Location: Chicago, IL
CIK: 0001580162 · Show all filings
Period: Q4 2024 (← Previous) (Next →)
Filing Date: Feb 12, 2025
Total Value: $162M (29.2% shares, 70.8% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | HEARTLAND FINL USA INC | 224,902 | $13.79M | 8.5% | $61.30 | $50.18 | — | COM | 42234Q102 |
| — | TECHTARGET INC | 8,514 | $8.486M | 5.2% | $996.72 | $952.64 | — | NOTE 12/1 | 87874RAD2 |
| — | EVANS BANCORP INC | 195,739 | $8.475M | 5.2% | $43.30 | $43.30 | — | COM NEW | 29911Q208 |
| — | EVENTBRITE INC | 8,660 | $7.6M | 4.7% | $877.59 | $870.00 | — | NOTE 0.750% 9/1 | 29975EAD1 |
| — | CARDLYTICS INC | 8,250 | $7.436M | 4.6% | $901.39 | $922.34 | — | NOTE 1.000% 9/1 | 14161WAB1 |
| CCRN | CROSS CTRY HEALTHCARE INC | 402,000 | $7.3M | 4.5% | $18.16 | $13.47 | +34.8% | COM | 227483104 |
| — | DIGITALOCEAN HLDGS INC | 6,500 | $5.826M | 3.6% | $896.25 | $838.08 | — | NOTE 12/0 | 25402DAB8 |
| — | THE REALREAL INC | 5,766 | $5.716M | 3.5% | $991.25 | $962.01 | — | NOTE 3.000% 6/1 | 88339PAB7 |
| — | OIL STS INTL INC | 5,700 | $5.6M | 3.5% | $982.40 | $966.88 | — | NOTE 4.750% 4/0 | 678026AK1 |
| — | SABRE GLBL INC | 5,500 | $5.408M | 3.3% | $983.32 | $985.07 | — | NOTE 4.000% 4/1 | 78573NAE2 |
| — | FUBOTV INC | 6,450 | $5.079M | 3.1% | $787.37 | $650.93 | — | NOTE 3.250% 2/1 | 35953DAB0 |
| — | BANDWIDTH INC | 4,870 | $4.492M | 2.8% | $922.38 | $896.62 | — | NOTE 0.250% 3/0 | 05988JAB9 |
| — | SHAKE SHACK INC | 4,189 | $4.318M | 2.7% | $1030.87 | $819.83 | — | NOTE 3/0 | 819047AB7 |
| — | CHART INDS INC | 55,643 | $3.922M | 2.4% | $70.48 | $58.11 | — | 6.75DP CNV PFD B | 16115Q407 |
| — | FARO TECHNOLOGIES INC | 3,905 | $3.908M | 2.4% | $1000.85 | $888.21 | — | NOTE 5.500% 2/0 | 311642AB8 |
| — | MESA LABS INC | 4,000 | $3.891M | 2.4% | $972.70 | $940.00 | — | NOTE 1.375% 8/1 | 59064RAA7 |
| — | PELOTON INTERACTIVE INC | 4,100 | $3.831M | 2.4% | $934.37 | $881.22 | — | NOTE 2/1 | 70614WAB6 |
| — | TRIPADVISOR INC | 4,000 | $3.752M | 2.3% | $938.10 | $886.48 | — | NOTE 0.250% 4/0 | 896945AD4 |
| — | GROUPON INC | 4,000 | $3.68M | 2.3% | $919.93 | $919.93 | — | NOTE 1.125% 3/1 | 399473AF4 |
| — | ADAMS RES & ENERGY INC | 96,624 | $3.648M | 2.3% | $37.75 | $37.75 | — | COM NEW | 006351308 |
| — | RINGCENTRAL INC | 3,350 | $3.323M | 2.1% | $991.88 | $988.10 | — | NOTE 3/0 | 76680RAF4 |
| — | FIRST FINANCIAL NORTHWEST IN | 152,478 | $3.309M | 2.0% | $21.70 | $22.52 | — | COM | 32022K102 |
| — | ENVESTNET INC | 3,000 | $2.993M | 1.8% | $997.56 | $986.02 | — | NOTE 0.750% 8/1 | 29404KAE6 |
| — | OKTA INC | 3,000 | $2.891M | 1.8% | $963.75 | $963.75 | — | NOTE 0.125% 9/0 | 679295AD7 |
| — | JETBLUE AIRWAYS CORP | 3,080 | $2.868M | 1.8% | $931.01 | $931.01 | — | NOTE 0.500% 4/0 | 477143AP6 |
| — | CONFLUENT INC | 3,048 | $2.753M | 1.7% | $903.31 | $852.89 | — | NOTE 1/1 | 20717MAB9 |
| — | NABORS INDS INC | 3,300 | $2.386M | 1.5% | $723.10 | $730.88 | — | NOTE 1.750% 6/1 | 62957HAL9 |
| — | BLACKLINE INC | 2,500 | $2.353M | 1.5% | $941.28 | $907.15 | — | NOTE 3/1 | 09239BAD1 |
| — | BARNES GROUP INC | 49,553 | $2.342M | 1.4% | $47.26 | $47.26 | — | COM | 067806109 |
| — | ATLANTICA SUSTAINABLE INFRA | 2,305 | $2.303M | 1.4% | $999.30 | $988.43 | — | NOTE 4.000% 7/1 | 04916EAB0 |
| — | HAEMONETICS CORP MASS | 2,277 | $2.143M | 1.3% | $941.22 | $919.59 | — | NOTE 3/0 | 405024AB6 |
| — | CRACKER BARREL OLD CTRY STOR | 2,157 | $2.031M | 1.3% | $941.50 | $921.57 | — | NOTE 0.625% 6/1 | 22410JAB2 |
| — | 3D SYS CORP DEL | 2,215 | $1.966M | 1.2% | $887.51 | $812.00 | — | NOTE 11/1 | 88554DAD8 |
| — | FASTLY INC | 2,000 | $1.869M | 1.2% | $934.74 | $920.96 | — | NOTE 3/1 | 31188VAB6 |
| — | HERBALIFE LTD | 2,046 | $1.589M | 1.0% | $776.48 | $748.92 | — | NOTE 4.250% 6/1 | 42703MAF0 |
| — | NATIONAL VISION HLDGS INC | 1,100 | $1.092M | 0.7% | $992.97 | $983.01 | — | NOTE 2.500% 5/1 | 63845RAB3 |
| — | HEALTH CATALYST INC | 1,085 | $1.073M | 0.7% | $989.05 | $989.05 | — | NOTE 2.500% 4/1 | 42225TAB3 |
| — | SPOTIFY USA INC | 1,000 | $1.07M | 0.7% | $1069.89 | $884.17 | — | NOTE 3/1 | 84921RAB6 |
| — | ALARM COM HLDGS INC | 1,003 | $950K | 0.6% | $947.50 | $921.60 | — | NOTE 1/1 | 011642AB1 |
| — | SANDY SPRING BANCORP INC | 25,000 | $843K | 0.5% | $33.71 | $33.71 | — | COM | 800363103 |
| — | HESS CORP | 5,000 | $665K | 0.4% | $133.01 | $152.64 | — | COM | 42809H107 |
| — | NUVASIVE INC | 662 | $654K | 0.4% | $987.50 | $968.82 | — | NOTE 0.375% 3/1 | 670704AJ4 |
| — | SOUTHSTATE CORPORATION | 6,131 | $610K | 0.4% | $99.48 | $99.48 | — | COM | 840441109 |
| — | PACTIV EVERGREEN INC | 30,000 | $524K | 0.3% | $17.47 | $17.47 | — | COM | 69526K105 |
| — | PENNS WOODS BANCORP INC | 14,918 | $453K | 0.3% | $30.39 | $30.39 | — | COM | 708430103 |
| — | FIRST BANCSHARES INC MISS | 10,043 | $352K | 0.2% | $35.00 | $35.00 | — | COM | 318916103 |
| — | VILLAGE BK & TR FINL CORP | 3,738 | $291K | 0.2% | $77.85 | $76.57 | — | COM NEW | 92705T200 |
| — | CROSSFIRST BANKSHARES INC | 12,304 | $186K | 0.1% | $15.15 | $15.15 | — | COM | 22766M109 |