Location: New York, NY
CIK: 0001076809 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 14, 2017
Total Value: $1.045B (61.4% shares, 38.6% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | BROCADE COMMUNICATIONS SYS I | 206,307,000 | $207M | 19.8% | $1.01 | — | NOTE 2.750% 6/1 | 111621AQ1 |
| — | NXP SEMICONDUCTORS N V | 148,126,000 | $179M | 17.1% | $1.15 | — | DBCV 1.000%12/0 | 62952QAB6 |
| — | PAREXEL INTL CORP | 1,234,031 | $109M | 10.4% | $87.32 | — | COM | 699462107 |
| — | LEVEL 3MUNICATIONS INC | 1,897,094 | $101M | 9.7% | $57.15 | — | COM | 52729N308 |
| — | KITE PHARMA INC | 293,300 | $52.74M | 5.0% | $179.81 | — | COM | 49803L109 |
| — | STRAIGHT PATH COMMUNICATNS I | 220,078 | $39.76M | 3.8% | $179.65 | — | CL B | 862578101 |
| — | BOULEVARD ACQUISITION | 3,566,019 | $35.66M | 3.4% | $9.92 | — | CL A | 10157Q102 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 2,700,000 | $27M | 2.6% | $9.93 | — | CL A | G0726L125 |
| — | DOUBLE EAGLE ACQUISITION COR | 2,669,940 | $26.97M | 2.6% | $9.99 | — | COM | G28195124 |
| — | VANTAGE ENERGY ACQUISITION | 2,308,789 | $22.63M | 2.2% | $9.77 | — | COM CL A | 92211L105 |
| — | BARD C R INC | 68,664 | $22.01M | 2.1% | $317.31 | — | COM | 067383109 |
| — | KAYNE ANDERSON ACQUISITION | 1,937,161 | $18.89M | 1.8% | $9.73 | — | COM CL A | 48661U102 |
| — | ADVISORY BRD CO | 312,707 | $16.77M | 1.6% | $53.63 | — | COM | 00762W107 |
| — | FORESTAR GROUP INC | 15,000,000 | $15.17M | 1.5% | $1.02 | — | NOTE 3.750% 3/0 | 346232AB7 |
| — | GP INVTS ACQUISITION COR | 1,222,697 | $12.3M | 1.2% | $9.93 | — | SHS | G40357124 |
| — | FORUM MERGER CORP | 1,104,999 | $10.77M | 1.0% | $9.71 | — | CL A | 34985B103 |
| — | M III ACQUISITION CORP | 988,799 | $9.69M | 0.9% | $9.75 | — | COM | 55378T104 |
| — | MATLIN & PARTNERS ACQUISITIO | 966,531 | $9.472M | 0.9% | $9.66 | — | CL A | 57682V106 |
| — | KAYNE ANDERSON ACQUISITION | 919,868 | $9.245M | 0.9% | $10.02 | — | UNIT 06/30/2022 | 48661U201 |
| — | NEURODERM LTD | 205,000 | $7.975M | 0.8% | $38.90 | — | ORD SHS | M74231107 |
| — | FINTECH ACQUISITION CORP II | 740,745 | $7.259M | 0.7% | $9.80 | — | COM | 31810G109 |
| — | EASTERLY ACQUISITION CORP | 709,842 | $7.098M | 0.7% | $9.93 | — | COM | 27616L102 |
| — | IXYS CORP | 261,657 | $6.201M | 0.6% | $23.70 | — | COM | 46600W106 |
| — | VANTAGE ENERGY ACQUISITION | 574,998 | $5.848M | 0.6% | $10.13 | — | UNIT 04/12/2024 | 92211L204 |
| — | ELECTRUM SPL ACQUISITION COR SHS | 566,915 | $5.811M | 0.6% | $9.89 | — | SHS | G3105C104 |
| — | PENSARE ACQUISITION CORP | 549,690 | $5.326M | 0.5% | $9.69 | — | COM | 70957E105 |
| — | GLOBAL PARTNER ACQUISITION C | 520,906 | $5.225M | 0.5% | $9.84 | — | COM | 37954X105 |
| — | SILVER RUN ACQUISITION | 487,946 | $4.967M | 0.5% | $10.18 | — | COM CL A | 82812A103 |
| — | CAPITOL INVT CORP IV | 484,400 | $4.903M | 0.5% | $10.12 | — | UNIT 99/99/9999 | G18920119 |
| — | MATLIN & PARTNERS ACQUISITIO | 454,608 | $4.614M | 0.4% | $10.02 | — | UNIT 05/28/2021A | 57682V205 |
| — | STRAIGHT PATH COMMUNICATNS I | 2,000 | $4.565M | 0.4% | — | — | Call | 862578901 |
| — | MODERN MEDIA ACQUISITION | 460,758 | $4.497M | 0.4% | $9.77 | — | COM | 60765P103 |
| — | BANKRATE INC DEL | 297,718 | $4.153M | 0.4% | $13.95 | — | COM | 06647F102 |
| — | JENSYN ACQUISITION CORP | 388,095 | $3.97M | 0.4% | $9.97 | — | COM | 47632B102 |
| — | TRIBUNE MEDIA CO | 96,500 | $3.943M | 0.4% | $40.77 | — | CL A | 896047503 |
| — | EXA CORP | 139,216 | $3.366M | 0.3% | $24.18 | — | COM | 300614500 |
| — | FEDERAL STR ACQUISITION CORP | 300,400 | $3.094M | 0.3% | $10.30 | — | UNIT 99/99/9999 | 31421V206 |
| — | FIRST POTOMAC RLTY TR | 275,317 | $3.07M | 0.3% | $11.11 | — | COM | 33610F109 |
| — | M III ACQUISITION CORP | 296,500 | $3.057M | 0.3% | $9.80 | — | UNIT 99/99/9999T | 55378T203 |
| PHUN | STELLAR ACQUISITION III INC | 299,045 | $3.041M | 0.3% | $10.00 | — | COM | Y8172W107 |
| — | PENSARE ACQUISITION CORP | 269,058 | $2.779M | 0.3% | $10.33 | — | UNIT 07/27/2022 | 70957E204 |
| NESR | NATIONAL ENERGY SERVICES REU | 262,900 | $2.529M | 0.2% | $9.55 | — | SHS | G6375R107 |
| — | STARWOOD PPTY TR INC | 2,000,000 | $2M | 0.2% | $1.00 | — | NOTE 3.750%10/1 | 85571BAC9 |
| — | PHARMERICA CORP | 65,000 | $1.905M | 0.2% | $29.31 | — | COM | 71714F104 |
| — | FEDERAL STR ACQUISITION CORP | 188,450 | $1.84M | 0.2% | $9.76 | — | CL A | 31421V107 |
| — | ORBITAL ATK INC | 8,000 | $1.065M | 0.1% | $133.13 | — | COM | 68557N103 |
| — | INDUSTREA ACQUISITION CORP | 100,000 | $978K | 0.1% | $9.78 | — | CL A | 45579J104 |
| — | GORES HLDGS II INC | 71,226 | $749K | 0.1% | $10.29 | — | UNIT 99/99/9999 | 382867208 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 66,583 | $688K | 0.1% | $10.12 | — | UNIT 99/99/9999 | G0726L109 |
| — | HENNESSY CAP ACQUSTON CORP I | 51,000 | $527K | 0.1% | $10.05 | — | UNIT 06/15/2024 | 42588L204 |
| — | STATE NATL COS INC | 22,674 | $476K | 0.0% | $20.99 | — | COM | 85711T305 |
| — | M III ACQUISITION CORP | 574,000 | $310K | 0.0% | $0.24 | — | W EXP 10/10/202 | 55378T112 |
| — | BOB EVANS FARMS INC | 4,000 | $310K | 0.0% | $77.50 | — | COM | 096761101 |
| — | HENNESSY CAP ACQUSTON CORP I | 25,200 | $248K | 0.0% | $9.84 | — | COM | 42588L105 |
| — | LANDAUER INC | 3,504 | $236K | 0.0% | $67.35 | — | COM | 51476K103 |
| — | ALERE INC | 4,400 | $224K | 0.0% | $50.91 | — | COM | 01449J105 |
| — | BROCADE COMMUNICATIONS SYS I | 3,123 | $178K | 0.0% | — | — | Put | 111621956 |
| — | DOUBLE EAGLE ACQUISITION COR | 249,800 | $172K | 0.0% | $0.45 | — | W EXP 09/16/202 | G28195116 |
| — | KAYNE ANDERSON ACQUISITION | 171,102 | $152K | 0.0% | $0.78 | — | W EXP 06/30/202 | 48661U110 |
| NESRW | NATIONAL ENERGY SERVICES REU | 262,900 | $131K | 0.0% | $0.55 | — | W EXP 05/05/202 | G6375R115 |
| — | SILVER RUN ACQUISITION | 10,400 | $111K | 0.0% | $10.43 | — | UNIT 99/99/9999 | 82812A202 |
| — | PENSARE ACQUISITION CORP | 271,039 | $108K | 0.0% | $0.40 | — | RIGHT 99/99/9999 | 70957E121 |
| — | PENSARE ACQUISITION CORP | 127,049 | $64,000 | 0.0% | $0.50 | — | W EXP 07/27/202 | 70957E113 |
| — | JENSYN ACQUISITION CORP | 243,923 | $58,000 | 0.0% | $0.06 | — | W EXP 03/07/202 | 47632B110 |
| — | MODERN MEDIA ACQUISITION | 135,220 | $57,000 | 0.0% | $0.38 | — | RIGHT 99/99/9999 | 60765P129 |
| — | JENSYN ACQUISITION CORP | 139,574 | $48,000 | 0.0% | $0.14 | — | RIGHT 99/99/9999 | 47632B128 |
| — | BOULEVARD ACQUISITION | 35,000 | $31,000 | 0.0% | $0.33 | — | W EXP 09/25/202 | 10157Q110 |
| — | ELECTRUM SPL ACQUISITION COR | 90,000 | $29,000 | 0.0% | $0.24 | — | W EXP 99/99/999 | G3105C112 |
| — | GLOBAL PARTNER ACQUISITION C | 24,700 | $20,000 | 0.0% | $0.21 | — | W EXP 07/01/202 | 37954X113 |
| — | MONSANTO CO | 100 | $12,000 | 0.0% | $102.20 | — | COM | 61166W101 |
| — | NEFF CORP | 400 | $10,000 | 0.0% | $25.00 | — | COM CL A | 640094207 |
| — | KITE PHARMA INC | 3,985 | $10,000 | 0.0% | — | — | Put | 49803L959 |
| — | SILVER SPRING NETWORKS INC | 500 | $8,000 | 0.0% | $16.00 | — | COM | 82817Q103 |
| EQT | EQT CORP | 100 | $7,000 | 0.0% | $31.36 | 0.0% | COM | 26884L109 |
| — | STELLAR ACQUISITION III INC | 15,200 | $6,000 | 0.0% | $0.20 | — | W EXP 03/22/202 | Y8172W115 |
| — | MONEYGRAM INTL INC | 226 | $4,000 | 0.0% | — | — | Put | 60935Y958 |
| — | TRONOX LTD | 200 | $4,000 | 0.0% | $20.00 | — | SHS CL A | Q9235V101 |
| — | DIGITALGLOBE INC | 100 | $4,000 | 0.0% | $30.00 | — | COM | 25389M877 |
| — | RICE ENERGY INC | 100 | $3,000 | 0.0% | $30.00 | — | COM | 762760106 |
| — | STRAIGHT PATH COMMUNICATNS I | 257 | $3,000 | 0.0% | — | — | Put | 862578951 |
| — | ALERE INC | 452 | $2,000 | 0.0% | — | — | Put | 01449J955 |
| — | LATTICE SEMICONDUCTOR CORP | 100 | $1,000 | 0.0% | — | — | Call | 518415904 |
| LSCC | LATTICE SEMICONDUCTOR CORP | 100 | $1,000 | 0.0% | $6.67 | — | COM | 518415104 |
| — | COMMUNITY HEALTH SYS INC | 76,569 | $1,000 | 0.0% | $0.06 | — | RIGHT 99/99/9999 | 203668116 |
| — | KITE PHARMA INC | 198 | $1,000 | 0.0% | — | — | Call | 49803L909 |