Location: New York, NY
CIK: 0001076809 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 14, 2018
Total Value: $618M (92.2% shares, 7.8% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | BUFFALO WILD WINGS INC | 283,158 | $44.27M | 7.2% | $156.35 | — | COM | 119848109 |
| — | VANTAGE ENERGY ACQUISITION | 4,422,880 | $42.99M | 7.0% | $9.74 | — | COM CL A | 92211L105 |
| — | SILVER RUN ACQUISITION | 3,977,189 | $39.41M | 6.4% | $9.94 | — | COM CL A | 82812A103 |
| — | BARRACUDA NETWORKS INC | 1,196,581 | $32.91M | 5.3% | $27.50 | — | COM | 068323104 |
| — | ADVANCED ACCELERATOR APPLIC | 390,029 | $31.83M | 5.1% | $81.62 | — | SPONSORED ADS | 00790T100 |
| — | SUCAMPO PHARMACEUTICALS INC | 25,300,000 | $30.72M | 5.0% | $1.21 | — | NOTE 3.250%12/1 ADDED | 864909AB2 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 2,960,066 | $29.36M | 4.7% | $9.93 | — | CL A | G0726L125 |
| — | GENERAL CABLE CORP DEL NEW | 25,565,000 | $26.99M | 4.4% | $1.06 | — | FRNT 4.500%11/1 | 369300AL2 |
| — | KAYNE ANDERSON ACQUISITION | 2,662,654 | $25.85M | 4.2% | $9.73 | — | COM CL A | 48661U102 |
| — | NXP SEMICONDUCTORS N V | 18,126,000 | $22.48M | 3.6% | $1.15 | — | DBCV 1.000%12/0 | 62952QAB6 |
| — | FEDERAL STR ACQUISITION CORP | 2,144,558 | $20.82M | 3.4% | $9.71 | — | CL A | 31421V107 |
| — | GORES HLDGS II INC | 1,654,084 | $16.44M | 2.7% | $9.94 | — | COM CL A | 382867109 |
| — | MATLIN & PARTNERS ACQUISITIO | 1,540,732 | $15.04M | 2.4% | $9.70 | — | CL A | 57682V106 |
| — | IGNYTA INC | 503,600 | $13.45M | 2.2% | $26.70 | — | COM | 451731103 |
| — | GTY TECHNOLOGY HOLDINGS INC | 1,320,318 | $13.11M | 2.1% | $9.93 | — | CL A | G4182A102 |
| — | CORNERSTONE ONDEMAND INC | 13,150,000 | $13.06M | 2.1% | $0.99 | — | NOTE 1.500% 7/0 | 21925YAB9 |
| — | M III ACQUISITION CORP | 1,298,987 | $12.88M | 2.1% | $9.79 | — | COM | 55378T104 |
| — | HAYMAKER ACQUISITION CORP | 1,321,682 | $12.63M | 2.0% | $9.56 | — | COM CLASS A | 420870107 |
| — | TPG PACE ENERGY HLDGS CORP | 1,137,501 | $11.07M | 1.8% | $9.73 | — | CL A | 872656103 |
| — | FINTECH ACQUISITION CORP II | 985,495 | $9.776M | 1.6% | $9.83 | — | COM | 31810G109 |
| — | KAYNE ANDERSON ACQUISITION | 972,308 | $9.684M | 1.6% | $10.02 | — | UNIT 06/30/2022 | 48661U201 |
| — | CM SEVEN STAR ACQUISITION CO | 882,476 | $8.516M | 1.4% | $9.65 | — | SHS | G2345N102 |
| — | SABAN CAP ACQUISITION CORP | 842,706 | $8.351M | 1.4% | $9.91 | — | COM CL A | 78516C106 |
| — | AMPLIFY SNACK BRANDS | 669,913 | $8.046M | 1.3% | $12.01 | — | COM | 03211L102 |
| — | LEISURE ACQUISITION CORP | 714,015 | $7.076M | 1.1% | $9.91 | — | UNIT 99/99/9999 | 52539T206 |
| — | PENSARE ACQUISITION CORP | 717,204 | $6.935M | 1.1% | $9.68 | — | COM | 70957E105 |
| — | CAPITOL INVT CORP IV | 643,015 | $6.437M | 1.0% | $10.09 | — | UNIT 99/99/9999 | G18920119 |
| — | VANTAGE ENERGY ACQUISITION | 573,918 | $5.848M | 0.9% | $10.13 | — | UNIT 04/12/2024 | 92211L204 |
| — | FORUM MERGER CORP | 564,476 | $5.633M | 0.9% | $9.71 | — | COM CL A | 34985B103 |
| — | INDUSTREA ACQUISITION CORP | 560,055 | $5.461M | 0.9% | $9.76 | — | CL A | 45579J104 |
| — | ELECTRUM SPL ACQUISITION COR | 505,994 | $5.222M | 0.8% | $9.89 | — | SHS | G3105C104 |
| — | BLACK RIDGE ACQUISITION CORP | 517,780 | $4.997M | 0.8% | $9.65 | — | COM | 09216T107 |
| — | BAZAARVOICE INC | 904,553 | $4.93M | 0.8% | $5.45 | — | COM | 073271108 |
| — | STRAIGHT PATH COMMUNICATNS I | 2,000 | $4.61M | 0.7% | — | — | Call | 862578901 |
| — | MATLIN & PARTNERS ACQUISITIO | 449,875 | $4.566M | 0.7% | $10.02 | — | UNIT 05/28/2021A | 57682V205 |
| — | GIGCAPITAL INC | 424,943 | $4.249M | 0.7% | $10.00 | — | UNIT 03/06/2025 | 37518N205 |
| — | MODERN MEDIA ACQUISITION | 405,930 | $3.978M | 0.6% | $9.77 | — | COM | 60765P103 |
| — | JENSYN ACQUISITION CORP | 381,292 | $3.927M | 0.6% | $9.97 | — | COM | 47632B102 |
| — | CAPITOL INVT CORP IV | 389,302 | $3.768M | 0.6% | $9.68 | — | CL A ORD | G18920101 |
| — | GLOBAL PARTNER ACQUISITION C | 365,716 | $3.675M | 0.6% | $9.84 | — | COM | 37954X105 |
| — | FEDERAL STR ACQUISITION CORP | 299,650 | $3.071M | 0.5% | $10.30 | — | UNIT 99/99/9999 | 31421V206 |
| PHUN | STELLAR ACQUISITION III INC | 293,526 | $2.997M | 0.5% | $10.00 | — | COM | Y8172W107 |
| — | HENNESSY CAP ACQUSTON CORP I | 277,000 | $2.715M | 0.4% | $9.81 | — | COM | 42588L105 |
| RWGE/U | REGALWOOD GLOBAL ENERGY LTD | 263,000 | $2.617M | 0.4% | $9.95 | — | UNIT 99/99/9999 | G74760110 |
| — | RYLAND GROUP INC | 2,500,000 | $2.519M | 0.4% | $1.01 | — | NOTE 0.250% 6/0 | 783764AS2 |
| — | ENTELLUS MED INC | 99,000 | $2.415M | 0.4% | $24.39 | — | COM | 29363K105 |
| — | EASTERLY ACQUISITION CORP | 197,320 | $1.993M | 0.3% | $9.93 | — | COM | 27616L102 |
| — | BIG ROCK PARTNERS ACQUISI CO | 191,888 | $1.857M | 0.3% | $9.68 | — | COM | 089482103 |
| — | IXYS CORP | 75,100 | $1.799M | 0.3% | $23.70 | — | COM | 46600W106 |
| — | PENSARE ACQUISITION CORP | 171,758 | $1.773M | 0.3% | $10.33 | — | UNIT 07/27/2022 | 70957E204 |
| — | FORESTAR GROUP INC | 1,650,000 | $1.665M | 0.3% | $1.02 | — | NOTE 3.750% 3/0 | 346232AB7 |
| — | EXACTECH INC | 32,000 | $1.582M | 0.3% | $49.44 | — | COM | 30064E109 |
| — | SNYDERS-LANCE INC | 19,000 | $952K | 0.2% | $50.11 | — | COM | 833551104 |
| — | NXSTAGE MEDICAL INC | 33,000 | $800K | 0.1% | $24.24 | — | COM | 67072V103 |
| NESR | NATIONAL ENERGY SERVICES REU | 77,543 | $772K | 0.1% | $9.55 | — | SHS | G6375R107 |
| — | TIME INC NEW | 40,000 | $738K | 0.1% | $18.45 | — | COM | 887228104 |
| — | MOSAIC ACQUISITION CORP | 75,000 | $728K | 0.1% | $9.71 | — | SHS CL A | G62848109 |
| — | GORES HLDGS II INC | 70,176 | $727K | 0.1% | $10.29 | — | UNIT 99/99/9999 | 382867208 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 66,583 | $686K | 0.1% | $10.12 | — | UNIT 99/99/9999 | G0726L109 |
| — | CALATLANTIC GROUP INC | 9,704 | $547K | 0.1% | $56.37 | — | COM | 128195104 |
| — | LANDCADIA HLDGS INC | 51,366 | $511K | 0.1% | $9.95 | — | CL A | 51476W107 |
| — | HENNESSY CAP ACQUSTON CORP I | 45,400 | $471K | 0.1% | $10.05 | — | UNIT 06/15/2024 | 42588L204 |
| — | BIG ROCK PARTNERS ACQUISI CO | 40,012 | $410K | 0.1% | $10.25 | — | UNIT 11/20/2022 | 089482202 |
| — | HAYMAKER ACQUISITION CORP | 493,342 | $395K | 0.1% | $0.80 | — | W EXP 10/27/202 | 420870115 |
| — | M III ACQUISITION CORP | 473,700 | $374K | 0.1% | $0.24 | — | W EXP 10/10/202 | 55378T112 |
| — | HAYMAKER ACQUISITION | 28,702 | $284K | 0.0% | $9.89 | — | UNIT 10/19/2022 | 420870206 |
| — | BROADSOFT INC | 5,000 | $275K | 0.0% | $55.00 | — | COM | 11133B409 |
| — | CM SEVEN STAR ACQUISITION CO | 731,296 | $234K | 0.0% | $0.32 | — | RIGHT 08/21/2022 | G2345N136 |
| — | LEGACY ACQUISITION CORP | 15,600 | $150K | 0.0% | $9.62 | — | COM CL A | 524643103 |
| — | KAYNE ANDERSON ACQUISITION | 171,102 | $145K | 0.0% | $0.78 | — | W EXP 06/30/202 | 48661U110 |
| — | BLACK RIDGE ACQUISITION CORP | 392,614 | $130K | 0.0% | $0.33 | — | W EXP 07/10/202 ADDED | 09216T115 |
| — | CAPITOL INVT CORP IV | 118,355 | $130K | 0.0% | $1.10 | — | W EXP 01/01/202 ADDED | G18920127 |
| — | BLACK RIDGE ACQUISITION CORP | 395,564 | $111K | 0.0% | $0.28 | — | RIGHT 07/10/2019 ADDED | 09216T123 |
| — | SILVER RUN ACQUISITION | 10,400 | $109K | 0.0% | $10.43 | — | UNIT 99/99/9999 | 82812A202 |
| — | CM SEVEN STAR ACQUISITION CO | 365,648 | $106K | 0.0% | $0.29 | — | W EXP 08/21/202 | G2345N110 |
| NESRW | NATIONAL ENERGY SERVICES REU | 118,000 | $97,000 | 0.0% | $0.55 | — | W EXP 05/05/202 | G6375R115 |
| — | BIG ROCK PARTNERS ACQUISI CO | 191,886 | $71,000 | 0.0% | $0.37 | — | RIGHT 12/01/2022 | 089482129 |
| — | JENSYN ACQUISITION CORP | 235,515 | $53,000 | 0.0% | $0.06 | — | W EXP 03/07/202 | 47632B110 |
| — | MODERN MEDIA ACQUISITION | 135,220 | $53,000 | 0.0% | $0.38 | — | RIGHT 99/99/9999 | 60765P129 |
| — | PENSARE ACQUISITION CORP | 96,939 | $48,000 | 0.0% | $0.40 | — | RIGHT 99/99/9999 | 70957E121 |
| — | MOSAIC ACQUISITION CORP | 3,900 | $40,000 | 0.0% | $10.26 | — | UNIT 99/99/9999 | G62848117 |
| — | JENSYN ACQUISITION CORP | 98,705 | $37,000 | 0.0% | $0.14 | — | RIGHT 99/99/9999 | 47632B128 |
| — | BIG ROCK PARTNERS ACQUISI CO | 89,444 | $36,000 | 0.0% | $0.40 | — | W EXP 12/01/202 | 089482111 |
| — | CALGON CARBON CORP | 1,500 | $32,000 | 0.0% | $21.33 | — | COM | 129603106 |
| — | ELECTRUM SPL ACQUISITION COR | 74,900 | $30,000 | 0.0% | $0.24 | — | W EXP 99/99/999 | G3105C112 |
| — | PENSARE ACQUISITION CORP | 50,126 | $28,000 | 0.0% | $0.50 | — | W EXP 07/27/202 | 70957E113 |
| — | ESTRE AMBIENTAL INC | 18,750 | $14,000 | 0.0% | $0.75 | — | W EXP 12/21/202 | G3206V118 |
| — | MONSANTO CO NEW | 100 | $12,000 | 0.0% | $102.20 | — | COM | 61166W101 |
| — | TIME INC NEW | 2,744 | $7,000 | 0.0% | — | — | Call | 887228904 |
| — | STELLAR ACQUISITION III INC | 15,200 | $5,000 | 0.0% | $0.20 | — | W EXP 03/22/202 | Y8172W115 |
| — | BUFFALO WILD WINGS INC | 4 | $5,000 | 0.0% | — | — | Call | 119848909 |
| — | TIME INC NEW | 517 | $4,000 | 0.0% | — | — | Put | 887228954 |
| — | PINNACLE ENTMT INC NEW | 100 | $3,000 | 0.0% | $30.00 | — | COM | 72348Y105 |
| — | GENERAL CABLE CORP DEL NEW | 100 | $3,000 | 0.0% | $30.00 | — | COM | 369300108 |
| — | BLACK RIDGE ACQUISITION CORP | 159 | $2,000 | 0.0% | $12.58 | — | UNIT 10/05/2022 ADDED | 09216T206 |
| — | COMMUNITY HEALTH SYS INC NEW | 76,569 | $1,000 | 0.0% | $0.06 | — | RIGHT 99/99/9999 | 203668116 |
| — | CM SEVEN STAR ACQUISITION CO | 4 | $0 | 0.0% | — | — | UNIT 08/21/2022 | G2345N128 |
| — | TPG PACE ENERGY HLDGS CORP | 2 | $0 | 0.0% | — | — | UNIT 99/99/9999 | 872656202 |