Karpus Management, Inc. Diversified Active

CIK: 0001048703 · Show all filings

Period: Q4 2020 (← Previous) (Next →)

Filing Date: Feb 16, 2021

Total Value ($000): $3,182,394 (100.0% shares, 0.0% debt)

Holdings (220)

— NUVEEN NY AMT FREE MUN INCOME COM 4.9%
Value ($000) $157,244 Shares 11,621,865 Est. Cost $12.50 Unrealized —
— NUVEEN DIVID ADVANTAGE MUN FD COM 3.5%
Value ($000) $110,813 Shares 7,209,720 Est. Cost $13.70 Unrealized —
VOO VANGUARD INDEX FDS S&P 500 ETF SH 3.3%
Value ($000) $105,947 Shares 308,263 Est. Cost $295.80 Unrealized —
— DUFF & PHELPS UTILITY & CORPORATE BOND TR 3.2%
Value ($000) $103,425 Shares 10,321,868 Est. Cost $8.83 Unrealized —
VB VANGUARD INDEX FDS SMALL CP ETF 2.9%
Value ($000) $91,262 Shares 468,779 Est. Cost $121.75 Unrealized —
VWO VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 2.6%
Value ($000) $83,352 Shares 1,663,371 Est. Cost $42.27 Unrealized —
VUG VANGUARD GROWTH ETF 2.6%
Value ($000) $83,028 Shares 327,733 Est. Cost $161.52 Unrealized —
IVV ISHARES CORE S&P500 ETF 2.4%
Value ($000) $77,722 Shares 207,044 Est. Cost $257.91 Unrealized —
BLV VANGUARD BD INDEX FD INC LONG TERM BOND 2.4%
Value ($000) $76,892 Shares 701,313 Est. Cost $109.87 Unrealized —
— BLACKROCK MUNIYIELD INSURED 2.3%
Value ($000) $72,083 Shares 4,988,470 Est. Cost $12.47 Unrealized —
— CHURCHILL CAPITAL CORP IV ACQ CORP; TNT ACQ DT: 7/29/22; CASH: $10.00 2.2%
Value ($000) $70,368 Shares 7,029,750 Est. Cost $10.00 Unrealized —
— EATON VANCE MUN BD FD COM 2.2%
Value ($000) $69,658 Shares 5,121,880 Est. Cost $12.31 Unrealized —
— WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT 2.2%
Value ($000) $69,015 Shares 5,059,726 Est. Cost $11.40 Unrealized —
XBFZX BLACKROCK CALIFORNIA MUNICIPAL INCOME TR 2.0%
Value ($000) $62,360 Shares 4,382,307 Est. Cost $13.38 Unrealized —
— ROMAN DBDR TECH ACQ CORP; TNT ACQ DT: 5/6/2022; CASH: $10.20 1.8%
Value ($000) $56,455 Shares 5,584,123 Est. Cost $10.11 Unrealized —
IWB ISHARES RUSSELL 1000 ETF 1.6%
Value ($000) $51,584 Shares 243,505 Est. Cost $178.78 Unrealized —
— DWS MUNICIPAL INCOME TRUST 1.4%
Value ($000) $45,972 Shares 3,952,900 Est. Cost $10.83 Unrealized —
VGK VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF 1.4%
Value ($000) $45,658 Shares 757,935 Est. Cost $54.38 Unrealized —
— PROPERTY SOLUTIONS ACQ CORP; TNT ACQ DT: 4/22/2022; CASH: $10.00 1.3%
Value ($000) $42,261 Shares 4,226,050 Est. Cost $9.85 Unrealized —
— ALLIANZGI ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUND 1.3%
Value ($000) $40,389 Shares 1,531,609 Est. Cost $19.83 Unrealized —
— GABELLI DIVD & INCOME TR COM 1.2%
Value ($000) $39,075 Shares 1,820,839 Est. Cost $17.65 Unrealized —
— FIRST TR ABERDEEN GLBL OPP FD COM SHS 1.1%
Value ($000) $35,522 Shares 3,367,002 Est. Cost $10.07 Unrealized —
VPL VANGUARD FTSE PACIFIC ETF 1.0%
Value ($000) $32,984 Shares 414,422 Est. Cost $59.06 Unrealized —
— GUGGENHEIM ENHNCD EQTY INCM FD COM 1.0%
Value ($000) $31,695 Shares 4,838,871 Est. Cost $5.97 Unrealized —
XHNWX PIONEER DIVERSIFIED HIGH INCOME TRUST 1.0%
Value ($000) $31,461 Shares 2,162,272 Est. Cost $13.48 Unrealized —
VTI VANGUARD INDEX FDS TOTAL STK MKT 1.0%
Value ($000) $31,441 Shares 161,533 Est. Cost $117.91 Unrealized —
— E.MERGE TECH ACQ CORP; TNT ACQ DT: 7/31/22; CASH: $10.00 1.0%
Value ($000) $31,106 Shares 3,040,617 Est. Cost $10.18 Unrealized —
GNRSQ GREENROSE ACQ CORP; TNT ACQ DT: 8/10/2021; CASH: $10.00 1.0%
Value ($000) $30,305 Shares 2,991,615 Est. Cost $9.85 Unrealized +0.2%
— SPARTACUS ACQ CORP; TNT ACQ DT: 7/15/2022; CASH: $10.15 0.9%
Value ($000) $29,978 Shares 2,979,909 Est. Cost $10.06 Unrealized —
— DTF TAX-FREE INCOME INC COM 0.9%
Value ($000) $29,967 Shares 2,011,212 Est. Cost $14.52 Unrealized —
— INVESCO VALUE MUN INCOME TR COM 0.9%
Value ($000) $29,371 Shares 1,876,711 Est. Cost $14.18 Unrealized —
XEVMX EATON VANCE CALIF MUN BD FD COM 0.9%
Value ($000) $28,916 Shares 2,460,952 Est. Cost $10.50 Unrealized —
BND VANGUARD BD INDEX FD INC TOTAL BND MRKT 0.9%
Value ($000) $27,776 Shares 314,955 Est. Cost $88.26 Unrealized —
— COHEN & STEERS QUAL INC RLTY 0.8%
Value ($000) $26,969 Shares 2,174,923 Est. Cost $9.04 Unrealized —
— BLACKROCK MUNIYIELD NY INSUR 0.8%
Value ($000) $26,483 Shares 1,992,696 Est. Cost $12.01 Unrealized —
ESGV VANGUARD ESG US STOCK ETF 0.8%
Value ($000) $26,238 Shares 373,918 Est. Cost $65.30 Unrealized —
— ALLIANZGI EQUITY & CONVERTIB 0.8%
Value ($000) $26,000 Shares 919,373 Est. Cost $19.68 Unrealized —
— SEAPORT GLOBAL ACQ CORP; TNT ACQ DT: 06/02/22 SH: $10.10 0.8%
Value ($000) $25,862 Shares 2,581,086 Est. Cost $10.02 Unrealized —
— BREEZE ACQ CORP; TNT ACQ DT: 11/23/2021; CASH: $10.15 0.8%
Value ($000) $23,932 Shares 2,357,848 Est. Cost $10.15 Unrealized —
— BLACKROCK MUNIHOLDINGS NY INSURED FD 0.7%
Value ($000) $23,108 Shares 1,637,720 Est. Cost $12.45 Unrealized —
— BLACKROCK ENHANCED GLOBAL DIVIDEND TRUST 0.7%
Value ($000) $22,065 Shares 2,022,453 Est. Cost $9.13 Unrealized —
XENWX EATON VANCE NEW YORK MUN BD FD COM 0.7%
Value ($000) $21,338 Shares 1,737,622 Est. Cost $11.48 Unrealized —
VBK VANGUARD INDEX FUNDS - VANGUARD SMALL-CAP GROWTH ETF 0.7%
Value ($000) $21,243 Shares 79,367 Est. Cost $246.56 Unrealized —
— VOYA GLBL EQTY DIV & PREM OPP COM 0.7%
Value ($000) $20,797 Shares 3,984,036 Est. Cost $5.07 Unrealized —
VEU VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US 0.6%
Value ($000) $20,333 Shares 348,407 Est. Cost $48.68 Unrealized —
— VISTAS MEDIA ACQ CORP; TNT ACQ DT: 2/7/2021; CASH: $10.00 0.6%
Value ($000) $20,279 Shares 2,009,847 Est. Cost $9.96 Unrealized —
VGT VANGUARD WORLD FDS INF TECH ETF 0.6%
Value ($000) $20,035 Shares 56,630 Est. Cost $274.24 Unrealized —
— FG NEW AMERICA ACQ CORP; TNT ACQ DT: 9/30/22; CASH: $10.25 0.6%
Value ($000) $19,873 Shares 1,952,184 Est. Cost $10.18 Unrealized —
EFG ISHARES MSCI EAFE GROWTH INX 0.6%
Value ($000) $19,621 Shares 194,439 Est. Cost $84.37 Unrealized —
— SOFTWARE ACQ CORP II; TNT ACQ DT: 3/14/2022; CASH $10.00 0.6%
Value ($000) $19,603 Shares 1,970,113 Est. Cost $9.95 Unrealized —
— EATON VANCE TX MGD DIV EQ INCM COM 0.6%
Value ($000) $19,273 Shares 1,573,302 Est. Cost $9.42 Unrealized —
— BLACKROCK ENHANCED INTERNATIONAL DIVIDEND TRUST 0.6%
Value ($000) $18,075 Shares 3,079,223 Est. Cost $4.74 Unrealized —
— EAST RESOURCES ACQ CORP; TNT ACQ DT: 07/23/2020; CASH: $10.00 0.6%
Value ($000) $18,013 Shares 1,774,720 Est. Cost $9.82 Unrealized —
— NUVEEN OHIO QUALITY INCOME MUN COM 0.5%
Value ($000) $17,193 Shares 1,098,229 Est. Cost $14.62 Unrealized —
— MFS GOVT MKTS INCOME TR SH BEN INT 0.5%
Value ($000) $16,808 Shares 3,661,980 Est. Cost $4.61 Unrealized —
— LIBERTY ALL STAR EQUITY FD SH BEN INT 0.5%
Value ($000) $16,539 Shares 2,396,891 Est. Cost $5.40 Unrealized —
— ROYCE MICRO-CAP TRUST INC 0.5%
Value ($000) $16,279 Shares 1,608,558 Est. Cost $10.12 Unrealized —
— EATON VANCE TX ADV GLBL DIV FD COM 0.5%
Value ($000) $16,162 Shares 885,588 Est. Cost $12.41 Unrealized —
VSGX VANGUARD ESG INTERNATIONAL STOCK ETF 0.5%
Value ($000) $16,008 Shares 270,085 Est. Cost $59.27 Unrealized —
— CITIC CAPITAL ACQ CORP; TNT ACQ DT: 2/11/2022; CASH: $10.00 0.5%
Value ($000) $15,849 Shares 1,512,342 Est. Cost $10.01 Unrealized —
— LIONHEART ACQ CORP II; TNT ACQ DT: 2/13/2022; CASH: $10.00 0.5%
Value ($000) $15,548 Shares 1,542,435 Est. Cost $10.08 Unrealized —
— GABELLI HLTHCARE & WELLNESS TR SHS 0.5%
Value ($000) $15,519 Shares 1,298,701 Est. Cost $10.58 Unrealized —
— HUDSON EXECUTIVE INVESTMENT CORP; TNT ACQ DT: 06/11/2022; CASH: $10.00 0.5%
Value ($000) $15,463 Shares 1,430,473 Est. Cost $10.70 Unrealized —
— MFS INTER INCOME TR SH BEN INT 0.5%
Value ($000) $15,425 Shares 4,048,556 Est. Cost $3.60 Unrealized —
— RIVERNORTH MANAGED DURATION 0.4%
Value ($000) $14,012 Shares 787,215 Est. Cost $17.72 Unrealized —
SUB ISHARES SHORT TERM NATIONAL MUNI BOND 0.4%
Value ($000) $14,011 Shares 129,604 Est. Cost $106.59 Unrealized —
— ATLANTIC STREET ACQ CORP; TNT ACQ DT: 10/2/2022; CASH $10.00 0.4%
Value ($000) $13,726 Shares 1,361,734 Est. Cost $10.08 Unrealized —
— MEREDIA ACQ CORP; TNT ACQ DT: 11/5/21; CASH: $10.00 0.4%
Value ($000) $13,366 Shares 1,310,356 Est. Cost $9.86 Unrealized —
— EDOC ACQ CORP; TNT ACQ DT: 11/10/2021; CASH: $10.17 0.4%
Value ($000) $12,842 Shares 1,254,075 Est. Cost $10.24 Unrealized —
— FUSION ACQ CORP; TNT ACQ DT: 12/26/2021; CASH: $10.00 0.4%
Value ($000) $12,209 Shares 1,080,399 Est. Cost $10.18 Unrealized —
VEA VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 0.4%
Value ($000) $12,131 Shares 256,960 Est. Cost $47.21 Unrealized —
— NEW GERMANY FD INC COM 0.4%
Value ($000) $12,065 Shares 634,021 Est. Cost $15.01 Unrealized —
— RIVERNORTH MARKETPLACE LENDING CORPORATION 0.4%
Value ($000) $12,065 Shares 727,256 Est. Cost $15.55 Unrealized —
— NUVEEN NY DIVID ADVNTG MUN FD COM 0.4%
Value ($000) $11,809 Shares 834,586 Est. Cost $12.38 Unrealized —
— EATON VANCE TAX MNGD GBL DV EQ COM 0.4%
Value ($000) $11,389 Shares 1,298,609 Est. Cost $6.38 Unrealized —
SHM SPDR SER TR NUVN BR SHT MUNI 0.4%
Value ($000) $11,158 Shares 224,104 Est. Cost $49.69 Unrealized —
— NEW BEGINNINGS ACQ CORP; TNT ACQ DT: 10/30/2021; CASH: $10.10 0.3%
Value ($000) $11,040 Shares 1,100,737 Est. Cost $10.03 Unrealized —
— ABERDEEN TOTAL DYNAMIC DIVID 0.3%
Value ($000) $10,935 Shares 1,235,634 Est. Cost $10.73 Unrealized —
— NUVEEN AMT-FREE MUN INCOME FD COM 0.3%
Value ($000) $10,693 Shares 708,127 Est. Cost $13.00 Unrealized —
— INVESCO TRUST FOR INVESTMENT GRADE NEW YORK MUNICIPALS 0.3%
Value ($000) $10,559 Shares 809,109 Est. Cost $12.42 Unrealized —
— PTK ACQ CORP; TNT ACQ DT: 01/15/2022; CASH: $10.00 0.3%
Value ($000) $10,223 Shares 1,008,221 Est. Cost $9.90 Unrealized —
— NUVEEN CORE EQUITY ALPHA FUND COM 0.3%
Value ($000) $10,212 Shares 725,769 Est. Cost $12.32 Unrealized —
XMVFX BLACKROCK MUNIVEST FUND 0.3%
Value ($000) $10,016 Shares 1,089,828 Est. Cost $8.68 Unrealized —
— JOHN HANCOCK T/A DVD INCOME 0.3%
Value ($000) $9,960 Shares 473,364 Est. Cost $17.94 Unrealized —
— INDUSTRIAL TECH ACQ CORP; TNT ACQ DT: 12/9/2021; CASH: $10.10 0.3%
Value ($000) $9,757 Shares 962,195 Est. Cost $10.14 Unrealized —
— BLACKROCK SCIENCE AND TECHNOLOGY TRUST II 0.3%
Value ($000) $9,751 Shares 268,042 Est. Cost $16.69 Unrealized —
— BURGUNDY TECH ACQ CORP; TNT ACQ DT: 2/27/22; CASH: $10.05 0.3%
Value ($000) $9,748 Shares 936,407 Est. Cost $10.41 Unrealized —
XJEQX ABERDEEN JAPAN EQUITY FUND INC 0.3%
Value ($000) $9,718 Shares 1,028,325 Est. Cost $7.40 Unrealized —
EWC ISHARES MSCI CDA ETF 0.3%
Value ($000) $9,176 Shares 297,535 Est. Cost $25.83 Unrealized —
— INVESCO QUALITY MUNI INC TRST COM 0.3%
Value ($000) $9,166 Shares 702,892 Est. Cost $11.71 Unrealized —
— MALACCA STRAITS ACQ CORP; TNT ACQ DT: 01/17/2022; CASH: $10.00 0.3%
Value ($000) $9,126 Shares 920,923 Est. Cost $9.78 Unrealized —
— JAPAN SMALLER CAPTLZTN FD INC COM 0.3%
Value ($000) $9,076 Shares 1,003,943 Est. Cost $9.33 Unrealized —
— BLACKROCK ENH CAP & INC FD INC COM 0.3%
Value ($000) $8,959 Shares 514,866 Est. Cost $12.99 Unrealized —
— FG NEW AMERICA ACQ CORP UNIT; TNT ACQ DT: 9/30/22; CASH: $10.25 0.3%
Value ($000) $8,709 Shares 820,025 Est. Cost $10.62 Unrealized —
— EATON VANCE ENHANCED EQ INC FD COM 0.3%
Value ($000) $8,377 Shares 518,056 Est. Cost $12.30 Unrealized —
— EXECUTIVE NETWORK PARTNERING ACQ CORP; TNT ACQ DT: 9/16/22; CASH: $25.00 0.3%
Value ($000) $8,370 Shares 334,404 Est. Cost $25.03 Unrealized —
— EATON VANCE TAX ADVT DIV INCM COM 0.3%
Value ($000) $8,052 Shares 340,479 Est. Cost $16.83 Unrealized —
— TAILWIND ACQ CORP; TNT ACQ DT: 9/3/2022; CASH: $10.00 0.2%
Value ($000) $7,823 Shares 752,965 Est. Cost $10.39 Unrealized —
— ADAMS DIVERSIFIED EQUITY FD COM 0.2%
Value ($000) $7,792 Shares 450,684 Est. Cost $12.59 Unrealized —
— BLACKROCK MUNIENHANCED FUND 0.2%
Value ($000) $7,052 Shares 588,635 Est. Cost $11.02 Unrealized —
— WESTERN ASSET INTERMEDIATE 0.2%
Value ($000) $7,015 Shares 762,469 Est. Cost $9.06 Unrealized —
— WESTERN ASST MN PRT FD INC COM 0.2%
Value ($000) $6,565 Shares 439,146 Est. Cost $14.06 Unrealized —
— GREENVISION ACQ CORP; TNT ACQ DT: 11/19/20; CASH: $10.00 0.2%
Value ($000) $6,557 Shares 635,982 Est. Cost $9.78 Unrealized —
— NUVEEN MUNI 2021 TGT TRM FD 0.2%
Value ($000) $6,548 Shares 663,382 Est. Cost $9.42 Unrealized —
AGILQ LIV CAPITAL ACQ CORP; TNT ACQ DT: 9/11/21; CASH: $10.00 0.2%
Value ($000) $6,226 Shares 615,352 Est. Cost $9.74 Unrealized —
— INSIGHT SELECT INCOME FUND 0.2%
Value ($000) $6,184 Shares 289,496 Est. Cost $19.44 Unrealized —
— VOYA INFRASTRUCTURE INDUSTRIALS 0.2%
Value ($000) $5,992 Shares 581,706 Est. Cost $8.78 Unrealized —
— MFS INVT GRADE MUN TR SH BEN INT 0.2%
Value ($000) $5,977 Shares 609,876 Est. Cost $9.26 Unrealized —
— NUVEEN INT DUR QUAL MUN TRM FD COM 0.2%
Value ($000) $5,958 Shares 404,449 Est. Cost $12.99 Unrealized —
— BLACKROCK MUNIYLD MICH QLTY FD COM 0.2%
Value ($000) $5,641 Shares 387,154 Est. Cost $13.30 Unrealized —
— BLACKROCK NY MUNI INC QLTY TR COM 0.2%
Value ($000) $5,566 Shares 408,392 Est. Cost $12.96 Unrealized —
— VISTAS MEDIA ACQ CORP; TNT ACQ DT: 2/7/2021; CASH: $10.00 0.2%
Value ($000) $5,285 Shares 491,163 Est. Cost $10.10 Unrealized —
— PETRA ACQ CORP; TNT ACQ DT: 10/8/2021; CASH: $10.10 0.2%
Value ($000) $5,244 Shares 521,760 Est. Cost $10.05 Unrealized —
— ABERDEEN EMERGING MARKETS EQUITY INCOME FUND INC 0.2%
Value ($000) $5,099 Shares 624,925 Est. Cost $7.24 Unrealized —
ALUS ALUSSA ENERGY ACQ CORP; TNT ACQ DT: 11/26/2021; CASH: $10.00 0.1%
Value ($000) $4,691 Shares 466,276 Est. Cost $9.80 Unrealized —
— SC HEALTH ACQ CORP; TNT ACQ DT: 01/12/2021; CASH: $10.00 0.1%
Value ($000) $4,534 Shares 442,342 Est. Cost $9.99 Unrealized —
BSV VANGUARD BD INDEX FD INC SHORT TRM BOND 0.1%
Value ($000) $4,267 Shares 51,475 Est. Cost $81.30 Unrealized —
— GO ACQ CORP; TNT ACQ DT: 8/4/2022; CASH: $10.00 0.1%
Value ($000) $4,259 Shares 417,913 Est. Cost $10.19 Unrealized —
— LGL SYSTEMS ACQ CORP; TNT ACQ DT: 11/7/2021; CASH: $10.00 0.1%
Value ($000) $4,248 Shares 419,800 Est. Cost $9.91 Unrealized —
— FAST ACQ CORP; TNT ACQ DT: 8/22/22; CASH: $10.00 0.1%
Value ($000) $4,153 Shares 405,583 Est. Cost $10.24 Unrealized —
XXCHNXX CHINA FD INC COM 0.1%
Value ($000) $4,146 Shares 145,163 Est. Cost $20.53 Unrealized —
— INVESCO S&P 500 EQUAL WEIGHT ETF 0.1%
Value ($000) $4,116 Shares 32,275 Est. Cost $127.53 Unrealized —
— BROADSTONE ACQ CORP; TNT ACQ DT: 9/11/2022; CASH: $10.00 0.1%
Value ($000) $4,020 Shares 400,000 Est. Cost $10.05 Unrealized —
— INVESCO TR INVT GRADE MUNS COM 0.1%
Value ($000) $3,791 Shares 286,971 Est. Cost $12.03 Unrealized —
— OTR ACQ CORP UNIT; TNT ACQ DT: 5/17/2022; CASH: $10.25 0.1%
Value ($000) $3,615 Shares 344,567 Est. Cost $10.49 Unrealized —
— BLACKROCK CR ALLCTN INC TR COM 0.1%
Value ($000) $3,612 Shares 245,539 Est. Cost $11.66 Unrealized —
— TAIWAN FD INC COM 0.1%
Value ($000) $3,591 Shares 140,003 Est. Cost $20.07 Unrealized —
— NEUBERGER BERMAN NY INTMD MU 0.1%
Value ($000) $3,590 Shares 291,160 Est. Cost $11.75 Unrealized —
— SANDBRIDGE ACQ CORP; TNT ACQ DT: 9/15/2022; CASH: $10.00 0.1%
Value ($000) $3,586 Shares 352,654 Est. Cost $10.17 Unrealized —
— RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND 0.1%
Value ($000) $3,418 Shares 159,184 Est. Cost $21.12 Unrealized —
— BLACKROCK INS MUNI INCOME TR 0.1%
Value ($000) $3,387 Shares 223,237 Est. Cost $12.99 Unrealized —
EWJ ISHARES MSCI JAPAN ETF 0.1%
Value ($000) $3,369 Shares 49,870 Est. Cost $62.34 Unrealized —
— GENERAL AMERN INVS INC COM 0.1%
Value ($000) $3,358 Shares 90,289 Est. Cost $27.43 Unrealized —
— GOOD WORKS ACQ CORP; TNT ACQ DT: 7/20/2022; CASH: $10.00 0.1%
Value ($000) $3,319 Shares 333,546 Est. Cost $9.95 Unrealized —
— NAVSIGHT HOLDINGS, INC; TNT ACQ DT: 09/14/22; CASH: $10.00 0.1%
Value ($000) $3,315 Shares 331,200 Est. Cost $10.01 Unrealized —
NXDT NEXPOINT CR STRATEGIES FD COM NEW 0.1%
Value ($000) $3,175 Shares 301,811 Est. Cost $8.26 Unrealized —
— NEWHOLD ACQ CORP; TNT ACQ DT: 7/31/22; CASH: $10.00 0.1%
Value ($000) $3,072 Shares 306,919 Est. Cost $9.92 Unrealized —
— WESTERN ASSET PREMIER BOND 0.1%
Value ($000) $2,937 Shares 207,250 Est. Cost $11.27 Unrealized —
EWY ISHARES MSCI SOUTH KOREA IND 0.1%
Value ($000) $2,859 Shares 33,230 Est. Cost $86.04 Unrealized —
— MORGAN STANLEY INDIA INVS FD COM 0.1%
Value ($000) $2,757 Shares 129,999 Est. Cost $23.07 Unrealized —
— RECHARGE ACQ CORP; TNT ACQ DT: 10/05/22; CASH: $10.10 0.1%
Value ($000) $2,715 Shares 266,462 Est. Cost $10.19 Unrealized —
— LMP CAPITAL AND INCOME FUND INC 0.1%
Value ($000) $2,709 Shares 232,560 Est. Cost $11.65 Unrealized —
XNYVX NUVEEN NY MUNI VALUE FUND 2 0.1%
Value ($000) $2,461 Shares 165,921 Est. Cost $13.45 Unrealized —
— HPX ACQ CORP; TNT ACQ DT: 7/16/2022 CASH: $10.00 0.1%
Value ($000) $2,441 Shares 243,625 Est. Cost $10.02 Unrealized —
— NUVEEN INTER DURATION MN TMFD COM 0.1%
Value ($000) $2,378 Shares 171,358 Est. Cost $12.85 Unrealized —
— BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND 0.1%
Value ($000) $2,373 Shares 168,529 Est. Cost $13.16 Unrealized —
— YELLOWSTONE ACQ CORP; TNT ACQ DT: 01/26/22; CASH: $10.20 0.1%
Value ($000) $2,290 Shares 226,236 Est. Cost $10.12 Unrealized —
— ISHARES MSCI CHINA ETF 0.1%
Value ($000) $2,242 Shares 27,690 Est. Cost $80.97 Unrealized —
— YELLOWSTONE ACQ CORP UNIT; TNT ACQ DT: 1/21/2022 ;CASH $10.20 0.1%
Value ($000) $2,130 Shares 200,000 Est. Cost $10.65 Unrealized —
— BLACKROCK INCOME TR INC COM 0.1%
Value ($000) $2,088 Shares 344,017 Est. Cost $6.38 Unrealized —
ACWX ISHARES TR MSCI ACWI EX US 0.1%
Value ($000) $2,055 Shares 38,735 Est. Cost $39.48 Unrealized —
— EATON VANCE CA MUNI INC TRST 0.1%
Value ($000) $2,033 Shares 148,449 Est. Cost $11.96 Unrealized —
— CAPSTAR SPECIAL ACQ CORP; TNT ACQ DT: 7/2/2022; CASH: $10.00 0.1%
Value ($000) $1,932 Shares 190,308 Est. Cost $9.98 Unrealized —
— CHARDAN HEALTHCARE ACQ 2 CORP; TNT ACQ DT: 4/28/22 0.1%
Value ($000) $1,916 Shares 187,863 Est. Cost $9.93 Unrealized —
TMPOQ ACE CONVERGENCE ACQ CORP; TNT ACQ DT: 01/30/2022; CASH: $10.00 0.1%
Value ($000) $1,897 Shares 185,653 Est. Cost $10.18 Unrealized —
— ALLIANZGI NFJ DIVID INT & PREM COM 0.1%
Value ($000) $1,882 Shares 139,828 Est. Cost $13.46 Unrealized —
— BLACKROCK FLORIDA MUNI IN TR 0.1%
Value ($000) $1,851 Shares 138,577 Est. Cost $13.12 Unrealized —
— UNION II ACQ CORP; TNT ACQ DT: 4/18/2021; CASH: $10.00 0.1%
Value ($000) $1,801 Shares 173,215 Est. Cost $10.15 Unrealized —
GNRWQ GREENROSE ACQ CORP WARRANT; TNT ACQ DT: 8/10/2021; CASH: $10.00 0.1%
Value ($000) $1,798 Shares 1,806,115 Est. Cost $1.00 Unrealized —
— BLACKROCK MUNIHOLDINGS IN II 0.1%
Value ($000) $1,768 Shares 129,542 Est. Cost $11.91 Unrealized —
— BLACKROCK MUNIYIELD CA INSUR 0.1%
Value ($000) $1,754 Shares 117,225 Est. Cost $13.18 Unrealized —
— BLACKROCK MUNIYIELD CALI FD 0.1%
Value ($000) $1,732 Shares 117,087 Est. Cost $14.22 Unrealized —
— ALLIANCEBERNSTEIN NATL MUNI IN COM 0.1%
Value ($000) $1,610 Shares 111,667 Est. Cost $13.42 Unrealized —
— ATLANTIC STREET ACQ CORP UNIT; TNT ACQ DT: 10/2/2022; CASH $10.00 0.0%
Value ($000) $1,590 Shares 150,000 Est. Cost $10.60 Unrealized —
EEM ISHARES TR MSCI EMG MKT ETF 0.0%
Value ($000) $1,590 Shares 30,781 Est. Cost $36.71 Unrealized —
— BURGUNDY TECH ACQ CORP UNIT; TNT ACQ DT: 2/27/22 ;CASH: $10.05 0.0%
Value ($000) $1,541 Shares 136,625 Est. Cost $9.96 Unrealized —
— BLACKROCK MUNIHLDNGS CALI QLTY COM 0.0%
Value ($000) $1,534 Shares 102,287 Est. Cost $13.03 Unrealized —
— INDUSTRIAL TECH ACQ CORP UNIT; TNT ACQ DT: 12/9/2021; CASH: $10.10 0.0%
Value ($000) $1,491 Shares 138,742 Est. Cost $10.00 Unrealized —
— FIRST TR ENHANCED EQTY INC FD COM 0.0%
Value ($000) $1,439 Shares 81,694 Est. Cost $15.20 Unrealized —
— BLACKROCK NEW YORK MUN II 0.0%
Value ($000) $1,410 Shares 97,213 Est. Cost $12.62 Unrealized —
— INVESCO PA VALUE MUN INCOME TR COM 0.0%
Value ($000) $1,400 Shares 109,680 Est. Cost $12.62 Unrealized —
XPMAX PIONEER MUNI HI INC ADV TRST 0.0%
Value ($000) $1,222 Shares 104,930 Est. Cost $10.34 Unrealized —
— D8 ACQ CORP; TNT ACQ DT: 7/15/2022; CASH: $10.00 0.0%
Value ($000) $1,159 Shares 114,100 Est. Cost $9.77 Unrealized —
— RECHARGE ACQ CORP UNIT; TNT ACQ DT: 10/1/2022; CASH: $10.10 0.0%
Value ($000) $1,048 Shares 97,975 Est. Cost $10.70 Unrealized —
— IG ACQ CORP; TNT ACQ DT: 10/05/22 SH: $10.00 0.0%
Value ($000) $1,048 Shares 103,500 Est. Cost $10.13 Unrealized —
— MONTES ARCHIMEDES ACQ CORP UNIT; TNT ACT DT: 10/7/2022; CASH: $10.00 0.0%
Value ($000) $1,047 Shares 99,700 Est. Cost $10.50 Unrealized —
— YUNHONG ACQ CORP; TNT ACQ DT: 2/18/21; CASH: $10.00 0.0%
Value ($000) $964 Shares 97,032 Est. Cost $9.88 Unrealized —
IEUR ISHARES TR CORE MSCI EURO 0.0%
Value ($000) $944 Shares 18,404 Est. Cost $41.42 Unrealized —
— PROPERTY SOLUTIONS ACQ CORP UNIT; TNT ACQ DT: 4/22/2022; CASH: $10.00 0.0%
Value ($000) $922 Shares 83,600 Est. Cost $10.09 Unrealized —
— SWISS HELVETIA FD INC COM 0.0%
Value ($000) $877 Shares 98,109 Est. Cost $8.19 Unrealized —
— AMPLITUDE HEALTHCARE ACQ CORP; TNT ACQ DT: 11/20/21; CASH: $10.00 0.0%
Value ($000) $871 Shares 87,050 Est. Cost $9.55 Unrealized —
KSMT KISMET ACQ CORP; TNT ACQ DT: 08/05/2022; CASH: $10.00 0.0%
Value ($000) $868 Shares 85,925 Est. Cost $10.10 Unrealized —
QUAL ISHARES EDGE MSCI USA QUALITY 0.0%
Value ($000) $858 Shares 7,380 Est. Cost $101.00 Unrealized —
— INVESCO BD FD COM 0.0%
Value ($000) $812 Shares 37,283 Est. Cost $17.70 Unrealized —
— AMPLITUDE HEALTHCARE ACQ CORP UNIT; TNT ACQ DT: 11/20/21; CASH: $10.00 0.0%
Value ($000) $787 Shares 74,002 Est. Cost $10.06 Unrealized —
— HANCOCK JOHN INCOME SECS TR COM 0.0%
Value ($000) $771 Shares 48,991 Est. Cost $13.94 Unrealized —
— NUVEEN MICH QUALITY INCOME MUN COM 0.0%
Value ($000) $737 Shares 49,956 Est. Cost $14.56 Unrealized —
ACWI ISHARES MSCI ACWI INDEX FUND 0.0%
Value ($000) $716 Shares 7,893 Est. Cost $74.04 Unrealized —
— OTR ACQ CORP; TNT ACQ DT: 5/17/2022; CASH: $10.25 0.0%
Value ($000) $658 Shares 63,895 Est. Cost $10.30 Unrealized —
— VANECK VECTORS ETF TR AMT FREE SHORT M 0.0%
Value ($000) $640 Shares 35,343 Est. Cost $17.24 Unrealized —
— BRILLIANT ACQ CORP; TNT ACQ DT: 6/24/21; CASH: $10.00 0.0%
Value ($000) $580 Shares 57,908 Est. Cost $9.76 Unrealized —
— INVESCO ADVANTAGE MUNICIPAL IN SH BEN INT 0.0%
Value ($000) $573 Shares 50,449 Est. Cost $10.27 Unrealized —
— NEUBERGER BERMAN CA INT MUNI 0.0%
Value ($000) $570 Shares 41,922 Est. Cost $12.89 Unrealized —
— LANCADIA HOLDINGS ACQ CORP III; TNT ACQ DT: 10/9/2022; CASH: $10.00 0.0%
Value ($000) $559 Shares 50,000 Est. Cost $11.18 Unrealized —
ACND/U ASCENDANT DIGITAL ACQ CORP; TNT ACQ DT: 7/24/2022; CASH: $10 0.0%
Value ($000) $539 Shares 51,350 Est. Cost $10.52 Unrealized —
EMPW/U EMPOWER ACQ CORP UNIT; TNT ACT DT: 10/7/2022; CASH: $10.00 0.0%
Value ($000) $520 Shares 50,000 Est. Cost $10.40 Unrealized —
IEV ISHARES TR EUROPE ETF 0.0%
Value ($000) $517 Shares 10,795 Est. Cost $39.12 Unrealized —
SPY SPDR S&P 500 ETF TR TR UNIT 0.0%
Value ($000) $486 Shares 1,300 Est. Cost $321.86 Unrealized —
HD HOME DEPOT INC COM 0.0%
Value ($000) $478 Shares 1,800 Est. Cost $146.52 Unrealized +65.5%
DIS DISNEY WALT CO COM DISNEY 0.0%
Value ($000) $456 Shares 2,515 Est. Cost $107.86 Unrealized +30.0%
— PMV CONSUMER ACQ CORP; TNT ACQ DT: 9/21/2022; CASH: $10.00 0.0%
Value ($000) $450 Shares 44,349 Est. Cost $10.15 Unrealized —
— E.MERGE TECH ACQ CORP; TNT ACQ DT: 7/31/22; CASH: $10.00 0.0%
Value ($000) $426 Shares 40,000 Est. Cost $10.07 Unrealized —
AGG ISHARES LEHMAN AGG BOND FUND 0.0%
Value ($000) $405 Shares 3,425 Est. Cost $118.25 Unrealized —
— EATON VANCE MUNICIPAL INCOME 0.0%
Value ($000) $392 Shares 29,300 Est. Cost $11.98 Unrealized —
— GALILEO ACQ CORP; TNT ACQ DT: 10/18/21; CASH: $10.00 0.0%
Value ($000) $353 Shares 34,650 Est. Cost $9.90 Unrealized —
— NUVEEN PA INVT QUALITY MUN FD COM 0.0%
Value ($000) $340 Shares 23,500 Est. Cost $12.20 Unrealized —
XMQTX BLACKROCK MUNIYIELD QUAL II 0.0%
Value ($000) $329 Shares 23,515 Est. Cost $12.08 Unrealized —
XMUIX BLACKROCK MUNI INTER DR FD INC COM 0.0%
Value ($000) $308 Shares 20,698 Est. Cost $13.80 Unrealized —
— PETRA ACQ CORP UNIT; TNT ACQ DT: 10/8/2021; CASH $10.10 0.0%
Value ($000) $294 Shares 27,200 Est. Cost $10.81 Unrealized —
— AGBA ACQ CORP; TNT ACQ DT: 2/16/21; CASH: $10.00 0.0%
Value ($000) $275 Shares 26,093 Est. Cost $10.38 Unrealized —
SRE SEMPRA ENERGY COM 0.0%
Value ($000) $255 Shares 2,000 Est. Cost $54.48 Unrealized 0.0%
— SPARTACUS ACQUISITION CORPORATION 0.0%
Value ($000) $254 Shares 24,000 Est. Cost $10.58 Unrealized —
— BLACKROCK MUNIHOLDINGS NEW JERSEY INSURED 0.0%
Value ($000) $227 Shares 15,677 Est. Cost $13.21 Unrealized —
— MALLARD ACQ CORP; TNT ACQ DT: 4/24/2022; CASH: $10.00 0.0%
Value ($000) $179 Shares 17,981 Est. Cost $9.95 Unrealized —
— MONTES ARCHIMEDES ACQ CORP; TNT ACT DT: 10/7/2022; CASH: $10.00 0.0%
Value ($000) $170 Shares 16,724 Est. Cost $10.17 Unrealized —
— ALPHA HEALTHCARE ACQ CORP; TNT ACQ DT: 09/22/22; CASH: $10.00 0.0%
Value ($000) $144 Shares 14,199 Est. Cost $10.14 Unrealized —
— DWS STRATEGIC MUNI INCOME TR 0.0%
Value ($000) $131 Shares 11,450 Est. Cost $10.53 Unrealized —
— LIBERTY ALL-STAR GROWTH FD 0.0%
Value ($000) $103 Shares 12,500 Est. Cost $6.04 Unrealized —
— BROADSTONE ACQ CORP - WARRANT 0.0%
Value ($000) $74 Shares 66,479 Est. Cost $1.11 Unrealized —
— BLACKROCK RES & COMM STRAT TR SHS 0.0%
Value ($000) $74 Shares 10,000 Est. Cost $8.20 Unrealized —