CIK: 0001048703 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Oct 16, 2019
Total Value ($000): $2,612,938 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | EATON VANCE MUN BD FD | 10,373,012 | $134,434 | 5.1% | $12.29 | — | COM | 27827X101 |
| — | NUVEEN DIVID ADVANTAGE MUN FD | 9,055,171 | $130,032 | 5.0% | $13.68 | — | COM | 67066V101 |
| — | NUVEEN AMT-FREE MUN INCOME FD | 8,162,337 | $116,803 | 4.5% | $12.89 | — | COM | 670657105 |
| VGK | VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF | 1,899,905 | $101,854 | 3.9% | $54.13 | — | COM | 922042874 |
| — | NUVEEN NY AMT FREE MUN INCOME | 7,560,730 | $101,767 | 3.9% | $12.39 | — | COM | 670656107 |
| VB | VANGUARD INDEX FDS SMALL CP ETF | 654,106 | $100,660 | 3.9% | $118.12 | — | COM | 922908751 |
| IVV | ISHARES CORE S&P500 ETF | 280,685 | $83,790 | 3.2% | $257.91 | — | COM | 464287200 |
| — | BLACKROCK MUNIYIELD INSURED | 5,334,775 | $72,393 | 2.8% | $12.36 | — | COM | 09254e103 |
| — | DUFF & PHELPS UTILITY & CORPORATE BOND TR | 7,337,896 | $67,876 | 2.6% | $8.87 | — | COM | 26432k108 |
| VWO | VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF | 1,583,466 | $63,750 | 2.4% | $41.16 | — | COM | 922042858 |
| VTI | VANGUARD INDEX FDS TOTAL STK MKT | 417,232 | $63,002 | 2.4% | $117.91 | — | COM | 922908769 |
| — | BLACKROCK INCOME TR INC | 9,406,757 | $57,193 | 2.2% | $6.38 | — | COM | 09247F100 |
| VUG | VANGUARD GROWTH ETF | 278,103 | $46,243 | 1.8% | $161.91 | — | COM | 922908736 |
| VPL | VANGUARD FTSE PACIFIC ETF | 661,470 | $43,690 | 1.7% | $59.06 | — | COM | 922042866 |
| BLV | VANGUARD BD INDEX FD INC LONG TERM BOND | 384,711 | $39,498 | 1.5% | $101.15 | — | COM | 921937793 |
| — | WESTERN ASSET CLYM INFL SEC IN | 3,248,640 | $37,652 | 1.4% | $11.57 | — | COM | 95766Q106 |
| — | BLACKROCK CR ALLCTN INC TR | 2,690,777 | $36,648 | 1.4% | $12.92 | — | COM | 092508100 |
| — | HENNESSY CAPITAL ACQ CORP IV | 3,565,125 | $35,651 | 1.4% | $9.98 | — | COM | 42589c104 |
| — | PURE ACQ CORP | 3,139,425 | $32,179 | 1.2% | $10.05 | — | COM | 74621Q106 |
| — | BLACKROCK MUNIHOLDINGS NY INSURED FD | 2,278,823 | $31,015 | 1.2% | $12.36 | — | COM | 09255c106 |
| — | BOXWOOD MERGER CORP | 2,934,075 | $29,561 | 1.1% | $9.78 | — | COM | 10319t101 |
| — | SPDR S&P 500 ETF TRUST | 96,975 | $28,779 | 1.1% | $296.77 | — | COM | 78462f103 |
| — | FIRST TR ABERDEEN GLBL OPP FD | 2,652,228 | $28,008 | 1.1% | $10.31 | — | COM | 337319107 |
| — | ISHARES CORE DIVIDEND GROWTH ETF | 706,414 | $27,649 | 1.1% | $37.51 | — | COM | 46434v621 |
| VEU | VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US | 534,855 | $26,689 | 1.0% | $47.46 | — | COM | 922042775 |
| XHNWX | PIONEER DIVERSIFIED HIGH INCOME TRUST | 1,825,535 | $26,470 | 1.0% | $13.88 | — | COM | 723653101 |
| — | ALLEGRO MERGER ACQ CORP | 2,521,532 | $25,518 | 1.0% | $9.81 | — | COM | 01749n103 |
| — | VECTOIQ ACQ CORP | 2,394,992 | $24,453 | 0.9% | $9.90 | — | COM | 92243n103 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 2,149,199 | $24,350 | 0.9% | $10.38 | — | COM | 27828A100 |
| — | MFS GOVT MKTS INCOME TR | 5,250,000 | $24,203 | 0.9% | $4.61 | — | COM | 552939100 |
| — | LF CAPITAL ACQ CORP | 2,275,500 | $23,347 | 0.9% | $10.09 | — | COM | 50200k108 |
| — | MONOCLE ACQ CORP | 2,246,575 | $22,376 | 0.9% | $9.86 | — | COM | 609754106 |
| — | MEGALITH FINANCIAL ACQ CORP | 2,202,930 | $22,316 | 0.9% | $9.94 | — | COM | 58518F109 |
| — | AMCI ACQUISITION CORP | 2,216,863 | $22,235 | 0.9% | $9.87 | — | COM | 00165r101 |
| — | GIGCAPITAL2 ACQ CORP | 2,212,450 | $21,748 | 0.8% | $9.83 | — | COM | 375036100 |
| SUB | ISHARES SHORT TERM NATIONAL MUNI BOND | 198,719 | $21,172 | 0.8% | $106.47 | — | COM | 464288158 |
| LII | LENNOX INTL INC | 85,006 | $20,654 | 0.8% | $54.01 | +341.3% | COM | 526107107 |
| — | FORUM MERGER II ACQ CORP | 2,017,263 | $20,395 | 0.8% | $9.74 | — | COM | 34986f103 |
| — | BLACKROCK MUNIYIELD NY INSUR | 1,384,420 | $18,081 | 0.7% | $11.79 | — | COM | 09255E102 |
| XMQTX | BLACKROCK MUNIYIELD QUAL II | 1,269,266 | $16,462 | 0.6% | $11.93 | — | COM | 09254G108 |
| EWC | ISHARES MSCI CDA ETF | 568,333 | $16,425 | 0.6% | $25.83 | — | COM | 464286509 |
| — | INSIGHT SELECT INCOME FUND | 795,024 | $16,290 | 0.6% | $19.30 | — | COM | 45781w109 |
| — | GRAF INDUSTRIAL ACQ CORP | 1,588,400 | $15,932 | 0.6% | $9.75 | — | COM | 384278107 |
| — | ADAMS DIVERSIFIED EQUITY FD | 999,421 | $15,831 | 0.6% | $12.42 | — | COM | 006212104 |
| — | KAYNE ANDERSON MIDSTREAM/ENE | 1,454,558 | $15,753 | 0.6% | $10.82 | — | COM | 48661e108 |
| — | LEGACY ACQ CORP | 1,542,275 | $15,731 | 0.6% | $9.86 | — | COM | 524643103 |
| — | BLACKROCK INS MUNI INCOME TR | 1,103,541 | $15,615 | 0.6% | $12.89 | — | COM | 092479104 |
| — | MUDRICK CAPITAL ACQ CORP | 1,520,195 | $15,491 | 0.6% | $10.10 | — | COM | 624745105 |
| — | SCHULTZE SPECIAL ACQ CRP | 1,545,203 | $15,375 | 0.6% | $9.81 | — | COM | 80821r109 |
| — | CORNERSTONE STRATEGIC VALUE | 1,280,509 | $14,547 | 0.6% | $13.50 | — | COM | 21924b302 |
| — | BLACKROCK MUNIHLDNGS CALI QLTY | 1,016,934 | $14,359 | 0.5% | $12.74 | — | COM | 09254L107 |
| XENWX | EATON VANCE NEW YORK MUN BD FD | 1,153,680 | $14,352 | 0.5% | $11.39 | — | COM | 27827Y109 |
| — | NUVEEN NY DIVID ADVNTG MUN FD | 993,639 | $14,169 | 0.5% | $12.38 | — | COM | 67066X107 |
| — | CHASERG TECHNOLOGY ACQ CORP | 1,378,300 | $13,797 | 0.5% | $9.90 | — | COM | 16166a103 |
| EWJ | ISHARES MSCI JAPAN ETF | 239,972 | $13,616 | 0.5% | $51.47 | — | COM | 46434G822 |
| XBFZX | BLACKROCK CALIFORNIA MUNICIPAL INCOME TR | 954,454 | $13,062 | 0.5% | $12.50 | — | COM | 09248E102 |
| RODM | HARTFORD MULTIFACTOR DEV MKTS | 463,210 | $12,914 | 0.5% | $28.31 | — | COM | 518416102 |
| — | BLACKROCK MUNIYIELD CA INSUR | 881,245 | $12,681 | 0.5% | $12.94 | — | COM | 09254N103 |
| — | NUVEEN OHIO QUALITY INCOME MUN | 744,021 | $11,741 | 0.4% | $14.37 | — | COM | 670980101 |
| — | TRINE ACQ CORP | 1,184,250 | $11,689 | 0.4% | $9.81 | — | COM | 89628u108 |
| — | GABELLI HLTHCARE & WELLNESS TR | 1,061,625 | $11,062 | 0.4% | $10.75 | — | COM | 36246K103 |
| — | LANCADIA II ACQ CORP | 1,112,468 | $10,869 | 0.4% | $9.77 | — | COM | 51476x105 |
| — | MFS INVT GRADE MUN TR | 1,091,278 | $10,838 | 0.4% | $9.26 | — | COM | 59318b108 |
| — | NEW GERMANY FD INC | 772,820 | $10,711 | 0.4% | $15.01 | — | COM | 644465106 |
| — | CF FINANCE ACQ CORP | 1,054,275 | $10,659 | 0.4% | $9.97 | — | COM | 12528n107 |
| — | EAGLE GROWTH & INCOME FUND | 659,888 | $10,519 | 0.4% | $15.00 | — | COM | 26958j105 |
| — | SPARTAN ENERGY ACQ CORP | 1,039,050 | $10,494 | 0.4% | $9.86 | — | COM | 846784106 |
| — | Tortoise ACQ CORP | 1,060,855 | $10,439 | 0.4% | $9.83 | — | COM | 89154l100 |
| — | ACAMAR PARTNERS ACQ CORP | 1,066,500 | $10,409 | 0.4% | $9.76 | — | COM | 004285102 |
| — | EATON VANCE CA MUNI INC TRST | 761,989 | $10,241 | 0.4% | $11.96 | — | COM | 27826F101 |
| — | DWS MUNICIPAL INCOME TRUST | 874,055 | $10,130 | 0.4% | $10.30 | — | COM | 233368109 |
| — | JOHN HANCOCK TAX-ADV GLOBAL SHRHLDR YIELD | 1,397,416 | $9,544 | 0.4% | $7.01 | — | COM | 41013p749 |
| — | JAPAN SMALLER CAPTLZTN FD INC | 1,038,714 | $9,110 | 0.3% | $9.56 | — | COM | 47109U104 |
| — | BLACKROCK CORE BD TR | 623,867 | $9,015 | 0.3% | $13.04 | — | COM | 09249E101 |
| — | NUVEEN MUNI 2021 TGT TRM FD | 903,658 | $8,829 | 0.3% | $9.42 | — | COM | 670687102 |
| — | BLACKROCK MUNIYLD MICH QLTY FD | 625,903 | $8,794 | 0.3% | $13.27 | — | COM | 09254V105 |
| — | DTF TAX-FREE INCOME INC | 596,874 | $8,637 | 0.3% | $13.82 | — | COM | 23334J107 |
| — | DIAMONDPEAK ACQ CORP | 875,000 | $8,593 | 0.3% | $9.82 | — | COM | 25280h100 |
| — | TUSCAN HOLDINGS ACQ CORP | 835,850 | $8,191 | 0.3% | $9.81 | — | COM | 90069k104 |
| — | TRIDENT ACQ CORP | 784,750 | $8,146 | 0.3% | $9.97 | — | COM | 89615t106 |
| — | WESTERN ASSET INFLATION-LINKED OPP & INC FD | 713,848 | $7,909 | 0.3% | $11.72 | — | COM | 95766R104 |
| — | EDTECHX HOLDINGS ACQ CORP | 769,925 | $7,815 | 0.3% | $10.06 | — | COM | 28138x103 |
| — | NUVEEN CALIFORNIA DVD ADVANTAGE MUNI FD | 516,394 | $7,741 | 0.3% | $12.81 | — | COM | 67066Y105 |
| — | ALLIANZGI EQUITY & CONVERTIB | 347,259 | $7,497 | 0.3% | $18.54 | — | COM | 018829101 |
| XJEQX | ABERDEEN JAPAN EQUITY FUND INC | 983,547 | $7,160 | 0.3% | $7.44 | — | COM | 00306J109 |
| — | SENTINEL ENERGY ACQ CORP | 680,175 | $6,985 | 0.3% | $10.09 | — | COM | 81728p105 |
| — | B. RILEY ACQ CORP | 679,483 | $6,734 | 0.3% | $9.91 | — | COM | 05586y106 |
| — | TEKLA HEATHCARE INVESTORS | 360,172 | $6,606 | 0.3% | $19.49 | — | COM | 87911J103 |
| — | BLACKROCK ENHANCED GLOBAL DIVIDEND TRUST | 631,783 | $6,589 | 0.3% | $9.39 | — | COM | 092501105 |
| — | CRESCENT ACQ CORP | 648,725 | $6,377 | 0.2% | $9.83 | — | COM | 22564l105 |
| — | BLACKROCK ENHANCED INTERNATIONAL DIVIDEND TRUST | 1,169,410 | $6,350 | 0.2% | $5.01 | — | COM | 092524107 |
| ACWI | ISHARES MSCI ACWI INDEX FUND | 84,010 | $6,196 | 0.2% | $73.74 | — | COM | 464288257 |
| — | NUVEEN INT DUR QUAL MUN TRM FD | 444,635 | $6,078 | 0.2% | $12.99 | — | COM | 670677103 |
| — | TEKLA HEALTHCARE OPPORTUNIT FD | 334,645 | $5,843 | 0.2% | $17.20 | — | COM | 879105104 |
| — | LAZARD WORLD DIVID & INCOME FD | 621,043 | $5,801 | 0.2% | $10.00 | — | COM | 521076109 |
| — | BLACKROCK NEW YORK MUNI INC | 375,773 | $5,321 | 0.2% | $12.29 | — | COM | 09248l106 |
| XMUSX | BLACKROCK MUNIHOLDINGS INSUR | 408,234 | $5,221 | 0.2% | $11.37 | — | COM | 09254A101 |
| — | KBL MERGER CORP. IV | 495,445 | $5,214 | 0.2% | $9.70 | — | COM | 48242A104 |
| — | NUVEEN CALIFORNIA AMT-FREE | 336,607 | $5,089 | 0.2% | $12.74 | — | COM | 670651108 |
| — | BLACKROCK MUNIYIELD QUALITY | 323,709 | $4,869 | 0.2% | $13.05 | — | COM | 09254f100 |
| — | FEDERATED PREMIER MUNI INC | 316,416 | $4,490 | 0.2% | $13.20 | — | COM | 31423P108 |
| — | NUVEEN REAL ESTATE INCOME FD | 400,857 | $4,405 | 0.2% | $8.46 | — | COM | 67071b108 |
| SHM | SPDR SER TR NUVN BR SHT MUNI | 88,837 | $4,352 | 0.2% | $48.67 | — | COM | 78468R739 |
| — | INVESCO TR INVT GRADE MUNS | 337,487 | $4,343 | 0.2% | $11.56 | — | COM | 46131M106 |
| XXCHNXX | CHINA FD INC | 206,271 | $4,004 | 0.2% | $20.53 | — | COM | 169373107 |
| — | BLACKROCK MUNIHOLDINGS IN II | 311,028 | $3,972 | 0.2% | $11.56 | — | COM | 09254C107 |
| BND | VANGUARD BD INDEX FD INC TOTAL BND MRKT | 46,280 | $3,907 | 0.1% | $82.97 | — | COM | 921937835 |
| — | TENZING ACQ CORP | 376,700 | $3,899 | 0.1% | $10.12 | — | COM | g8708a116 |
| — | WESTERN ASST MN PRT FD INC | 252,833 | $3,873 | 0.1% | $13.92 | — | COM | 95766P108 |
| — | LEO HOLDINGS ACQ CORP | 369,000 | $3,779 | 0.1% | $10.24 | — | COM | G5463l105 |
| — | TOTTENHAM ACQ CORP | 359,700 | $3,701 | 0.1% | $9.74 | — | COM | g8959n106 |
| — | GORDON POINTE ACQ CORP | 335,639 | $3,514 | 0.1% | $9.95 | — | COM | 382788107 |
| — | ISHARES MSCI CHINA ETF | 62,440 | $3,502 | 0.1% | $52.62 | — | COM | 46429b671 |
| — | ABERDEEN EMERGING MARKETS EQUITY INCOME FUND | 494,127 | $3,439 | 0.1% | $7.56 | — | COM | 00301w105 |
| — | ALLIANCEBERNSTEIN NATL MUNI | 240,291 | $3,311 | 0.1% | $13.37 | — | COM | 01864u106 |
| — | BLACKROCK NY MUNI INC QLTY TR | 239,904 | $3,296 | 0.1% | $13.34 | — | COM | 09249U105 |
| — | MORGAN STANLEY INDIA INVS FD | 169,555 | $3,213 | 0.1% | $24.13 | — | COM | 61745C105 |
| ACWX | ISHARES TR MSCI ACWI EX US | 68,717 | $3,164 | 0.1% | $39.48 | — | COM | 464288240 |
| — | ANDINA ACQ CORP | 309,050 | $3,087 | 0.1% | $9.76 | — | COM | G04415108 |
| — | BLACKROCK NEW YORK MUN II | 214,427 | $3,068 | 0.1% | $12.54 | — | COM | 09249R102 |
| — | NUVEEN INTER DURATION MN TMFD | 217,255 | $2,983 | 0.1% | $12.85 | — | COM | 670671106 |
| — | TIBERIUS ACQ CORP | 290,750 | $2,977 | 0.1% | $10.08 | — | COM | 88633a107 |
| — | CLEARBRIDGE ENERGY MLP FUND | 239,254 | $2,723 | 0.1% | $10.87 | — | COM | 184692101 |
| — | TAIWAN FD INC | 131,544 | $2,430 | 0.1% | $20.04 | — | COM | 874036106 |
| IEUR | ISHARES TR CORE MSCI EURO | 49,004 | $2,241 | 0.1% | $41.42 | — | COM | 46434V738 |
| — | EUROPEAN EQUITY FUND | 247,269 | $2,201 | 0.1% | $7.43 | — | COM | 298768102 |
| XNYVX | NUVEEN NY MUNI VALUE FUND 2 | 155,200 | $2,199 | 0.1% | $13.41 | — | COM | 670706100 |
| — | BNY MELLON MUNICIPAL INCOME, INC | 219,689 | $2,054 | 0.1% | $8.52 | — | COM | 05589T104 |
| — | WESTERN ASSET MUN HI INCM FD | 245,331 | $1,860 | 0.1% | $7.11 | — | COM | 95766N103 |
| — | EATON VANCE MUNICIPAL INCOME | 124,698 | $1,606 | 0.1% | $11.45 | — | COM | 27826U108 |
| — | OPES ACQ CORP | 153,100 | $1,587 | 0.1% | $9.92 | — | COM | 68373p100 |
| — | TEMPLETON EMERGING MKTS FD INC | 106,802 | $1,566 | 0.1% | $14.20 | — | COM | 880191101 |
| — | PIVOTAL ACQ CORP II | 150,000 | $1,470 | 0.1% | $9.80 | — | COM | 72582K100 |
| — | BLACKROCK FL MUNI 2020 TERM | 96,311 | $1,388 | 0.1% | $14.10 | — | COM | 09250m109 |
| — | BLACKROCK NY MUNICIPAL BOND TR | 78,795 | $1,159 | 0.0% | $12.92 | — | COM | 09249P106 |
| — | PROFICIENT ALPHA ACQ CORP | 104,525 | $1,036 | 0.0% | $9.91 | — | COM | 74317h105 |
| IEV | ISHARES TR EUROPE ETF | 23,655 | $1,024 | 0.0% | $39.12 | — | COM | 464287861 |
| — | TUSCAN HOLDINGS II ACQ CORP | 103,700 | $1,017 | 0.0% | $9.81 | — | COM | 90070a103 |
| — | RMG ACQ CORP | 100,000 | $978 | 0.0% | $9.78 | — | COM | 749641106 |
| — | NUVEEN MULTI-MARKET INCOME FUND | 125,455 | $922 | 0.0% | $7.35 | — | COM | 67075J107 |
| MSFT | MICROSOFT CORP | 6,609 | $918 | 0.0% | $87.72 | +48.1% | COM | 594918104 |
| STZ | CONSTELLATION BRANDS INC CL A | 4,290 | $889 | 0.0% | $136.48 | +32.5% | COM | 21036P108 |
| — | FIRST TRUST ENERGY INTRASTRUCTURE | 49,815 | $822 | 0.0% | $15.85 | — | COM | 33738C103 |
| — | EXXON MOBIL CORP | 11,392 | $805 | 0.0% | $70.66 | — | COM | 30231g102 |
| — | MONOCLE ACQ CORP UNIT | 74,600 | $779 | 0.0% | $10.11 | — | COM | 609754205 |
| — | FIRST TRUST MORTGAGE INCM FD | 55,639 | $778 | 0.0% | $13.98 | — | COM | 33734E103 |
| EEM | ISHARES TR MSCI EMG MKT ETF | 18,916 | $773 | 0.0% | $39.96 | — | COM | 464287234 |
| — | INSURANCE ACQUISITION CORP. | 75,000 | $739 | 0.0% | $9.85 | — | COM | 457867109 |
| — | EATON VANCE NY MUNICIPAL INC | 51,976 | $696 | 0.0% | $12.74 | — | COM | 27826w104 |
| — | ABERDEEN TOTAL DYNAMIC DIVID | 83,265 | $694 | 0.0% | $138.70 | — | COM | 00326l100 |
| — | EDTECHX HOLDINGS ACQ CORP UNIT | 64,900 | $670 | 0.0% | $10.15 | — | COM | 28138x202 |
| HD | HOME DEPOT INC | 2,866 | $665 | 0.0% | $146.52 | +27.7% | COM | 437076102 |
| — | WEALTHBRIDGE ACQ CORP | 65,713 | $660 | 0.0% | $9.82 | — | COM | G4887W110 |
| — | VANECK VECTORS ETF TR AMT FREE SHORT M | 37,143 | $657 | 0.0% | $17.24 | — | COM | 92189f528 |
| — | CONSTELLATION BRANDS INC CL B | 2,696 | $557 | 0.0% | $227.37 | — | COM | 21036p207 |
| VEA | VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF | 13,106 | $538 | 0.0% | $36.53 | — | COM | 921943858 |
| — | AON PLC | 2,626 | $508 | 0.0% | $142.42 | — | COM | g0408v102 |
| — | MANNING & NAPIER, INC. | 254,942 | $479 | 0.0% | $1.76 | — | COM | 56382q102 |
| — | PETROLEUM & RESOURCES CORP | 29,359 | $465 | 0.0% | $19.90 | — | COM | 00548f105 |
| KMB | KIMBERLY CLARK CORP | 3,152 | $448 | 0.0% | $91.06 | +20.5% | COM | 494368103 |
| XEGFX | BLACKROCK ENHANCED GOVT FD INC | 34,227 | $441 | 0.0% | $12.88 | — | COM | 09255K108 |
| DIS | DISNEY WALT CO COM DISNEY | 3,287 | $429 | 0.0% | $99.77 | +34.6% | COM | 254687106 |
| — | SWISS HELVETIA FD INC | 52,332 | $420 | 0.0% | $7.97 | — | COM | 870875101 |
| — | NUVEEN PA INVT QUALITY MUN FD | 29,500 | $413 | 0.0% | $12.20 | — | COM | 670972108 |
| PAYX | PAYCHEX INC | 4,644 | $384 | 0.0% | $46.69 | +48.1% | COM | 704326107 |
| — | INVESCO VRDO TAX-FREE WEEKLY ETF | 15,000 | $374 | 0.0% | $24.88 | — | COM | 46138g862 |
| PG | PROCTER & GAMBLE CO | 2,881 | $358 | 0.0% | $82.90 | +21.8% | COM | 742718109 |
| PEP | PEPSICO INC | 2,600 | $357 | 0.0% | $92.45 | +18.3% | COM | 713448108 |
| WPC | W P CAREY INC | 3,889 | $348 | 0.0% | $62.23 | — | COM | 92936U109 |
| BSV | VANGUARD BD INDEX FD INC SHORT TRM BOND | 4,300 | $347 | 0.0% | $80.35 | — | COM | 921937827 |
| — | ORACLE CORP | 6,158 | $339 | 0.0% | $55.05 | — | COM | 68389x105 |
| JNJ | JOHNSON & JOHNSON | 2,611 | $338 | 0.0% | $107.11 | +2.7% | COM | 478160104 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL CL B | 1,605 | $334 | 0.0% | $172.78 | +19.2% | COM | 084670702 |
| SRE | SEMPRA ENERGY | 2,050 | $302 | 0.0% | $44.61 | +27.4% | COM | 816851109 |
| — | DFB HEALTHCARE ACQ CORP | 29,200 | $297 | 0.0% | $10.00 | — | COM | 23291e109 |
| XMUIX | BLACKROCK MUNI INTER DR FD INC | 20,698 | $293 | 0.0% | $13.90 | — | COM | 09253X102 |
| JPM | JPMORGAN CHASE & CO | 2,336 | $275 | 0.0% | $82.88 | +14.7% | COM | 46625H100 |
| — | VOYA INTL HIGH DIVID EQTY INC | 41,307 | $217 | 0.0% | $5.25 | — | COM | 92912Y109 |
| — | BLACKROCK MUNI NY INT DUR FD | 11,896 | $175 | 0.0% | $13.60 | — | COM | 09255F109 |
| — | BRANDYWINEGLOBAL GLOBAL INC OPP FD INC | 12,000 | $145 | 0.0% | $11.17 | — | COM | 10537L104 |
| — | MORGAN STANLEY EMERGING MARK | 15,650 | $103 | 0.0% | $6.07 | — | COM | 617477104 |
| — | INVESCO VAN KAMPEN SENIOR INCOME TR | 23,500 | $99 | 0.0% | $3.91 | — | COM | 46131h107 |
| — | EATON VANCE SENIOR INCOME TR | 14,600 | $89 | 0.0% | $6.03 | — | COM | 27826S103 |
| — | BLACKROCK RES & COMM STRAT TR | 10,000 | $75 | 0.0% | $8.20 | — | COM | 09257A108 |
| — | NUVEEN SENIOR INCOME FUND | 11,500 | $66 | 0.0% | $6.17 | — | COM | 67067y104 |
| — | ABERDEEN ASIA PACIFIC INCOM FD | 11,750 | $49 | 0.0% | $4.17 | — | COM | 003009107 |