA ACQ CORP; TNT ACQ DT: 11/5/21; CASH: $10. 0.1%
Value ($000) $3,463 Shares 355,500 Est. Cost $9.74 Unrealized —
— MORGAN STANLEY INDIA INVS FD COM 0.1%
Value ($000) $3,442 Shares 173,065 Est. Cost $24.05 Unrealized —
— BLACKROCK NEW YORK MUNI INC 0.1%
Value ($000) $3,269 Shares 233,153 Est. Cost $12.29 Unrealized —
ACWX ISHARES TR MSCI ACWI EX US 0.1%
Value ($000) $3,222 Shares 65,592 Est. Cost $39.48 Unrealized —
— BLACKROCK NY MUNI INC QLTY TR COM 0.1%
Value ($000) $3,110 Shares 226,178 Est. Cost $13.34 Unrealized —
— ALLIANCEBERNSTEIN NATL MUNI IN COM 0.1%
Value ($000) $3,026 Shares 216,441 Est. Cost $13.37 Unrealized —
— SC HEALTH ACQ CORP; TNT ACQ DT: 01/12/2021; CASH: 0.1%
Value ($000) $2,997 Shares 301,525 Est. Cost $9.94 Unrealized —
— TAIWAN FD INC COM 0.1%
Value ($000) $2,880 Shares 139,941 Est. Cost $20.08 Unrealized —
— NUVEEN INTER DURATION MN TMFD COM 0.1%
Value ($000) $2,808 Shares 201,857 Est. Cost $12.85 Unrealized —
— CLEARBRIDGE ENERGY MLP FUND 0.1%
Value ($000) $2,743 Shares 243,619 Est. Cost $10.88 Unrealized —
— BLACKROCK MUNIHOLDINGS IN II 0.1%
Value ($000) $2,696 Shares 213,796 Est. Cost $11.56 Unrealized —
— WESTERN ASST MN PRT FD INC COM 0.1%
Value ($000) $2,685 Shares 176,059 Est. Cost $13.92 Unrealized —
— OSPREY TECH ACQ CORP; TNT ACQ DT: 10/31/21; CASH 0.1%
Value ($000) $2,681 Shares 275,000 Est. Cost $9.75 Unrealized —
— BLACKROCK NEW YORK MUN II 0.1%
Value ($000) $2,497 Shares 173,292 Est. Cost $12.54 Unrealized —
IEUR ISHARES TR CORE MSCI EURO 0.1%
Value ($000) $2,444 Shares 49,004 Est. Cost $41.42 Unrealized —
— TEKLA LIFE SCIENCES INVESTORS 0.1%
Value ($000) $2,363 Shares 135,565 Est. Cost $17.43 Unrealized —
XNYVX NUVEEN NY MUNI VALUE FUND 2 0.1%
Value ($000) $2,287 Shares 159,988 Est. Cost $13.44 Unrealized —
— EUROPEAN EQUITY FUND COM 0.1%
Value ($000) $2,225 Shares 237,194 Est. Cost $7.43 Unrealized —
— INVESCO TR INVT GRADE MUNS COM 0.1%
Value ($000) $2,133 Shares 166,017 Est. Cost $11.56 Unrealized —
— NUVEEN REAL ESTATE INCOME FD 0.1%
Value ($000) $1,744 Shares 164,235 Est. Cost $8.46 Unrealized —
— TEMPLETON EMERGING MKTS FD INC COM 0.1%
Value ($000) $1,612 Shares 103,382 Est. Cost $14.20 Unrealized —
— FELLAZO ACQ CORP; TNT ACQ DT: 7/25/20; CASH $10.0 0.1%
Value ($000) $1,602 Shares 160,825 Est. Cost $9.96 Unrealized —
— NUVEEN CALIFORNIA AMT-FREE 0.1%
Value ($000) $1,569 Shares 103,157 Est. Cost $12.74 Unrealized —
— INSURANCE ACQUISITION CORP. TNT ACQ DT: 9/22/20; 0.1%
Value ($000) $1,552 Shares 155,500 Est. Cost $9.92 Unrealized —
RPLA REPLAY ACQ CORP; TNT ACQ DT: 4/4/21; CASH $10.00 0.1%
Value ($000) $1,528 Shares 152,325 Est. Cost $10.03 Unrealized —
— NUVEEN CALIFORNIA DVD ADVANTAGE MUNI FD 0.0%
Value ($000) $1,494 Shares 100,322 Est. Cost $12.81 Unrealized —
— FEDERATED PREMIER MUNI INC 0.0%
Value ($000) $1,406 Shares 99,733 Est. Cost $13.20 Unrealized —
— BLACKROCK FL MUNI 2020 TERM 0.0%
Value ($000) $1,336 Shares 92,311 Est. Cost $14.10 Unrealized —
— BLACKROCK MUNIYIELD QUALITY 0.0%
Value ($000) $1,239 Shares 82,353 Est. Cost $13.05 Unrealized —
— PROFICIENT ALPHA ACQ CORP; TNT ACQ DT: 5/29/20; C 0.0%
Value ($000) $1,160 Shares 115,350 Est. Cost $9.93 Unrealized —
— BLACKROCK NY MUNICIPAL BOND TR COM 0.0%
Value ($000) $1,092 Shares 72,270 Est. Cost $12.92 Unrealized —
— VOYA INFRASTRUCTURE INDUSTRIALS 0.0%
Value ($000) $1,059 Shares 92,050 Est. Cost $11.50 Unrealized —
IEV ISHARES TR EUROPE ETF 0.0%
Value ($000) $1,047 Shares 22,285 Est. Cost $39.12 Unrealized —
— BNY MELLON MUNICIPAL INCOME, INC 0.0%
Value ($000) $1,043 Shares 117,313 Est. Cost $8.52 Unrealized —
— RMG ACQ CORP; TNT ACQ DT: 2/8/2021; CASH $10.00 0.0%
Value ($000) $998 Shares 100,000 Est. Cost $9.78 Unrealized —
— SWISS HELVETIA FD INC COM 0.0%
Value ($000) $864 Shares 102,698 Est. Cost $8.19 Unrealized —
EEM ISHARES TR MSCI EMG MKT ETF 0.0%
Value ($000) $858 Shares 19,116 Est. Cost $40.01 Unrealized —
— VOYA INTL HIGH DIVID EQTY INC COM 0.0%
Value ($000) $839 Shares 155,279 Est. Cost $5.36 Unrealized —
— EATON VANCE NY MUNICIPAL INC 0.0%
Value ($000) $796 Shares 59,410 Est. Cost $12.82 Unrealized —
— AMPLITUDE HEALTHCARE ACQ CORP UNIT; TNT ACQ DT: 1 0.0%
Value ($000) $758 Shares 75,327 Est. Cost $10.06 Unrealized —
— ABERDEEN TOTAL DYNAMIC DIVID 0.0%
Value ($000) $721 Shares 80,590 Est. Cost $138.70 Unrealized —
XPMAX PIONEER MUNI HI INC ADV TRST 0.0%
Value ($000) $689 Shares 63,779 Est. Cost $10.80 Unrealized —
— VANECK VECTORS ETF TR AMT FREE SHORT M 0.0%
Value ($000) $661 Shares 37,143 Est. Cost $17.24 Unrealized —
— WEALTHBRIDGE ACQ CORP; TNT ACQ DT: 2/6/2020; CASH 0.0%
Value ($000) $620 Shares 61,113 Est. Cost $9.82 Unrealized —
VEA VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 0.0%
Value ($000) $544 Shares 12,341 Est. Cost $36.53 Unrealized —
ESGV VANGUARD ESG US STOCK ETF 0.0%
Value ($000) $470 Shares 8,310 Est. Cost $56.56 Unrealized —
— MANNING & NAPIER, INC. 0.0%
Value ($000) $444 Shares 254,942 Est. Cost $1.76 Unrealized —
— WESTERN ASSET MUN HI INCM FD COM 0.0%
Value ($000) $427 Shares 56,268 Est. Cost $7.11 Unrealized —
— NUVEEN PA INVT QUALITY MUN FD COM 0.0%
Value ($000) $403 Shares 28,500 Est. Cost $12.20 Unrealized —
HD HOME DEPOT INC COM 0.0%
Value ($000) $393 Shares 1,800 Est. Cost $146.52 Unrealized +33.1%
— EATON VANCE MUNICIPAL INCOME 0.0%
Value ($000) $377 Shares 29,545 Est. Cost $11.45 Unrealized —
— INVESCO VRDO TAX-FREE WEEKLY ETF 0.0%
Value ($000) $374 Shares 15,000 Est. Cost $24.88 Unrealized —
DIS DISNEY WALT CO COM DISNEY 0.0%
Value ($000) $364 Shares 2,515 Est. Cost $99.77 Unrealized +36.0%
SRE SEMPRA ENERGY COM 0.0%
Value ($000) $303 Shares 2,000 Est. Cost $44.61 Unrealized +34.4%
XMUIX BLACKROCK MUNI INTER DR FD INC COM 0.0%
Value ($000) $295 Shares 20,698 Est. Cost $13.90 Unrealized —
XEGFX BLACKROCK ENHANCED GOVT FD INC COM 0.0%
Value ($000) $281 Shares 21,342 Est. Cost $12.88 Unrealized —
— BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FU 0.0%
Value ($000) $281 Shares 20,175 Est. Cost $13.93 Unrealized —
— BLACKROCK MUNI NY INT DUR FD 0.0%
Value ($000) $182 Shares 11,896 Est. Cost $13.60 Unrealized —
— BRANDYWINEGLOBAL GLOBAL INC OPP FD INC 0.0%
Value ($000) $152 Shares 12,000 Est. Cost $11.17 Unrealized —
— CHASERG TECHNOLOGY ACQ CORP; TNT ACQ DT: 4/4/2020 0.0%
Value ($000) $125 Shares 11,475 Est. Cost $9.90 Unrealized —
— EATON VANCE SENIOR INCOME TR 0.0%
Value ($000) $94 Shares 14,600 Est. Cost $6.03 Unrealized —
— BLACKROCK RES & COMM STRAT TR SHS 0.0%
Value ($000) $81 Shares 10,000 Est. Cost $8.20 Unrealized —
— INVESCO VAN KAMPEN SENIOR INCOME TR 0.0%
Value ($000) $75 Shares 17,463 Est. Cost $3.91 Unrealized —
— NUVEEN SENIOR INCOME FUND 0.0%
Value ($000) $69 Shares 11,500 Est. Cost $6.17 Unrealized —
— ABERDEEN ASIA PACIFIC INCOM FD COM 0.0%
Value ($000) $50 Shares 11,750 Est. Cost $4.17 Unrealized —