Location: New York, NY
CIK: 0001510281 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Nov 16, 2020
Total Value: $2.406B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| HYG | ISHARES TR | 5,165,000 | $433M | 18.0% | $83.90 | $83.88 | — | Put | 464288513 |
| — | VOYA PRIME RATE TR | 36,320,674 | $160M | 6.7% | $4.41 | $4.54 | — | SH BEN INT | 92913A100 |
| — | UNITED STATES STL CORP NEW | 12,882,200 | $94.56M | 3.9% | $7.34 | $7.22 | — | Put | 912909108 |
| AAL | AMERICAN AIRLS GROUP INC | 7,283,500 | $89.51M | 3.7% | $12.29 | $12.53 | 0.0% | Put | 02376R102 |
| — | WESTERN ASSET GLOBAL HIGH IN | 8,956,102 | $86.34M | 3.6% | $9.64 | $9.09 | — | COM | 95766B109 |
| — | TEMPLETON GLOBAL INCOME FD | 12,000,885 | $64.2M | 2.7% | $5.35 | $5.36 | — | COM | 880198106 |
| — | WESTERN ASSET HIGH INCOME OP | 12,912,550 | $63.27M | 2.6% | $4.90 | $4.84 | — | COM | 95766K109 |
| XPHDX | PIONEER FLOATING RATE TR | 6,124,520 | $61.86M | 2.6% | $10.10 | $9.95 | — | COM | 72369J102 |
| — | INVESCO DYNAMIC CR OPPORTUNI | 6,126,393 | $56.42M | 2.3% | $9.21 | $9.86 | — | COM | 46132R104 |
| — | NUVEEN FLOATING RATE INCOME | 6,681,845 | $55.53M | 2.3% | $8.31 | $7.84 | — | COM | 67072T108 |
| — | INVESCO SR INCOME TR | 15,147,391 | $55.44M | 2.3% | $3.66 | $3.98 | — | COM | 46131H107 |
| — | NEUBERGER BERMAN HIGH YIELD | 4,874,870 | $54.06M | 2.2% | $11.09 | $10.81 | — | COM | 64128C106 |
| — | EATON VANCE LTD DURATION INC | 4,543,349 | $51.38M | 2.1% | $11.31 | $12.56 | — | COM | 27828H105 |
| — | EATON VANCE SR INCOME TR | 8,043,774 | $47.22M | 2.0% | $5.87 | $5.73 | — | SH BEN INT | 27826S103 |
| — | WESTERN ASSET HIGH INCOME FD | 7,183,784 | $45.98M | 1.9% | $6.40 | $6.34 | — | COM | 95766J102 |
| — | EATON VANCE FLTING RATE INC | 3,777,115 | $44.87M | 1.9% | $11.88 | $12.30 | — | COM | 278279104 |
| — | PGIM GLOBAL HIGH YIELD FD FO | 3,169,006 | $41.99M | 1.7% | $13.25 | $12.46 | — | COM | 69346J106 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 4,336,499 | $35.56M | 1.5% | $8.20 | $7.89 | — | COM SHS | 6706EN100 |
| — | BLACKROCK FLOATING RATE INCO | 3,009,409 | $34.61M | 1.4% | $11.50 | $12.28 | — | COM | 09255X100 |
| UBER | UBER TECHNOLOGIES INC | 934,200 | $34.08M | 1.4% | $36.48 * | $33.01 | 0.0% | Put | 90353T100 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 2,106,948 | $28.51M | 1.2% | $13.53 | $14.08 | — | SHS | 67075G103 |
| — | ALLIANZGI DIVIDEND INT & PRM | 2,393,349 | $28.24M | 1.2% | $11.80 | $11.87 | — | COM | 01883A107 |
| — | EATON VANCE SR FLTNG RTE TR | 2,404,749 | $27.97M | 1.2% | $11.63 | $10.59 | — | COM | 27828Q105 |
| — | SOURCE CAP INC | 661,889 | $24.39M | 1.0% | $36.85 | $35.19 | — | COM | 836144105 |
| — | EATON VANCE FLTG RATE INCOM | 1,714,749 | $24.04M | 1.0% | $14.02 | $15.06 | — | COM SHS BEN INT | 278284104 |
| — | FIRST TR HIGH INCOME L/S FD | 1,689,707 | $23.52M | 1.0% | $13.92 | $13.32 | — | COM | 33738E109 |
| — | NUVEEN PENNSYLVANIA QLT MUN | 1,575,509 | $21.18M | 0.9% | $13.44 | $13.17 | — | COM | 670972108 |
| — | PGIM HIGH YIELD BOND FUND IN | 1,462,838 | $20.2M | 0.8% | $13.81 | $12.23 | — | COM | 69346H100 |
| YPF | YPF SOCIEDAD ANONIMA | 5,655,300 | $20.19M | 0.8% | $3.57 | $4.66 | — | Put | 984245100 |
| — | FIRST TR SR FLG RTE INCM FD | 1,703,887 | $18.69M | 0.8% | $10.97 | $11.80 | — | COM | 33733U108 |
| — | APOLLO TACTICAL INCOME FD IN | 1,438,440 | $18.28M | 0.8% | $12.71 | $12.17 | — | COM | 037638103 |
| — | APOLLO SR FLOATING RATE FD I | 1,411,521 | $18.1M | 0.8% | $12.82 | $12.29 | — | COM | 037636107 |
| — | ROYCE GLOBAL VALUE TR INC | 1,443,110 | $17.72M | 0.7% | $12.28 | $10.54 | — | COM | 78081T104 |
| — | NUVEEN OHIO QLTY MUN INCOME | 1,173,593 | $17.64M | 0.7% | $15.03 | $14.64 | — | COM | 670980101 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 1,364,294 | $17.55M | 0.7% | $12.86 | $12.50 | — | COM | 670656107 |
| — | NUVEEN SR INCOME FD | 3,631,820 | $17.54M | 0.7% | $4.83 | $5.02 | — | COM | 67067Y104 |
| — | VOYA GLBL EQTY DIV & PREM OP | 3,335,503 | $16.51M | 0.7% | $4.95 | $4.95 | — | COM | 92912T100 |
| — | NUVEEN CR STRATEGIES INCOME | 2,728,492 | $16.13M | 0.7% | $5.91 | $6.98 | — | COM SHS | 67073D102 |
| TDG | TRANSDIGM GROUP INC | 33,800 | $16.06M | 0.7% | $475.09 * | $452.74 | -13.7% | Put | 893641100 |
| — | BLACKSTONE GSO STRATEGIC CR | 1,309,815 | $16.01M | 0.7% | $12.22 | $10.48 | — | COM SHS BEN IN | 09257R101 |
| — | BLACKROCK FLOATING RATE INCO | 1,342,404 | $15.07M | 0.6% | $11.23 | $11.64 | — | COM | 091941104 |
| — | BRANDYWINEGBL GBL INCM OPP | 1,292,642 | $14.88M | 0.6% | $11.51 | $11.82 | — | COM | 10537L104 |
| — | GENERAL AMERN INVS INC | 437,323 | $14.85M | 0.6% | $33.95 | $33.16 | — | COM | 368802104 |
| — | NUVEEN SHT DUR CR OPP FD | 1,175,553 | $14.55M | 0.6% | $12.38 | $12.22 | — | COM | 67074X107 |
| — | NUVEEN MICH QUALITY MUN INCO | 952,447 | $13.51M | 0.6% | $14.18 | $13.01 | — | COM | 670979103 |
| — | MORGAN STANLEY EMER MKTS DEB | 1,581,533 | $13.27M | 0.6% | $8.39 | $8.66 | — | COM | 61744H105 |
| RCL | ROYAL CARIBBEAN GROUP | 200,200 | $12.96M | 0.5% | $64.73 * | $57.86 | 0.0% | Put | V7780T103 |
| CNX | CNX RES CORP | 1,367,500 | $12.91M | 0.5% | $9.44 * | $6.65 | +53.4% | Put | 12653C108 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 1,564,912 | $12.8M | 0.5% | $8.18 | $7.61 | — | COM NEW | 641876800 |
| — | DELAWARE ENHANCED GBL DIV & | 1,336,756 | $11.86M | 0.5% | $8.87 | $8.87 | — | COM | 246060107 |
| — | WESTERN ASSET EMERGING MKTS | 891,802 | $10.99M | 0.5% | $12.32 | $10.76 | — | COM | 95766A101 |
| — | DONNELLEY R R & SONS CO | 7,040,321 | $10.28M | 0.4% | $1.46 | $1.06 | — | COM | 257867200 |
| CLF | CLEVELAND-CLIFFS INC NEW | 1,573,000 | $10.1M | 0.4% | $6.42 * | $6.19 | -2.8% | Put | 185899101 |
| XHIEX | MILLER HOWARD HIGH INC EQTY | 1,569,445 | $9.668M | 0.4% | $6.16 | $6.16 | — | COM SHS BEN IN | 600379101 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 728,173 | $9.605M | 0.4% | $13.19 | $12.50 | — | SH BEN INT | 09248E102 |
| — | FIRST EAGLE SENIOR LOAN FUND | 734,514 | $9.108M | 0.4% | $12.40 | $12.33 | — | COM NEW | 32010E100 |
| — | WESTERN ASSET CORPORATE LN F | 945,082 | $8.751M | 0.4% | $9.26 | $9.10 | — | COM | 95790J102 |
| BA | BOEING CO | 50,000 | $8.263M | 0.3% | $165.26 * | $170.43 | 0.0% | Put | 097023105 |
| — | NUVEEN NEW JERSEY QULT MUN F | 594,776 | $8.047M | 0.3% | $13.53 | $12.92 | — | COM | 67069Y102 |
| — | BLACKROCK NEW YORK MUN BD TR | 484,356 | $7.67M | 0.3% | $15.84 | $14.33 | — | COM | 09249P106 |
| — | WELLS FARGO INCOME OPPORTUNI | 956,986 | $6.986M | 0.3% | $7.30 | $6.38 | — | WF INC OPPTY FD | 94987B105 |
| CCIF | VERTICAL CAP INCOME FD | 698,448 | $6.936M | 0.3% | $9.93 | $9.67 | — | SHS BEN INT | 92535C104 |
| POST | POST HLDGS INC | 79,000 | $6.794M | 0.3% | $86.00 * | $64.99 | -12.2% | Put | 737446104 |
| XVMMX | DELAWARE INVTS MINN MUN INCO | 515,675 | $6.704M | 0.3% | $13.00 | $12.68 | — | COM | 24610V103 |
| — | GUGGENHEIM ENHANCED EQUITY I | 1,228,396 | $6.695M | 0.3% | $5.45 | $5.45 | — | COM | 40167B100 |
| — | NUVEEN DIVERSIFIED DIVID & I | 761,363 | $5.916M | 0.2% | $7.77 | $7.77 | — | COM | 6706EP105 |
| GEO | GEO GROUP INC NEW | 501,100 | $5.682M | 0.2% | $11.34 | — | — | Put | 36162J106 |
| — | CHURCHILL CAPITAL CORP IV | 525,000 | $5.135M | 0.2% | $9.78 | $9.78 | — | CL A | 171439102 |
| — | NUVEEN MARYLAND QLT MUN INC | 386,777 | $5.09M | 0.2% | $13.16 | $11.95 | — | COM | 67061Q107 |
| CYH | COMMUNITY HEALTH SYS INC NEW | 1,152,684 | $4.864M | 0.2% | $4.22 * | $5.90 | -25.2% | COM | 203668108 |
| — | VOYA INFRASTRUCTURE INDLS & | 493,952 | $4.697M | 0.2% | $9.51 | $9.51 | — | COM | 92912X101 |
| — | IVY HIGH INCOME OPPORTUNITIE | 383,086 | $4.559M | 0.2% | $11.90 | $12.25 | — | COM | 465893105 |
| — | GORES HLDGS V INC | 438,899 | $4.543M | 0.2% | $10.35 | $10.35 | — | UNIT 99/99/9999 | 382864205 |
| — | NUVEEN GEORGIA QLTY MUN INC | 366,029 | $4.466M | 0.2% | $12.20 | $11.57 | — | COM | 67072B107 |
| — | ROYCE VALUE TR INC | 332,178 | $4.199M | 0.2% | $12.64 | $12.54 | — | COM | 780910105 |
| — | VOYA GLBL ADV & PREM OPP FD | 473,941 | $3.953M | 0.2% | $8.34 | $8.34 | — | COM | 92912R104 |
| — | BNY MELLON HIGH YIELD STRATE | 1,354,877 | $3.672M | 0.2% | $2.71 | $2.58 | — | SH BEN INT | 09660L105 |
| SCPE | SC HEALTH CORP | 337,294 | $3.4M | 0.1% | $10.08 | $10.08 | — | COM CL A | G78516203 |
| — | ARES DYNAMIC CR ALLOCATION F | 250,554 | $3.177M | 0.1% | $12.68 | $11.86 | — | COM | 04014F102 |
| — | YUNHONG INTL | 295,998 | $2.913M | 0.1% | $9.84 | $9.84 | — | CL A SHS | G98882106 |
| YPF | YPF SOCIEDAD ANONIMA | 752,907 | $2.688M | 0.1% | $3.57 | $4.66 | — | SPON ADR CL D | 984245100 |
| — | BLACKROCK MUNIYIELD PA QLTY | 169,008 | $2.351M | 0.1% | $13.91 | $13.31 | — | COM | 09255G107 |
| — | WESTERN ASST INFLTN LKD INM | 168,954 | $2.058M | 0.1% | $12.18 | $11.78 | — | COM SH BEN INT | 95766Q106 |
| — | ACON S2 ACQUISITION CORP | 200,000 | $2.004M | 0.1% | $10.02 | $10.02 | — | UNIT 09/15/2027 | G00748122 |
| — | LIONHEART ACQUISITION CORP I | 200,000 | $1.992M | 0.1% | $9.96 | $9.96 | — | UNIT 08/13/2025 | 53625R203 |
| — | DIVIDEND & INCOME FD INC | 216,970 | $1.974M | 0.1% | $9.10 | $11.64 | — | COM NEW | 25538A204 |
| RIG | TRANSOCEAN LTD | 2,171,100 | $1.751M | 0.1% | $0.81 * | $3.90 | -58.1% | Put | H8817H100 |
| — | UNITED STATES STL CORP NEW | 231,934 | $1.702M | 0.1% | $7.34 | $7.22 | — | COM | 912909108 |
| BZH | BEAZER HOMES USA INC | 120,732 | $1.594M | 0.1% | $13.20 * | $12.38 | -5.6% | COM NEW | 07556Q881 |
| — | LIVE OAK ACQUISITION CORP | 157,430 | $1.587M | 0.1% | $10.08 | $10.08 | — | COM CL A | 53804F103 |
| — | HOLICITY INC | 148,575 | $1.538M | 0.1% | $10.35 | $10.35 | — | UNIT 08/05/2025 | 435063201 |
| — | VOYA NAT RES EQUITY INCOME F | 580,887 | $1.417M | 0.1% | $2.44 | $2.44 | — | COM | 92913C106 |
| XNBOX | NEUBERGER BRMAN NY MUNI FD I | 121,180 | $1.411M | 0.1% | $11.64 | $11.95 | — | COM | 64124K102 |
| HYG | ISHARES TR | 16,608 | $1.393M | 0.1% | $83.88 | $83.88 | — | IBOXX HI YD ETF | 464288513 |
| — | VOYA INTL HIGH DIVID EQTY IN | 296,864 | $1.315M | 0.1% | $4.43 | $4.43 | — | COM | 92912Y109 |
| — | EATON VANCE NEW YORK MUN INC | 101,931 | $1.305M | 0.1% | $12.80 | $11.89 | — | SH BEN INT | 27826W104 |
| MAPS | SILVER SPIKE ACQUISITION COR | 126,933 | $1.286M | 0.1% | $10.13 | $10.13 | — | CL A SHS | G8136L106 |
| THBR | THUNDER BRDG ACQUISTION II L | 126,109 | $1.286M | 0.1% | $10.20 | $10.20 | — | CL A SHS | G8857S116 |
| — | GO ACQUISITION CORP | 125,000 | $1.23M | 0.1% | $9.84 | $9.84 | — | COM | 362019101 |
| CRK | COMSTOCK RES INC | 234,452 | $1.027M | 0.0% | $4.38 * | $5.02 | 0.0% | COM | 205768302 |
| — | DFP HEALTHCARE ACQUISITNS CO | 97,761 | $1.013M | 0.0% | $10.36 | $10.36 | — | COM CL A | 23343Q100 |
| AAL | AMERICAN AIRLS GROUP INC | 82,332 | $1.012M | 0.0% | $12.29 | $12.53 | 0.0% | COM | 02376R102 |
| — | FOLEY TRASIMENE ACQUISITION | 99,000 | $1.01M | 0.0% | $10.20 | $10.20 | — | UNIT 99/99/9999 | 344328208 |
| — | ARCLIGHT CLEAN TRANSITION CO | 100,000 | $1M | 0.0% | $10.00 | $10.00 | — | UNIT 09/21/2025 | G04561117 |
| — | GIGCAPITAL3 INC | 100,000 | $995K | 0.0% | $9.95 | $9.95 | — | COM | 37519D107 |
| — | ARTIUS ACQUISITION INC | 100,000 | $994K | 0.0% | $9.94 | $9.94 | — | COM CL A | 04316G105 |
| ALUS | ALUSSA ENERGY ACQUISITION CO | 95,375 | $947K | 0.0% | $9.93 | $9.93 | — | SHS CL A | G0232J101 |
| — | UNION ACQUISITION CORP II | 95,109 | $945K | 0.0% | $9.94 | $9.94 | — | SHS | G9402Q100 |
| UBER | UBER TECHNOLOGIES INC | 23,800 | $868K | 0.0% | $36.47 * | $33.01 | 0.0% | COM | 90353T100 |
| — | FOLEY TRASIMENE ACQUISTN COR | 81,224 | $841K | 0.0% | $10.35 | $10.35 | — | COM CL A | 34431F104 |
| — | WELLS FARGO GLOBAL DIVIDEND | 194,947 | $825K | 0.0% | $4.23 | $4.23 | — | COM | 94987C103 |
| — | BLACKROCK DEBT STRATEGIES FD | 82,196 | $817K | 0.0% | $9.94 | $10.30 | — | COM NEW | 09255R202 |
| — | FORTRESS VALUE ACQUISITION I | 78,206 | $806K | 0.0% | $10.31 | $10.31 | — | UNIT 08/10/2027 | 349642207 |
| RCL | ROYAL CARIBBEAN GROUP | 12,442 | $805K | 0.0% | $64.70 * | $57.86 | 0.0% | COM | V7780T103 |
| — | STABLE RD ACQUISITION CORP | 75,114 | $757K | 0.0% | $10.08 | $10.08 | — | COM CL A | 85236Q109 |
| — | NEUBERGER BRMAN CLIFRN MUNI | 55,073 | $713K | 0.0% | $12.95 | $12.24 | — | COM | 64123C101 |
| — | CITIC CAPITAL ACQUISITION CO | 71,643 | $704K | 0.0% | $9.83 | $9.83 | — | COM CL A | G21513109 |
| — | ALLIANCEBERNSTEIN GLOBAL HIG | 63,377 | $666K | 0.0% | $10.51 | $9.26 | — | COM | 01879R106 |
| SABR | SABRE CORP | 96,454 | $628K | 0.0% | $6.51 * | $16.72 | -55.7% | COM | 78573M104 |
| — | CC NEUBERGER PRIN HLDGS II | 60,000 | $603K | 0.0% | $10.05 | $10.05 | — | SHS CL A | G3166T103 |
| — | HPX CORP | 60,000 | $590K | 0.0% | $9.83 | $9.83 | — | SHS CL A | G32219100 |
| ASPL/U | ASPIRATIONAL CONSUMER LIFEST | 58,600 | $586K | 0.0% | $10.00 | $10.00 | — | UNIT 99/99/9999 | G05436129 |
| — | FAST ACQUISITION CORP | 54,800 | $546K | 0.0% | $9.96 | $9.96 | — | UNIT 99/99/9999 | 311875207 |
| — | EXPERIENCE INVT CORP | 51,085 | $513K | 0.0% | $10.04 | $10.04 | — | COM CL A | 30217C109 |
| — | STAR PEAK ENERGY TRANSITION | 50,000 | $513K | 0.0% | $10.26 | $10.26 | — | UNIT 99/99/9999 | 855185203 |
| — | CREDIT SUISSE HIGH YIELD BD | 240,995 | $508K | 0.0% | $2.11 | $2.11 | — | SH BEN INT | 22544F103 |
| — | FTAC OLYMPUS ACQUISITION COR | 50,000 | $500K | 0.0% | $10.00 | $10.00 | — | UNIT 08/24/2025 | G37288118 |
| PDAC/U | PERIDOT ACQUISITION CORP | 50,000 | $499K | 0.0% | $9.98 | $9.98 | — | UNIT 99/99/9999 | G7008A123 |
| TMPOQ | ACE CONVERGENCE ACQU CORP | 50,000 | $488K | 0.0% | $9.76 | $9.76 | — | CL A | G0083D120 |
| — | KISMET ACQUISITION ONE CORP | 30,600 | $391K | 0.0% | $12.78 | $12.78 | — | UNIT 08/06/2025 | G52753129 |
| — | INVESCO HIGH INCOME TR II | 29,742 | $365K | 0.0% | $12.27 | $13.82 | — | COM | 46131F101 |
| — | COHN ROBBINS HOLDINGS CORP | 36,036 | $364K | 0.0% | $10.10 | $10.10 | — | UNIT 08/11/2025 | G23726121 |
| — | NUVEEN TAX-ADVANTAGED DIVID | 26,807 | $350K | 0.0% | $13.06 | $13.06 | — | COM | 67073G105 |
| CLF | CLEVELAND-CLIFFS INC NEW | 46,978 | $302K | 0.0% | $6.43 * | $6.19 | -2.8% | COM | 185899101 |
| — | AMPLITUDE HLTHCRE AQUSTIN CO | 30,000 | $298K | 0.0% | $9.93 | $9.93 | — | COM CL A | 03212A105 |
| BA | BOEING CO | 1,227 | $203K | 0.0% | $165.44 * | $170.43 | 0.0% | COM | 097023105 |
| RPLA | REPLAY ACQUISITION CORP | 16,100 | $164K | 0.0% | $10.19 | $10.19 | — | COM | G75130107 |
| — | ABERDEEN TOTAL DYNAMIC DIVD | 19,502 | $155K | 0.0% | $7.95 | $6.57 | — | COM SH BEN INT | 00326L100 |
| — | HOSTESS BRANDS INC | 181,293 | $149K | 0.0% | $0.82 | $2.51 | — | *W EXP 11/04/202 | 44109J114 |
| — | TWC TECH HLDGS II CORP | 14,470 | $147K | 0.0% | $10.16 | $10.16 | — | UNIT 09/10/2025 | 90117G204 |
| — | ACAMAR PARTNERS ACQSITION CO | 14,300 | $146K | 0.0% | $10.21 | $10.21 | — | CL A | 004285102 |
| — | JUNIPER INDL HLDGS INC | 12,500 | $131K | 0.0% | $10.48 | $10.48 | — | COM CL A | 48205G106 |
| — | CHURCHILL CAPITAL CORP IV | 69,120 | $102K | 0.0% | $1.48 | $1.48 | — | *W EXP 08/04/202 | 171439110 |
| — | DFP HEALTHCARE ACQUISITNS CO | 24,464 | $52,000 | 0.0% | $2.13 | $2.13 | — | *W EXP 03/31/202 | 23343Q118 |
| — | GO ACQUISITION CORP | 41,666 | $46,000 | 0.0% | $1.10 | $1.10 | — | *W EXP 08/31/202 | 362019119 |
| — | GIGCAPITAL3 INC | 60,247 | $39,000 | 0.0% | $0.65 | $0.65 | — | *W EXP 05/18/202 | 37519D115 |
| — | YUNHONG INTL | 147,998 | $28,000 | 0.0% | $0.19 | $0.19 | — | *W EXP 01/31/202 | G98882122 |
| — | HPX CORP | 30,000 | $27,000 | 0.0% | $0.90 | $0.90 | — | *W EXP 07/14/202 | G32219126 |
| — | CC NEUBERGER PRIN HLDGS II | 14,999 | $25,000 | 0.0% | $1.67 | $1.67 | — | *W EXP 07/29/202 | G3166T111 |
| — | ACE CONVERGENCE ACQU CORP | 24,999 | $21,000 | 0.0% | $0.84 | $0.84 | — | *W EXP 09/30/202 | G0083D104 |