CIK: 0001076809 · Show all filings
Period: Q4 2014 (← Previous) (Next →)
Filing Date: Feb 17, 2015
Total Value ($000): $693,422 (90.8% shares, 9.2% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | DRESSER-RAND GROUP INC | 843,440 | $68,993 | 9.9% | $82.01 | — | COM | 261608103 |
| — | COVANCE INC | 516,108 | $53,593 | 7.7% | $103.84 | — | COM | 222816100 |
| — | CAREFUSION CORP | 858,232 | $50,927 | 7.3% | $59.34 | — | COM | 14170T101 |
| — | TRW AUTOMOTIVE HLDGS CORP | 441,592 | $45,418 | 6.5% | $102.36 | — | COM | 87264S106 |
| — | PROTECTIVE LIFE CORP | 494,093 | $34,414 | 5.0% | $69.52 | — | COM | 743674103 |
| — | SIGMA ALDRICH CORP | 243,449 | $33,418 | 4.8% | $137.27 | — | COM | 826552101 |
| — | TALISMAN ENERGY INC | 3,175,696 | $24,866 | 3.6% | $7.83 | — | COM | 87425E103 |
| — | SAPIENT CORP | 997,077 | $24,807 | 3.6% | $24.88 | — | COM | 803062108 |
| — | RIVERBED TECHNOLOGY INC | 1,142,163 | $23,312 | 3.4% | $20.41 | — | COM | 768573107 |
| — | VOLCANO CORPORATION | 21,000,000 | $20,856 | 3.0% | $0.99 | — | NOTE 1.750%12/0 | 928645AB6 |
| — | CUBIST PHARMACEUTICALS INC | 15,015,000 | $20,422 | 2.9% | $1.36 | — | NOTE 1.875% 9/0 | 229678AH0 |
| — | VOLCANO CORPORATION | 1,117,571 | $19,982 | 2.9% | $17.88 | — | COM | 928645100 |
| — | AUXILIUM PHARMACEUTICALS INC | 579,027 | $19,910 | 2.9% | $34.39 | — | COM | 05334D107 |
| — | GLIMCHER RLTY TR | 1,391,316 | $19,117 | 2.8% | $13.54 | — | SH BEN INT | 379302102 |
| — | ROCKWOOD HLDGS INC | 241,735 | $19,049 | 2.7% | $78.80 | — | COM | 774415103 |
| — | CUBIST PHARMACEUTICALS INC | 12,927,000 | $17,149 | 2.5% | $1.33 | — | NOTE 1.125% 9/0 | 229678AF4 |
| — | AVANIR PHARMACEUTICALS INC | 1,004,815 | $17,032 | 2.5% | $16.95 | — | CL A NEW | 05348P401 |
| — | CUBIST PHARMACEUTICALS INC | 165,611 | $16,669 | 2.4% | $100.65 | — | COM | 229678107 |
| — | PETSMART INC | 200,376 | $16,290 | 2.3% | $81.30 | — | COM | 716768106 |
| — | INTERNATIONAL RECTIFIER CORP | 365,893 | $14,599 | 2.1% | $39.55 | — | COM | 460254105 |
| — | AR CAP ACQUISITION CORP | 1,478,282 | $14,591 | 2.1% | $9.87 | — | UNIT 99/99/9999 | 00191R208 |
| — | SUSQUEHANNA BANCSHARES INC P | 824,714 | $11,076 | 1.6% | $13.43 | — | COM | 869099101 |
| CMCSA | COMCAST CORP NEW | 183,310 | $10,634 | 1.5% | $21.26 | 0.0% | CL A | 20030N101 |
| — | GENTIVA HEALTH SERVICES INC | 519,846 | $9,903 | 1.4% | $19.05 | — | COM | 37247A102 |
| — | TERRAPIN 3 ACQUISITION CORP | 854,220 | $8,542 | 1.2% | $10.03 | — | UNIT 06/27/2019 | 88104P203 |
| — | BOULEVARD ACQUISITION CORP | 878,431 | $8,468 | 1.2% | $9.80 | — | COM | 10157P104 |
| — | PANTRY INC | 199,000 | $7,375 | 1.1% | $37.06 | — | COM | 698657103 |
| — | GARNERO GROUP ACQUISITION CO | 706,018 | $7,067 | 1.0% | $10.00 | — | UNIT 99/99/9999 | G5866L124 |
| — | PEPCO HOLDINGS INC | 200,459 | $5,398 | 0.8% | $27.06 | — | COM | 713291102 |
| — | AUXILIUM PHARMACEUTICALS INC | 3,500,000 | $5,197 | 0.7% | $1.33 | — | NOTE 1.500% 7/1 | 05334DAA5 |
| — | CHIQUITA BRANDS INTL INC | 327,452 | $4,735 | 0.7% | $14.46 | — | COM | 170032809 |
| — | BANK KY FINL CORP | 95,761 | $4,622 | 0.7% | $46.23 | — | COM | 062896105 |
| — | PENFORD CORP | 224,851 | $4,202 | 0.6% | $18.69 | — | COM | 707051108 |
| — | INTERNATIONAL GAME TECHNOLOG | 224,105 | $3,866 | 0.6% | $16.87 | — | COM | 459902102 |
| — | CLECO CORP NEW | 44,200 | $2,411 | 0.3% | $54.55 | — | COM | 12561W105 |
| — | HENNESSY CAP ACQUISITION COR | 233,684 | $2,302 | 0.3% | $9.75 | — | COM | 425886108 |
| — | ACTUATE CORP | 324,205 | $2,140 | 0.3% | $6.60 | — | COM | 00508B102 |
| — | SAFEWAY INC | 56,785 | $1,994 | 0.3% | $34.36 | — | COM NEW | 786514208 |
| — | 1347 CAP CORP | 201,000 | $1,927 | 0.3% | $9.56 | — | COM | 68245V103 |
| — | DIRECTV | 20,200 | $1,751 | 0.3% | $85.98 | — | COM | 25490A309 |
| — | GLOBAL DEFENSE & NATL SEC SY | 166,205 | $1,715 | 0.2% | $10.14 | — | COM | 37953N108 |
| — | ROI ACQUISITION CORP II | 129,928 | $1,277 | 0.2% | $9.85 | — | COM | 74966G101 |
| — | BOULEVARD ACQUISITION CORP | 127,177 | $1,276 | 0.2% | $10.07 | — | UNIT 99/99/9999 | 10157P203 |
| — | TRIQUINT SEMICONDUCTOR INC | 45,000 | $1,250 | 0.2% | $27.78 | — | COM | 89674K103 |
| — | UNITED STATES OIL FUND LP | 4,196 | $1,055 | 0.2% | — | — | Put | 91232N108 |
| — | CAPITOL ACQUISITION CORP II | 98,048 | $969 | 0.1% | $9.65 | — | COM | 14056V105 |
| — | AMER RLTY CAP HEALTHCAR TR I | 79,325 | $944 | 0.1% | $11.90 | — | COM | 02917R108 |
| — | SINO MERCURY ACQUISITION COR | 80,195 | $802 | 0.1% | $10.00 | — | UNIT 99/99/9999 | 82936K201 |
| — | C B PHARMA ACQUISITION CORP | 63,424 | $637 | 0.1% | $10.04 | — | UNIT 99/99/9999 | G2029P100 |
| — | GARNERO GROUP ACQUISITION CO | 66,557 | $636 | 0.1% | $9.54 | — | SHS | G5866L108 |
| — | TIME WARNER CABLE INC | 4,136 | $629 | 0.1% | $137.09 | — | COM | 88732J207 |
| — | CAMBRIDGE CAP ACQUISITION CO | 61,589 | $610 | 0.1% | $9.66 | — | COM | 13215Q106 |
| — | HYDRA INDS ACQUISITION CORP | 38,500 | $385 | 0.1% | $10.00 | — | UNIT 10/20/2021 | 448740209 |
| — | 1347 CAP CORP | 36,369 | $364 | 0.1% | $10.11 | — | UNIT 99/99/9999 | 68245V202 |
| — | DIGITAL RIV INC | 14,250 | $352 | 0.1% | $24.70 | — | COM | 25388B104 |
| — | TRW AUTOMOTIVE HLDGS CORP | 500 | $235 | 0.0% | $102.36 | — | Call | 87264S106 |
| — | CAMBRIDGE CAP ACQUISITION CO | 632,545 | $196 | 0.0% | $0.42 | — | W EXP 12/17/201 | 13215Q114 |
| — | INTERNATIONAL GAME TECHNOLOG | 750 | $178 | 0.0% | $16.87 | — | Call | 459902102 |
| — | BOULEVARD ACQUISITION CORP | 262,516 | $139 | 0.0% | $0.70 | — | W EXP 02/19/201 | 10157P112 |
| — | LEVY ACQUISITION CORP | 347,030 | $128 | 0.0% | $0.48 | — | W EXP 11/19/201 | 52748T112 |
| — | TALISMAN ENERGY INC | 476 | $126 | 0.0% | $7.83 | — | Call | 87425E103 |
| — | COVISINT CORP | 40,000 | $106 | 0.0% | $2.65 | — | COM | 22357R103 |
| — | 1347 CAP CORP | 196,813 | $69 | 0.0% | $0.36 | — | RIGHT 07/21/2016 | 68245V111 |
| — | CUBIST PHARMACEUTICALS INC | 100 | $66 | 0.0% | $100.65 | — | Call | 229678107 |
| — | AR CAP ACQUISITION CORP | 5,420 | $53 | 0.0% | $9.78 | — | COM | 00191R109 |
| — | CAPITOL ACQUISITION CORP II | 58,345 | $32 | 0.0% | $0.60 | — | W EXP 05/15/201 | 14056V113 |
| — | 1347 CAP CORP | 150,000 | $32 | 0.0% | $0.25 | — | W EXP 07/15/202 | 68245V129 |
| — | GARNERO GROUP ACQUISITION CO | 99,083 | $30 | 0.0% | $0.30 | — | RIGHT 06/25/2016 | G5866L132 |
| — | HENNESSY CAP ACQUISITION COR | 59,256 | $24 | 0.0% | $0.75 | — | W EXP 01/23/201 | 425886116 |
| — | HF2 FINL MGMT INC | 1,788 | $19 | 0.0% | $10.19 | — | CL A | 40421A104 |
| — | GARNERO GROUP ACQUISITION CO | 110,020 | $13 | 0.0% | $0.12 | — | *W EXP 06/24/201 | G5866L116 |
| — | LEVY ACQUISITION CORP | 1,000 | $10 | 0.0% | $9.71 | — | COM | 52748T104 |
| — | SAFEWAY INC | 3,739 | $9 | 0.0% | $34.36 | — | Put | 786514208 |
| — | LORAL SPACE & COMMUNICATNS I | 100 | $8 | 0.0% | $80.00 | — | COM | 543881106 |
| DRI | DARDEN RESTAURANTS INC | 100 | $6 | 0.0% | $31.36 | +12.0% | COM | 237194105 |
| — | HENNESSY CAP ACQUISITION COR | 501 | $5 | 0.0% | $9.98 | — | UNIT 99/99/9999 | 425886207 |
| HE | HAWAIIAN ELEC INDUSTRIES | 146 | $4 | 0.0% | — | — | Call | 419870100 |
| SYY | SYSCO CORP | 100 | $4 | 0.0% | $27.57 | +4.7% | COM | 871829107 |
| — | AR CAP ACQUISITION CORP | 8,560 | $2 | 0.0% | $0.23 | — | W EXP 10/06/201 ADDED | 00191R117 |
| — | COMMUNITY HEALTH SYS INC NEW | 76,569 | $2 | 0.0% | $0.06 | — | NEW RIGHT 01/27/2016 | 203668116 |
| SYY | SYSCO CORP | 500 | $1 | 0.0% | $27.57 | +4.7% | Put | 871829107 |