Location: Chicago, IL
CIK: 0001580162 · Show all filings
Period: Q3 2024 (← Previous) (Next →)
Filing Date: Nov 8, 2024
Total Value: $150M (27.5% shares, 72.5% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | HEARTLAND FINL USA INC | 211,471 | $11.99M | 8.0% | $56.70 | $49.47 | — | COM | 42234Q102 |
| — | ENVESTNET INC | 167,428 | $10.48M | 7.0% | $62.62 | $62.62 | — | COM | 29404K106 |
| — | TECHTARGET INC | 8,514 | $8.325M | 5.6% | $977.83 | $952.64 | — | NOTE 12/1 | 87874RAD2 |
| — | REVANCE THERAPEUTICS INC | 9,050 | $7.896M | 5.3% | $872.46 | $872.46 | — | NOTE 1.750% 2/1 | 761330AB5 |
| — | EVENTBRITE INC | 8,660 | $7.513M | 5.0% | $867.50 | $870.00 | — | NOTE 0.750% 9/1 | 29975EAD1 |
| — | CARDLYTICS INC | 8,250 | $7.365M | 4.9% | $892.71 | $922.34 | — | NOTE 1.000% 9/1 | 14161WAB1 |
| — | HAYNES INTL INC | 101,010 | $6.014M | 4.0% | $59.54 | $79.59 | — | COM NEW | 420877201 |
| — | DIGITALOCEAN HLDGS INC | 6,500 | $5.782M | 3.9% | $889.58 | $838.08 | — | NOTE 12/0 | 25402DAB8 |
| — | THE REALREAL INC | 5,766 | $5.571M | 3.7% | $966.15 | $962.01 | — | NOTE 3.000% 6/1 | 88339PAB7 |
| — | OIL STS INTL INC | 5,700 | $5.559M | 3.7% | $975.33 | $966.88 | — | NOTE 4.750% 4/0 | 678026AK1 |
| — | SABRE GLBL INC | 5,500 | $5.418M | 3.6% | $985.07 | $985.07 | — | NOTE 4.000% 4/1 | 78573NAE2 |
| — | FUBOTV INC | 6,450 | $4.934M | 3.3% | $765.00 | $650.93 | — | NOTE 3.250% 2/1 | 35953DAB0 |
| — | BANDWIDTH INC | 4,870 | $4.426M | 3.0% | $908.80 | $896.62 | — | NOTE 0.250% 3/0 | 05988JAB9 |
| — | SHAKE SHACK INC | 4,189 | $3.936M | 2.6% | $939.64 | $819.83 | — | NOTE 3/0 | 819047AB7 |
| — | MESA LABS INC | 4,000 | $3.857M | 2.6% | $964.24 | $940.00 | — | NOTE 1.375% 8/1 | 59064RAA7 |
| — | TRIPADVISOR INC | 4,000 | $3.727M | 2.5% | $931.80 | $886.48 | — | NOTE 0.250% 4/0 | 896945AD4 |
| — | PELOTON INTERACTIVE INC | 4,100 | $3.719M | 2.5% | $907.05 | $881.22 | — | NOTE 2/1 | 70614WAB6 |
| — | FARO TECHNOLOGIES INC | 3,905 | $3.661M | 2.4% | $937.53 | $888.21 | — | NOTE 5.500% 2/0 | 311642AB8 |
| — | R1 RCM INC | 244,195 | $3.46M | 2.3% | $14.17 | $14.17 | — | COM | 77634L105 |
| — | FIRST FINANCIAL NORTHWEST IN | 152,069 | $3.425M | 2.3% | $22.52 | $22.52 | — | COM | 32022K102 |
| — | ENVESTNET INC | 3,000 | $2.958M | 2.0% | $986.02 | $986.02 | — | NOTE 0.750% 8/1 | 29404KAE6 |
| — | CONFLUENT INC | 3,048 | $2.706M | 1.8% | $887.72 | $852.89 | — | NOTE 1/1 | 20717MAB9 |
| — | NABORS INDS INC | 3,300 | $2.567M | 1.7% | $777.98 | $730.88 | — | NOTE 1.750% 6/1 | 62957HAL9 |
| — | BLACKLINE INC | 2,500 | $2.342M | 1.6% | $936.88 | $907.15 | — | NOTE 3/1 | 09239BAD1 |
| — | ATLANTICA SUSTAINABLE INFRA | 2,305 | $2.278M | 1.5% | $988.43 | $988.43 | — | NOTE 4.000% 7/1 | 04916EAB0 |
| — | HAEMONETICS CORP MASS | 2,277 | $2.115M | 1.4% | $928.73 | $919.59 | — | NOTE 3/0 | 405024AB6 |
| — | CRACKER BARREL OLD CTRY STOR | 2,157 | $1.988M | 1.3% | $921.57 | $921.57 | — | NOTE 0.625% 6/1 | 22410JAB2 |
| — | 3D SYS CORP DEL | 2,215 | $1.852M | 1.2% | $836.14 | $812.00 | — | NOTE 11/1 | 88554DAD8 |
| — | FASTLY INC | 2,000 | $1.842M | 1.2% | $920.96 | $920.96 | — | NOTE 3/1 | 31188VAB6 |
| — | PETIQ INC | 57,558 | $1.771M | 1.2% | $30.77 | $30.77 | — | COM CL A | 71639T106 |
| — | CHART INDS INC | 34,012 | $1.709M | 1.1% | $50.25 | $50.25 | — | 6.75DP CNV PFD B | 16115Q407 |
| — | HERBALIFE LTD | 2,046 | $1.532M | 1.0% | $748.92 | $748.92 | — | NOTE 4.250% 6/1 | 42703MAF0 |
| — | HMN FINL INC | 49,880 | $1.392M | 0.9% | $27.90 | $27.90 | — | COM | 40424G108 |
| — | NATIONAL VISION HLDGS INC | 1,098 | $1.079M | 0.7% | $983.01 | $983.01 | — | NOTE 2.500% 5/1 | 63845RAB3 |
| — | SPOTIFY USA INC | 1,000 | $998K | 0.7% | $997.59 | $884.17 | — | NOTE 3/1 | 84921RAB6 |
| — | ALARM COM HLDGS INC | 1,003 | $936K | 0.6% | $933.32 | $921.60 | — | NOTE 1/1 | 011642AB1 |
| — | RBC BEARINGS INC | 5,152 | $683K | 0.5% | $132.64 | $109.51 | — | 5% CNV PFD SR A | 75524B203 |
| — | HESS CORP | 5,000 | $679K | 0.5% | $135.80 | $152.64 | — | COM | 42809H107 |
| — | NUVASIVE INC | 599 | $585K | 0.4% | $977.00 | $966.86 | — | NOTE 0.375% 3/1 | 670704AJ4 |
| — | RINGCENTRAL INC | 350 | $341K | 0.2% | $973.50 | $955.71 | — | NOTE 3/0 | 76680RAF4 |
| — | VILLAGE BK & TR FINL CORP | 3,000 | $229K | 0.2% | $76.25 | $76.25 | — | COM NEW | 92705T200 |