Location: London, United Kingdom
CIK: 0001034546 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Feb 12, 2020
Total Value: $1.421B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | TEMPLETON DRAGON FUND | 10,335,715 | $202M | 14.2% | $19.53 | $23.25 | — | COM | 88018T101 |
| — | ABERDEEN EMERGING MARKETS EQUI | 13,631,777 | $104M | 7.3% | $7.62 | $7.01 | — | COM | 00301W105 |
| MCHI | ISHARES MSCI CHINA ETF | 1,422,551 | $91.18M | 6.4% | $64.09 | $58.92 | +8.8% | MSCI CHINA ETF | 46429B671 |
| EWZ | ISHARES MSCI BRAZIL- US | 1,677,308 | $79.58M | 5.6% | $47.45 | $36.67 | +29.4% | MSCI BRAZIL ETF | 464286400 |
| XXCHNXX | CHINA FUND INC. | 3,324,067 | $70.06M | 4.9% | $21.08 | $18.27 | — | COM | 169373107 |
| — | MS INDIA INVESTMENT | 3,449,254 | $68.69M | 4.8% | $19.92 | $19.55 | — | COM | 61745C105 |
| — | MS CHINA A SHARE | 3,143,340 | $68.23M | 4.8% | $21.70 | $20.46 | — | COM | 617468103 |
| — | TAIWAN FUND | 3,200,355 | $65.88M | 4.6% | $20.58 | $16.75 | — | COM | 874036106 |
| — | MEXICO FUND | 4,524,789 | $62.15M | 4.4% | $13.74 | $15.26 | — | COM | 592835102 |
| — | KOREA FUND | 1,890,157 | $56.45M | 4.0% | $29.87 | $35.60 | — | COM NEW | 500634209 |
| — | CENTRAL AND EASTERN EUROPE FUND | 1,573,542 | $44.1M | 3.1% | $28.03 | $27.54 | — | COM | 153436100 |
| — | TEMPLETON EMERGING MARKETS FD | 1,691,936 | $26.41M | 1.9% | $15.61 | $13.69 | — | COM | 880191101 |
| — | NEUBERGER BERMAN MLP AND ENERGY INCOME | 3,856,467 | $26.05M | 1.8% | $6.75 | $7.87 | — | COM | 64129H104 |
| GXC | SPDR S&P CHINA ETF | 225,350 | $23.14M | 1.6% | $102.67 | $92.83 | +10.6% | S&P CHINA ETF | 78463X400 |
| — | JAPAN SMALLER CAPITALIZATION FUND, INC | 2,471,242 | $22.11M | 1.6% | $8.94 | $10.74 | — | COM | 47109U104 |
| EWY | ISHARES MSCI KOREA | 338,840 | $21.07M | 1.5% | $62.19 | $66.06 | -5.9% | MSCI STH KOR ETF | 464286772 |
| — | GABELLI DIV & INCOME TRUST | 845,436 | $18.56M | 1.3% | $21.96 | $21.93 | — | COM | 36242H104 |
| — | MEXICO EQUITY & INCOME FUND INC | 1,569,519 | $18.26M | 1.3% | $11.63 | $13.47 | — | COM | 592834105 |
| ILF | ISHARES S&P LATIN AMERICA | 534,780 | $18.16M | 1.3% | $33.97 | $32.28 | +5.2% | LATN AMER 40 ETF | 464287390 |
| — | CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY | 2,087,695 | $17.58M | 1.2% | $8.42 | $8.46 | — | COM | 18469P100 |
| — | IRSA INVERSIONES Y REPRESENTAC ADR | 2,513,124 | $17.44M | 1.2% | $6.94 | $10.75 | — | GLOBAL DEP RCPT | 450047204 |
| NXDT | NEXPOINT STRATEGIC OPPORTUNITI | 914,847 | $16.19M | 1.1% | $17.70 | $19.27 | — | COM | 65340G205 |
| — | HIGHLAND INCOME FUND | 1,301,007 | $16.19M | 1.1% | $12.44 | $13.29 | — | HIGHLAND INCOME | 43010E404 |
| — | NEW GERMANY | 1,017,132 | $15.93M | 1.1% | $15.66 | $16.35 | — | COM | 644465106 |
| FXI | ISHARES FTSE/XINHUA CHINA 25 INDEX FUND | 352,231 | $15.37M | 1.1% | $43.62 | $41.56 | +5.0% | CHINA LG CAP ETF | 464287184 |
| — | INDIA FUND INC | 698,686 | $14.1M | 1.0% | $20.18 | $21.99 | — | COM | 454089103 |
| ASHR | XTRACKERS HARVEST CSI 300 CHINA A SHARES | 474,013 | $14.05M | 1.0% | $29.63 | $27.16 | +9.1% | XTRACK HRVST CSI | 233051879 |
| — | VOYA ASIA PACIFIC HIGH DIV FUND | 1,630,853 | $13.91M | 1.0% | $8.53 | $8.82 | — | COM | 92912J102 |
| CRESY | CRESUD ADR | 1,503,478 | $10.6M | 0.7% | $7.05 * | $11.71 | -44.5% | SPONSORED ADR | 226406106 |
| — | NUVEEN AMT-FREE MUNICIPAL INCOME FUND | 689,070 | $9.902M | 0.7% | $14.37 | $13.26 | — | COM | 670657105 |
| — | ISHARES MSCI FRONTIER 100 ETF | 325,000 | $9.89M | 0.7% | $30.43 | $28.10 | — | MSCI FRNTR100ETF | 464286145 |
| — | NUVEEN QUALITY MUNICIPAL INCOME | 595,253 | $8.688M | 0.6% | $14.60 | $13.52 | — | COM | 67066V101 |
| — | NUVEEN CREDIT STRATEGIES INCOME FUND | 1,011,203 | $7.751M | 0.5% | $7.67 | $7.83 | — | COM | 67073D102 |
| PAM | PAMPA ENERGIA SA-SPON ADR | 470,002 | $7.717M | 0.5% | $16.42 | $33.18 | -50.5% | SPONS ADR LVL I | 697660207 |
| — | NUVEEN NEW YORK AMT FREE QUALI | 511,939 | $6.944M | 0.5% | $13.56 | $12.24 | — | COM | 670656107 |
| — | BLACKROCK INTERNATIONAL GROWTH | 1,157,236 | $6.799M | 0.5% | $5.88 | $5.26 | — | COM BENE INTER | 092524107 |
| XFDEX | FIRST TRUST DYNAMIC EUROPEAN EQUITY INC | 440,001 | $6.576M | 0.5% | $14.95 | $13.02 | — | COM SHS | 33740D107 |
| — | SPROTT FOCUS TRUST | 793,132 | $5.845M | 0.4% | $7.37 | $6.96 | — | COM | 85208J109 |
| — | ABERDEEN TOTAL DYNAMIC DIVIDEND | 563,223 | $5.021M | 0.4% | $8.91 | $8.21 | — | COM SH BEN INT | 00326L100 |
| — | PIMCO ENERGY & TACTICAL CREDIT | 302,404 | $5.003M | 0.4% | $16.54 | $16.54 | — | COM SHS BEN INT | 69346N107 |
| XJEQX | ABERDEEN JAPAN EQUITY FUND INC | 553,720 | $4.289M | 0.3% | $7.75 | $7.77 | — | COM | 00306J109 |
| — | INVESCO FRONTIER MARKETS ETF | 282,780 | $4.041M | 0.3% | $14.29 | $14.29 | — | FRONTIER MKTS | 46138E776 |
| — | HIGHLAND GLOBAL ALLOCATION FUND | 409,569 | $3.836M | 0.3% | $9.37 | $11.54 | — | COM | 43010T104 |
| — | BRANDYWINE GLOBAL GLOBAL INCOME | 299,997 | $3.781M | 0.3% | $12.60 | $12.60 | — | COM | 10537L104 |
| — | ADAMS DIVERSIFIED EQUITY FUND | 215,260 | $3.398M | 0.2% | $15.79 | $14.33 | — | COM | 006212104 |
| VEU | VANGUARD FTSE ALL WORLD EX-US | 61,584 | $3.311M | 0.2% | $53.76 | $49.86 | +7.8% | ALLWRLD EX US | 922042775 |
| — | INVESCO SENIOR INCOME TRUST | 739,069 | $3.167M | 0.2% | $4.29 | $4.28 | — | COM | 46131H107 |
| — | HERZFELD CARIBBEAN BASIN FUND | 464,028 | $3.074M | 0.2% | $6.62 | $6.93 | — | COM | 42804T106 |
| — | MORGAN STANLEY EMERGING MARKETS DOMESTIC | 421,566 | $2.949M | 0.2% | $7.00 | $6.88 | — | COM | 617477104 |
| — | BLACKROCK MUNIYIELD CALIFORNIA QUALITY F | 202,775 | $2.882M | 0.2% | $14.21 | $13.31 | — | COM | 09254N103 |
| — | VOYA PRIME RATE TRUST | 562,422 | $2.826M | 0.2% | $5.02 | $5.02 | — | SH BEN INT | 92913A100 |
| — | GLOBAL X NIGERIA INDEX ETF | 205,000 | $2.752M | 0.2% | $13.42 | $17.12 | — | GBL X MSCI NGR | 37954Y665 |
| — | NUVEEN INTERMEDIATE DURATION MUNICIPAL T | 194,832 | $2.708M | 0.2% | $13.90 | $12.72 | — | COM | 670671106 |
| — | INVESCO DYNAMIC CREDIT OPPORTUNITIES | 221,628 | $2.514M | 0.2% | $11.34 | $11.53 | — | COM | 46132R104 |
| — | VANECK VECTORS EGYPT INDEX ETF | 80,000 | $2.323M | 0.2% | $29.04 | $30.74 | — | EGYPT INDX ETF | 92189F775 |
| XPMAX | PIONEER MUNICIPAL HIGH INCOME ADVANTAGE | 207,166 | $2.241M | 0.2% | $10.82 | $10.86 | — | COM | 723762100 |
| VWO | VANGUARD EMERGING MARKETS ETF | 48,700 | $2.166M | 0.2% | $44.48 | $40.08 | +10.9% | FTSE EMR MKT ETF | 922042858 |
| — | WESTERN ASSET HIGH INCOME OPPORTUNITY | 400,000 | $2.03M | 0.1% | $5.08 | $5.08 | — | COM | 95766K109 |
| — | TORTOISE MIDSTREAM ENERGY FUND INC | 174,115 | $1.907M | 0.1% | $10.95 | $12.68 | — | COM | 89148B101 |
| — | PGIM HIGH YIELD BOND FUND INC | 117,648 | $1.812M | 0.1% | $15.40 | $15.40 | — | COM | 69346H100 |
| — | ROYCE VALUE TRUST | 110,335 | $1.629M | 0.1% | $14.76 | $13.94 | — | COM | 780910105 |
| — | FIRST TRUST MLP AND ENERGY INC | 133,745 | $1.598M | 0.1% | $11.95 | $11.48 | — | COM | 33739B104 |
| — | KAYNE ANDERSON MLP INVESTMENT COMPANY | 109,413 | $1.524M | 0.1% | $13.93 | $14.46 | — | COM | 486606106 |
| — | ALLIANZGI NFJ DIVIDEND INTEREST | 106,925 | $1.389M | 0.1% | $12.99 | $12.66 | — | COM | 01883A107 |
| XFEOX | FIRST TRUST/ABERDEEN EM OPPORTUNITY FUND | 96,661 | $1.385M | 0.1% | $14.33 | $13.53 | — | COM | 33731K102 |
| — | TEKLA HEALTHCARE INVESTORS | 65,818 | $1.375M | 0.1% | $20.89 | $21.21 | — | SH BEN INT | 87911J103 |
| — | BLACKROCK MUNIHOLDINGS INVESTMENT QUALIT | 100,511 | $1.336M | 0.1% | $13.29 | $12.90 | — | COM | 09254P108 |
| — | BLACKROCK MUNIYIELD QUALITY FUND III | 93,547 | $1.264M | 0.1% | $13.51 | $12.56 | — | COM | 09254E103 |
| XBFZX | BLACKROCK CALIFORNIA MUNICIPAL | 92,222 | $1.252M | 0.1% | $13.58 | $12.75 | — | COM SH BEN INT | 09248E102 |
| — | EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDE | 68,320 | $1.231M | 0.1% | $18.02 | $14.46 | — | COM | 27828S101 |
| XMHIX | PIONEER MUNICIPAL HIGH INCOME | 100,549 | $1.211M | 0.1% | $12.04 | $11.68 | — | COM SHS | 723763108 |
| — | VOYA INFRASTRUCTURE INDUSTRIALS AND MAT | 101,881 | $1.169M | 0.1% | $11.47 | $11.59 | — | COM | 92912X101 |
| — | GENERAL AMERICAN INVESTORS | 29,223 | $1.103M | 0.1% | $37.74 | $37.11 | — | COM | 368802104 |
| — | ALLIANCEBERNSTEIN NATIONAL MUNI | 70,669 | $990K | 0.1% | $14.01 | $12.82 | — | COM | 01864U106 |
| — | JOHN HANCOCK FINANCIAL OPPORTUNITIES FUN | 26,681 | $967K | 0.1% | $36.24 | $33.94 | — | SH BEN INT NEW | 409735206 |
| — | WESTERN ASSET HIGH YIELD DEFINED OPPORTU | 61,026 | $954K | 0.1% | $15.63 | $14.99 | — | COM | 95768B107 |
| — | ADAMS NATURAL RESOURCES FUND I | 57,362 | $947K | 0.1% | $16.51 | $18.32 | — | COM | 00548F105 |
| — | DTF TAX FREE INCOME INC | 53,501 | $795K | 0.1% | $14.86 | $13.52 | — | COM | 23334J107 |
| — | PGIM GLOBAL HIGH YIELD FUND | 51,550 | $771K | 0.1% | $14.96 | $14.96 | — | COM | 69346J106 |
| — | NUVEEN PENNSYLVANIA QUALITY MUNI | 54,207 | $769K | 0.1% | $14.19 | $13.10 | — | COM | 670972108 |
| — | NUVEEN MD QUAL INC FD | 57,148 | $769K | 0.1% | $13.46 | $12.72 | — | COM | 67061Q107 |
| — | WA/CLAY US INFLATION-LINKED OPP&INC | 66,566 | $768K | 0.1% | $11.54 | $11.19 | — | COM | 95766R104 |
| — | NUVEEN ENHANCED MUNICIPAL VALUE FUND | 50,880 | $758K | 0.1% | $14.90 | $13.98 | — | COM | 67074M101 |
| — | BLACKROCK MUNICIPAL INCOME QUA | 53,694 | $755K | 0.1% | $14.06 | $13.30 | — | COM | 092479104 |
| — | BLACKROCK MUNIENHANCED FUND | 66,883 | $747K | 0.1% | $11.17 | $10.92 | — | COM | 09253Y100 |
| — | BLACKROCK MUNIHOLDINGS QUALITY FUND II I | 58,962 | $743K | 0.1% | $12.60 | $12.40 | — | COM | 09254C107 |
| — | DWS MUNICIPAL INCOME TRUST | 65,484 | $741K | 0.1% | $11.32 | $11.05 | — | COM | 233368109 |
| XEVMX | EATON VANCE CALIFORNIA MUNICIPAL | 62,785 | $706K | 0.0% | $11.24 | $10.56 | — | COM | 27828A100 |
| — | BLACKROCK MUNIHOLDINGS CA QU | 46,569 | $652K | 0.0% | $14.00 | $13.25 | — | COM | 09254L107 |
| — | SWISS HELVETIA FUND INC | 76,305 | $642K | 0.0% | $8.41 | $8.11 | — | COM | 870875101 |
| — | PIMCO DYNAMIC CREDIT INCOME | 24,899 | $628K | 0.0% | $25.22 | $20.24 | — | COM SHS | 72202D106 |
| — | INVESCO CALIFORNIA VALUE MUNICIPAL INCOM | 48,096 | $616K | 0.0% | $12.81 | $12.17 | — | COM | 46132H106 |
| — | BLACKROCK MUNIYIELD CALIFORNIA FUND | 41,844 | $590K | 0.0% | $14.10 | $13.01 | — | COM | 09254M105 |
| — | BLACKROCK MUNIYIELD PA | 40,476 | $579K | 0.0% | $14.30 | $13.73 | — | COM | 09255G107 |
| — | BLACKROCK ENHANCED EQUITY DIVIDEND TRUST | 55,426 | $548K | 0.0% | $9.89 | $8.30 | — | COM | 09251A104 |
| — | NEW IRELAND FUND | 54,692 | $543K | 0.0% | $9.93 | $10.69 | — | COM | 645673104 |
| — | ABERDEEN AUSTRALIA EQUITY FUND | 98,949 | $533K | 0.0% | $5.39 | $5.31 | — | COM | 003011103 |
| — | INVESCO ADVANTAGE MUNICIPAL INCOME | 47,495 | $531K | 0.0% | $11.18 | $10.61 | — | SHS BEN INT | 46132E103 |
| — | BLACKROCK MUNIYIELD NY QUAL | 40,412 | $529K | 0.0% | $13.09 | $12.32 | — | COM | 09255E102 |
| — | GABELLI HEALTHCARE AND WELLNESSRX TRUST | 45,456 | $524K | 0.0% | $11.53 | $10.32 | — | SHS | 36246K103 |
| — | JOHN HANCOCK INVESTORS TRUST | 29,532 | $522K | 0.0% | $17.68 | $16.39 | — | COM | 410142103 |
| — | MADISON COVERED CALL & EQUITY FUND | 77,945 | $516K | 0.0% | $6.62 | $6.53 | — | COM | 557437100 |
| — | BLACKROCK MUNIHOLDINGS NEW YORK | 37,846 | $515K | 0.0% | $13.61 | $12.92 | — | COM | 09255C106 |
| — | NUVEEN AZ QUAL MUNI INC FD | 37,646 | $507K | 0.0% | $13.47 | $12.96 | — | COM | 67061W104 |
| — | NEUBERGER BERMAN HIGH YIELD STRATEGIES F | 40,366 | $499K | 0.0% | $12.36 | $11.77 | — | COM | 64128C106 |
| — | EATON VANCE SHORT DURATION DIVERSIFIED I | 36,929 | $497K | 0.0% | $13.46 | $13.35 | — | COM | 27828V104 |
| — | CENTRAL SECS CORP | 13,900 | $462K | 0.0% | $33.24 | $30.43 | — | COM | 155123102 |
| — | BROOKFIELD REAL ASSETS INCOME | 21,550 | $461K | 0.0% | $21.39 | $19.13 | — | SHS BEN INT | 112830104 |
| EWW | ISHARES MSCI MEXICO | 9,900 | $446K | 0.0% | $45.05 | $43.91 | +2.6% | MSCI MEXICO ETF | 464286822 |
| — | NUVEEN DIVERSIFIED DIVIDEND AND INCOME F | 40,283 | $439K | 0.0% | $10.90 | $10.40 | — | COM | 6706EP105 |
| — | FIRST TRUST SENIOR FLOATING RA | 45,560 | $418K | 0.0% | $9.17 | $9.17 | — | COM SHS | 33740K101 |
| — | EATON VANCE RISK MANAGED DIV | 42,240 | $393K | 0.0% | $9.30 | $8.46 | — | COM | 27829G106 |
| — | BROOKFIELD GLOBAL LISTED INFRASTRUCTURE | 24,855 | $347K | 0.0% | $13.96 | $11.72 | — | COM SHS | 11273Q109 |
| — | BLACKROCK MUNICIPAL TARGET TERM TRUST | 14,300 | $346K | 0.0% | $24.20 | $21.08 | — | COM SHS BEN INT | 09257P105 |
| — | BLACKROCK GLOBAL OPP EQTY TR | 28,825 | $317K | 0.0% | $11.00 | $10.02 | — | COM | 092501105 |
| — | BLACKROCK RESOURCES AND COMMODITIES | 37,984 | $306K | 0.0% | $8.06 | $8.16 | — | SHS | 09257A108 |
| — | ASA GOLD AND PRECIOUS METALS LTD | 22,030 | $301K | 0.0% | $13.66 | $12.02 | — | SHS | G3156P103 |
| — | EATON VANCE LIMITED DURATION INCOME FUND | 21,624 | $286K | 0.0% | $13.23 | $12.64 | — | COM | 27828H105 |
| — | VOYA GLOBAL EQUITY DIVIDEND | 43,879 | $272K | 0.0% | $6.20 | $6.20 | — | COM | 92912T100 |
| — | WESTERN ASSET MANAGED MUNICIPALS FUND | 20,175 | $269K | 0.0% | $13.33 | $13.23 | — | COM | 95766M105 |
| — | NUVEEN TAX-ADV TOTAL RETURN STRATEGY FUN | 21,805 | $263K | 0.0% | $12.06 | $11.28 | — | COM | 67090H102 |
| — | THE EUROPEAN EQUITY FUND INC | 24,332 | $228K | 0.0% | $9.37 | $9.46 | — | COM | 298768102 |
| — | BOULDER GROWTH AND INCOME FUND | 18,836 | $222K | 0.0% | $11.79 | $11.26 | — | COM | 101507101 |
| — | BLACKROCK 2022 GLOBAL INCOME O | 21,639 | $213K | 0.0% | $9.84 | $8.89 | — | COM | 09258P104 |
| — | EATON VANCE TX-MANAGED GLOBAL BUY-WRITE | 18,000 | $186K | 0.0% | $10.33 | $9.78 | — | COM | 27829C105 |
| — | WESTERN ASSET MUNICIPAL PARTNERS FUND | 10,048 | $154K | 0.0% | $15.33 | $14.45 | — | COM | 95766P108 |
| — | JOHN HANCOCK TAX-ADVANTAGE GLOBAL SHAREH | 13,016 | $92,000 | 0.0% | $7.07 | $6.84 | — | TAX ADV GLB SH | 41013P749 |