Karpus Management, Inc. Diversified Active

CIK: 0001048703 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Nov 12, 2020

Total Value ($000): $2,765,991 (100.0% shares, 0.0% debt)

Holdings (205)

NUVEEN DIVID ADVANTAGE MUN FD COM 5.6%
Value ($000) $154,569 Shares 10,645,240 Est. Cost $13.70 Unrealized
NUVEEN NY AMT FREE MUN INCOME COM 5.3%
Value ($000) $147,901 Shares 11,500,873 Est. Cost $12.49 Unrealized
VOO VANGUARD INDEX FDS S&P 500 ETF SH 3.8%
Value ($000) $104,059 Shares 338,238 Est. Cost $295.80 Unrealized
DUFF & PHELPS UTILITY & CORPORATE BOND TR 3.6%
Value ($000) $100,511 Shares 10,889,647 Est. Cost $8.83 Unrealized
WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT 3.5%
Value ($000) $95,867 Shares 7,870,847 Est. Cost $11.40 Unrealized
VUG VANGUARD GROWTH ETF 3.0%
Value ($000) $81,643 Shares 358,695 Est. Cost $161.52 Unrealized
EATON VANCE MUN BD FD COM 3.0%
Value ($000) $81,642 Shares 6,199,074 Est. Cost $12.31 Unrealized
BLACKROCK MUNIYIELD INSURED 2.8%
Value ($000) $77,768 Shares 5,786,345 Est. Cost $12.47 Unrealized
IVV ISHARES CORE S&P500 ETF 2.5%
Value ($000) $69,716 Shares 207,452 Est. Cost $257.91 Unrealized
VB VANGUARD INDEX FDS SMALL CP ETF 2.5%
Value ($000) $69,050 Shares 448,959 Est. Cost $118.53 Unrealized
VWO VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 2.3%
Value ($000) $64,528 Shares 1,492,315 Est. Cost $41.37 Unrealized
NUVEEN AMT-FREE MUN INCOME FD COM 2.2%
Value ($000) $60,503 Shares 4,219,156 Est. Cost $13.00 Unrealized
DWS MUNICIPAL INCOME TRUST 1.5%
Value ($000) $41,720 Shares 3,765,340 Est. Cost $10.79 Unrealized
BND VANGUARD BD INDEX FD INC TOTAL BND MRKT 1.5%
Value ($000) $41,443 Shares 469,765 Est. Cost $88.26 Unrealized
VGK VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF 1.4%
Value ($000) $37,916 Shares 723,177 Est. Cost $54.10 Unrealized
IWB ISHARES RUSSELL 1000 ETF 1.3%
Value ($000) $36,426 Shares 194,633 Est. Cost $170.48 Unrealized
XBFZX BLACKROCK CALIFORNIA MUNICIPAL INCOME TR 1.3%
Value ($000) $35,581 Shares 2,697,551 Est. Cost $12.85 Unrealized
SHM SPDR SER TR NUVN BR SHT MUNI 1.3%
Value ($000) $34,894 Shares 699,692 Est. Cost $49.69 Unrealized
INVESCO VALUE MUN INCOME TR COM 1.3%
Value ($000) $34,752 Shares 2,362,491 Est. Cost $14.18 Unrealized
PROPERTY SOLUTIONS ACQ CORP; TNT ACQ DT: 4/22/2022; CASH: $10.00 1.2%
Value ($000) $33,713 Shares 3,436,598 Est. Cost $9.81 Unrealized
FIRST TR ABERDEEN GLBL OPP FD COM SHS 1.2%
Value ($000) $32,961 Shares 3,444,200 Est. Cost $10.07 Unrealized
BLACKROCK MUNI 2020 TERM TRS 1.1%
Value ($000) $31,477 Shares 2,094,273 Est. Cost $14.93 Unrealized
XEVMX EATON VANCE CALIF MUN BD FD COM 1.1%
Value ($000) $30,715 Shares 2,703,806 Est. Cost $10.50 Unrealized
DTF TAX-FREE INCOME INC COM 1.1%
Value ($000) $29,579 Shares 2,048,412 Est. Cost $14.52 Unrealized
XHNWX PIONEER DIVERSIFIED HIGH INCOME TRUST 1.1%
Value ($000) $29,455 Shares 2,180,201 Est. Cost $13.48 Unrealized
VPL VANGUARD FTSE PACIFIC ETF 1.1%
Value ($000) $29,256 Shares 429,914 Est. Cost $59.06 Unrealized
ALLIANZGI ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUND 1.0%
Value ($000) $28,897 Shares 1,339,060 Est. Cost $18.89 Unrealized
VTI VANGUARD INDEX FDS TOTAL STK MKT 1.0%
Value ($000) $27,463 Shares 161,251 Est. Cost $117.91 Unrealized
GABELLI DIVD & INCOME TR COM 1.0%
Value ($000) $26,920 Shares 1,467,025 Est. Cost $16.73 Unrealized
COHEN & STEERS QUAL INC RLTY 1.0%
Value ($000) $26,610 Shares 2,395,156 Est. Cost $9.04 Unrealized
BLACKROCK MUNIYIELD NY INSUR 0.9%
Value ($000) $26,067 Shares 2,052,484 Est. Cost $12.01 Unrealized
BLACKROCK MUNIHOLDINGS NY INSURED FD 0.9%
Value ($000) $26,000 Shares 1,931,628 Est. Cost $12.45 Unrealized
BLACKROCK INCOME TR INC COM 0.8%
Value ($000) $23,322 Shares 3,823,205 Est. Cost $6.38 Unrealized
EATON VANCE TX MGD DIV EQ INCM COM 0.8%
Value ($000) $23,028 Shares 2,114,617 Est. Cost $9.42 Unrealized
SUB ISHARES SHORT TERM NATIONAL MUNI BOND 0.8%
Value ($000) $21,668 Shares 200,444 Est. Cost $106.59 Unrealized
VOYA GLBL EQTY DIV & PREM OPP COM 0.8%
Value ($000) $21,049 Shares 4,252,304 Est. Cost $5.07 Unrealized
XENWX EATON VANCE NEW YORK MUN BD FD COM 0.7%
Value ($000) $20,351 Shares 1,724,643 Est. Cost $11.48 Unrealized
ALLIANZGI EQUITY & CONVERTIB 0.7%
Value ($000) $20,206 Shares 832,214 Est. Cost $18.78 Unrealized
MFS GOVT MKTS INCOME TR SH BEN INT 0.7%
Value ($000) $19,932 Shares 4,304,895 Est. Cost $4.61 Unrealized
GNRUQ GREENROSE ACQ CORP; TNT ACQ DT: 8/10/2021; CASH: $10.00 0.7%
Value ($000) $19,819 Shares 1,984,850 Est. Cost $9.72 Unrealized
COLLECTIVE GROWTH ACQ CORP; TNT ACQ DT: 11/5/21 ;CASH: $10.00 0.7%
Value ($000) $19,706 Shares 1,998,592 Est. Cost $9.86 Unrealized
INTERPRIVATE ACQ CORP; TNT ACQ DT: 11/4/21 ; CASH: $10.00 0.7%
Value ($000) $18,949 Shares 1,894,946 Est. Cost $9.95 Unrealized
VGT VANGUARD WORLD FDS INF TECH ETF 0.7%
Value ($000) $18,583 Shares 59,667 Est. Cost $274.24 Unrealized
EFG ISHARES MSCI EAFE GROWTH INX 0.6%
Value ($000) $17,800 Shares 198,044 Est. Cost $84.37 Unrealized
NUVEEN OHIO QUALITY INCOME MUN COM 0.6%
Value ($000) $17,090 Shares 1,137,050 Est. Cost $14.62 Unrealized
MFS INTER INCOME TR SH BEN INT 0.6%
Value ($000) $16,568 Shares 4,441,856 Est. Cost $3.60 Unrealized
VEU VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US 0.6%
Value ($000) $16,343 Shares 323,937 Est. Cost $47.94 Unrealized
BLACKROCK INS MUNI INCOME TR 0.6%
Value ($000) $16,322 Shares 1,146,230 Est. Cost $12.99 Unrealized
BLACKROCK ENHANCED INTERNATIONAL DIVIDEND TRUST 0.6%
Value ($000) $15,454 Shares 2,932,390 Est. Cost $4.69 Unrealized
BLACKROCK ENHANCED GLOBAL DIVIDEND TRUST 0.6%
Value ($000) $15,453 Shares 1,614,712 Est. Cost $8.68 Unrealized
BLACKROCK CR ALLCTN INC TR COM 0.5%
Value ($000) $13,782 Shares 969,229 Est. Cost $11.66 Unrealized
GUGGENHEIM ENHNCD EQTY INCM FD COM 0.5%
Value ($000) $13,756 Shares 2,524,071 Est. Cost $5.44 Unrealized
GIGCAPITAL ACQ CORP III; TNT ACQ DT: 11/13/21; CASH: $10.10 0.5%
Value ($000) $13,623 Shares 1,369,141 Est. Cost $9.95 Unrealized
EAST RESOURCES ACQ CORP; TNT ACQ DT: 07/23/2020; CASH: $10.00 0.5%
Value ($000) $13,513 Shares 1,388,755 Est. Cost $9.73 Unrealized
GABELLI HLTHCARE & WELLNESS TR SHS 0.5%
Value ($000) $13,463 Shares 1,304,519 Est. Cost $10.58 Unrealized
MINT PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND 0.5%
Value ($000) $12,803 Shares 125,571 Est. Cost $101.69 Unrealized
EATON VANCE TX ADV GLBL DIV FD COM 0.4%
Value ($000) $12,198 Shares 820,280 Est. Cost $11.95 Unrealized
LIBERTY ALL STAR EQUITY FD SH BEN INT 0.4%
Value ($000) $12,113 Shares 2,015,443 Est. Cost $5.11 Unrealized
BLV VANGUARD BD INDEX FD INC LONG TERM BOND 0.4%
Value ($000) $12,055 Shares 107,790 Est. Cost $111.11 Unrealized
NUVEEN NY DIVID ADVNTG MUN FD COM 0.4%
Value ($000) $11,772 Shares 861,190 Est. Cost $12.38 Unrealized
MEREDIA ACQ CORP; TNT ACQ DT: 11/5/21; CASH: $10.00 0.4%
Value ($000) $11,702 Shares 1,183,850 Est. Cost $9.83 Unrealized
EATON VANCE TAX MNGD GBL DV EQ COM 0.4%
Value ($000) $11,607 Shares 1,577,003 Est. Cost $6.38 Unrealized
XPMAX PIONEER MUNI HI INC ADV TRST 0.4%
Value ($000) $11,523 Shares 1,055,180 Est. Cost $10.34 Unrealized
INVESCO QUALITY MUNI INC TRST COM 0.4%
Value ($000) $11,521 Shares 932,160 Est. Cost $11.71 Unrealized
ABERDEEN TOTAL DYNAMIC DIVID 0.4%
Value ($000) $11,249 Shares 1,416,787 Est. Cost $10.73 Unrealized
NEW GERMANY FD INC COM 0.4%
Value ($000) $11,179 Shares 662,274 Est. Cost $15.01 Unrealized
INVESCO TR INVT GRADE MUNS COM 0.4%
Value ($000) $10,924 Shares 879,537 Est. Cost $12.03 Unrealized
ESGV VANGUARD ESG US STOCK ETF 0.4%
Value ($000) $10,697 Shares 173,070 Est. Cost $59.64 Unrealized
CITIC CAPITAL ACQ CORP; TNT ACQ DT: 2/11/2022; CASH: $10.00 0.4%
Value ($000) $10,640 Shares 1,082,409 Est. Cost $9.82 Unrealized
VISTAS MEDIA ACQ CORP; TNT ACQ DT: 2/7/2021; CASH: $10.00 0.4%
Value ($000) $10,384 Shares 1,055,323 Est. Cost $9.84 Unrealized
JAPAN SMALLER CAPTLZTN FD INC COM 0.4%
Value ($000) $10,038 Shares 1,157,793 Est. Cost $9.33 Unrealized
RIVERNORTH MARKETPLACE LENDING CORPORATION 0.4%
Value ($000) $10,031 Shares 676,390 Est. Cost $15.47 Unrealized
XMVFX BLACKROCK MUNIVEST FUND 0.4%
Value ($000) $9,845 Shares 1,134,163 Est. Cost $8.68 Unrealized
BLACKROCK MUNIYIELD CA INSUR 0.4%
Value ($000) $9,824 Shares 684,131 Est. Cost $13.18 Unrealized
MAPS SILVER SPIKE ACQ CORP; TNT ACQ DT: 02/08/21; CASH: 10.00 0.3%
Value ($000) $9,264 Shares 914,523 Est. Cost $9.98 Unrealized
BLACKROCK ENH CAP & INC FD INC COM 0.3%
Value ($000) $8,935 Shares 577,921 Est. Cost $12.99 Unrealized
EWC ISHARES MSCI CDA ETF 0.3%
Value ($000) $8,848 Shares 322,804 Est. Cost $25.83 Unrealized
XJEQX ABERDEEN JAPAN EQUITY FUND INC 0.3%
Value ($000) $8,686 Shares 1,049,613 Est. Cost $7.40 Unrealized
JOHN HANCOCK T/A DVD INCOME 0.3%
Value ($000) $8,654 Shares 453,350 Est. Cost $17.80 Unrealized
BLACKROCK MUNIYLD MICH QLTY FD COM 0.3%
Value ($000) $8,583 Shares 612,218 Est. Cost $13.30 Unrealized
TUSCAN HOLDINGS ACQ CORP; TNT ACQ DT: 12/5/2020; CASH: $10.00 0.3%
Value ($000) $8,567 Shares 841,550 Est. Cost $10.18 Unrealized
BLACKROCK MUNIHLDNGS CALI QLTY COM 0.3%
Value ($000) $8,240 Shares 589,437 Est. Cost $13.03 Unrealized
MALACCA STRAITS ACQ CORP; TNT ACQ DT: 01/17/2022; CASH: $10.00 0.3%
Value ($000) $8,100 Shares 829,073 Est. Cost $9.77 Unrealized
FUSION ACQ CORP; TNT ACQ DT: 12/26/2021; CASH: $10.00 0.3%
Value ($000) $8,090 Shares 823,000 Est. Cost $9.83 Unrealized
BLACKROCK SCIENCE AND TECHNOLOGY TRUST II 0.3%
Value ($000) $7,898 Shares 307,920 Est. Cost $16.69 Unrealized
BLACKROCK MUNIENHANCED FUND 0.3%
Value ($000) $7,877 Shares 697,057 Est. Cost $11.02 Unrealized
NUVEEN CORE EQUITY ALPHA FUND COM 0.3%
Value ($000) $7,574 Shares 591,752 Est. Cost $11.93 Unrealized
EATON VANCE TAX ADVT DIV INCM COM 0.3%
Value ($000) $7,484 Shares 379,907 Est. Cost $16.83 Unrealized
INVESCO ADVANTAGE MUNICIPAL IN SH BEN INT 0.3%
Value ($000) $7,346 Shares 679,541 Est. Cost $10.27 Unrealized
ADAMS DIVERSIFIED EQUITY FD COM 0.3%
Value ($000) $7,323 Shares 451,733 Est. Cost $12.59 Unrealized
EATON VANCE ENHANCED EQ INC FD COM 0.3%
Value ($000) $7,227 Shares 493,673 Est. Cost $12.11 Unrealized
NUVEEN MUNI 2021 TGT TRM FD 0.3%
Value ($000) $7,027 Shares 723,647 Est. Cost $9.42 Unrealized
INSIGHT SELECT INCOME FUND 0.3%
Value ($000) $7,008 Shares 346,417 Est. Cost $19.44 Unrealized
WESTERN ASSET INTERMEDIATE 0.3%
Value ($000) $6,983 Shares 770,769 Est. Cost $9.06 Unrealized
INVESCO TRUST FOR INVESTMENT GRADE NEW YORK MUNICIPALS 0.2%
Value ($000) $6,897 Shares 557,070 Est. Cost $12.13 Unrealized
GREENVISION ACQ CORP; TNT ACQ DT: 11/19/20; CASH: $10.00 0.2%
Value ($000) $6,324 Shares 629,900 Est. Cost $9.78 Unrealized
BSV VANGUARD BD INDEX FD INC SHORT TRM BOND 0.2%
Value ($000) $6,272 Shares 75,525 Est. Cost $81.30 Unrealized
NUVEEN INT DUR QUAL MUN TRM FD COM 0.2%
Value ($000) $6,167 Shares 431,591 Est. Cost $12.99 Unrealized
PTK ACQ CORP; TNT ACQ DT: 01/15/2022; CASH: $10.00 0.2%
Value ($000) $6,105 Shares 625,500 Est. Cost $9.76 Unrealized
MFS INVT GRADE MUN TR SH BEN INT 0.2%
Value ($000) $6,095 Shares 649,148 Est. Cost $9.26 Unrealized
AGILQ LIV CAPITAL ACQ CORP; TNT ACQ DT: 9/11/21; CASH: $10.00 0.2%
Value ($000) $6,089 Shares 618,202 Est. Cost $9.74 Unrealized
EATON VANCE MUNICIPAL INCOME 0.2%
Value ($000) $5,840 Shares 455,891 Est. Cost $11.98 Unrealized
BLACKROCK NY MUNI INC QLTY TR COM 0.2%
Value ($000) $5,766 Shares 441,192 Est. Cost $12.96 Unrealized
WESTERN ASST MN PRT FD INC COM 0.2%
Value ($000) $5,620 Shares 391,092 Est. Cost $13.95 Unrealized
GNRSQ GREENROSE ACQ CORP; TNT ACQ DT: 8/10/2021; CASH: $10.00 0.2%
Value ($000) $5,413 Shares 553,993 Est. Cost $9.77 Unrealized +0.9%
EATON VANCE TAX MANAGED GLOBAL BUY-WRITE 0.2%
Value ($000) $5,335 Shares 624,650 Est. Cost $7.54 Unrealized
VOYA INFRASTRUCTURE INDUSTRIALS 0.2%
Value ($000) $5,302 Shares 557,563 Est. Cost $8.71 Unrealized
VBK VANGUARD INDEX FUNDS - VANGUARD SMALL-CAP GROWTH ETF 0.2%
Value ($000) $5,286 Shares 24,595 Est. Cost $199.59 Unrealized
VISTAS MEDIA ACQ CORP; TNT ACQ DT: 2/7/2021; CASH: $10.00 0.2%
Value ($000) $5,031 Shares 498,163 Est. Cost $10.10 Unrealized
LGL SYSTEMS ACQ CORP; TNT ACQ DT: 11/7/2021; CASH: $10.00 0.2%
Value ($000) $5,006 Shares 499,650 Est. Cost $9.91 Unrealized
EATON VANCE CA MUNI INC TRST 0.2%
Value ($000) $4,861 Shares 365,469 Est. Cost $11.96 Unrealized
BLACKROCK MUNIHOLDINGS IN II 0.2%
Value ($000) $4,844 Shares 380,243 Est. Cost $11.91 Unrealized
JOHN HANCOCK TAX-ADV GLOBAL SHRHLDR YIELD 0.2%
Value ($000) $4,836 Shares 950,012 Est. Cost $7.01 Unrealized
EAST STONE ACQ CORP; TNT ACQ DT: 5/20/20; CASH: $10.00 0.2%
Value ($000) $4,756 Shares 482,825 Est. Cost $9.85 Unrealized
ALUS ALUSSA ENERGY ACQ CORP; TNT ACQ DT: 11/26/2021; CASH: $10.00 0.2%
Value ($000) $4,716 Shares 474,963 Est. Cost $9.80 Unrealized
SC HEALTH ACQ CORP; TNT ACQ DT: 01/12/2021; CASH: $10.00 0.2%
Value ($000) $4,558 Shares 452,217 Est. Cost $9.99 Unrealized
NUVEEN CALIFORNIA DVD ADVANTAGE MUNI FD 0.1%
Value ($000) $3,956 Shares 271,692 Est. Cost $13.38 Unrealized
ABERDEEN EMERGING MARKETS EQUITY INCOME FUND INC 0.1%
Value ($000) $3,818 Shares 589,195 Est. Cost $7.18 Unrealized
XXCHNXX CHINA FD INC COM 0.1%
Value ($000) $3,793 Shares 150,622 Est. Cost $20.53 Unrealized
TEMPLETON DRAGON FD INC COM 0.1%
Value ($000) $3,380 Shares 154,128 Est. Cost $17.05 Unrealized
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND 0.1%
Value ($000) $3,308 Shares 246,715 Est. Cost $13.16 Unrealized
E.MERGE TECH ACQ CORP; TNT ACQ DT: 7/31/22; CASH: $10.00 0.1%
Value ($000) $3,229 Shares 330,000 Est. Cost $9.78 Unrealized
GENERAL AMERN INVS INC COM 0.1%
Value ($000) $3,227 Shares 95,051 Est. Cost $27.43 Unrealized
BLACKROCK FL MUNI 2020 TERM 0.1%
Value ($000) $3,175 Shares 215,378 Est. Cost $14.67 Unrealized
TAIWAN FD INC COM 0.1%
Value ($000) $3,160 Shares 137,233 Est. Cost $19.95 Unrealized
WESTERN ASSET PREMIER BOND 0.1%
Value ($000) $2,947 Shares 228,110 Est. Cost $11.27 Unrealized
TEKLA HEATHCARE INVESTORS 0.1%
Value ($000) $2,852 Shares 138,313 Est. Cost $18.78 Unrealized
NEUBERGER BERMAN NY INTMD MU 0.1%
Value ($000) $2,771 Shares 238,016 Est. Cost $11.62 Unrealized
NXDT NEXPOINT CR STRATEGIES FD COM NEW 0.1%
Value ($000) $2,614 Shares 301,861 Est. Cost $8.26 Unrealized
XNYVX NUVEEN NY MUNI VALUE FUND 2 0.1%
Value ($000) $2,501 Shares 168,961 Est. Cost $13.45 Unrealized
CHURCHILL CAPITAL CORP IV ACQ CORP; TNT ACQ DT: 7/29/22; CASH: $10.00 0.1%
Value ($000) $2,445 Shares 250,000 Est. Cost $9.78 Unrealized
BLACKROCK NEW YORK MUN II 0.1%
Value ($000) $2,341 Shares 172,128 Est. Cost $12.62 Unrealized
XMQTX BLACKROCK MUNIYIELD QUAL II 0.1%
Value ($000) $2,336 Shares 178,560 Est. Cost $12.08 Unrealized
MORGAN STANLEY INDIA INVS FD COM 0.1%
Value ($000) $2,320 Shares 133,732 Est. Cost $23.07 Unrealized
NUVEEN INTER DURATION MN TMFD COM 0.1%
Value ($000) $2,289 Shares 171,358 Est. Cost $12.85 Unrealized
ALLIANCEBERNSTEIN NATL MUNI IN COM 0.1%
Value ($000) $2,152 Shares 154,395 Est. Cost $13.42 Unrealized
ACWX ISHARES TR MSCI ACWI EX US 0.1%
Value ($000) $1,920 Shares 41,755 Est. Cost $39.48 Unrealized
CHARDAN HEALTHCARE ACQ 2 CORP; TNT ACQ DT: 4/28/22 0.1%
Value ($000) $1,839 Shares 187,863 Est. Cost $9.93 Unrealized
EATON VANCE NY MUNICIPAL INC 0.1%
Value ($000) $1,834 Shares 143,259 Est. Cost $12.64 Unrealized
STABLE ROAD ACQ CORP; TNT ACQ DT: 5/7/21; CASH: $10.00 0.1%
Value ($000) $1,648 Shares 163,465 Est. Cost $9.80 Unrealized
HUDSON EXECUTIVE INVESTMENT CORP; TNT ACQ DT: 06/11/2022; CASH: $10.00 0.1%
Value ($000) $1,588 Shares 161,500 Est. Cost $9.83 Unrealized
BSN/U BROADSTONE ACQ CORP UNIT; TNT ACQ DT: 9/11/2022; CASH: $10.00 0.1%
Value ($000) $1,496 Shares 150,000 Est. Cost $9.97 Unrealized
LIVE OAK ACQ CORP; TNT ACQ DT: 5/8/22; CASH: $10.00 0.1%
Value ($000) $1,491 Shares 147,870 Est. Cost $9.84 Unrealized
INDUSTRIAL TECH ACQ CORP UNIT; TNT ACQ DT: 12/9/2021; CASH: $10.10 0.1%
Value ($000) $1,387 Shares 138,742 Est. Cost $10.00 Unrealized
BLACKROCK CORE BD TR SHS BEN INT 0.0%
Value ($000) $1,381 Shares 88,209 Est. Cost $13.23 Unrealized
BURGUNDY TECH ACQ CORP UNIT; TNT ACQ DT: 2/27/22 ;CASH: $10.05 0.0%
Value ($000) $1,358 Shares 136,375 Est. Cost $9.96 Unrealized
EUROPEAN EQUITY FUND COM 0.0%
Value ($000) $1,353 Shares 143,059 Est. Cost $7.43 Unrealized
EEM ISHARES TR MSCI EMG MKT ETF 0.0%
Value ($000) $1,343 Shares 30,466 Est. Cost $36.56 Unrealized
HANCOCK JOHN INCOME SECS TR COM 0.0%
Value ($000) $1,303 Shares 86,054 Est. Cost $13.94 Unrealized
AMPLITUDE HEALTHCARE ACQ CORP; TNT ACQ DT: 11/20/21; CASH: $10.00 0.0%
Value ($000) $1,301 Shares 131,050 Est. Cost $9.55 Unrealized
TRI CONTL CORP COM 0.0%
Value ($000) $1,299 Shares 50,107 Est. Cost $20.91 Unrealized
QUAL ISHARES EDGE MSCI USA QUALITY 0.0%
Value ($000) $1,293 Shares 12,460 Est. Cost $101.00 Unrealized
EWJ ISHARES MSCI JAPAN ETF 0.0%
Value ($000) $1,233 Shares 20,875 Est. Cost $55.08 Unrealized
D8 ACQ CORP; TNT ACQ DT: 7/15/2022; CASH: $10.00 0.0%
Value ($000) $1,115 Shares 114,100 Est. Cost $9.77 Unrealized
RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND 0.0%
Value ($000) $1,088 Shares 53,312 Est. Cost $20.41 Unrealized
FINSERV ACQ CORP; TNT ACQ DT: 10/31/21 ; CASH: $10.00 0.0%
Value ($000) $1,066 Shares 106,250 Est. Cost $9.95 Unrealized
ACWI ISHARES MSCI ACWI INDEX FUND 0.0%
Value ($000) $1,057 Shares 13,223 Est. Cost $74.04 Unrealized
BLACKROCK MUNIYIELD CALI FD 0.0%
Value ($000) $1,025 Shares 73,991 Est. Cost $13.88 Unrealized
VOYA INTL HIGH DIVID EQTY INC COM 0.0%
Value ($000) $1,011 Shares 228,306 Est. Cost $4.62 Unrealized
PROPERTY SOLUTIONS ACQ CORP UNIT; TNT ACQ DT: 4/22/2022; CASH: $10.00 0.0%
Value ($000) $1,009 Shares 100,000 Est. Cost $10.09 Unrealized
RIVERNORTH MANAGED DURATION 0.0%
Value ($000) $1,002 Shares 59,977 Est. Cost $16.71 Unrealized
CIIG ACQ CORP; TNT ACQ DT: 12/13/21; CASH: $10.00 0.0%
Value ($000) $995 Shares 99,350 Est. Cost $9.44 Unrealized
CAPSTAR SPECIAL ACQ CORP; TNT ACQ DT: 7/2/2022; CASH: $10.00 0.0%
Value ($000) $983 Shares 100,000 Est. Cost $9.83 Unrealized
NEWHOLD ACQ CORP; TNT ACQ DT: 7/31/22; CASH: $10.00 0.0%
Value ($000) $975 Shares 100,000 Est. Cost $9.75 Unrealized
GIGCAPITAL ACQ CORP III UNIT; TNT ACQ DT: ; CASH: $10.10 0.0%
Value ($000) $895 Shares 86,500 Est. Cost $10.35 Unrealized
IEUR ISHARES TR CORE MSCI EURO 0.0%
Value ($000) $861 Shares 19,254 Est. Cost $41.42 Unrealized
ABERDEEN GLOBAL DYNAMIC DIVIDEND FUND 0.0%
Value ($000) $833 Shares 90,392 Est. Cost $7.34 Unrealized
SWISS HELVETIA FD INC COM 0.0%
Value ($000) $820 Shares 99,066 Est. Cost $8.19 Unrealized
YUNHONG ACQ CORP; TNT ACQ DT: 2/18/21; CASH: $10.00 0.0%
Value ($000) $807 Shares 81,775 Est. Cost $9.87 Unrealized
INVESCO BD FD COM 0.0%
Value ($000) $761 Shares 38,008 Est. Cost $17.70 Unrealized
AMPLITUDE HEALTHCARE ACQ CORP UNIT; TNT ACQ DT: 11/20/21; CASH: $10.00 0.0%
Value ($000) $755 Shares 74,002 Est. Cost $10.06 Unrealized
UNION II ACQ CORP; TNT ACQ DT: 4/18/2021; CASH: $10.00 0.0%
Value ($000) $727 Shares 73,240 Est. Cost $9.81 Unrealized
LONGVIEW ACQ CORP; TNT ACQ DT: 5/20/22; CASH; $10.00 0.0%
Value ($000) $724 Shares 73,774 Est. Cost $9.81 Unrealized
ACND/U ASCENDANT DIGITAL ACQ CORP; TNT ACQ DT: 7/24/2022; CASH: $10 0.0%
Value ($000) $714 Shares 67,850 Est. Cost $10.52 Unrealized
BLACKROCK FLORIDA MUNI IN TR 0.0%
Value ($000) $701 Shares 54,117 Est. Cost $12.74 Unrealized
AGBA ACQ CORP; TNT ACQ DT: 2/16/21; CASH: $10.00 0.0%
Value ($000) $672 Shares 64,710 Est. Cost $10.38 Unrealized
VANECK VECTORS ETF TR AMT FREE SHORT M 0.0%
Value ($000) $670 Shares 37,143 Est. Cost $17.24 Unrealized
FIRST TR ENHANCED EQTY INC FD COM 0.0%
Value ($000) $648 Shares 42,768 Est. Cost $13.00 Unrealized
BRILLIANT ACQ CORP; TNT ACQ DT: 6/24/21; CASH: $10.00 0.0%
Value ($000) $565 Shares 57,908 Est. Cost $9.76 Unrealized
NEUBERGER BERMAN CA INT MUNI 0.0%
Value ($000) $542 Shares 41,922 Est. Cost $12.89 Unrealized
HD HOME DEPOT INC COM 0.0%
Value ($000) $500 Shares 1,800 Est. Cost $146.52 Unrealized +62.2%
IEV ISHARES TR EUROPE ETF 0.0%
Value ($000) $452 Shares 10,795 Est. Cost $39.12 Unrealized
SPY SPDR S&P 500 ETF TR TR UNIT 0.0%
Value ($000) $435 Shares 1,300 Est. Cost $321.86 Unrealized
MANNING & NAPIER, INC. 0.0%
Value ($000) $427 Shares 100,000 Est. Cost $1.76 Unrealized
AGG ISHARES LEHMAN AGG BOND FUND 0.0%
Value ($000) $404 Shares 3,425 Est. Cost $118.25 Unrealized
E.MERGE TECH ACQ CORP; TNT ACQ DT: 7/31/22; CASH: $10.00 0.0%
Value ($000) $403 Shares 40,000 Est. Cost $10.07 Unrealized
NUVEEN PA INVT QUALITY MUN FD COM 0.0%
Value ($000) $383 Shares 28,500 Est. Cost $12.20 Unrealized
NBAC NEWBORN ACQ CORP; TNT ACQ DT: 10/26/2021; CASH: $10.00 0.0%
Value ($000) $364 Shares 36,714 Est. Cost $9.91 Unrealized
GALILEO ACQ CORP; TNT ACQ DT: 10/18/21; CASH: $10.00 0.0%
Value ($000) $343 Shares 34,650 Est. Cost $9.90 Unrealized
DIS DISNEY WALT CO COM DISNEY 0.0%
Value ($000) $312 Shares 2,515 Est. Cost $107.86 Unrealized +13.2%
INVESCO PA VALUE MUN INCOME TR COM 0.0%
Value ($000) $302 Shares 24,659 Est. Cost $12.12 Unrealized
XMUIX BLACKROCK MUNI INTER DR FD INC COM 0.0%
Value ($000) $290 Shares 20,698 Est. Cost $13.80 Unrealized
EAST STONE ACQ CORP; TNT ACQ DT: 5/20/20; CASH: $10.00 0.0%
Value ($000) $282 Shares 27,777 Est. Cost $9.80 Unrealized
TUSCAN HOLDINGS II ACQ CORP; TNT ACQ DT: 4/12/21; CASH $10.00 0.0%
Value ($000) $276 Shares 27,700 Est. Cost $9.91 Unrealized
XEGFX BLACKROCK ENHANCED GOVT FD INC COM 0.0%
Value ($000) $265 Shares 19,794 Est. Cost $13.01 Unrealized
BLACKROCK MUNIHOLDINGS NEW JERSEY INSURED 0.0%
Value ($000) $257 Shares 18,900 Est. Cost $13.21 Unrealized
NUVEEN MICH QUALITY INCOME MUN COM 0.0%
Value ($000) $234 Shares 16,500 Est. Cost $14.18 Unrealized
EAST RESOURCES ACQ CORP UNIT; TNT ACQ DT: 07/23/2022; CASH: $10.00 0.0%
Value ($000) $202 Shares 20,000 Est. Cost $10.10 Unrealized
NUVEEN CALIFORNIA AMT-FREE 0.0%
Value ($000) $169 Shares 11,073 Est. Cost $12.74 Unrealized
TMPOQ ACE CONVERGENCE ACQ CORP; TNT ACQ DT: 01/30/2022; CASH: $10.00 0.0%
Value ($000) $162 Shares 16,600 Est. Cost $9.76 Unrealized
DWS STRATEGIC MUNI INCOME TR 0.0%
Value ($000) $142 Shares 13,100 Est. Cost $10.53 Unrealized
CORNERSTONE STRATEGIC VALUE 0.0%
Value ($000) $111 Shares 10,035 Est. Cost $10.30 Unrealized
XFDEX FIRST TR DYNAMIC EUROPE EQT FD COM SHS 0.0%
Value ($000) $105 Shares 10,480 Est. Cost $9.16 Unrealized
LIBERTY ALL-STAR GROWTH FD 0.0%
Value ($000) $89 Shares 12,500 Est. Cost $6.04 Unrealized
BLACKROCK RES & COMM STRAT TR SHS 0.0%
Value ($000) $60 Shares 10,000 Est. Cost $8.20 Unrealized