Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	EATON VANCE MUN BD FD	10,373,012	$134M	5.1%	$12.29	—	COM	27827X101
—	NUVEEN DIVID ADVANTAGE MUN FD	9,055,171	$130M	5.0%	$13.68	—	COM	67066V101
—	NUVEEN AMT-FREE MUN INCOME FD	8,162,337	$117M	4.5%	$12.89	—	COM	670657105
VGK	VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF	1,899,905	$102M	3.9%	$54.13	—	COM	922042874
—	NUVEEN NY AMT FREE MUN INCOME	7,560,730	$102M	3.9%	$12.39	—	COM	670656107
VB	VANGUARD INDEX FDS SMALL CP ETF	654,106	$101M	3.9%	$118.12	—	COM	922908751
IVV	ISHARES CORE S&P500 ETF	280,685	$83.79M	3.2%	$257.91	—	COM	464287200
—	BLACKROCK MUNIYIELD INSURED	5,334,775	$72.39M	2.8%	$12.36	—	COM	09254e103
—	DUFF & PHELPS UTILITY & CORPORATE BOND TR	7,337,896	$67.88M	2.6%	$8.87	—	COM	26432k108
VWO	VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF	1,583,466	$63.75M	2.4%	$41.16	—	COM	922042858
VTI	VANGUARD INDEX FDS TOTAL STK MKT	417,232	$63M	2.4%	$117.91	—	COM	922908769
—	BLACKROCK INCOME TR INC	9,406,757	$57.19M	2.2%	$6.38	—	COM	09247F100
VUG	VANGUARD GROWTH ETF	278,103	$46.24M	1.8%	$161.91	—	COM	922908736
VPL	VANGUARD FTSE PACIFIC ETF	661,470	$43.69M	1.7%	$59.06	—	COM	922042866
BLV	VANGUARD BD INDEX FD INC LONG TERM BOND	384,711	$39.5M	1.5%	$101.15	—	COM	921937793
—	WESTERN ASSET CLYM INFL SEC IN	3,248,640	$37.65M	1.4%	$11.57	—	COM	95766Q106
—	BLACKROCK CR ALLCTN INC TR	2,690,777	$36.65M	1.4%	$12.92	—	COM	092508100
—	HENNESSY CAPITAL ACQ CORP IV	3,565,125	$35.65M	1.4%	$9.98	—	COM	42589c104
—	PURE ACQ CORP	3,139,425	$32.18M	1.2%	$10.05	—	COM	74621Q106
—	BLACKROCK MUNIHOLDINGS NY INSURED FD	2,278,823	$31.02M	1.2%	$12.36	—	COM	09255c106
—	BOXWOOD MERGER CORP	2,934,075	$29.56M	1.1%	$9.78	—	COM	10319t101
—	SPDR S&P 500 ETF TRUST	96,975	$28.78M	1.1%	$296.77	—	COM	78462f103
—	FIRST TR ABERDEEN GLBL OPP FD	2,652,228	$28.01M	1.1%	$10.31	—	COM	337319107
—	ISHARES CORE DIVIDEND GROWTH ETF	706,414	$27.65M	1.1%	$37.51	—	COM	46434v621
VEU	VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US	534,855	$26.69M	1.0%	$47.46	—	COM	922042775
XHNWX	PIONEER DIVERSIFIED HIGH INCOME TRUST	1,825,535	$26.47M	1.0%	$13.88	—	COM	723653101
—	ALLEGRO MERGER ACQ CORP	2,521,532	$25.52M	1.0%	$9.81	—	COM	01749n103
—	VECTOIQ ACQ CORP	2,394,992	$24.45M	0.9%	$9.90	—	COM	92243n103
XEVMX	EATON VANCE CALIF MUN BD FD	2,149,199	$24.35M	0.9%	$10.38	—	COM	27828A100
—	MFS GOVT MKTS INCOME TR	5,250,000	$24.2M	0.9%	$4.61	—	COM	552939100
—	LF CAPITAL ACQ CORP	2,275,500	$23.35M	0.9%	$10.09	—	COM	50200k108
—	MONOCLE ACQ CORP	2,246,575	$22.38M	0.9%	$9.86	—	COM	609754106
—	MEGALITH FINANCIAL ACQ CORP	2,202,930	$22.32M	0.9%	$9.94	—	COM	58518F109
—	AMCI ACQUISITION CORP	2,216,863	$22.23M	0.9%	$9.87	—	COM	00165r101
—	GIGCAPITAL2 ACQ CORP	2,212,450	$21.75M	0.8%	$9.83	—	COM	375036100
SUB	ISHARES SHORT TERM NATIONAL MUNI BOND	198,719	$21.17M	0.8%	$106.47	—	COM	464288158
LII	LENNOX INTL INC	85,006	$20.65M	0.8%	$54.01	+341.3%	COM	526107107
—	FORUM MERGER II ACQ CORP	2,017,263	$20.39M	0.8%	$9.74	—	COM	34986f103
—	BLACKROCK MUNIYIELD NY INSUR	1,384,420	$18.08M	0.7%	$11.79	—	COM	09255E102
XMQTX	BLACKROCK MUNIYIELD QUAL II	1,269,266	$16.46M	0.6%	$11.93	—	COM	09254G108
EWC	ISHARES MSCI CDA ETF	568,333	$16.43M	0.6%	$25.83	—	COM	464286509
—	INSIGHT SELECT INCOME FUND	795,024	$16.29M	0.6%	$19.30	—	COM	45781w109
—	GRAF INDUSTRIAL ACQ CORP	1,588,400	$15.93M	0.6%	$9.75	—	COM	384278107
—	ADAMS DIVERSIFIED EQUITY FD	999,421	$15.83M	0.6%	$12.42	—	COM	006212104
—	KAYNE ANDERSON MIDSTREAM/ENE	1,454,558	$15.75M	0.6%	$10.82	—	COM	48661e108
—	LEGACY ACQ CORP	1,542,275	$15.73M	0.6%	$9.86	—	COM	524643103
—	BLACKROCK INS MUNI INCOME TR	1,103,541	$15.62M	0.6%	$12.89	—	COM	092479104
—	MUDRICK CAPITAL ACQ CORP	1,520,195	$15.49M	0.6%	$10.10	—	COM	624745105
—	SCHULTZE SPECIAL ACQ CRP	1,545,203	$15.38M	0.6%	$9.81	—	COM	80821r109
—	CORNERSTONE STRATEGIC VALUE	1,280,509	$14.55M	0.6%	$13.50	—	COM	21924b302
—	BLACKROCK MUNIHLDNGS CALI QLTY	1,016,934	$14.36M	0.5%	$12.74	—	COM	09254L107
XENWX	EATON VANCE NEW YORK MUN BD FD	1,153,680	$14.35M	0.5%	$11.39	—	COM	27827Y109
—	NUVEEN NY DIVID ADVNTG MUN FD	993,639	$14.17M	0.5%	$12.38	—	COM	67066X107
—	CHASERG TECHNOLOGY ACQ CORP	1,378,300	$13.8M	0.5%	$9.90	—	COM	16166a103
EWJ	ISHARES MSCI JAPAN ETF	239,972	$13.62M	0.5%	$51.47	—	COM	46434G822
XBFZX	BLACKROCK CALIFORNIA MUNICIPAL INCOME TR	954,454	$13.06M	0.5%	$12.50	—	COM	09248E102
RODM	HARTFORD MULTIFACTOR DEV MKTS	463,210	$12.91M	0.5%	$28.31	—	COM	518416102
—	BLACKROCK MUNIYIELD CA INSUR	881,245	$12.68M	0.5%	$12.94	—	COM	09254N103
—	NUVEEN OHIO QUALITY INCOME MUN	744,021	$11.74M	0.4%	$14.37	—	COM	670980101
—	TRINE ACQ CORP	1,184,250	$11.69M	0.4%	$9.81	—	COM	89628u108
—	GABELLI HLTHCARE & WELLNESS TR	1,061,625	$11.06M	0.4%	$10.75	—	COM	36246K103
—	LANCADIA II ACQ CORP	1,112,468	$10.87M	0.4%	$9.77	—	COM	51476x105
—	MFS INVT GRADE MUN TR	1,091,278	$10.84M	0.4%	$9.26	—	COM	59318b108
—	NEW GERMANY FD INC	772,820	$10.71M	0.4%	$15.01	—	COM	644465106
—	CF FINANCE ACQ CORP	1,054,275	$10.66M	0.4%	$9.97	—	COM	12528n107
—	EAGLE GROWTH & INCOME FUND	659,888	$10.52M	0.4%	$15.00	—	COM	26958j105
—	SPARTAN ENERGY ACQ CORP	1,039,050	$10.49M	0.4%	$9.86	—	COM	846784106
—	Tortoise ACQ CORP	1,060,855	$10.44M	0.4%	$9.83	—	COM	89154l100
—	ACAMAR PARTNERS ACQ CORP	1,066,500	$10.41M	0.4%	$9.76	—	COM	004285102
—	EATON VANCE CA MUNI INC TRST	761,989	$10.24M	0.4%	$11.96	—	COM	27826F101
—	DWS MUNICIPAL INCOME TRUST	874,055	$10.13M	0.4%	$10.30	—	COM	233368109
—	JOHN HANCOCK TAX-ADV GLOBAL SHRHLDR YIELD	1,397,416	$9.544M	0.4%	$7.01	—	COM	41013p749
—	JAPAN SMALLER CAPTLZTN FD INC	1,038,714	$9.11M	0.3%	$9.56	—	COM	47109U104
—	BLACKROCK CORE BD TR	623,867	$9.015M	0.3%	$13.04	—	COM	09249E101
—	NUVEEN MUNI 2021 TGT TRM FD	903,658	$8.829M	0.3%	$9.42	—	COM	670687102
—	BLACKROCK MUNIYLD MICH QLTY FD	625,903	$8.794M	0.3%	$13.27	—	COM	09254V105
—	DTF TAX-FREE INCOME INC	596,874	$8.637M	0.3%	$13.82	—	COM	23334J107
—	DIAMONDPEAK ACQ CORP	875,000	$8.593M	0.3%	$9.82	—	COM	25280h100
—	TUSCAN HOLDINGS ACQ CORP	835,850	$8.191M	0.3%	$9.81	—	COM	90069k104
—	TRIDENT ACQ CORP	784,750	$8.146M	0.3%	$9.97	—	COM	89615t106
—	WESTERN ASSET INFLATION-LINKED OPP & INC FD	713,848	$7.909M	0.3%	$11.72	—	COM	95766R104
—	EDTECHX HOLDINGS ACQ CORP	769,925	$7.815M	0.3%	$10.06	—	COM	28138x103
—	NUVEEN CALIFORNIA DVD ADVANTAGE MUNI FD	516,394	$7.741M	0.3%	$12.81	—	COM	67066Y105
—	ALLIANZGI EQUITY & CONVERTIB	347,259	$7.497M	0.3%	$18.54	—	COM	018829101
XJEQX	ABERDEEN JAPAN EQUITY FUND INC	983,547	$7.16M	0.3%	$7.44	—	COM	00306J109
—	SENTINEL ENERGY ACQ CORP	680,175	$6.985M	0.3%	$10.09	—	COM	81728p105
—	B. RILEY ACQ CORP	679,483	$6.734M	0.3%	$9.91	—	COM	05586y106
—	TEKLA HEATHCARE INVESTORS	360,172	$6.606M	0.3%	$19.49	—	COM	87911J103
—	BLACKROCK ENHANCED GLOBAL DIVIDEND TRUST	631,783	$6.589M	0.3%	$9.39	—	COM	092501105
—	CRESCENT ACQ CORP	648,725	$6.377M	0.2%	$9.83	—	COM	22564l105
—	BLACKROCK ENHANCED INTERNATIONAL DIVIDEND TRUST	1,169,410	$6.35M	0.2%	$5.01	—	COM	092524107
ACWI	ISHARES MSCI ACWI INDEX FUND	84,010	$6.196M	0.2%	$73.74	—	COM	464288257
—	NUVEEN INT DUR QUAL MUN TRM FD	444,635	$6.078M	0.2%	$12.99	—	COM	670677103
—	TEKLA HEALTHCARE OPPORTUNIT FD	334,645	$5.843M	0.2%	$17.20	—	COM	879105104
—	LAZARD WORLD DIVID & INCOME FD	621,043	$5.801M	0.2%	$10.00	—	COM	521076109
—	BLACKROCK NEW YORK MUNI INC	375,773	$5.321M	0.2%	$12.29	—	COM	09248l106
XMUSX	BLACKROCK MUNIHOLDINGS INSUR	408,234	$5.221M	0.2%	$11.37	—	COM	09254A101
—	KBL MERGER CORP. IV	495,445	$5.214M	0.2%	$9.70	—	COM	48242A104
—	NUVEEN CALIFORNIA AMT-FREE	336,607	$5.089M	0.2%	$12.74	—	COM	670651108
—	BLACKROCK MUNIYIELD QUALITY	323,709	$4.869M	0.2%	$13.05	—	COM	09254f100
—	FEDERATED PREMIER MUNI INC	316,416	$4.49M	0.2%	$13.20	—	COM	31423P108
—	NUVEEN REAL ESTATE INCOME FD	400,857	$4.405M	0.2%	$8.46	—	COM	67071b108
SHM	SPDR SER TR NUVN BR SHT MUNI	88,837	$4.352M	0.2%	$48.67	—	COM	78468R739
—	INVESCO TR INVT GRADE MUNS	337,487	$4.343M	0.2%	$11.56	—	COM	46131M106
XXCHNXX	CHINA FD INC	206,271	$4.004M	0.2%	$20.53	—	COM	169373107
—	BLACKROCK MUNIHOLDINGS IN II	311,028	$3.972M	0.2%	$11.56	—	COM	09254C107
BND	VANGUARD BD INDEX FD INC TOTAL BND MRKT	46,280	$3.907M	0.1%	$82.97	—	COM	921937835
—	TENZING ACQ CORP	376,700	$3.899M	0.1%	$10.12	—	COM	g8708a116
—	WESTERN ASST MN PRT FD INC	252,833	$3.873M	0.1%	$13.92	—	COM	95766P108
—	LEO HOLDINGS ACQ CORP	369,000	$3.779M	0.1%	$10.24	—	COM	G5463l105
—	TOTTENHAM ACQ CORP	359,700	$3.701M	0.1%	$9.74	—	COM	g8959n106
—	GORDON POINTE ACQ CORP	335,639	$3.514M	0.1%	$9.95	—	COM	382788107
—	ISHARES MSCI CHINA ETF	62,440	$3.502M	0.1%	$52.62	—	COM	46429b671
—	ABERDEEN EMERGING MARKETS EQUITY INCOME FUND	494,127	$3.439M	0.1%	$7.56	—	COM	00301w105
—	ALLIANCEBERNSTEIN NATL MUNI	240,291	$3.311M	0.1%	$13.37	—	COM	01864u106
—	BLACKROCK NY MUNI INC QLTY TR	239,904	$3.296M	0.1%	$13.34	—	COM	09249U105
—	MORGAN STANLEY INDIA INVS FD	169,555	$3.213M	0.1%	$24.13	—	COM	61745C105
ACWX	ISHARES TR MSCI ACWI EX US	68,717	$3.164M	0.1%	$39.48	—	COM	464288240
—	ANDINA ACQ CORP	309,050	$3.087M	0.1%	$9.76	—	COM	G04415108
—	BLACKROCK NEW YORK MUN II	214,427	$3.068M	0.1%	$12.54	—	COM	09249R102
—	NUVEEN INTER DURATION MN TMFD	217,255	$2.983M	0.1%	$12.85	—	COM	670671106
—	TIBERIUS ACQ CORP	290,750	$2.977M	0.1%	$10.08	—	COM	88633a107
—	CLEARBRIDGE ENERGY MLP FUND	239,254	$2.723M	0.1%	$10.87	—	COM	184692101
—	TAIWAN FD INC	131,544	$2.43M	0.1%	$20.04	—	COM	874036106
IEUR	ISHARES TR CORE MSCI EURO	49,004	$2.241M	0.1%	$41.42	—	COM	46434V738
—	EUROPEAN EQUITY FUND	247,269	$2.201M	0.1%	$7.43	—	COM	298768102
XNYVX	NUVEEN NY MUNI VALUE FUND 2	155,200	$2.199M	0.1%	$13.41	—	COM	670706100
—	BNY MELLON MUNICIPAL INCOME, INC	219,689	$2.054M	0.1%	$8.52	—	COM	05589T104
—	WESTERN ASSET MUN HI INCM FD	245,331	$1.86M	0.1%	$7.11	—	COM	95766N103
—	EATON VANCE MUNICIPAL INCOME	124,698	$1.606M	0.1%	$11.45	—	COM	27826U108
—	OPES ACQ CORP	153,100	$1.587M	0.1%	$9.92	—	COM	68373p100
—	TEMPLETON EMERGING MKTS FD INC	106,802	$1.566M	0.1%	$14.20	—	COM	880191101
—	PIVOTAL ACQ CORP II	150,000	$1.47M	0.1%	$9.80	—	COM	72582K100
—	BLACKROCK FL MUNI 2020 TERM	96,311	$1.388M	0.1%	$14.10	—	COM	09250m109
—	BLACKROCK NY MUNICIPAL BOND TR	78,795	$1.159M	0.0%	$12.92	—	COM	09249P106
—	PROFICIENT ALPHA ACQ CORP	104,525	$1.036M	0.0%	$9.91	—	COM	74317h105
IEV	ISHARES TR EUROPE ETF	23,655	$1.024M	0.0%	$39.12	—	COM	464287861
—	TUSCAN HOLDINGS II ACQ CORP	103,700	$1.017M	0.0%	$9.81	—	COM	90070a103
—	RMG ACQ CORP	100,000	$978K	0.0%	$9.78	—	COM	749641106
—	NUVEEN MULTI-MARKET INCOME FUND	125,455	$922K	0.0%	$7.35	—	COM	67075J107
MSFT	MICROSOFT CORP	6,609	$918K	0.0%	$87.72	+48.1%	COM	594918104
STZ	CONSTELLATION BRANDS INC CL A	4,290	$889K	0.0%	$136.48	+32.5%	COM	21036P108
—	FIRST TRUST ENERGY INTRASTRUCTURE	49,815	$822K	0.0%	$15.85	—	COM	33738C103
—	EXXON MOBIL CORP	11,392	$805K	0.0%	$70.66	—	COM	30231g102
—	MONOCLE ACQ CORP UNIT	74,600	$779K	0.0%	$10.11	—	COM	609754205
—	FIRST TRUST MORTGAGE INCM FD	55,639	$778K	0.0%	$13.98	—	COM	33734E103
EEM	ISHARES TR MSCI EMG MKT ETF	18,916	$773K	0.0%	$39.96	—	COM	464287234
—	INSURANCE ACQUISITION CORP.	75,000	$739K	0.0%	$9.85	—	COM	457867109
—	EATON VANCE NY MUNICIPAL INC	51,976	$696K	0.0%	$12.74	—	COM	27826w104
—	ABERDEEN TOTAL DYNAMIC DIVID	83,265	$694K	0.0%	$138.70	—	COM	00326l100
—	EDTECHX HOLDINGS ACQ CORP UNIT	64,900	$670K	0.0%	$10.15	—	COM	28138x202
HD	HOME DEPOT INC	2,866	$665K	0.0%	$146.52	+27.7%	COM	437076102
—	WEALTHBRIDGE ACQ CORP	65,713	$660K	0.0%	$9.82	—	COM	G4887W110
—	VANECK VECTORS ETF TR AMT FREE SHORT M	37,143	$657K	0.0%	$17.24	—	COM	92189f528
—	CONSTELLATION BRANDS INC CL B	2,696	$557K	0.0%	$227.37	—	COM	21036p207
VEA	VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF	13,106	$538K	0.0%	$36.53	—	COM	921943858
—	AON PLC	2,626	$508K	0.0%	$142.42	—	COM	g0408v102
—	MANNING & NAPIER, INC.	254,942	$479K	0.0%	$1.76	—	COM	56382q102
—	PETROLEUM & RESOURCES CORP	29,359	$465K	0.0%	$19.90	—	COM	00548f105
KMB	KIMBERLY CLARK CORP	3,152	$448K	0.0%	$91.06	+20.5%	COM	494368103
XEGFX	BLACKROCK ENHANCED GOVT FD INC	34,227	$441K	0.0%	$12.88	—	COM	09255K108
DIS	DISNEY WALT CO COM DISNEY	3,287	$429K	0.0%	$99.77	+34.6%	COM	254687106
—	SWISS HELVETIA FD INC	52,332	$420K	0.0%	$7.97	—	COM	870875101
—	NUVEEN PA INVT QUALITY MUN FD	29,500	$413K	0.0%	$12.20	—	COM	670972108
PAYX	PAYCHEX INC	4,644	$384K	0.0%	$46.69	+48.1%	COM	704326107
—	INVESCO VRDO TAX-FREE WEEKLY ETF	15,000	$374K	0.0%	$24.88	—	COM	46138g862
PG	PROCTER & GAMBLE CO	2,881	$358K	0.0%	$82.90	+21.8%	COM	742718109
PEP	PEPSICO INC	2,600	$357K	0.0%	$92.45	+18.3%	COM	713448108
WPC	W P CAREY INC	3,889	$348K	0.0%	$62.23	—	COM	92936U109
BSV	VANGUARD BD INDEX FD INC SHORT TRM BOND	4,300	$347K	0.0%	$80.35	—	COM	921937827
—	ORACLE CORP	6,158	$339K	0.0%	$55.05	—	COM	68389x105
JNJ	JOHNSON & JOHNSON	2,611	$338K	0.0%	$107.11	+2.7%	COM	478160104
BRK/B	BERKSHIRE HATHAWAY INC DEL CL B	1,605	$334K	0.0%	$172.78	+19.2%	COM	084670702
SRE	SEMPRA ENERGY	2,050	$302K	0.0%	$44.61	+27.4%	COM	816851109
—	DFB HEALTHCARE ACQ CORP	29,200	$297K	0.0%	$10.00	—	COM	23291e109
XMUIX	BLACKROCK MUNI INTER DR FD INC	20,698	$293K	0.0%	$13.90	—	COM	09253X102
JPM	JPMORGAN CHASE & CO	2,336	$275K	0.0%	$82.88	+14.7%	COM	46625H100
—	VOYA INTL HIGH DIVID EQTY INC	41,307	$217K	0.0%	$5.25	—	COM	92912Y109
—	BLACKROCK MUNI NY INT DUR FD	11,896	$175K	0.0%	$13.60	—	COM	09255F109
—	BRANDYWINEGLOBAL GLOBAL INC OPP FD INC	12,000	$145K	0.0%	$11.17	—	COM	10537L104
—	MORGAN STANLEY EMERGING MARK	15,650	$103K	0.0%	$6.07	—	COM	617477104
—	INVESCO VAN KAMPEN SENIOR INCOME TR	23,500	$99,000	0.0%	$3.91	—	COM	46131h107
—	EATON VANCE SENIOR INCOME TR	14,600	$89,000	0.0%	$6.03	—	COM	27826S103
—	BLACKROCK RES & COMM STRAT TR	10,000	$75,000	0.0%	$8.20	—	COM	09257A108
—	NUVEEN SENIOR INCOME FUND	11,500	$66,000	0.0%	$6.17	—	COM	67067y104
—	ABERDEEN ASIA PACIFIC INCOM FD	11,750	$49,000	0.0%	$4.17	—	COM	003009107