PARK AVENUE SECURITIES LLC Diversified Active

Location: New York, NY

CIK: 0001071640 · Show all filings

Period: Q3 2015 (← Previous) (Next →)

Filing Date: Oct 29, 2015

Total Value: $409M (100.0% shares, 0.0% debt)

Holdings (35)

IGIB ISHARES 11.6%

Value $47.54M Shares 437,718 Share Price $108.60 * Est. Cost/Share $54.83 Unrealized @ Report Date -1.0%

EFA ISHARES 11.6%

Value $47.41M Shares 827,192 Share Price $57.32 Est. Cost/Share $62.59 Unrealized @ Report Date -8.4%

VIG VANGUARD 8.7%

Value $35.48M Shares 481,091 Share Price $73.74 Est. Cost/Share $79.12 Unrealized @ Report Date -6.8%

— POWERSHARES 8.7%

Value $35.46M Shares 1,607,470 Share Price $22.06 Est. Cost/Share $23.27 Unrealized @ Report Date —

IEF ISHARES 8.0%

Value $32.88M Shares 304,822 Share Price $107.87 Est. Cost/Share $106.08 Unrealized @ Report Date +1.7%

IWD ISHARES 7.1%

Value $29.08M Shares 311,782 Share Price $93.28 Est. Cost/Share $102.08 Unrealized @ Report Date -8.6%

— POWERSHARES 5.9%

Value $24M Shares 1,584,257 Share Price $15.15 Est. Cost/Share $17.79 Unrealized @ Report Date —

IWF ISHARES 5.6%

Value $23.12M Shares 248,636 Share Price $93.00 * Est. Cost/Share $23.48 Unrealized @ Report Date -1.0%

VEA VANGUARD 5.6%

Value $22.73M Shares 637,789 Share Price $35.64 Est. Cost/Share $38.79 Unrealized @ Report Date -8.1%

VMBS VANGUARD 5.3%

Value $21.77M Shares 408,038 Share Price $53.36 Est. Cost/Share $53.23 Unrealized @ Report Date +0.2%

VTI VANGUARD 3.7%

Value $15.23M Shares 154,977 Share Price $98.27 Est. Cost/Share $103.62 Unrealized @ Report Date -4.7%

EEM ISHARES 2.8%

Value $11.64M Shares 340,595 Share Price $34.19 * Est. Cost/Share $40.27 Unrealized @ Report Date -18.6%

EFV ISHARES 2.7%

Value $11.13M Shares 240,383 Share Price $46.29 Est. Cost/Share $52.66 Unrealized @ Report Date -12.1%

IWM ISHARES 2.1%

Value $8.734M Shares 79,979 Share Price $109.20 Est. Cost/Share $114.77 Unrealized @ Report Date -4.9%

Value $6.558M Shares 137,219 Share Price $47.79 Est. Cost/Share $54.83 Unrealized @ Report Date —

IVE ISHARES 1.5%

Value $6.265M Shares 74,553 Share Price $84.03 Est. Cost/Share $91.26 Unrealized @ Report Date -7.9%

IVW ISHARES 1.3%

Value $5.215M Shares 48,377 Share Price $107.80 * Est. Cost/Share $28.66 Unrealized @ Report Date -6.0%

IEFA ISHARES 1.1%

Value $4.367M Shares 82,690 Share Price $52.81 Est. Cost/Share $58.06 Unrealized @ Report Date -9.0%

IEMG ISHARES 0.6%

Value $2.394M Shares 60,020 Share Price $39.89 Est. Cost/Share $46.17 Unrealized @ Report Date -13.6%

HEFA ISHARES 0.5%

Value $2.102M Shares 85,502 Share Price $24.58 Est. Cost/Share $27.16 Unrealized @ Report Date -9.5%

ACWX ISHARES 0.5%

Value $1.972M Shares 50,503 Share Price $39.05 Est. Cost/Share $44.03 Unrealized @ Report Date -11.3%

TLT ISHARES 0.5%

Value $1.93M Shares 15,625 Share Price $123.52 Est. Cost/Share $121.35 Unrealized @ Report Date +1.8%

MBB ISHARES 0.5%

Value $1.874M Shares 17,091 Share Price $109.65 Est. Cost/Share $109.07 Unrealized @ Report Date +0.5%

EMB ISHARES 0.4%

Value $1.604M Shares 15,072 Share Price $106.42 Est. Cost/Share $108.35 Unrealized @ Report Date -1.8%

IJH ISHARES 0.4%

Value $1.479M Shares 10,825 Share Price $136.63 * Est. Cost/Share $29.07 Unrealized @ Report Date -6.0%

USMV ISHARES 0.4%

Value $1.44M Shares 36,361 Share Price $39.60 Est. Cost/Share $41.13 Unrealized @ Report Date -3.7%

IJR ISHARES 0.3%

Value $1.265M Shares 11,871 Share Price $106.56 * Est. Cost/Share $56.73 Unrealized @ Report Date -6.1%

MTUM ISHARES 0.3%

Value $1.123M Shares 16,469 Share Price $68.19 Est. Cost/Share $71.56 Unrealized @ Report Date -4.7%

NEAR ISHARES 0.3%

Value $1.074M Shares 21,446 Share Price $50.08 Est. Cost/Share $50.08 Unrealized @ Report Date +0.0%

TIP ISHARES 0.2%

Value $870K Shares 7,863 Share Price $110.64 Est. Cost/Share $111.53 Unrealized @ Report Date -0.8%

HYG ISHARES 0.2%

Value $737K Shares 8,851 Share Price $83.27 Est. Cost/Share $86.66 Unrealized @ Report Date -3.9%

IGSB ISHARES 0.1%

Value $280K Shares 2,664 Share Price $105.11 * Est. Cost/Share $52.54 Unrealized @ Report Date +0.0%

AAPL APPLE INC 0.1%

Value $273K Shares 2,473 Share Price $110.39 * Est. Cost/Share $26.29 Unrealized @ Report Date -5.8%

IGLB ISHARES 0.1%

Value $230K Shares 4,038 Share Price $56.96 Est. Cost/Share $57.25 Unrealized @ Report Date -0.4%

PFF ISHARES 0.1%

Value $214K Shares 5,550 Share Price $38.56 Est. Cost/Share $39.10 Unrealized @ Report Date -1.3%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
IGIB	ISHARES	437,718	$47.54M	11.6%	$108.60 *	$54.83	-1.0%	TR INTERMEDIATE CR BD ETF	464288638
EFA	ISHARES	827,192	$47.41M	11.6%	$57.32	$62.59	-8.4%	TR MSCI EAFE ETF	464287465
VIG	VANGUARD	481,091	$35.48M	8.7%	$73.74	$79.12	-6.8%	SPECIALIZED PORTFOLIOS DIVIDEND APPRECIATION INDEX FD ETF	921908844
—	POWERSHARES	1,607,470	$35.46M	8.7%	$22.06	$23.27	—	EXCHANGE-TRADED FD TR S&P 500 HIGH QUALITY PORT	73935X682
IEF	ISHARES	304,822	$32.88M	8.0%	$107.87	$106.08	+1.7%	TR BARCLAYS 7-10 YR TREAS BD ETF	464287440
IWD	ISHARES	311,782	$29.08M	7.1%	$93.28	$102.08	-8.6%	TR RUSSELL 1000 VALUE ETF	464287598
—	POWERSHARES	1,584,257	$24M	5.9%	$15.15	$17.79	—	DB COMMODITY INDEX TRACKING FD	73935S105
IWF	ISHARES	248,636	$23.12M	5.6%	$93.00 *	$23.48	-1.0%	TR RUSSELL 1000 GROWTH ETF	464287614
VEA	VANGUARD	637,789	$22.73M	5.6%	$35.64	$38.79	-8.1%	TAX-MANAGED INTL FD FTSE DEVELOPED MKTS ETF	921943858
VMBS	VANGUARD	408,038	$21.77M	5.3%	$53.36	$53.23	+0.2%	SCOTTSDALE FDS VANGUARD MTG BACKED SECS INDEX FD	92206C771
VTI	VANGUARD	154,977	$15.23M	3.7%	$98.27	$103.62	-4.7%	INDEX FDS VANGUARD TOTAL STK MKT ETF	922908769
EEM	ISHARES	340,595	$11.64M	2.8%	$34.19 *	$40.27	-18.6%	TR MSCI EMERGING MKTS ETF	464287234
EFV	ISHARES	240,383	$11.13M	2.7%	$46.29	$52.66	-12.1%	TR MSCI EAFE VALUE ETF	464288877
IWM	ISHARES	79,979	$8.734M	2.1%	$109.20	$114.77	-4.9%	TR RUSSELL 2000 ETF	464287655
—	RYDEX	137,219	$6.558M	1.6%	$47.79	$54.83	—	ETF TR GUGGENHEIM S&P 500 PURE VALUE ETF	78355W304
IVE	ISHARES	74,553	$6.265M	1.5%	$84.03	$91.26	-7.9%	TR S&P 500 VALUE ETF	464287408
IVW	ISHARES	48,377	$5.215M	1.3%	$107.80 *	$28.66	-6.0%	TR S&P 500 GROWTH ETF	464287309
IEFA	ISHARES	82,690	$4.367M	1.1%	$52.81	$58.06	-9.0%	TR CORE MSCI EAFE ETF	46432F842
IEMG	ISHARES	60,020	$2.394M	0.6%	$39.89	$46.17	-13.6%	INC CORE MSCI EMERGING MKTS ETF	46434G103
HEFA	ISHARES	85,502	$2.102M	0.5%	$24.58	$27.16	-9.5%	TR ISHARES CURRENCY HEDGED MSCI EAFE ETF	46434V803
ACWX	ISHARES	50,503	$1.972M	0.5%	$39.05	$44.03	-11.3%	TR MSCI ACWI EX US ETF	464288240
TLT	ISHARES	15,625	$1.93M	0.5%	$123.52	$121.35	+1.8%	TR BARCLAYS 20+ YR TREAS BD ETF	464287432
MBB	ISHARES	17,091	$1.874M	0.5%	$109.65	$109.07	+0.5%	TR MBS ETF	464288588
EMB	ISHARES	15,072	$1.604M	0.4%	$106.42	$108.35	-1.8%	TR JPMORGAN USD EMERGING MKTS BD ETF	464288281
IJH	ISHARES	10,825	$1.479M	0.4%	$136.63 *	$29.07	-6.0%	TR CORE S&P MID-CAP ETF	464287507
USMV	ISHARES	36,361	$1.44M	0.4%	$39.60	$41.13	-3.7%	TR MSCI USA MINIMUM VOLATILITY ETF	46429B697
IJR	ISHARES	11,871	$1.265M	0.3%	$106.56 *	$56.73	-6.1%	TR CORE S&P SMALL-CAP ETF	464287804
MTUM	ISHARES	16,469	$1.123M	0.3%	$68.19	$71.56	-4.7%	TR MSCI USA MOMENTUM FACTOR ETF	46432F396
NEAR	ISHARES	21,446	$1.074M	0.3%	$50.08	$50.08	+0.0%	U S ETF TR SHORT MTY BD ETF	46431W507
TIP	ISHARES	7,863	$870K	0.2%	$110.64	$111.53	-0.8%	TR TIPS BD ETF	464287176
HYG	ISHARES	8,851	$737K	0.2%	$83.27	$86.66	-3.9%	TR IBOXX $ HIGH YIELD CORP BD ETF	464288513
IGSB	ISHARES	2,664	$280K	0.1%	$105.11 *	$52.54	+0.0%	TR 1-3 YR CR BD ETF	464288646
AAPL	APPLE INC	2,473	$273K	0.1%	$110.39 *	$26.29	-5.8%	COM	037833100
IGLB	ISHARES	4,038	$230K	0.1%	$56.96	$57.25	-0.4%	TR 10+ YR CR BD ETF	464289511
PFF	ISHARES	5,550	$214K	0.1%	$38.56	$39.10	-1.3%	TR S&P U S PFD STK INDEX FD	464288687