Location: London, United Kingdom
CIK: 0001034546 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 8, 2019
Total Value: $1.35B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | TEMPLETON DRAGON FUND | 10,120,947 | $181M | 13.4% | $23.33 | — | COM | 88018T101 |
| — | ABERDEEN EMERGING MARKETS EQUI | 12,760,454 | $88.49M | 6.6% | $6.97 | — | COM | 00301W105 |
| MCHI | ISHARES MSCI CHINA ETF | 1,324,381 | $74.22M | 5.5% | $59.60 | — | MSCI CHINA ETF | 46429B671 |
| EWZ | ISHARES MSCI BRAZIL- US | 1,759,158 | $74.14M | 5.5% | $36.50 | — | MSCI BRAZIL ETF | 464286400 |
| — | MS INDIA INVESTMENT | 3,431,851 | $65.08M | 4.8% | $19.55 | — | COM | 61745C105 |
| — | TAIWAN FUND | 3,221,435 | $59.39M | 4.4% | $16.75 | — | COM | 874036106 |
| XXCHNXX | CHINA FUND INC. | 3,061,861 | $59.34M | 4.4% | $18.03 | — | COM | 169373107 |
| — | MEXICO FUND | 4,425,116 | $57.77M | 4.3% | $15.30 | — | COM | 592835102 |
| — | MS CHINA A SHARE | 2,766,621 | $56.63M | 4.2% | $20.30 | — | COM | 617468103 |
| — | KOREA FUND | 1,904,684 | $52.23M | 3.9% | $35.60 | — | COM NEW | 500634209 |
| — | CENTRAL AND EASTERN EUROPE FUND | 1,570,168 | $40.81M | 3.0% | $27.54 | — | COM | 153436100 |
| EWY | ISHARES MSCI KOREA | 695,491 | $39.17M | 2.9% | $66.11 | — | MSCI STH KOR ETF | 464286772 |
| ILF | ISHARES S&P LATIN AMERICA | 1,187,100 | $37.51M | 2.8% | $31.60 | — | LATN AMER 40 ETF | 464287390 |
| — | TEMPLETON EMERGING MARKETS FD | 1,706,506 | $24.99M | 1.9% | $13.69 | — | COM | 880191101 |
| — | NEUBERGER BERMAN MLP AND ENERGY INCOME | 3,382,924 | $24.34M | 1.8% | $8.03 | — | COM | 64129H104 |
| — | INDIA FUND INC | 1,081,177 | $22.19M | 1.6% | $21.99 | — | COM | 454089103 |
| — | JAPAN SMALLER CAPITALIZATION FUND, INC | 2,180,796 | $19.15M | 1.4% | $10.98 | — | COM | 47109U104 |
| GXC | SPDR S&P CHINA ETF | 206,800 | $18.66M | 1.4% | $90.23 | — | S&P CHINA ETF | 78463X400 |
| NXDT | NEXPOINT STRATEGIC OPPORTUNITI | 982,959 | $17.61M | 1.3% | $19.27 | — | COM | 65340G205 |
| — | NUVEEN QUALITY MUNICIPAL INCOME | 1,192,183 | $17.13M | 1.3% | $13.52 | — | COM | 67066V101 |
| — | MEXICO EQUITY & INCOME FUND INC | 1,624,519 | $17.09M | 1.3% | $13.47 | — | COM | 592834105 |
| — | VOYA ASIA PACIFIC HIGH DIV FUND | 1,599,312 | $13.53M | 1.0% | $8.82 | — | COM | 92912J102 |
| — | NUVEEN AMT-FREE MUNICIPAL INCOME FUND | 923,616 | $13.22M | 1.0% | $13.26 | — | COM | 670657105 |
| — | NEW GERMANY | 898,950 | $12.47M | 0.9% | $16.45 | — | COM | 644465106 |
| — | BLACKROCK INTERNATIONAL GROWTH | 1,974,473 | $10.67M | 0.8% | $5.26 | — | COM BENE INTER | 092524107 |
| — | HIGHLAND FLOATING RATE OPP | 792,941 | $10.6M | 0.8% | $13.84 | — | SHS BEN INT | 43010E404 |
| — | ISHARES MSCI FRONTIER 100 ETF | 375,000 | $10.54M | 0.8% | $28.10 | — | MSCI FRNTR100ETF | 464286145 |
| — | NUVEEN NEW YORK AMT FREE QUALI | 627,543 | $8.437M | 0.6% | $12.24 | — | COM | 670656107 |
| PAM | PAMPA ENERGIA SA-SPON ADR | 478,379 | $8.307M | 0.6% | $28.94 | — | SPONS ADR LVL I | 697660207 |
| — | ABERDEEN TOTAL DYNAMIC DIVIDEND | 982,688 | $8.171M | 0.6% | $8.21 | — | COM SH BEN INT | 00326L100 |
| VWO | VANGUARD EMERGING MARKETS ETF | 191,426 | $7.708M | 0.6% | $39.86 | — | FTSE EMR MKT ETF | 922042858 |
| CRESY | CRESUD ADR | 1,299,000 | $7.684M | 0.6% | $12.89 | — | SPONSORED ADR | 226406106 |
| — | CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY | 875,705 | $7.623M | 0.6% | $8.52 | — | COM | 18469P100 |
| — | IRSA INVERSIONES Y REPRESENTAC ADR | 1,426,266 | $7.538M | 0.6% | $13.66 | — | GLOBAL DEP RCPT | 450047204 |
| EWW | ISHARES MSCI MEXICO | 167,309 | $7.144M | 0.5% | $43.59 | — | MSCI MEXICO ETF | 464286822 |
| VEU | VANGUARD FTSE ALL WORLD EX-US | 142,000 | $7.084M | 0.5% | $49.89 | — | ALLWRLD EX US | 922042775 |
| EWT | ISHARES MSCI TAIWAN | 178,244 | $6.475M | 0.5% | $34.46 | — | MSCI TAIWAN ETF | 46434G772 |
| ASHR | XTRACKERS HARVEST CSI 300 CHINA A SHARES | 227,900 | $6.166M | 0.5% | $28.33 | — | XTRACK HRVST CSI | 233051879 |
| — | NUVEEN CREDIT STRATEGIES INCOME FUND | 816,780 | $6.105M | 0.5% | $7.88 | — | COM | 67073D102 |
| XFDEX | FIRST TRUST DYNAMIC EUROPEAN EQUITY INC | 444,394 | $6.05M | 0.4% | $13.02 | — | COM SHS | 33740D107 |
| — | TORTOISE MIDSTREAM ENERGY FUND INC | 416,525 | $5.113M | 0.4% | $12.68 | — | COM | 89148B101 |
| — | NUVEEN INTERMEDIATE DURATION MUNICIPAL T | 327,253 | $4.49M | 0.3% | $12.72 | — | COM | 670671106 |
| XJEQX | ABERDEEN JAPAN EQUITY FUND INC | 611,297 | $4.466M | 0.3% | $7.77 | — | COM | 00306J109 |
| FXI | ISHARES FTSE/XINHUA CHINA 25 INDEX FUND | 109,800 | $4.372M | 0.3% | $41.12 | — | CHINA LG CAP ETF | 464287184 |
| — | SPROTT FOCUS TRUST | 610,145 | $4.115M | 0.3% | $6.83 | — | COM | 85208J109 |
| — | TEKLA HEALTHCARE INVESTORS | 211,086 | $3.87M | 0.3% | $21.21 | — | SH BEN INT | 87911J103 |
| — | INVESCO VAN KAMPEN DYNAMIC CREDIT OPP | 349,305 | $3.841M | 0.3% | $11.53 | — | COM | 46132R104 |
| — | BLACKROCK MUNIYIELD CALIFORNIA QUALITY F | 255,175 | $3.667M | 0.3% | $13.31 | — | COM | 09254N103 |
| — | INVESCO SENIOR INCOME TRUST | 865,214 | $3.621M | 0.3% | $4.28 | — | COM | 46131H107 |
| — | ADAMS NATURAL RESOURCES FUND I | 227,594 | $3.602M | 0.3% | $18.32 | — | COM | 00548F105 |
| — | ADAMS DIVERSIFIED EQUITY FUND | 219,760 | $3.482M | 0.3% | $14.33 | — | COM | 006212104 |
| — | HIGHLAND GLOBAL ALLOCATION FUND | 311,539 | $3.187M | 0.2% | $12.22 | — | COM | 43010T104 |
| — | MORGAN STANLEY EMERGING MARKETS DOMESTIC | 475,572 | $3.129M | 0.2% | $6.88 | — | COM | 617477104 |
| — | HERZFELD CARIBBEAN BASIN FUND | 464,028 | $2.949M | 0.2% | $6.93 | — | COM | 42804T106 |
| — | BLACKROCK MUNIYIELD QUALITY FUND III | 192,442 | $2.613M | 0.2% | $12.56 | — | COM | 09254E103 |
| — | VANECK VECTORS EGYPT INDEX ETF | 80,000 | $2.459M | 0.2% | $30.74 | — | EGYPT INDX ETF | 92189F775 |
| — | GLOBAL X NIGERIA INDEX ETF | 176,209 | $2.313M | 0.2% | $17.73 | — | GBL X MSCI NGR | 37954Y665 |
| XPMAX | PIONEER MUNICIPAL HIGH INCOME ADVANTAGE | 207,166 | $2.265M | 0.2% | $10.86 | — | COM | 723762100 |
| — | NUVEEN ENHANCED AMT FREE MUNICPAL CREDIT | 130,017 | $2.176M | 0.2% | $14.58 | — | COM | 67071L106 |
| — | BLACKROCK MUNICIPAL TARGET TERM TRUST | 87,435 | $2.068M | 0.2% | $21.08 | — | COM SHS BEN INT | 09257P105 |
| XBFZX | BLACKROCK CALIFORNIA MUNICIPAL | 146,865 | $2.01M | 0.1% | $12.75 | — | COM SH BEN INT | 09248E102 |
| — | BLACKROCK MUNICIPAL INCOME QUA | 137,983 | $1.952M | 0.1% | $13.30 | — | COM | 092479104 |
| — | VOYA INFRASTRUCTURE INDUSTRIALS AND MAT | 168,301 | $1.931M | 0.1% | $11.59 | — | COM | 92912X101 |
| XMHIX | PIONEER MUNICIPAL HIGH INCOME | 153,252 | $1.907M | 0.1% | $11.68 | — | COM SHS | 723763108 |
| — | ALLIANCEBERNSTEIN NATIONAL MUNI | 126,049 | $1.73M | 0.1% | $12.82 | — | COM | 01864U106 |
| — | INVESCO TRUST FOR INVESTMENT G | 130,280 | $1.676M | 0.1% | $11.87 | — | COM | 46131M106 |
| — | NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND | 101,362 | $1.644M | 0.1% | $14.37 | — | COM SH BEN INT | 67070X101 |
| — | NUVEEN CALIFORNIA QUALITY MUNI | 105,585 | $1.582M | 0.1% | $12.94 | — | COM | 67066Y105 |
| — | KAYNE ANDERSON MLP INVESTMENT COMPANY | 109,413 | $1.582M | 0.1% | $14.46 | — | COM | 486606106 |
| — | FIRST TRUST MLP AND ENERGY INC | 133,745 | $1.535M | 0.1% | $11.48 | — | COM | 33739B104 |
| — | BLACKROCK MUNIYIELD CALIFORNIA FUND | 94,679 | $1.364M | 0.1% | $13.01 | — | COM | 09254M105 |
| — | BLACKROCK MUNIHOLDINGS INVESTMENT QUALIT | 100,511 | $1.355M | 0.1% | $12.90 | — | COM | 09254P108 |
| — | ROYCE VALUE TRUST | 95,335 | $1.311M | 0.1% | $13.81 | — | COM | 780910105 |
| XMUIX | BLACKROCK MUNI INTERMEDIATE DURATION FUN | 91,727 | $1.3M | 0.1% | $13.00 | — | COM | 09253X102 |
| — | INVESCO ADVANTAGE MUNICIPAL INCOME | 113,005 | $1.273M | 0.1% | $10.61 | — | SHS BEN INT | 46132E103 |
| — | INVESCO CALIFORNIA VALUE MUNICIPAL INCOM | 96,447 | $1.234M | 0.1% | $12.17 | — | COM | 46132H106 |
| XFEOX | FIRST TRUST/ABERDEEN EM OPPORTUNITY FUND | 89,146 | $1.18M | 0.1% | $13.46 | — | COM | 33731K102 |
| — | NUVEEN CALIFORNIA AMT FREE QUA | 77,890 | $1.177M | 0.1% | $12.86 | — | COM | 670651108 |
| — | INVESCO QUALITY MUNICIPAL INCOME TRUST | 90,048 | $1.155M | 0.1% | $11.66 | — | COM | 46133G107 |
| — | NUVEEN PENNSYLVANIA QUALITY MUNI | 81,625 | $1.142M | 0.1% | $13.10 | — | COM | 670972108 |
| — | PUTNAM MUNICIPAL OPPORTUNITIES TRUST | 86,295 | $1.132M | 0.1% | $11.66 | — | SH BEN INT | 746922103 |
| — | EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDE | 68,320 | $1.123M | 0.1% | $14.46 | — | COM | 27828S101 |
| — | BLACKROCK MUNICIPAL INCOME TRUST | 79,192 | $1.116M | 0.1% | $12.43 | — | SH BEN INT | 09248F109 |
| — | VANECK VECTORS RUSSIA ETF | 48,700 | $1.11M | 0.1% | $20.65 | — | RUSSIA ETF | 92189F403 |
| — | VOYA EMERGING MARKETS HIGH INC | 153,079 | $1.097M | 0.1% | $7.21 | — | COM | 92912P108 |
| — | ALLIANZGI NFJ DIVIDEND INTEREST | 86,925 | $1.064M | 0.1% | $12.59 | — | COM | 01883A107 |
| — | GABELLI DIV & INCOME TRUST | 44,427 | $956K | 0.1% | $21.52 | — | COM | 36242H104 |
| — | WESTERN ASSET HIGH YIELD DEFINED OPPORTU | 61,026 | $928K | 0.1% | $14.99 | — | COM | 95768B107 |
| KWEB | KRANESHARES CSI CHINA INTERNET | 21,440 | $886K | 0.1% | $37.50 | — | CSI CHI INTERNET | 500767306 |
| — | THE EUROPEAN EQUITY FUND INC | 98,200 | $878K | 0.1% | $9.46 | — | COM | 298768102 |
| — | DREYFUS MUNICIPAL BOND INFRASTRUCTURE FU | 57,298 | $817K | 0.1% | $13.37 | — | SHS | 09662W109 |
| — | JOHN HANCOCK FINANCIAL OPPORTUNITIES FUN | 25,136 | $808K | 0.1% | $33.80 | — | SH BEN INT NEW | 409735206 |
| — | BROOKFIELD GLOBAL LISTED INFRASTRUCTURE | 58,259 | $797K | 0.1% | $11.72 | — | COM SHS | 11273Q109 |
| — | PIMCO DYNAMIC CREDIT INCOME | 32,399 | $794K | 0.1% | $20.24 | — | COM SHS | 72202D106 |
| — | DREYFUS STRATEGIC MUNI BO | 92,101 | $778K | 0.1% | $7.97 | — | COM | 09662E109 |
| — | DREYFUS STRATEGIC MUNICIPALS INC | 90,669 | $778K | 0.1% | $8.17 | — | COM | 05588W108 |
| XBKNX | BLACKROCK INVESTMENT QUALITY MUNICIPAL T | 49,651 | $775K | 0.1% | $13.62 | — | COM | 09247D105 |
| — | DTF TAX FREE INCOME INC | 53,501 | $771K | 0.1% | $13.52 | — | COM | 23334J107 |
| — | NUVEEN MD QUAL INC FD | 57,148 | $762K | 0.1% | $12.72 | — | COM | 67061Q107 |
| — | PUTNAM MANAGED MUNICIPAL INCOME TRUST | 97,606 | $761K | 0.1% | $6.93 | — | COM | 746823103 |
| — | BLACKROCK MUNIENHANCED FUND | 66,883 | $760K | 0.1% | $10.92 | — | COM | 09253Y100 |
| — | DWS MUNICIPAL INCOME TRUST | 65,484 | $758K | 0.1% | $11.05 | — | COM | 233368109 |
| — | BLACKROCK MUNIYIELD QUALITY FUND INC | 50,267 | $755K | 0.1% | $13.49 | — | COM | 09254F100 |
| — | BLACKROCK MUNIHOLDINGS QUALITY FUND II I | 58,962 | $753K | 0.1% | $12.40 | — | COM | 09254C107 |
| — | WA/CLAY US INFLATION-LINKED OPP&INC | 66,566 | $740K | 0.1% | $11.19 | — | COM | 95766R104 |
| — | INVESCO MUNICIPAL OPPORTUNITY TRUST | 59,044 | $739K | 0.1% | $11.69 | — | COM | 46132C107 |
| — | NUVEEN ENHANCED MUNICIPAL VALUE FUND | 50,880 | $730K | 0.1% | $13.98 | — | COM | 67074M101 |
| XEVMX | EATON VANCE CALIFORNIA MUNICIPAL | 62,785 | $712K | 0.1% | $10.56 | — | COM | 27828A100 |
| — | BLACKROCK MUNIHOLDINGS CA QU | 46,569 | $657K | 0.0% | $13.25 | — | COM | 09254L107 |
| — | DREYFUS MUNICIPAL INCOME INC | 64,645 | $605K | 0.0% | $8.55 | — | COM | 05589T104 |
| — | INVESCO MUNICIPAL TRUST | 46,389 | $587K | 0.0% | $11.55 | — | COM | 46131J103 |
| — | BROOKFIELD REAL ASSETS INCOME | 25,921 | $586K | 0.0% | $19.13 | — | SHS BEN INT | 112830104 |
| — | BLACKROCK MUNIYIELD PA | 40,476 | $574K | 0.0% | $13.73 | — | COM | 09255G107 |
| ARGT | GLOBAL X FTSE ARGENTINA 20 ETF | 25,000 | $570K | 0.0% | $29.29 | — | GB MSCI AR ETF | 37950E259 |
| — | EATON VANCE MUNICIPAL BOND FUND | 43,431 | $565K | 0.0% | $11.97 | — | COM | 27827X101 |
| — | BLACKSTONE/GSO SENIOR FLOATING RATE TERM | 31,593 | $533K | 0.0% | $15.35 | — | COM | 09256U105 |
| — | BLACKROCK MUNIYIELD NY QUAL | 40,412 | $527K | 0.0% | $12.32 | — | COM | 09255E102 |
| — | BLACKROCK MUNIHOLDINGS NEW YORK | 37,846 | $517K | 0.0% | $12.92 | — | COM | 09255C106 |
| — | BLACKROCK ENHANCED EQUITY DIVIDEND TRUST | 55,426 | $510K | 0.0% | $8.30 | — | COM | 09251A104 |
| — | NUVEEN AZ QUAL MUNI INC FD | 37,646 | $506K | 0.0% | $12.96 | — | COM | 67061W104 |
| — | JOHN HANCOCK INVESTORS TRUST | 29,532 | $503K | 0.0% | $16.39 | — | COM | 410142103 |
| — | NEUBERGER BERMAN HIGH YIELD STRATEGIES F | 40,366 | $488K | 0.0% | $11.77 | — | COM | 64128C106 |
| — | EATON VANCE SHORT DURATION DIVERSIFIED I | 36,929 | $484K | 0.0% | $13.35 | — | COM | 27828V104 |
| — | GABELLI HEALTHCARE AND WELLNESSRX TRUST | 45,456 | $473K | 0.0% | $10.32 | — | SHS | 36246K103 |
| — | NUVEEN DIVERSIFIED DIVIDEND AND INCOME F | 40,283 | $441K | 0.0% | $10.40 | — | COM | 6706EP105 |
| — | CENTRAL SECS CORP | 13,900 | $438K | 0.0% | $30.43 | — | COM | 155123102 |
| — | LIBERTY ALL STAR EQUITY FUND | 66,800 | $427K | 0.0% | $5.69 | — | SH BEN INT | 530158104 |
| — | NEW IRELAND FUND | 47,093 | $405K | 0.0% | $10.81 | — | COM | 645673104 |
| — | EATON VANCE RISK MANAGED DIV | 42,240 | $391K | 0.0% | $8.46 | — | COM | 27829G106 |
| XMQTX | BLACKROCK MUNIYIELD QUALITY FUND II INC | 29,023 | $376K | 0.0% | $11.87 | — | COM | 09254G108 |
| XZFGX | VIRTUS TOTAL RETURN FUND INC | 28,139 | $317K | 0.0% | $11.27 | — | COM | 92837G100 |
| — | ASA GOLD AND PRECIOUS METALS LTD | 26,130 | $314K | 0.0% | $12.02 | — | SHS | G3156P103 |
| — | GENERAL AMERICAN INVESTORS | 8,283 | $301K | 0.0% | $35.49 | — | COM | 368802104 |
| — | BLACKROCK GLOBAL OPP EQTY TR | 28,825 | $300K | 0.0% | $10.02 | — | COM | 092501105 |
| — | MFS HIGH INCOME MUNICIPAL TRUST | 53,994 | $296K | 0.0% | $4.94 | — | SH BEN INT | 59318D104 |
| — | BLACKROCK RESOURCES AND COMMODITIES | 37,984 | $285K | 0.0% | $8.16 | — | SHS | 09257A108 |
| — | SWISS HELVETIA FUND INC | 34,471 | $277K | 0.0% | $7.74 | — | COM | 870875101 |
| — | WESTERN ASSET MANAGED MUNICIPALS FUND | 20,175 | $277K | 0.0% | $13.23 | — | COM | 95766M105 |
| — | EATON VANCE LIMITED DURATION INCOME FUND | 21,624 | $271K | 0.0% | $12.64 | — | COM | 27828H105 |
| — | NUVEEN TAX-ADV TOTAL RETURN STRATEGY FUN | 21,805 | $246K | 0.0% | $11.28 | — | COM | 67090H102 |
| — | ABERDEEN AUSTRALIA EQUITY FUND | 41,840 | $218K | 0.0% | $5.21 | — | COM | 003011103 |
| — | BOULDER GROWTH AND INCOME FUND | 18,836 | $211K | 0.0% | $11.26 | — | COM | 101507101 |
| — | MADISON COVERED CALL & EQUITY FUND | 32,945 | $211K | 0.0% | $6.40 | — | COM | 557437100 |
| — | BLACKROCK 2022 GLOBAL INCOME O | 21,639 | $208K | 0.0% | $8.89 | — | COM | 09258P104 |
| — | EATON VANCE TX-MANAGED GLOBAL BUY-WRITE | 18,000 | $174K | 0.0% | $9.78 | — | COM | 27829C105 |
| — | WESTERN ASSET MUNICIPAL PARTNERS FUND | 10,048 | $154K | 0.0% | $14.45 | — | COM | 95766P108 |
| — | JOHN HANCOCK TAX-ADVANTAGE GLOBAL SHAREH | 13,016 | $89,000 | 0.0% | $6.84 | — | TAX ADV GLB SH | 41013P749 |