CIK: 0001076809 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Nov 14, 2014
Total Value ($000): $458,083 (96.6% shares, 3.4% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | CONCUR TECHNOLOGIES INC | 438,580 | $55,621 | 12.1% | $126.82 | — | COM | 206708109 |
| — | DRESSER-RAND GROUP INC | 383,247 | $31,526 | 6.9% | $82.26 | — | COM | 261608103 |
| — | BALLY TECHNOLOGIES INC | 359,772 | $29,034 | 6.3% | $80.70 | — | COM | 05874B107 |
| — | GLIMCHER RLTY TR | 1,878,125 | $25,430 | 5.6% | $13.54 | — | SH BEN INT | 379302102 |
| — | URS CORP NEW | 435,670 | $25,099 | 5.5% | $57.61 | — | COM | 903236107 |
| — | TIBCO SOFTWARE INC | 905,000 | $21,385 | 4.7% | $23.63 | — | COM | 88632Q103 |
| — | ANNIES INC | 455,024 | $20,886 | 4.6% | $45.90 | — | COM | 03600T104 |
| — | PEPCO HOLDINGS INC | 701,473 | $18,771 | 4.1% | $27.06 | — | COM | 713291102 |
| — | ATHLON ENERGY INC | 283,750 | $16,523 | 3.6% | $58.23 | — | COM | 047477104 |
| — | PROTECTIVE LIFE CORP | 199,554 | $13,851 | 3.0% | $69.33 | — | COM | 743674103 |
| — | TRW AUTOMOTIVE HLDGS CORP | 134,576 | $13,626 | 3.0% | $101.25 | — | COM | 87264S106 |
| — | MULTIMEDIA GAMES HLDG CO INC | 364,607 | $13,129 | 2.9% | $36.01 | — | COM | 625453105 |
| — | LEVY ACQUISITION CORP | 1,324,265 | $12,819 | 2.8% | $9.71 | — | COM | 52748T104 |
| — | CONVERSANT INC | 323,300 | $11,073 | 2.4% | $34.25 | — | COM | 21249J105 |
| — | INTERNATIONAL GAME TECHNOLOG | 597,927 | $10,087 | 2.2% | $16.87 | — | COM | 459902102 |
| — | GARNERO GROUP ACQUISITION CO | 957,862 | $9,579 | 2.1% | $10.00 | — | UNIT 99/99/99 | G5866L124 |
| — | COMPUWARE CORP | 858,747 | $9,111 | 2.0% | $10.61 | — | COM | 205638109 |
| — | AUXILIUM PHARMACEUTICALS INC | 6,500,000 | $8,614 | 1.9% | $1.33 | — | NOTE 1.500% 7/1 | 05334DAA5 |
| — | BOULEVARD ACQUISITION CORP | 883,331 | $8,568 | 1.9% | $9.80 | — | COM | 10157P104 |
| — | CAMBRIDGE CAP ACQUISITION CO | 873,569 | $8,552 | 1.9% | $9.66 | — | COM | 13215Q106 |
| — | HF2 FINL MGMT INC | 781,742 | $8,130 | 1.8% | $10.19 | — | CL A | 40421A104 |
| — | INTERNATIONAL RECTIFIER CORP | 193,512 | $7,593 | 1.7% | $39.24 | — | COM | 460254105 |
| — | GLOBAL DEFENSE & NATL SEC SY | 664,301 | $6,869 | 1.5% | $10.14 | — | COM | 37953N108 |
| — | TERRAPIN 3 ACQUISITION CORP | 513,811 | $5,164 | 1.1% | $10.05 | — | UNIT 06/27/2019 | 88104P203 |
| — | STERLITE INDS INDIA LTD | 5,100,000 | $5,082 | 1.1% | $1.00 | — | NOTE 4.000%10/3 | 859737AB4 |
| — | QUARTET MERGER CORP | 461,459 | $4,623 | 1.0% | $9.86 | — | COM | 747717106 |
| — | BANK KY FINL CORP | 98,500 | $4,554 | 1.0% | $46.23 | — | COM | 062896105 |
| — | LIN MEDIA LLC | 188,455 | $4,184 | 0.9% | $22.21 | — | CL A COM | 532771102 |
| — | MOVE INC | 192,434 | $4,033 | 0.9% | $20.96 | — | COM NEW | 62458M207 |
| — | MEDICAL ACTION INDS INC | 261,074 | $3,598 | 0.8% | $13.78 | — | COM | 58449L100 |
| — | MEASUREMENT SPECIALTIES INC | 41,279 | $3,534 | 0.8% | $85.83 | — | COM | 583421102 |
| — | MONTAGE TECHNOLOGY GROUP LTD | 168,554 | $3,521 | 0.8% | $20.69 | — | SHS | G6209T105 |
| — | SHIRE PLC | 13,400 | $3,471 | 0.8% | $259.03 | — | SPONSORED ADR | 82481R106 |
| — | SILVER EAGLE ACQUISITION COR | 315,715 | $3,138 | 0.7% | $9.93 | — | COM | 827694100 |
| — | DIRECTV | 35,600 | $3,080 | 0.7% | $85.98 | — | COM | 25490A309 |
| — | HENNESSY CAP ACQUISITION COR | 287,191 | $2,814 | 0.6% | $9.75 | — | COM | 425886108 |
| — | SAFEWAY INC | 71,627 | $2,457 | 0.5% | $34.36 | — | COM NEW | 786514208 |
| — | BOLT TECHNOLOGY CORP | 102,703 | $2,253 | 0.5% | $21.94 | — | COM | 097698104 |
| — | CAPITOL ACQUISITION CORP II | 218,873 | $2,147 | 0.5% | $9.65 | — | COM | 14056V105 |
| — | MOVE INC | 1,500,000 | $1,912 | 0.4% | $1.27 | — | NOTE 2.750% 9/0 | 62458MAB4 |
| — | 1347 CAP CORP | 200,000 | $1,912 | 0.4% | $9.56 | — | COM | 68245V103 |
| — | HUDSON CITY BANCORP | 135,012 | $1,312 | 0.3% | $9.17 | — | COM | 443683107 |
| — | ROI ACQUISITION CORP II | 129,529 | $1,276 | 0.3% | $9.85 | — | COM | 74966G101 |
| — | EINSTEIN NOAH REST GROUP INC | 60,000 | $1,210 | 0.3% | $20.17 | — | COM | 28257U104 |
| — | BOULEVARD ACQUISITION CORP | 109,279 | $1,108 | 0.2% | $10.07 | — | UNIT 99/99/9999 | 10157P203 |
| — | SINO MERCURY ACQUISITION COR | 100,696 | $1,007 | 0.2% | $10.00 | — | UNIT 99/99/99 | 82936K201 |
| — | COVIDIEN PLC | 10,000 | $865 | 0.2% | $86.50 | — | SHS | G2554F113 |
| — | TIME WARNER CABLE INC | 500 | $645 | 0.1% | $137.09 | — | Call | 88732J207 |
| — | TIME WARNER CABLE INC | 4,136 | $593 | 0.1% | $137.09 | — | COM | 88732J207 |
| — | 1347 CAP CORP | 36,894 | $373 | 0.1% | $10.11 | — | UNIT 99/99/99 | 68245V202 |
| — | GARNERO GROUP ACQUISITION CO | 34,570 | $329 | 0.1% | $9.52 | — | SHS | G5866L108 |
| — | INTERNATIONAL GAME TECHNOLOG | 1,450 | $305 | 0.1% | $16.87 | — | Call | 459902102 |
| — | CAMBRIDGE CAP ACQUISITION CO | 632,576 | $234 | 0.1% | $0.42 | — | *W EXP 12/17/201 | 13215Q114 |
| — | TIBCO SOFTWARE INC | 831 | $227 | 0.0% | $23.63 | — | Call | 88632Q103 |
| — | TRW AUTOMOTIVE HLDGS CORP | 500 | $198 | 0.0% | $101.25 | — | Call | 87264S106 |
| — | BOULEVARD ACQUISITION CORP | 262,517 | $171 | 0.0% | $0.70 | — | *W EXP 02/19/201 | 10157P112 |
| — | LEVY ACQUISITION CORP | 347,030 | $121 | 0.0% | $0.48 | — | *W EXP 11/19/201 | 52748T112 |
| — | INTERNATIONAL RECTIFIER CORP | 125 | $117 | 0.0% | $39.24 | — | Call | 460254105 |
| BFH | ALLIANCE DATA SYSTEMS CORP | 209 | $111 | 0.0% | — | — | Put | 018581108 |
| — | MEDIA GEN INC | 202 | $94 | 0.0% | $20.00 | — | Put | 584404107 |
| — | CONCUR TECHNOLOGIES INC | 114 | $92 | 0.0% | $126.82 | — | Call | 206708109 |
| — | 1347 CAP CORP | 200,000 | $72 | 0.0% | $0.36 | — | RIGHT 07/21/2016 | 68245V111 |
| SYY | SYSCO CORP | 1,052 | $60 | 0.0% | $27.57 | 0.0% | Call | 871829107 |
| — | SAFEWAY INC | 2,149 | $54 | 0.0% | $34.36 | — | Put | 786514208 |
| — | HENNESSY CAP ACQUISITION COR | 61,228 | $46 | 0.0% | $0.75 | — | *W EXP 01/23/201 | 425886116 |
| — | 1347 CAP CORP | 150,000 | $38 | 0.0% | $0.25 | — | *W EXP 07/15/202 | 68245V129 |
| — | CAPITOL ACQUISITION CORP II | 58,345 | $19 | 0.0% | $0.60 | — | *W EXP 05/15/201 | 14056V113 |
| — | FAMILY DLR STORES INC | 200 | $15 | 0.0% | $75.00 | — | COM | 307000109 |
| — | ROCKWOOD HLDGS INC | 100 | $8 | 0.0% | $80.00 | — | COM | 774415103 |
| ALB | ALBEMARLE CORP | 100 | $6 | 0.0% | $54.91 | 0.0% | COM | 012653101 |
| DRI | DARDEN RESTAURANTS INC | 100 | $5 | 0.0% | $31.36 | -3.4% | COM | 237194105 |
| — | TAMINCO CORP | 200 | $5 | 0.0% | $25.00 | — | COM | 87509U106 |
| SYY | SYSCO CORP | 100 | $4 | 0.0% | $27.57 | 0.0% | COM | 871829107 |
| — | GARNERO GROUP ACQUISITION CO | 10,020 | $3 | 0.0% | $0.30 | — | RIGHT 06/25/2016 | G5866L132 |
| — | COMMUNITY HEALTH SYS INC NEW | 76,569 | $3 | 0.0% | $0.06 | — | RIGHT 01/27/2016 | 203668116 |
| — | WINTHROP RLTY TR | 200 | $3 | 0.0% | $15.00 | — | SH BEN INT NEW | 976391300 |
| — | GARNERO GROUP ACQUISITION CO | 10,020 | $1 | 0.0% | $0.10 | — | *W EXP 06/24/201 | G5866L116 |
| — | FOREST OIL CORP | 100 | $0 | 0.0% | — | — | COM PAR $0.01 | 346091705 |