CIK: 0001034546 · Show all filings
Period: Q3 2023 (← Previous) (Next →)
Filing Date: Nov 9, 2023
Total Value ($000): $1,141,897 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | TEMPLETON DRAGON FUND | 12,203,181 | $104,215 | 9.1% | $20.45 | — | COM | 88018T101 |
| — | MS CHINA A SHARE | 6,814,748 | $84,912 | 7.4% | $20.48 | — | COM | 617468103 |
| — | TAIWAN FUND | 2,799,375 | $83,925 | 7.3% | $16.94 | — | COM | 874036106 |
| — | ABRDN EMERGING MARKETS EQUITIES | 17,194,553 | $82,018 | 7.2% | $6.74 | — | COM | 00301W105 |
| — | MEXICO FUND | 3,390,091 | $55,835 | 4.9% | $15.02 | — | COM | 592835102 |
| — | NEUBERGER BERMAN ENERGY INFRAS & INCOME | 7,407,169 | $50,961 | 4.5% | $6.07 | — | COM | 64129H104 |
| KSA | ISHARES MSCI SAUDI ARABIA | 1,313,453 | $50,883 | 4.5% | $41.59 | — | ISHARES MSCI SAUDI ARABIA | 46434V423 |
| AAPL | APPLE INC | 280,494 | $48,023 | 4.2% | $161.20 | +12.5% | COM | 037833100 |
| EWT | ISHARES MSCI TAIWAN | 1,001,095 | $44,599 | 3.9% | $45.87 | — | MSCI TAIWAN ETF | 46434G772 |
| — | NEUBERGER BERMAN NEXT GEN | 3,761,505 | $39,195 | 3.4% | $15.14 | — | COMMON STOCK | 64133Q108 |
| — | TEMPLETON EMERGING MARKETS FD | 3,353,903 | $37,933 | 3.3% | $14.02 | — | COM | 880191101 |
| XXCHNXX | CHINA FUND INC. | 3,374,284 | $35,666 | 3.1% | $18.40 | — | COM | 169373107 |
| — | KOREA FUND | 1,685,599 | $35,448 | 3.1% | $34.28 | — | COM NEW | 500634209 |
| — | MS INDIA INVESTMENT | 1,435,129 | $32,075 | 2.8% | $19.38 | — | COM | 61745C105 |
| — | JAPAN SMALLER CAPITALIZATION FUND, INC | 4,447,382 | $31,621 | 2.8% | $9.31 | — | COM | 47109U104 |
| — | BLACKROCK INNOVATION & GROWTH TERM TRUST | 2,876,705 | $20,022 | 1.8% | $10.20 | — | SHS BEN INT | 09260Q108 |
| — | ASA GOLD AND PRECIOUS METALS LTD | 1,421,730 | $18,952 | 1.7% | $15.47 | — | SHS | G3156P103 |
| — | VOYA ASIA PACIFIC HIGH DIV FUND | 2,993,440 | $17,332 | 1.5% | $6.42 | — | COM | 92912J102 |
| — | VOYA EMERGING MARKETS HIGH INC | 3,181,983 | $15,687 | 1.4% | $5.34 | — | COM | 92912P108 |
| GOOGL | ALPHABET INC | 118,285 | $15,479 | 1.4% | $113.23 | +13.4% | CAP STK CL A | 02079K305 |
| — | PGIM SHORT DURATION HIGH YIELD | 883,724 | $12,805 | 1.1% | $15.36 | — | COM | 69355J104 |
| — | BLACKSTONE STRATEGIC CREDIT 2027 TERM | 1,040,208 | $11,432 | 1.0% | $11.26 | — | COM SHS BEN IN | 09257R101 |
| — | NEW GERMANY | 1,187,660 | $9,703 | 0.8% | $14.40 | — | COM | 644465106 |
| — | FIRST TRUST HIGH YIELD OPPORTUNITY | 691,753 | $9,214 | 0.8% | $13.69 | — | COM | 33741Q107 |
| XHIEX | MILLER/HOWARD HIGH DIVIDEND FUND | 885,247 | $8,782 | 0.8% | $9.18 | — | COM SHS BEN IN | 600379101 |
| KKR | KKR & CO INC | 137,428 | $8,466 | 0.7% | $32.07 | +86.4% | CL A | 48251W104 |
| — | BLACKROCK GLOBAL ENERGY RES. | 596,971 | $7,826 | 0.7% | $13.11 | — | COM | 09250U101 |
| — | PGIM GLOBAL HIGH YIELD FUND | 725,903 | $7,825 | 0.7% | $11.65 | — | COM | 69346J106 |
| — | BLACKROCK ESG CAPITAL ALLOCATION TERM TR | 491,672 | $7,272 | 0.6% | $14.18 | — | SHS BEN INT | 09262F100 |
| — | WESTERN ASSET DIVERSIFIED INCOME FUND | 532,800 | $7,054 | 0.6% | $14.91 | — | COM SHS BEN INT | 95790K109 |
| XHITX | INVESCO HIGH INCOME 2023 TARGET FUND | 1,004,630 | $6,842 | 0.6% | $7.48 | — | COM | 46135X108 |
| — | PGIM HIGH YIELD BOND FUND INC | 561,184 | $6,611 | 0.6% | $12.95 | — | COM | 69346H100 |
| EWZ | ISHARES MSCI BRAZIL- US | 213,109 | $6,538 | 0.6% | $33.96 | — | MSCI BRAZIL ETF | 464286400 |
| XBFZX | BLACKROCK CALIFORNIA MUNICIPAL | 617,585 | $6,355 | 0.6% | $12.06 | — | SH BEN INT | 09248E102 |
| MCHI | ISHARES MSCI CHINA ETF | 137,118 | $5,936 | 0.5% | $43.29 | — | MSCI CHINA ETF | 46429B671 |
| — | BLACKROCK HEALTH SCIENCES TERM TRUST | 357,207 | $5,147 | 0.5% | $20.24 | — | COM SHS | 09260E105 |
| — | TEMPLETON GLOBAL INCOME FUND | 1,269,542 | $4,900 | 0.4% | $4.21 | — | COM | 880198106 |
| CG | THE CARLYLE GROUP INC | 162,315 | $4,895 | 0.4% | $24.15 | +23.1% | COM | 14316J108 |
| — | NUVEEN FLOATING RATE INCOME FUND | 531,802 | $4,366 | 0.4% | $8.21 | — | COM | 67072T108 |
| — | BROOKFIELD REAL ASSETS INCOME | 355,581 | $4,356 | 0.4% | $12.25 | — | SHS BEN INT | 112830104 |
| — | FIRST TRUST SENIOR FLOATING RATE INCOME | 415,950 | $4,160 | 0.4% | $9.91 | — | COM | 33733U108 |
| — | MAINSTAY CBRE GLOBAL INFRASTRUCTURE FUND | 348,386 | $4,104 | 0.4% | $13.12 | — | COM | 56064Q107 |
| XMIOX | PIONEER MUNICIPAL HIGH INCOME | 420,521 | $4,016 | 0.4% | $18.25 | — | COMMON STOCK | 723760104 |
| — | NUVEEN CREDIT STRATEGIES INCOME FUND | 793,163 | $4,013 | 0.4% | $5.08 | — | COM SHS | 67073D102 |
| — | BLACKROCK SCIENCE & TECHNOLOGY TERM TRUS | 225,172 | $3,715 | 0.3% | $19.75 | — | SHS BEN INT | 09260K101 |
| — | VOYA INFRASTRUCTURE INDUSTRIALS AND MAT | 373,209 | $3,519 | 0.3% | $9.78 | — | COM | 92912X101 |
| MSFT | MICROSOFT CORP | 10,919 | $3,448 | 0.3% | $262.21 | +23.8% | COM | 594918104 |
| BX | THE BLACKSTONE GROUP INC | 31,121 | $3,334 | 0.3% | $46.02 | +111.7% | COM CL A | 09260D107 |
| AMZN | AMAZON.COM INC | 25,315 | $3,218 | 0.3% | $124.94 | +7.2% | COM | 023135106 |
| — | BLACKROCK FLT RT INC | 241,483 | $2,912 | 0.3% | $10.91 | — | COM | 091941104 |
| — | ADAMS DIVERSIFIED EQUITY FUND | 166,051 | $2,763 | 0.2% | $14.57 | — | COM | 006212104 |
| — | WESTERN ASSET HIGH YIELD DEFINED OPPORTU | 227,736 | $2,617 | 0.2% | $11.59 | — | COM | 95768B107 |
| — | FRANKLIN LTD DURATION INCOME TRUST | 427,113 | $2,601 | 0.2% | $6.09 | — | COM | 35472T101 |
| — | MEXICO EQUITY & INCOME FUND INC | 274,855 | $2,584 | 0.2% | $9.79 | — | COM | 592834105 |
| — | ISHARES MSCI FRONTIER 100 ETF | 90,500 | $2,346 | 0.2% | $25.23 | — | MSCI FRONTIER | 464286145 |
| — | MFS HIGH YIELD MUNICIPAL TRU | 709,091 | $2,219 | 0.2% | $3.16 | — | SH BEN INT | 59318E102 |
| — | EATON VANCE LIMITED DURATION INCOME FUND | 233,055 | $2,107 | 0.2% | $9.04 | — | COM | 27828H105 |
| ARGT | GLOBAL X FTSE ARGENTINA 20 ETF | 50,000 | $2,064 | 0.2% | $20.86 | — | GB MSCI AR ETF | 37950E259 |
| XEVMX | EATON VANCE CALIFORNIA MUNICIPAL | 222,381 | $1,806 | 0.2% | $9.35 | — | COM | 27828A100 |
| — | APOLLO SENIOR FLOATING RATE FUND INC | 129,168 | $1,736 | 0.2% | $12.45 | — | COM | 037636107 |
| — | FEDERATED HERMES PREMIER MUNICIPAL INC | 180,874 | $1,733 | 0.2% | $10.37 | — | COM | 31423P108 |
| — | APOLLO TACTICAL INCOME FUND INC. | 111,376 | $1,489 | 0.1% | $11.91 | — | COM | 037638103 |
| — | WESTERN ASSET HIGH INCOME OPPORTUNITY | 403,530 | $1,469 | 0.1% | $3.74 | — | COM | 95766K109 |
| — | DTF TAX FREE INCOME INC | 136,353 | $1,455 | 0.1% | $12.72 | — | COM | 23334J107 |
| — | NUVEEN QUALITY MUNICIPAL INCOME | 136,191 | $1,381 | 0.1% | $13.21 | — | COM | 67066V101 |
| — | BLACKROCK MUNIYIELD QUALITY FUND III | 136,198 | $1,301 | 0.1% | $12.84 | — | COM | 09254E103 |
| — | TEKLA HEALTHCARE OPPORTUNITIES | 69,596 | $1,182 | 0.1% | $18.84 | — | SHS | 879105104 |
| — | GENERAL AMERICAN INVESTORS | 28,448 | $1,170 | 0.1% | $39.79 | — | COM | 368802104 |
| — | NUVEEN AMT-FREE MUNICIPAL INCOME FUND | 114,982 | $1,113 | 0.1% | $13.46 | — | COM | 670657105 |
| — | FIRST TRUST HIGH INCOME LONG/SHORT FUND | 102,040 | $1,094 | 0.1% | $10.84 | — | COM | 33738E109 |
| XMUIX | BLACKROCK MUNI INTERMEDIATE DURATION FUN | 103,574 | $1,051 | 0.1% | $12.41 | — | COM | 09253X102 |
| — | DWS MUNICIPAL INCOME TRUST | 129,929 | $1,000 | 0.1% | $10.54 | — | COM | 233368109 |
| VEU | VANGUARD FTSE ALL WORLD EX-US | 17,700 | $918 | 0.1% | $53.45 | — | ALLWRLD EX US | 922042775 |
| — | BLACKROCK DEBT STRATEGIES FUND INC | 89,037 | $914 | 0.1% | $8.91 | — | COM NEW | 09255R202 |
| — | EATON VANCE MUNICIPAL BOND FUND | 97,484 | $873 | 0.1% | $12.77 | — | COM | 27827X101 |
| — | GABELLI DIV & INCOME TRUST | 44,302 | $861 | 0.1% | $19.44 | — | COM | 36242H104 |
| INDA | ISHARES MSCI INDIA ETF | 18,611 | $823 | 0.1% | $44.24 | — | MSCI INDIA ETF | 46429B598 |
| — | CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY | 25,500 | $808 | 0.1% | $10.90 | — | COM | 18469P209 |
| XJEQX | ABRDN JAPAN EQUITY FUND INC | 148,291 | $793 | 0.1% | $8.20 | — | COM | 00306J109 |
| — | NUVEEN MULTI-ASSET INCOME FUND | 70,350 | $782 | 0.1% | $15.33 | — | COM | 670750108 |
| — | GLOBAL X NIGERIA INDEX ETF | 88,000 | $757 | 0.1% | $13.73 | — | GBL X MSCI NGR | 37954Y665 |
| — | MFS HIGH INCOME MUNICIPAL TRUST | 236,556 | $738 | 0.1% | $3.12 | — | SH BEN INT | 59318D104 |
| — | SWISS HELVETIA FUND INC | 87,318 | $667 | 0.1% | $8.36 | — | COM | 870875101 |
| — | NUVEEN MUNICIPAL CREDIT INCOME | 63,013 | $657 | 0.1% | $13.60 | — | COM SH BEN INT | 67070X101 |
| XMYDX | BLACKROCK MUNIYIELD FUND INC | 70,474 | $647 | 0.1% | $12.76 | — | COM | 09253W104 |
| — | BLACKROCK ENHANCED INTERNATIONAL | 124,200 | $620 | 0.1% | $5.09 | — | COM BENE INTER | 092524107 |
| — | COHEN & STEERS REAL ESTATE OPP | 47,290 | $617 | 0.1% | $13.53 | — | SHS BENFIN INT | 19249Q103 |
| — | WESTERN ASSET INVESTMENT GRADE DEFINED O | 38,692 | $612 | 0.1% | $16.62 | — | COM | 95790A101 |
| — | INVESCO QUALITY MUNICIPAL INCOME TRUST | 60,560 | $508 | 0.0% | $10.71 | — | COM | 46133G107 |
| — | IRSA INVERSIONES Y REPRESENTAC ADR | 80,178 | $470 | 0.0% | $10.75 | — | GLOBAL DEP RCPT | 450047204 |
| — | CENTRAL SECS CORP | 11,500 | $408 | 0.0% | $31.17 | — | COM | 155123102 |
| — | TEKLA HEALTHCARE INVESTORS | 22,140 | $344 | 0.0% | $17.35 | — | SH BEN INT | 87911J103 |
| — | WESTERN ASSET MANAGED MUNICIPALS FUND | 36,627 | $327 | 0.0% | $12.56 | — | COM | 95766M105 |
| — | CALAMOS LONG/SHORT EQUITY & DYNAMIC | 21,646 | $320 | 0.0% | $15.49 | — | COM | 12812C106 |
| — | EATON VANCE TAX-ADVANTAGED GLOBAL DIVIDE | 19,787 | $304 | 0.0% | $15.11 | — | COM | 27828S101 |
| XPMAX | PIONEER MUNICIPAL HIGH INCOME ADVANTAGE | 39,879 | $268 | 0.0% | $10.14 | — | COM | 723762100 |
| XNDPX | TORTOISE ENERGY INDEPENDENCE FUND | 7,884 | $250 | 0.0% | $31.67 | — | COM | 89148K200 |
| — | THORNBURG INCOME BUILDER TRUST | 13,122 | $192 | 0.0% | $14.64 | — | COM | 885213108 |
| IRS/WS | IRSA INVERSIONES Y REPRESENTAC WARRANT | 482,370 | $188 | 0.0% | $0.16 | — | *W EXP 05/25/202 | P5880C134 |
| — | ABRDN AUSTRALIA EQUITY FUND | 47,191 | $186 | 0.0% | $4.35 | — | COM | 003011103 |
| — | BLACKROCK RESOURCES AND COMMODITIES | 12,992 | $120 | 0.0% | $8.90 | — | SHS | 09257A108 |
| — | THE EUROPEAN EQUITY FUND INC | 12,000 | $95 | 0.0% | $8.67 | — | COM | 298768102 |