CAPTRUST FINANCIAL ADVISORS Diversified Active

CIK: 0001512024 · Show all filings

Period: Q3 2015 (← Previous) (Next →)

Filing Date: Nov 13, 2015

Total Value ($000): $744,167 (100.0% shares, 0.0% debt)

Holdings (187)

SPY SPDR S&P 500 ETF TR EXPIRING 0 43.7%
Value ($000) $325,186 Shares 1,696,949 Est. Cost $60203.29 Unrealized
EFA ISHARES TR MSCI EAFE FD MSCI E 10.5%
Value ($000) $78,233 Shares 1,364,852 Est. Cost $62.74 Unrealized
IVV ISHARES CORE S&P ETF S&P 500 I 7.3%
Value ($000) $54,459 Shares 282,597 Est. Cost $185.56 Unrealized
IYR ISHARES TR DOW JONES RE US REA 7.0%
Value ($000) $51,899 Shares 731,492 Est. Cost $68.12 Unrealized
MDY SPDR S&P MIDCAP 400 ETF 5.3%
Value ($000) $39,798 Shares 159,900 Est. Cost $2239.48 Unrealized
IWM ISHARES TR RUSSELL 2000 INDEX 3.6%
Value ($000) $26,492 Shares 242,605 Est. Cost $5277.64 Unrealized
AGG ISHARES CORE TOTAL ETF US BOND 2.8%
Value ($000) $20,940 Shares 191,097 Est. Cost $7896.52 Unrealized
IWV ISHARES TR RUSSELL 3000 RUSSEL 2.4%
Value ($000) $18,025 Shares 158,268 Est. Cost $22996.42 Unrealized
SCHF SCHWAB STRATEGIC TR INTL EQUIT 2.0%
Value ($000) $14,926 Shares 545,341 Est. Cost $27.37 Unrealized
VO VANGUARD INDEX FDS MID CAP ETF 1.8%
Value ($000) $13,238 Shares 113,469 Est. Cost $116.67 Unrealized
DJP BARCLAYS BANK IPATH ETN DJ UBS 1.5%
Value ($000) $11,284 Shares 461,519 Est. Cost $24.84 Unrealized
VIG VANGUARD DIV APPRCIATION 1.4%
Value ($000) $10,610 Shares 143,889 Est. Cost $12248.25 Unrealized
SCHB SCHWAB US BROAD MARKET ETF 1.3%
Value ($000) $9,638 Shares 207,796 Est. Cost $46.38 Unrealized
VB VANGUARD INDEX FDS SMALL CP ET 1.1%
Value ($000) $7,979 Shares 73,911 Est. Cost $107.95 Unrealized
VGK VANGUARD INTL EQUITY INDEX FDS 1.0%
Value ($000) $7,347 Shares 149,390 Est. Cost $53.46 Unrealized
QAI INDEX IQ TR IQ ETF HEDGE MFCE 0.9%
Value ($000) $6,852 Shares 237,921 Est. Cost $28.81 Unrealized
IJH ISHARES TR S&P MIDCAP 400 INDE 0.8%
Value ($000) $5,732 Shares 41,961 Est. Cost $2781.01 Unrealized
JP MORGAN EXCH TRADED NT ALERI 0.7%
Value ($000) $5,096 Shares 167,695 Est. Cost $9396.94 Unrealized
IJR ISHARES TR S&P SMLCAP 600 0.7%
Value ($000) $4,891 Shares 45,894 Est. Cost $110.24 Unrealized
IEF ISHARES BARCLAYS 7-10 YR TREAS 0.4%
Value ($000) $3,219 Shares 29,839 Est. Cost $6796.45 Unrealized
TIP ISHARES TR BARCLAYS TIPS BOND 0.3%
Value ($000) $2,294 Shares 20,720 Est. Cost $5202.68 Unrealized
IWB ISHARES TR RUSSELL 1000 0.3%
Value ($000) $2,168 Shares 20,249 Est. Cost $1870.32 Unrealized
DVY ISHARES TRUST DOW JONES SELECT 0.2%
Value ($000) $1,370 Shares 18,834 Est. Cost $18233.10 Unrealized
VTI VANGUARD INDEX FDS STK MRK ETF 0.2%
Value ($000) $1,168 Shares 11,827 Est. Cost $106214.65 Unrealized
VEA VANGUARD EUROPE PACIFIC ETF 0.2%
Value ($000) $1,118 Shares 31,370 Est. Cost $37.30 Unrealized
PFF ISHARES S&P U S PFD FUND S&P U 0.1%
Value ($000) $1,069 Shares 27,707 Est. Cost $39.28 Unrealized
VOO VANGUARD INDEX FDS S&P 500 ETF 0.1%
Value ($000) $1,007 Shares 5,728 Est. Cost $175.80 Unrealized
VUG VANGUARD INDEX FDS GROWTH ETF 0.1%
Value ($000) $916 Shares 9,131 Est. Cost $88.17 Unrealized
IWR ISHARES TR RUSSELL MIDCAP INDE 0.1%
Value ($000) $888 Shares 5,707 Est. Cost $91448.63 Unrealized
SDY SPDR S&P DIVIDEND ETF 0.1%
Value ($000) $720 Shares 9,981 Est. Cost $75.99 Unrealized
XLF SELECT SECTOR SPDR TR SBI INT- 0.1%
Value ($000) $704 Shares 31,050 Est. Cost $23.55 Unrealized
VTV VANGUARD INDEX FDS VALUE ETF 0.1%
Value ($000) $648 Shares 8,442 Est. Cost $76.78 Unrealized
VOT VANGUARD MID CAP GROWTH 0.1%
Value ($000) $618 Shares 6,357 Est. Cost $81.46 Unrealized
GSG ISHARES S&P GSCI CMDTY COMMODI 0.1%
Value ($000) $556 Shares 32,556 Est. Cost $9621.70 Unrealized
VNQ VANGUARD REIT 0.1%
Value ($000) $555 Shares 7,341 Est. Cost $44748.14 Unrealized
VBR VANGUARD SMALL CAP VALUE 0.1%
Value ($000) $482 Shares 4,979 Est. Cost $1114.06 Unrealized
POWERSHARES EXCHANGE-TRADED FD 0.1%
Value ($000) $481 Shares 13,368 Est. Cost $35.74 Unrealized
IBND SPDR SER TR BARCLAYS INTL CORP 0.1%
Value ($000) $431 Shares 13,746 Est. Cost $34.37 Unrealized
VEU VANGUARD INTL EQUITY INDEX FTS 0.1%
Value ($000) $414 Shares 9,720 Est. Cost $8489.52 Unrealized
IVOO VANGUARD ADMIRAL FDS INC S&P M 0.1%
Value ($000) $395 Shares 4,293 Est. Cost $14282.17 Unrealized
VBK VANGUARD SMALL CAP GRWTH 0.1%
Value ($000) $387 Shares 3,285 Est. Cost $108.43 Unrealized
SCHD SCHWAB STRATEGIC TR US DIVIDEN 0.0%
Value ($000) $348 Shares 9,686 Est. Cost $39410.08 Unrealized
GLD SPDR GOLD TRUST SPDR GOLD SHAR 0.0%
Value ($000) $337 Shares 3,156 Est. Cost $28081.66 Unrealized
VYM VANGUARD WHITEHALL FDS HIGH DI 0.0%
Value ($000) $313 Shares 5,000 Est. Cost $2518.36 Unrealized
UNITED STATES OIL FUND LP UNIT 0.0%
Value ($000) $307 Shares 20,900 Est. Cost $14.92 Unrealized
CWI SPDR MSCI ACWI EX-US 0.0%
Value ($000) $290 Shares 9,541 Est. Cost $33.44 Unrealized
SPDR BARCLAYS CAPITAL MUNICIPA 0.0%
Value ($000) $284 Shares 11,784 Est. Cost $22.90 Unrealized
DXJ WISDOMTREE JPN HDGD EQTY JAPAN 0.0%
Value ($000) $278 Shares 5,718 Est. Cost $48.13 Unrealized
POWERSHS DB COMMDTY INDX 0.0%
Value ($000) $277 Shares 18,313 Est. Cost $3324.09 Unrealized
VDC VANGUARD WORLD FDS VANGUARD CO 0.0%
Value ($000) $271 Shares 2,235 Est. Cost $126989.71 Unrealized
DHS WISDOMTREE TR EQUITY INCOME FD 0.0%
Value ($000) $256 Shares 4,600 Est. Cost $54.64 Unrealized
LQD ISHARES IBOXX INVESTOP IBOXX $ 0.0%
Value ($000) $252 Shares 2,175 Est. Cost $116.74 Unrealized
MUB ISHARES TRUST S&P NATL AMT FRE 0.0%
Value ($000) $248 Shares 2,268 Est. Cost $110.31 Unrealized
NUVEEN N C PREM INCOME MUN FD 0.0%
Value ($000) $241 Shares 18,901 Est. Cost $3811.90 Unrealized
HYG ISHARES TRUST IBOXX $ HIGH YIE 0.0%
Value ($000) $233 Shares 2,803 Est. Cost $14415.47 Unrealized
SPDR NUVEEN BARCLAY EFT MANAGE 0.0%
Value ($000) $221 Shares 9,079 Est. Cost $24.11 Unrealized
POWERSHARES INTL DIVD ACHIEVER 0.0%
Value ($000) $208 Shares 14,411 Est. Cost $17440.01 Unrealized
RYDEX ETF TR GUGGENHEIM S&P 50 0.0%
Value ($000) $204 Shares 2,775 Est. Cost $75.06 Unrealized
VOE VANGUARD MID CAP VALUE 0.0%
Value ($000) $204 Shares 2,454 Est. Cost $74.33 Unrealized
EEM ISHARES MSCI EMRG MKT FD EMERG 0.0%
Value ($000) $190 Shares 5,789 Est. Cost $2141.36 Unrealized
VIOO VANGUARD ADMIRAL FDS INC S&P S 0.0%
Value ($000) $178 Shares 1,831 Est. Cost $17001.50 Unrealized
NUVEEN SELECT QUALITY MUN FD C 0.0%
Value ($000) $162 Shares 12,083 Est. Cost $13.55 Unrealized
IBB ISHARES TR NASDAQ BIO INDEX 0.0%
Value ($000) $155 Shares 512 Est. Cost $70692.88 Unrealized
VT VANGUARD INTL EQUITY INDEX FDS 0.0%
Value ($000) $140 Shares 2,530 Est. Cost $60.08 Unrealized
SPSB SPDR SER TR SPDR BARCLAYS CAPI 0.0%
Value ($000) $127 Shares 4,155 Est. Cost $30.57 Unrealized
NUVEEN QUALITY PFD INCOME FD 2 0.0%
Value ($000) $125 Shares 14,270 Est. Cost $8.69 Unrealized
TBF PROSHARES TR SHORT 20+ YR TREA 0.0%
Value ($000) $118 Shares 4,800 Est. Cost $25.44 Unrealized
VTWG VANGUARD SCOTTSDALE FDS VANGUA 0.0%
Value ($000) $117 Shares 1,200 Est. Cost $97.50 Unrealized
SPDR BARCLAYS ETF HIGH YIELD V 0.0%
Value ($000) $111 Shares 3,110 Est. Cost $39.49 Unrealized
IWN ISHARES TR RUSSELL 2000 RUSSEL 0.0%
Value ($000) $108 Shares 1,198 Est. Cost $34727.92 Unrealized
ROYCE VALUE TR INC COM 0.0%
Value ($000) $107 Shares 9,262 Est. Cost $1414.16 Unrealized
IWF ISHARES TR RUSSELL1000GRW 0.0%
Value ($000) $104 Shares 1,115 Est. Cost $95.75 Unrealized
IGSB ISHARES TR BARCLYS 1-3YR CR 0.0%
Value ($000) $97 Shares 926 Est. Cost $105.21 Unrealized
PIMCO CORPORATE OPP FD COM 0.0%
Value ($000) $97 Shares 7,291 Est. Cost $2162.11 Unrealized
POWERSHS EXCH TRAD FD TR INSUR 0.0%
Value ($000) $91 Shares 3,637 Est. Cost $25.35 Unrealized
BSV VANGUARD BD INDEX FD INC SHORT 0.0%
Value ($000) $91 Shares 1,128 Est. Cost $80.44 Unrealized
OEF ISHARES TR S&P 100 INDEX FD 0.0%
Value ($000) $85 Shares 1,000 Est. Cost $91.00 Unrealized
TOTL SSGA ACTIVE ETF TR SPDR DOBLEL 0.0%
Value ($000) $83 Shares 1,673 Est. Cost $49.61 Unrealized
DIV GLOBAL X FDS GLOBAL X SUPERDIV 0.0%
Value ($000) $82 Shares 3,410 Est. Cost $28.89 Unrealized
EATON VANCE ENH EQTY INC FD II 0.0%
Value ($000) $79 Shares 6,225 Est. Cost $13.82 Unrealized
TLT ISHARES TR BARCLAYS 20+ YR 0.0%
Value ($000) $73 Shares 588 Est. Cost $125.92 Unrealized
VGT VANGUARD WORLD FDS VANGUARD IN 0.0%
Value ($000) $71 Shares 710 Est. Cost $104.23 Unrealized
BABSON CAP GLOBAL SHORT DURATI 0.0%
Value ($000) $69 Shares 4,000 Est. Cost $20.25 Unrealized
IEMG ISHARES INC CORE MSCI EMERGING 0.0%
Value ($000) $68 Shares 1,705 Est. Cost $47.28 Unrealized
IWP ISHARES TR RUSSELL MID CAP GRO 0.0%
Value ($000) $67 Shares 751 Est. Cost $27578.19 Unrealized
VWO VANGUARD INTL EQUITY INDEX FD 0.0%
Value ($000) $66 Shares 1,997 Est. Cost $40.04 Unrealized
ACWI ISHARES MSCI ACWI INDEX MSCI A 0.0%
Value ($000) $63 Shares 1,172 Est. Cost $58.87 Unrealized
ICF I-SHARES TR COHEN & STEERS REA 0.0%
Value ($000) $59 Shares 640 Est. Cost $96.88 Unrealized
BLACKROCK INCOME TR INC COM 0.0%
Value ($000) $59 Shares 9,403 Est. Cost $6.37 Unrealized
EMB ISHARES JPMORGAN EMERGING MARK 0.0%
Value ($000) $59 Shares 558 Est. Cost $110.64 Unrealized
FULL CIRCLE CAP CORP COM 0.0%
Value ($000) $58 Shares 19,000 Est. Cost $3.05 Unrealized
SJNK SPDR SER TR SHORT TERM HIGH YI 0.0%
Value ($000) $57 Shares 2,108 Est. Cost $714.27 Unrealized
DIA SPDR DOW JONES INDL AVERAGE TR 0.0%
Value ($000) $56 Shares 344 Est. Cost $177.33 Unrealized
CLAYMORE EXCHANGE-TRADED FD TR 0.0%
Value ($000) $50 Shares 1,950 Est. Cost $703.15 Unrealized
CALAMOS CONV OPP AND INC FD SH 0.0%
Value ($000) $47 Shares 4,721 Est. Cost $12.92 Unrealized
IWS ISHARES TR RUSSELL MCP VL 0.0%
Value ($000) $47 Shares 699 Est. Cost $9537.46 Unrealized
EATON VANCE FLTING RATE INC TR 0.0%
Value ($000) $46 Shares 3,500 Est. Cost $14.00 Unrealized
BND VANGUARD TOTAL BOND MARKET ETF 0.0%
Value ($000) $46 Shares 564 Est. Cost $81.52 Unrealized
VCIT VANGUARD SCOTTSDALE FDS VANGUA 0.0%
Value ($000) $45 Shares 526 Est. Cost $85.89 Unrealized
POWERSHARES ETF TRUST WATER RE 0.0%
Value ($000) $44 Shares 2,146 Est. Cost $25.65 Unrealized
NUVEEN MULTI STRAT INC GR FD 2 0.0%
Value ($000) $44 Shares 5,500 Est. Cost $8.73 Unrealized
ALLIANCEBERNSTEIN INCOME FUND 0.0%
Value ($000) $42 Shares 5,290 Est. Cost $7.56 Unrealized
EATON VANCE TAX MANAGED 0.0%
Value ($000) $39 Shares 3,822 Est. Cost $11350.08 Unrealized
PIMCO FLOATING RATE INCOME FD 0.0%
Value ($000) $39 Shares 4,000 Est. Cost $1497.17 Unrealized
XLV SELECT SECTOR SPDR FD HEALTH C 0.0%
Value ($000) $38 Shares 579 Est. Cost $69.08 Unrealized
BOND PIMCO ETF TR TOTAL RETURN EXCH 0.0%
Value ($000) $36 Shares 340 Est. Cost $105.88 Unrealized
NUVEEN PREM INCOME MUN FD 2 CO 0.0%
Value ($000) $36 Shares 2,667 Est. Cost $14.25 Unrealized
NUVEEN INSD QUALITY MUN FD INC 0.0%
Value ($000) $35 Shares 2,665 Est. Cost $13.13 Unrealized
RWR SPDR DOW JONES REIT ETF 0.0%
Value ($000) $35 Shares 405 Est. Cost $86.42 Unrealized
FLAHERTY & CRMN/CLYMR PFD SEC 0.0%
Value ($000) $33 Shares 1,770 Est. Cost $19.21 Unrealized
FV FIRST TR EXCHANGE TRADED FD VI 0.0%
Value ($000) $33 Shares 1,500 Est. Cost $22.00 Unrealized
ISHARES COMEX GOLD TR ISHARES 0.0%
Value ($000) $32 Shares 3,000 Est. Cost $10.67 Unrealized
HANCOCK JOHN PFD INCOME FD III 0.0%
Value ($000) $32 Shares 1,901 Est. Cost $10211.52 Unrealized
FLOT ISHARES TR FLTG RATE NT ETF 0.0%
Value ($000) $32 Shares 641 Est. Cost $50.53 Unrealized
POWERSHARES ETF TRUST FINL PFD 0.0%
Value ($000) $32 Shares 1,769 Est. Cost $18.09 Unrealized
IWO ISHARES TR RUSSELL 2000 GROWTH 0.0%
Value ($000) $31 Shares 234 Est. Cost $144.07 Unrealized
WTV WISDOMTREE TR LARGECAP VALUE F 0.0%
Value ($000) $31 Shares 500 Est. Cost $62.00 Unrealized
SPYM SPDR RUSSELL 1000 ETF 0.0%
Value ($000) $30 Shares 329 Est. Cost $91.19 Unrealized
RXL PROSHARES TR PROSHARES ULTRA H 0.0%
Value ($000) $28 Shares 484 Est. Cost $99.17 Unrealized
MBB ISHARES TR BARCLYS MBS BD 0.0%
Value ($000) $28 Shares 257 Est. Cost $110.22 Unrealized
MARKET VECTORS ETF TR EMERGING 0.0%
Value ($000) $28 Shares 1,223 Est. Cost $2399.60 Unrealized
HYS PIMCO ETF 0-5 YR HIGH YIELD CO 0.0%
Value ($000) $27 Shares 287 Est. Cost $1685.06 Unrealized
MORGAN STANLEY MARKET VECTORS 0.0%
Value ($000) $27 Shares 1,500 Est. Cost $16980.00 Unrealized
NUVEEN S&P 500 BUY-WRITE INCOM 0.0%
Value ($000) $26 Shares 2,111 Est. Cost $12.32 Unrealized
EATON VANCE MUNI TR NATL 0.0%
Value ($000) $26 Shares 2,033 Est. Cost $12.79 Unrealized
ISHARES INC MSCI TAIWAN 0.0%
Value ($000) $26 Shares 1,946 Est. Cost $15.36 Unrealized
HEDJ WISDOMTREE TR EUROPE HEDGED EQ 0.0%
Value ($000) $25 Shares 450 Est. Cost $25168.30 Unrealized
EWY ISHARES MSCI MSCI S KOREA IND 0.0%
Value ($000) $24 Shares 487 Est. Cost $48315.92 Unrealized
EWH ISHARES INC MSCI HONG KONG 0.0%
Value ($000) $23 Shares 1,190 Est. Cost $19701.85 Unrealized
ISHARES INC MSCI SINGAPORE 0.0%
Value ($000) $23 Shares 2,213 Est. Cost $277.44 Unrealized
EWL ISHARES MSCI SWITZERLAND INDEX 0.0%
Value ($000) $23 Shares 742 Est. Cost $32.46 Unrealized
POWERSHARES EXCH TRD FD TR FTS 0.0%
Value ($000) $23 Shares 274 Est. Cost $83.94 Unrealized
PIMCO FLOATING RATE STRTGY FD 0.0%
Value ($000) $22 Shares 2,500 Est. Cost $10040.00 Unrealized
TBT PROSHARES TR PROSHARES ULTRASH 0.0%
Value ($000) $22 Shares 500 Est. Cost $41870.00 Unrealized
EWP ISHARES MSCI SPAIN INDEX FD 0.0%
Value ($000) $22 Shares 742 Est. Cost $32.76 Unrealized
EWD ISHARES MSCI SWEDEN INDEX FD 0.0%
Value ($000) $22 Shares 768 Est. Cost $28.65 Unrealized
CLEARBRIDGE ENERGY MLP FD INC 0.0%
Value ($000) $21 Shares 1,230 Est. Cost $27.64 Unrealized
ISHARES TR MTG REAL ESTATE CAP 0.0%
Value ($000) $20 Shares 2,000 Est. Cost $11.60 Unrealized
ALPS ETF TR ALERIAN MLP ETF 0.0%
Value ($000) $19 Shares 1,500 Est. Cost $2473.42 Unrealized
IGE ISHARES TR S&P GSSI NATURAL RE 0.0%
Value ($000) $18 Shares 610 Est. Cost $29.51 Unrealized
PROSHARES SHORT DOW ETF 30 0.0%
Value ($000) $17 Shares 700 Est. Cost $24.08 Unrealized
DFE WISDOMTREE TR EUROPE SMALLCAP 0.0%
Value ($000) $17 Shares 307 Est. Cost $52.12 Unrealized
EMHY ISHARES INC EMERGING MKTS HIGH 0.0%
Value ($000) $16 Shares 354 Est. Cost $3775.40 Unrealized
MARKET VECTORS ETF TR BUSINESS 0.0%
Value ($000) $16 Shares 1,000 Est. Cost $5622.40 Unrealized
MARKET VECTORS ETF TR UNCONVEN 0.0%
Value ($000) $16 Shares 1,073 Est. Cost $21490.22 Unrealized
POWERSHARES GLOBAL EXH FTSE DE 0.0%
Value ($000) $15 Shares 425 Est. Cost $35.29 Unrealized
NUVEEN EGY MLP TOTAL RTN 0.0%
Value ($000) $14 Shares 1,090 Est. Cost $322.42 Unrealized
WESTERN ASSET HIGH INCOME FD I 0.0%
Value ($000) $14 Shares 1,895 Est. Cost $7.39 Unrealized
IVW ISHARES TR S&P500 GRW 0.0%
Value ($000) $13 Shares 124 Est. Cost $112.90 Unrealized
NUVEEN PA INVT QUALITY MUN FUN 0.0%
Value ($000) $13 Shares 984 Est. Cost $13.21 Unrealized
NUVEEN PREM INCOME MUN FD 4 CO 0.0%
Value ($000) $13 Shares 1,018 Est. Cost $13.75 Unrealized
NVGS NAVIGATOR HLDGS LTD SHS ISIN#M 0.0%
Value ($000) $13 Shares 1,000 Est. Cost $16.02 Unrealized 0.0%
COHEN & STEERS CLOSED-END OPPO 0.0%
Value ($000) $12 Shares 1,123 Est. Cost $10.69 Unrealized
ALLIANCEBERNSTEIN NATL MUNI IN 0.0%
Value ($000) $12 Shares 915 Est. Cost $14.21 Unrealized
PROSHARES TR II ULTRA BLOOMBER 0.0%
Value ($000) $12 Shares 536 Est. Cost $44.78 Unrealized
POWERSHARES GLOBAL EXCH RAFU A 0.0%
Value ($000) $11 Shares 274 Est. Cost $40.15 Unrealized
SYLD CAMBRIA ETF TR SHAREHOLDER YIE 0.0%
Value ($000) $11 Shares 380 Est. Cost $31.58 Unrealized
IWD ISHARES TR RUSSELL1000VAL 0.0%
Value ($000) $11 Shares 115 Est. Cost $100.11 Unrealized
IJK ISHARES S&P MIDCAP 400 GRTH FD 0.0%
Value ($000) $11 Shares 70 Est. Cost $163.93 Unrealized
IJT ISHARE S&P S/C 600 GRW 0.0%
Value ($000) $10 Shares 84 Est. Cost $119.05 Unrealized
LEMB ISHARES INC EMERGING MKTS LOCA 0.0%
Value ($000) $10 Shares 244 Est. Cost $44008.19 Unrealized
TCW STRATEGIC INCOME FD INC 0.0%
Value ($000) $10 Shares 2,000 Est. Cost $3969.35 Unrealized
IVE ISHARES TR S&P 500 /BAR VAL 0.0%
Value ($000) $9 Shares 106 Est. Cost $94.34 Unrealized
DOUBLELINE INCOME SOLUTIONS FD 0.0%
Value ($000) $9 Shares 500 Est. Cost $18.00 Unrealized
NUVEEN AMT-FREE MUN INCOME FD 0.0%
Value ($000) $8 Shares 605 Est. Cost $13.22 Unrealized
PROSHARES SHORT S&P 500 NON-TR 0.0%
Value ($000) $8 Shares 350 Est. Cost $22.86 Unrealized
ROYCE GLOBAL VALUE TR INC COM 0.0%
Value ($000) $8 Shares 1,105 Est. Cost $724.11 Unrealized
SCHZ SCHWAB US AGGREGATE BOND ETF 0.0%
Value ($000) $8 Shares 156 Est. Cost $51.28 Unrealized
IEI ISHARES TR BARCLAYS BOND BARCL 0.0%
Value ($000) $7 Shares 54 Est. Cost $121.62 Unrealized
FTC FIRST TR LARGE CAP GROWTH ALPH 0.0%
Value ($000) $7 Shares 148 Est. Cost $47.30 Unrealized
GAMCO GLOBAL GOLD NAT RES & IN 0.0%
Value ($000) $6 Shares 1,221 Est. Cost $7.10 Unrealized
PROSHARES TR ULTRASHORT FTSE E 0.0%
Value ($000) $6 Shares 90 Est. Cost $66.67 Unrealized
HANCOCK JOHN PFD INCOME FD SH 0.0%
Value ($000) $6 Shares 295 Est. Cost $20.34 Unrealized
PROSHARES TR ULTRASHORT MSCI J 0.0%
Value ($000) $6 Shares 100 Est. Cost $60.00 Unrealized
CAMBIUM LEARNING GRP INC COM 0.0%
Value ($000) $5 Shares 1,000 Est. Cost $5.00 Unrealized
BLACKROCK DEBT STRATEGIES FUND 0.0%
Value ($000) $5 Shares 1,500 Est. Cost $3.33 Unrealized
PROSHARES TR ULTRASHORT FTSE C 0.0%
Value ($000) $5 Shares 100 Est. Cost $50.00 Unrealized
IWY ISHARES TR RUSSELL TOP 200 GRO 0.0%
Value ($000) $4 Shares 89 Est. Cost $22710.64 Unrealized
ISHARES MSCI JAPAN ETF INDEX 0.0%
Value ($000) $4 Shares 370 Est. Cost $10.81 Unrealized
FAS DIREXION SHS ETF TR DAILY FINL 0.0%
Value ($000) $3 Shares 100 Est. Cost $52.50 Unrealized
GUGGENHEIM ENHANCED EQUITY STR 0.0%
Value ($000) $3 Shares 231 Est. Cost $17.32 Unrealized
XLI SECTOR SPDR INDL SELECT SHARES 0.0%
Value ($000) $2 Shares 50 Est. Cost $40.00 Unrealized
DIREXION SHS ETF TR CHINA BULL 0.0%
Value ($000) $2 Shares 98 Est. Cost $34.48 Unrealized
BARCLAYS BK PLC IPATH S&P 500 0.0%
Value ($000) $2 Shares 62 Est. Cost $32.26 Unrealized
PROSHARES TR ULTRASHORT REAL E 0.0%
Value ($000) $2 Shares 30 Est. Cost $66.67 Unrealized
VONE VANGUARD SCOTTSDALE FDS VANGUA 0.0%
Value ($000) $0 Shares 1 Est. Cost Unrealized
EDV VANGUARD EXTENDED DURATION TRE 0.0%
Value ($000) $0 Shares 2 Est. Cost $129905.47 Unrealized