Location: Pittsford, NY
CIK: 0001048703 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Nov 12, 2020
Total Value: $2.766B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | NUVEEN DIVID ADVANTAGE MUN FD COM | 10,645,240 | $155M | 5.6% | $14.52 | — | — | COM | 67066V101 |
| — | NUVEEN NY AMT FREE MUN INCOME COM | 11,500,873 | $148M | 5.3% | $12.86 | — | — | COM | 670656107 |
| VOO | VANGUARD INDEX FDS S&P 500 ETF SH | 338,238 | $104M | 3.8% | $307.65 | — | — | COM | 922908363 |
| — | DUFF & PHELPS UTILITY & CORPORATE BOND TR | 10,889,647 | $101M | 3.6% | $9.23 | — | — | COM | 26432k108 |
| — | WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT | 7,870,847 | $95.87M | 3.5% | $12.18 | — | — | COM | 95766Q106 |
| VUG | VANGUARD GROWTH ETF | 358,695 | $81.64M | 3.0% | $227.61 | — | — | COM | 922908736 |
| — | EATON VANCE MUN BD FD COM | 6,199,074 | $81.64M | 3.0% | $13.17 | — | — | COM | 27827X101 |
| — | BLACKROCK MUNIYIELD INSURED | 5,786,345 | $77.77M | 2.8% | $13.44 | — | — | COM | 09254e103 |
| IVV | ISHARES CORE S&P500 ETF | 207,452 | $69.72M | 2.5% | $336.06 | — | — | COM | 464287200 |
| VB | VANGUARD INDEX FDS SMALL CP ETF | 448,959 | $69.05M | 2.5% | $153.80 | — | — | COM | 922908751 |
| VWO | VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF | 1,492,315 | $64.53M | 2.3% | $43.24 | — | — | COM | 922042858 |
| — | NUVEEN AMT-FREE MUN INCOME FD COM | 4,219,156 | $60.5M | 2.2% | $14.34 | — | — | COM | 670657105 |
| — | DWS MUNICIPAL INCOME TRUST | 3,765,340 | $41.72M | 1.5% | $11.08 | — | — | COM | 233368109 |
| BND | VANGUARD BD INDEX FD INC TOTAL BND MRKT | 469,765 | $41.44M | 1.5% | $88.22 | — | — | COM | 921937835 |
| VGK | VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF | 723,177 | $37.92M | 1.4% | $52.43 | — | — | COM | 922042874 |
| IWB | ISHARES RUSSELL 1000 ETF | 194,633 | $36.43M | 1.3% | $187.15 | — | — | COM | 464287622 |
| XBFZX | BLACKROCK CALIFORNIA MUNICIPAL INCOME TR | 2,697,551 | $35.58M | 1.3% | $13.19 | — | — | COM | 09248E102 |
| SHM | SPDR SER TR NUVN BR SHT MUNI | 699,692 | $34.89M | 1.3% | $49.87 | — | — | COM | 78468R739 |
| — | INVESCO VALUE MUN INCOME TR COM | 2,362,491 | $34.75M | 1.3% | $14.71 | — | — | COM | 46132P108 |
| — | PROPERTY SOLUTIONS ACQ CORP; TNT ACQ DT: 4/22/2022; CASH: $10.00 | 3,436,598 | $33.71M | 1.2% | $9.81 | — | — | COM | 74348Q108 |
| — | FIRST TR ABERDEEN GLBL OPP FD COM SHS | 3,444,200 | $32.96M | 1.2% | $9.57 | — | — | COM | 337319107 |
| — | BLACKROCK MUNI 2020 TERM TRS | 2,094,273 | $31.48M | 1.1% | $15.03 | — | — | COM | 09249X109 |
| XEVMX | EATON VANCE CALIF MUN BD FD COM | 2,703,806 | $30.71M | 1.1% | $11.36 | — | — | COM | 27828A100 |
| — | DTF TAX-FREE INCOME INC COM | 2,048,412 | $29.58M | 1.1% | $14.44 | — | — | COM | 23334J107 |
| XHNWX | PIONEER DIVERSIFIED HIGH INCOME TRUST | 2,180,201 | $29.45M | 1.1% | $13.51 | — | — | COM | 723653101 |
| VPL | VANGUARD FTSE PACIFIC ETF | 429,914 | $29.26M | 1.1% | $68.05 | — | — | COM | 922042866 |
| — | ALLIANZGI ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUND | 1,339,060 | $28.9M | 1.0% | $21.58 | — | — | COM | 01883M101 |
| VTI | VANGUARD INDEX FDS TOTAL STK MKT | 161,251 | $27.46M | 1.0% | $170.31 | — | — | COM | 922908769 |
| — | GABELLI DIVD & INCOME TR COM | 1,467,025 | $26.92M | 1.0% | $18.35 | — | — | COM | 36242H104 |
| — | COHEN & STEERS QUAL INC RLTY | 2,395,156 | $26.61M | 1.0% | $11.11 | — | — | COM | 19247L106 |
| — | BLACKROCK MUNIYIELD NY INSUR | 2,052,484 | $26.07M | 0.9% | $12.70 | — | — | COM | 09255E102 |
| — | BLACKROCK MUNIHOLDINGS NY INSURED FD | 1,931,628 | $26M | 0.9% | $13.46 | — | — | COM | 09255c106 |
| — | BLACKROCK INCOME TR INC COM | 3,823,205 | $23.32M | 0.8% | $6.10 | — | — | COM | 09247F100 |
| — | EATON VANCE TX MGD DIV EQ INCM COM | 2,114,617 | $23.03M | 0.8% | $10.89 | — | — | COM | 27828N102 |
| SUB | ISHARES SHORT TERM NATIONAL MUNI BOND | 200,444 | $21.67M | 0.8% | $108.10 | — | — | COM | 464288158 |
| — | VOYA GLBL EQTY DIV & PREM OPP COM | 4,252,304 | $21.05M | 0.8% | $4.95 | — | — | COM | 92912T100 |
| XENWX | EATON VANCE NEW YORK MUN BD FD COM | 1,724,643 | $20.35M | 0.7% | $11.80 | — | — | COM | 27827Y109 |
| — | ALLIANZGI EQUITY & CONVERTIB | 832,214 | $20.21M | 0.7% | $24.28 | — | — | COM | 018829101 |
| — | MFS GOVT MKTS INCOME TR SH BEN INT | 4,304,895 | $19.93M | 0.7% | $4.63 | — | — | COM | 552939100 |
| GNRUQ | GREENROSE ACQ CORP; TNT ACQ DT: 8/10/2021; CASH: $10.00 | 1,984,850 | $19.82M | 0.7% | $9.99 | — | — | COM | 395392202 |
| — | COLLECTIVE GROWTH ACQ CORP; TNT ACQ DT: 11/5/21 ;CASH: $10.00 | 1,998,592 | $19.71M | 0.7% | $9.86 | — | — | COM | 19424L101 |
| — | INTERPRIVATE ACQ CORP; TNT ACQ DT: 11/4/21 ; CASH: $10.00 | 1,894,946 | $18.95M | 0.7% | $10.00 | — | — | COM | 46064A103 |
| VGT | VANGUARD WORLD FDS INF TECH ETF | 59,667 | $18.58M | 0.7% | $311.45 | — | — | COM | 92204A702 |
| EFG | ISHARES MSCI EAFE GROWTH INX | 198,044 | $17.8M | 0.6% | $89.88 | — | — | COM | 464288885 |
| — | NUVEEN OHIO QUALITY INCOME MUN COM | 1,137,050 | $17.09M | 0.6% | $15.03 | — | — | COM | 670980101 |
| — | MFS INTER INCOME TR SH BEN INT | 4,441,856 | $16.57M | 0.6% | $3.73 | — | — | COM | 55273C107 |
| VEU | VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US | 323,937 | $16.34M | 0.6% | $50.45 | — | — | COM | 922042775 |
| — | BLACKROCK INS MUNI INCOME TR | 1,146,230 | $16.32M | 0.6% | $14.24 | — | — | COM | 092479104 |
| — | BLACKROCK ENHANCED INTERNATIONAL DIVIDEND TRUST | 2,932,390 | $15.45M | 0.6% | $5.27 | — | — | COM | 092524107 |
| — | BLACKROCK ENHANCED GLOBAL DIVIDEND TRUST | 1,614,712 | $15.45M | 0.6% | $9.57 | — | — | COM | 092501105 |
| — | BLACKROCK CR ALLCTN INC TR COM | 969,229 | $13.78M | 0.5% | $14.22 | — | — | COM | 092508100 |
| — | GUGGENHEIM ENHNCD EQTY INCM FD COM | 2,524,071 | $13.76M | 0.5% | $5.45 | — | — | COM | 40167b100 |
| — | GIGCAPITAL ACQ CORP III; TNT ACQ DT: 11/13/21; CASH: $10.10 | 1,369,141 | $13.62M | 0.5% | $9.95 | — | — | COM | 37519D107 |
| — | EAST RESOURCES ACQ CORP; TNT ACQ DT: 07/23/2020; CASH: $10.00 | 1,388,755 | $13.51M | 0.5% | $9.73 | — | — | COM | 274681105 |
| — | GABELLI HLTHCARE & WELLNESS TR SHS | 1,304,519 | $13.46M | 0.5% | $10.32 | — | — | COM | 36246K103 |
| MINT | PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND | 125,571 | $12.8M | 0.5% | $101.96 | — | — | COM | 72201R833 |
| — | EATON VANCE TX ADV GLBL DIV FD COM | 820,280 | $12.2M | 0.4% | $14.87 | — | — | COM | 27828s101 |
| — | LIBERTY ALL STAR EQUITY FD SH BEN INT | 2,015,443 | $12.11M | 0.4% | $6.01 | — | — | COM | 530158104 |
| BLV | VANGUARD BD INDEX FD INC LONG TERM BOND | 107,790 | $12.05M | 0.4% | $111.84 | — | — | COM | 921937793 |
| — | NUVEEN NY DIVID ADVNTG MUN FD COM | 861,190 | $11.77M | 0.4% | $13.67 | — | — | COM | 67066X107 |
| — | MEREDIA ACQ CORP; TNT ACQ DT: 11/5/21; CASH: $10.00 | 1,183,850 | $11.7M | 0.4% | $9.88 | — | — | COM | 58953M106 |
| — | EATON VANCE TAX MNGD GBL DV EQ COM | 1,577,003 | $11.61M | 0.4% | $7.36 | — | — | COM | 27829F108 |
| XPMAX | PIONEER MUNI HI INC ADV TRST | 1,055,180 | $11.52M | 0.4% | $10.92 | — | — | COM | 723762100 |
| — | INVESCO QUALITY MUNI INC TRST COM | 932,160 | $11.52M | 0.4% | $12.36 | — | — | COM | 46133G107 |
| — | ABERDEEN TOTAL DYNAMIC DIVID | 1,416,787 | $11.25M | 0.4% | $7.94 | — | — | COM | 00326l100 |
| — | NEW GERMANY FD INC COM | 662,274 | $11.18M | 0.4% | $16.88 | — | — | COM | 644465106 |
| — | INVESCO TR INVT GRADE MUNS COM | 879,537 | $10.92M | 0.4% | $12.42 | — | — | COM | 46131M106 |
| ESGV | VANGUARD ESG US STOCK ETF | 173,070 | $10.7M | 0.4% | $61.81 | — | — | COM | 921910733 |
| — | CITIC CAPITAL ACQ CORP; TNT ACQ DT: 2/11/2022; CASH: $10.00 | 1,082,409 | $10.64M | 0.4% | $9.83 | — | — | COM | G21513109 |
| — | VISTAS MEDIA ACQ CORP; TNT ACQ DT: 2/7/2021; CASH: $10.00 | 1,055,323 | $10.38M | 0.4% | $9.84 | — | — | COM | 92840T107 |
| — | JAPAN SMALLER CAPTLZTN FD INC COM | 1,157,793 | $10.04M | 0.4% | $8.67 | — | — | COM | 47109U104 |
| — | RIVERNORTH MARKETPLACE LENDING CORPORATION | 676,390 | $10.03M | 0.4% | $14.83 | — | — | COM | 76882B108 |
| XMVFX | BLACKROCK MUNIVEST FUND | 1,134,163 | $9.845M | 0.4% | $8.68 | — | — | COM | 09253R105 |
| — | BLACKROCK MUNIYIELD CA INSUR | 684,131 | $9.824M | 0.4% | $14.36 | — | — | COM | 09254N103 |
| MAPS | SILVER SPIKE ACQ CORP; TNT ACQ DT: 02/08/21; CASH: 10.00 | 914,523 | $9.264M | 0.3% | $10.13 | — | — | COM | G8136L106 |
| — | BLACKROCK ENH CAP & INC FD INC COM | 577,921 | $8.935M | 0.3% | $15.46 | — | — | COM | 09256A109 |
| EWC | ISHARES MSCI CDA ETF | 322,804 | $8.848M | 0.3% | $27.41 | — | — | COM | 464286509 |
| XJEQX | ABERDEEN JAPAN EQUITY FUND INC | 1,049,613 | $8.686M | 0.3% | $8.28 | — | — | COM | 00306J109 |
| — | JOHN HANCOCK T/A DVD INCOME | 453,350 | $8.654M | 0.3% | $19.09 | — | — | COM | 41013v100 |
| — | BLACKROCK MUNIYLD MICH QLTY FD COM | 612,218 | $8.583M | 0.3% | $14.02 | — | — | COM | 09254V105 |
| — | TUSCAN HOLDINGS ACQ CORP; TNT ACQ DT: 12/5/2020; CASH: $10.00 | 841,550 | $8.567M | 0.3% | $10.18 | — | — | COM | 90069k104 |
| — | BLACKROCK MUNIHLDNGS CALI QLTY COM | 589,437 | $8.24M | 0.3% | $13.98 | — | — | COM | 09254L107 |
| — | MALACCA STRAITS ACQ CORP; TNT ACQ DT: 01/17/2022; CASH: $10.00 | 829,073 | $8.1M | 0.3% | $9.77 | — | — | COM | G5859B117 |
| — | FUSION ACQ CORP; TNT ACQ DT: 12/26/2021; CASH: $10.00 | 823,000 | $8.09M | 0.3% | $9.83 | — | — | COM | 36118H105 |
| — | BLACKROCK SCIENCE AND TECHNOLOGY TRUST II | 307,920 | $7.898M | 0.3% | $25.65 | — | — | COM | 09260K101 |
| — | BLACKROCK MUNIENHANCED FUND | 697,057 | $7.877M | 0.3% | $11.30 | — | — | COM | 09253y100 |
| — | NUVEEN CORE EQUITY ALPHA FUND COM | 591,752 | $7.574M | 0.3% | $12.80 | — | — | COM | 67090X107 |
| — | EATON VANCE TAX ADVT DIV INCM COM | 379,907 | $7.484M | 0.3% | $19.70 | — | — | COM | 27828G107 |
| — | INVESCO ADVANTAGE MUNICIPAL IN SH BEN INT | 679,541 | $7.346M | 0.3% | $10.81 | — | — | COM | 46132E103 |
| — | ADAMS DIVERSIFIED EQUITY FD COM | 451,733 | $7.323M | 0.3% | $16.21 | — | — | COM | 006212104 |
| — | EATON VANCE ENHANCED EQ INC FD COM | 493,673 | $7.227M | 0.3% | $14.64 | — | — | COM | 278274105 |
| — | NUVEEN MUNI 2021 TGT TRM FD | 723,647 | $7.027M | 0.3% | $9.71 | — | — | COM | 670687102 |
| — | INSIGHT SELECT INCOME FUND | 346,417 | $7.008M | 0.3% | $20.23 | — | — | COM | 45781w109 |
| — | WESTERN ASSET INTERMEDIATE | 770,769 | $6.983M | 0.3% | $9.06 | — | — | COM | 958435109 |
| — | INVESCO TRUST FOR INVESTMENT GRADE NEW YORK MUNICIPALS | 557,070 | $6.897M | 0.2% | $12.38 | — | — | COM | 46131t101 |
| — | GREENVISION ACQ CORP; TNT ACQ DT: 11/19/20; CASH: $10.00 | 629,900 | $6.324M | 0.2% | $10.04 | — | — | COM | 39678G103 |
| BSV | VANGUARD BD INDEX FD INC SHORT TRM BOND | 75,525 | $6.272M | 0.2% | $83.05 | — | — | COM | 921937827 |
| — | NUVEEN INT DUR QUAL MUN TRM FD COM | 431,591 | $6.167M | 0.2% | $14.29 | — | — | COM | 670677103 |
| — | PTK ACQ CORP; TNT ACQ DT: 01/15/2022; CASH: $10.00 | 625,500 | $6.105M | 0.2% | $9.76 | — | — | COM | 69375F108 |
| — | MFS INVT GRADE MUN TR SH BEN INT | 649,148 | $6.095M | 0.2% | $9.39 | — | — | COM | 59318b108 |
| AGILQ | LIV CAPITAL ACQ CORP; TNT ACQ DT: 9/11/21; CASH: $10.00 | 618,202 | $6.089M | 0.2% | $9.85 | — | — | COM | G5510C108 |
| — | EATON VANCE MUNICIPAL INCOME | 455,891 | $5.84M | 0.2% | $12.81 | — | — | COM | 27826U108 |
| — | BLACKROCK NY MUNI INC QLTY TR COM | 441,192 | $5.766M | 0.2% | $13.07 | — | — | COM | 09249U105 |
| — | WESTERN ASST MN PRT FD INC COM | 391,092 | $5.62M | 0.2% | $14.37 | — | — | COM | 95766P108 |
| GNRSQ | GREENROSE ACQ CORP; TNT ACQ DT: 8/10/2021; CASH: $10.00 | 553,993 | $5.413M | 0.2% | $9.77 | — | — | COM | 395392103 |
| — | EATON VANCE TAX MANAGED GLOBAL BUY-WRITE | 624,650 | $5.335M | 0.2% | $8.54 | — | — | COM | 27829C105 |
| — | VOYA INFRASTRUCTURE INDUSTRIALS | 557,563 | $5.302M | 0.2% | $9.51 | — | — | COM | 92912X101 |
| VBK | VANGUARD INDEX FUNDS - VANGUARD SMALL-CAP GROWTH ETF | 24,595 | $5.286M | 0.2% | $214.92 | — | — | COM | 922908595 |
| — | VISTAS MEDIA ACQ CORP; TNT ACQ DT: 2/7/2021; CASH: $10.00 | 498,163 | $5.031M | 0.2% | $10.10 | — | — | COM | 92840T206 |
| — | LGL SYSTEMS ACQ CORP; TNT ACQ DT: 11/7/2021; CASH: $10.00 | 499,650 | $5.006M | 0.2% | $10.02 | — | — | COM | 50201G106 |
| — | EATON VANCE CA MUNI INC TRST | 365,469 | $4.861M | 0.2% | $13.30 | — | — | COM | 27826F101 |
| — | BLACKROCK MUNIHOLDINGS IN II | 380,243 | $4.844M | 0.2% | $12.74 | — | — | COM | 09254C107 |
| — | JOHN HANCOCK TAX-ADV GLOBAL SHRHLDR YIELD | 950,012 | $4.836M | 0.2% | $5.09 | — | — | COM | 41013p749 |
| — | EAST STONE ACQ CORP; TNT ACQ DT: 5/20/20; CASH: $10.00 | 482,825 | $4.756M | 0.2% | $9.85 | — | — | COM | G2911D108 |
| ALUS | ALUSSA ENERGY ACQ CORP; TNT ACQ DT: 11/26/2021; CASH: $10.00 | 474,963 | $4.716M | 0.2% | $9.93 | — | — | COM | G0232J101 |
| — | SC HEALTH ACQ CORP; TNT ACQ DT: 01/12/2021; CASH: $10.00 | 452,217 | $4.558M | 0.2% | $10.08 | — | — | COM | g78516203 |
| — | NUVEEN CALIFORNIA DVD ADVANTAGE MUNI FD | 271,692 | $3.956M | 0.1% | $14.56 | — | — | COM | 67066Y105 |
| — | ABERDEEN EMERGING MARKETS EQUITY INCOME FUND INC | 589,195 | $3.818M | 0.1% | $6.48 | — | — | COM | 00301w105 |
| XXCHNXX | CHINA FD INC COM | 150,622 | $3.793M | 0.1% | $25.18 | — | — | COM | 169373107 |
| — | TEMPLETON DRAGON FD INC COM | 154,128 | $3.38M | 0.1% | $21.93 | — | — | COM | 88018T101 |
| — | BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND | 246,715 | $3.308M | 0.1% | $13.41 | — | — | COM | 09254P108 |
| — | E.MERGE TECH ACQ CORP; TNT ACQ DT: 7/31/22; CASH: $10.00 | 330,000 | $3.229M | 0.1% | $9.78 | — | — | COM | 26873Y104 |
| — | GENERAL AMERN INVS INC COM | 95,051 | $3.227M | 0.1% | $33.95 | — | — | COM | 368802104 |
| — | BLACKROCK FL MUNI 2020 TERM | 215,378 | $3.175M | 0.1% | $14.74 | — | — | COM | 09250m109 |
| — | TAIWAN FD INC COM | 137,233 | $3.16M | 0.1% | $23.03 | — | — | COM | 874036106 |
| — | WESTERN ASSET PREMIER BOND | 228,110 | $2.947M | 0.1% | $12.92 | — | — | COM | 957664105 |
| — | TEKLA HEATHCARE INVESTORS | 138,313 | $2.852M | 0.1% | $20.62 | — | — | COM | 87911J103 |
| — | NEUBERGER BERMAN NY INTMD MU | 238,016 | $2.771M | 0.1% | $11.64 | — | — | COM | 64124k102 |
| NXDT | NEXPOINT CR STRATEGIES FD COM NEW | 301,861 | $2.614M | 0.1% | $8.66 | — | — | COM | 65340G205 |
| XNYVX | NUVEEN NY MUNI VALUE FUND 2 | 168,961 | $2.501M | 0.1% | $14.80 | — | — | COM | 670706100 |
| — | CHURCHILL CAPITAL CORP IV ACQ CORP; TNT ACQ DT: 7/29/22; CASH: $10.00 | 250,000 | $2.445M | 0.1% | $9.78 | — | — | COM | 171439102 |
| — | BLACKROCK NEW YORK MUN II | 172,128 | $2.341M | 0.1% | $13.60 | — | — | COM | 09249R102 |
| XMQTX | BLACKROCK MUNIYIELD QUAL II | 178,560 | $2.336M | 0.1% | $13.08 | — | — | COM | 09254G108 |
| — | MORGAN STANLEY INDIA INVS FD COM | 133,732 | $2.32M | 0.1% | $17.35 | — | — | COM | 61745C105 |
| — | NUVEEN INTER DURATION MN TMFD COM | 171,358 | $2.289M | 0.1% | $13.36 | — | — | COM | 670671106 |
| — | ALLIANCEBERNSTEIN NATL MUNI IN COM | 154,395 | $2.152M | 0.1% | $13.94 | — | — | COM | 01864u106 |
| ACWX | ISHARES TR MSCI ACWI EX US | 41,755 | $1.92M | 0.1% | $45.98 | — | — | COM | 464288240 |
| — | CHARDAN HEALTHCARE ACQ 2 CORP; TNT ACQ DT: 4/28/22 | 187,863 | $1.839M | 0.1% | $9.79 | — | — | COM | 15957T107 |
| — | EATON VANCE NY MUNICIPAL INC | 143,259 | $1.834M | 0.1% | $12.80 | — | — | COM | 27826w104 |
| — | STABLE ROAD ACQ CORP; TNT ACQ DT: 5/7/21; CASH: $10.00 | 163,465 | $1.648M | 0.1% | $10.08 | — | — | COM | 85236Q109 |
| — | HUDSON EXECUTIVE INVESTMENT CORP; TNT ACQ DT: 06/11/2022; CASH: $10.00 | 161,500 | $1.588M | 0.1% | $9.83 | — | — | COM | 443761101 |
| BSN/U | BROADSTONE ACQ CORP UNIT; TNT ACQ DT: 9/11/2022; CASH: $10.00 | 150,000 | $1.496M | 0.1% | $9.97 | — | — | COM | G1739V118 |
| — | LIVE OAK ACQ CORP; TNT ACQ DT: 5/8/22; CASH: $10.00 | 147,870 | $1.491M | 0.1% | $10.08 | — | — | COM | 53804F103 |
| — | INDUSTRIAL TECH ACQ CORP UNIT; TNT ACQ DT: 12/9/2021; CASH: $10.10 | 138,742 | $1.387M | 0.1% | $10.00 | — | — | COM | 456357201 |
| — | BLACKROCK CORE BD TR SHS BEN INT | 88,209 | $1.381M | 0.0% | $15.66 | — | — | COM | 09249E101 |
| — | BURGUNDY TECH ACQ CORP UNIT; TNT ACQ DT: 2/27/22 ;CASH: $10.05 | 136,375 | $1.358M | 0.0% | $9.96 | — | — | COM | G1702T132 |
| — | EUROPEAN EQUITY FUND COM | 143,059 | $1.353M | 0.0% | $9.46 | — | — | COM | 298768102 |
| EEM | ISHARES TR MSCI EMG MKT ETF | 30,466 | $1.343M | 0.0% | $44.08 | — | — | COM | 464287234 |
| — | HANCOCK JOHN INCOME SECS TR COM | 86,054 | $1.303M | 0.0% | $15.14 | — | — | COM | 410123103 |
| — | AMPLITUDE HEALTHCARE ACQ CORP; TNT ACQ DT: 11/20/21; CASH: $10.00 | 131,050 | $1.301M | 0.0% | $9.93 | — | — | COM | 03212A105 |
| — | TRI CONTL CORP COM | 50,107 | $1.299M | 0.0% | $25.92 | — | — | COM | 895436103 |
| QUAL | ISHARES EDGE MSCI USA QUALITY | 12,460 | $1.293M | 0.0% | $103.77 | — | — | COM | 46432F339 |
| EWJ | ISHARES MSCI JAPAN ETF | 20,875 | $1.233M | 0.0% | $59.07 | — | — | COM | 46434G822 |
| — | D8 ACQ CORP; TNT ACQ DT: 7/15/2022; CASH: $10.00 | 114,100 | $1.115M | 0.0% | $9.77 | — | — | COM | G2614K110 |
| — | RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND | 53,312 | $1.088M | 0.0% | $20.41 | — | — | COM | 76883F108 |
| — | FINSERV ACQ CORP; TNT ACQ DT: 10/31/21 ; CASH: $10.00 | 106,250 | $1.066M | 0.0% | $10.03 | — | — | COM | 318085107 |
| ACWI | ISHARES MSCI ACWI INDEX FUND | 13,223 | $1.057M | 0.0% | $79.94 | — | — | COM | 464288257 |
| — | BLACKROCK MUNIYIELD CALI FD | 73,991 | $1.025M | 0.0% | $13.85 | — | — | COM | 09254M105 |
| — | VOYA INTL HIGH DIVID EQTY INC COM | 228,306 | $1.011M | 0.0% | $4.43 | — | — | COM | 92912Y109 |
| — | PROPERTY SOLUTIONS ACQ CORP UNIT; TNT ACQ DT: 4/22/2022; CASH: $10.00 | 100,000 | $1.009M | 0.0% | $10.09 | — | — | COM | 74348Q207 |
| — | RIVERNORTH MANAGED DURATION | 59,977 | $1.002M | 0.0% | $16.71 | — | — | COM | 76882H105 |
| — | CIIG ACQ CORP; TNT ACQ DT: 12/13/21; CASH: $10.00 | 99,350 | $995K | 0.0% | $10.02 | — | — | COM | 12559C103 |
| — | CAPSTAR SPECIAL ACQ CORP; TNT ACQ DT: 7/2/2022; CASH: $10.00 | 100,000 | $983K | 0.0% | $9.83 | — | — | COM | 14070Y101 |
| — | NEWHOLD ACQ CORP; TNT ACQ DT: 7/31/22; CASH: $10.00 | 100,000 | $975K | 0.0% | $9.75 | — | — | COM | 651448102 |
| — | GIGCAPITAL ACQ CORP III UNIT; TNT ACQ DT: ; CASH: $10.10 | 86,500 | $895K | 0.0% | $10.35 | — | — | COM | 37519D206 |
| IEUR | ISHARES TR CORE MSCI EURO | 19,254 | $861K | 0.0% | $44.72 | — | — | COM | 46434V738 |
| — | ABERDEEN GLOBAL DYNAMIC DIVIDEND FUND | 90,392 | $833K | 0.0% | $9.22 | — | — | COM | 00302M106 |
| — | SWISS HELVETIA FD INC COM | 99,066 | $820K | 0.0% | $8.28 | — | — | COM | 870875101 |
| — | YUNHONG ACQ CORP; TNT ACQ DT: 2/18/21; CASH: $10.00 | 81,775 | $807K | 0.0% | $9.87 | — | — | COM | G98882106 |
| — | INVESCO BD FD COM | 38,008 | $761K | 0.0% | $20.02 | — | — | COM | 46132L107 |
| — | AMPLITUDE HEALTHCARE ACQ CORP UNIT; TNT ACQ DT: 11/20/21; CASH: $10.00 | 74,002 | $755K | 0.0% | $10.20 | — | — | COM | 03212A204 |
| — | UNION II ACQ CORP; TNT ACQ DT: 4/18/2021; CASH: $10.00 | 73,240 | $727K | 0.0% | $9.93 | — | — | COM | G9402Q100 |
| — | LONGVIEW ACQ CORP; TNT ACQ DT: 5/20/22; CASH; $10.00 | 73,774 | $724K | 0.0% | $9.81 | — | — | COM | 543195101 |
| ACND/U | ASCENDANT DIGITAL ACQ CORP; TNT ACQ DT: 7/24/2022; CASH: $10 | 67,850 | $714K | 0.0% | $10.52 | — | — | COM | G05155125 |
| — | BLACKROCK FLORIDA MUNI IN TR | 54,117 | $701K | 0.0% | $12.95 | — | — | COM | 09248H105 |
| — | AGBA ACQ CORP; TNT ACQ DT: 2/16/21; CASH: $10.00 | 64,710 | $672K | 0.0% | $10.38 | — | — | COM | G0120M109 |
| — | VANECK VECTORS ETF TR AMT FREE SHORT M | 37,143 | $670K | 0.0% | $18.04 | — | — | COM | 92189f528 |
| — | FIRST TR ENHANCED EQTY INC FD COM | 42,768 | $648K | 0.0% | $15.15 | — | — | COM | 337318109 |
| — | BRILLIANT ACQ CORP; TNT ACQ DT: 6/24/21; CASH: $10.00 | 57,908 | $565K | 0.0% | $9.76 | — | — | COM | G1643W111 |
| — | NEUBERGER BERMAN CA INT MUNI | 41,922 | $542K | 0.0% | $12.93 | — | — | COM | 64123c101 |
| HD | HOME DEPOT INC COM | 1,800 | $500K | 0.0% | $277.78 | — | — | COM | 437076102 |
| IEV | ISHARES TR EUROPE ETF | 10,795 | $452K | 0.0% | $41.87 | — | — | COM | 464287861 |
| SPY | SPDR S&P 500 ETF TR TR UNIT | 1,300 | $435K | 0.0% | $334.62 | — | — | COM | 78462F103 |
| — | MANNING & NAPIER, INC. | 100,000 | $427K | 0.0% | $4.27 | — | — | COM | 56382q102 |
| AGG | ISHARES LEHMAN AGG BOND FUND | 3,425 | $404K | 0.0% | $117.96 | — | — | COM | 464287226 |
| — | E.MERGE TECH ACQ CORP; TNT ACQ DT: 7/31/22; CASH: $10.00 | 40,000 | $403K | 0.0% | $10.07 | — | — | COM | 26873Y203 |
| — | NUVEEN PA INVT QUALITY MUN FD COM | 28,500 | $383K | 0.0% | $13.44 | — | — | COM | 670972108 |
| NBAC | NEWBORN ACQ CORP; TNT ACQ DT: 10/26/2021; CASH: $10.00 | 36,714 | $364K | 0.0% | $9.91 | — | — | COM | G6463T106 |
| — | GALILEO ACQ CORP; TNT ACQ DT: 10/18/21; CASH: $10.00 | 34,650 | $343K | 0.0% | $9.90 | — | — | COM | G3770A102 |
| DIS | DISNEY WALT CO COM DISNEY | 2,515 | $312K | 0.0% | $124.06 | — | — | COM | 254687106 |
| — | INVESCO PA VALUE MUN INCOME TR COM | 24,659 | $302K | 0.0% | $12.25 | — | — | COM | 46132K109 |
| XMUIX | BLACKROCK MUNI INTER DR FD INC COM | 20,698 | $290K | 0.0% | $14.01 | — | — | COM | 09253X102 |
| — | EAST STONE ACQ CORP; TNT ACQ DT: 5/20/20; CASH: $10.00 | 27,777 | $282K | 0.0% | $10.15 | — | — | COM | G2911D124 |
| — | TUSCAN HOLDINGS II ACQ CORP; TNT ACQ DT: 4/12/21; CASH $10.00 | 27,700 | $276K | 0.0% | $9.96 | — | — | COM | 90070a103 |
| XEGFX | BLACKROCK ENHANCED GOVT FD INC COM | 19,794 | $265K | 0.0% | $13.39 | — | — | COM | 09255K108 |
| — | BLACKROCK MUNIHOLDINGS NEW JERSEY INSURED | 18,900 | $257K | 0.0% | $13.60 | — | — | COM | 09254X101 |
| — | NUVEEN MICH QUALITY INCOME MUN COM | 16,500 | $234K | 0.0% | $14.18 | — | — | COM | 670979103 |
| — | EAST RESOURCES ACQ CORP UNIT; TNT ACQ DT: 07/23/2022; CASH: $10.00 | 20,000 | $202K | 0.0% | $10.10 | — | — | COM | 274681204 |
| — | NUVEEN CALIFORNIA AMT-FREE | 11,073 | $169K | 0.0% | $15.26 | — | — | COM | 670651108 |
| TMPOQ | ACE CONVERGENCE ACQ CORP; TNT ACQ DT: 01/30/2022; CASH: $10.00 | 16,600 | $162K | 0.0% | $9.76 | — | — | COM | G0083D120 |
| — | DWS STRATEGIC MUNI INCOME TR | 13,100 | $142K | 0.0% | $10.84 | — | — | COM | 23342Q101 |
| — | CORNERSTONE STRATEGIC VALUE | 10,035 | $111K | 0.0% | $11.06 | — | — | COM | 21924b302 |
| XFDEX | FIRST TR DYNAMIC EUROPE EQT FD COM SHS | 10,480 | $105K | 0.0% | $10.02 | — | — | COM | 33740D107 |
| — | LIBERTY ALL-STAR GROWTH FD | 12,500 | $89,000 | 0.0% | $7.12 | — | — | COM | 529900102 |
| — | BLACKROCK RES & COMM STRAT TR SHS | 10,000 | $60,000 | 0.0% | $6.00 | — | — | COM | 09257A108 |