Location: New York, NY
CIK: 0001076809 · Show all filings
Period: Q1 2018 (← Previous) (Next →)
Filing Date: May 11, 2018
Total Value: $948M (83.6% shares, 16.4% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | CSRA INC | 1,425,584 | $58.78M | 6.2% | $41.23 | — | COM | 12650T104 |
| — | BLUE BUFFALO PET PRODS INC | 1,381,987 | $55.02M | 5.8% | $39.81 | — | COM | 09531U102 |
| — | BLACKHAWK NETWORK HLDGS INC | 49,687,000 | $54.81M | 5.8% | $1.10 | — | NOTE 1.500% 1/1 | 09238EAB0 |
| — | CALLIDUS SOFTWARE INC | 1,443,573 | $51.9M | 5.5% | $35.95 | — | COM | 13123E500 |
| — | VANTAGE ENERGY ACQUISITION | 4,539,138 | $44.39M | 4.7% | $9.74 | — | COM CL A | 92211L105 |
| — | XL GROUP LTD | 754,284 | $41.68M | 4.4% | $55.26 | — | COM | G98294104 |
| — | GENERAL CABLE CORP DEL | 35,225,000 | $37.18M | 3.9% | $1.06 | — | FRNT 4.500%11/1 | 369300AL2 |
| — | COMMERCEHUB INC | 1,500,389 | $33.74M | 3.6% | $22.49 | — | COM SER C | 20084V306 |
| — | GTY TECHNOLOGY HOLDINGS INC | 3,366,631 | $33.36M | 3.5% | $9.92 | — | CL A | G4182A102 |
| — | FEDERAL STR ACQUISITION CORP | 3,449,541 | $33.36M | 3.5% | $9.70 | — | CL A | 31421V107 |
| — | DST SYS INC DEL | 373,667 | $31.26M | 3.3% | $83.65 | — | COM | 233326107 |
| — | IMPAX LABORATORIES INC | 30,325,000 | $30.21M | 3.2% | $1.00 | — | NOTE 2.000% 6/1 | 45256BAE1 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 2,949,947 | $29.23M | 3.1% | $9.93 | — | CL A | G0726L125 |
| — | KAYNE ANDERSON ACQUISITION | 2,656,516 | $26.01M | 2.7% | $9.73 | — | CL A | 48661U102 |
| — | NXP SEMICONDUCTORS N V | 18,126,000 | $22.43M | 2.4% | $1.15 | — | DBCV 1.000%12/0 | 62952QAB6 |
| — | GORES HLDGS II INC | 1,954,854 | $19.55M | 2.1% | $9.95 | — | COM CL A | 382867109 |
| — | MATLIN & PARTNERS ACQUISITIO | 1,982,330 | $19.43M | 2.0% | $9.72 | — | CL A | 57682V106 |
| — | CM SEVEN STAR ACQUISITION CO | 1,571,299 | $15.3M | 1.6% | $9.69 | — | SHS | G2345N102 |
| — | HAYMAKER ACQUISITION CORP | 1,421,682 | $13.58M | 1.4% | $9.56 | — | COM CLASS A | 420870107 |
| — | TPG PACE HLDGS CORP | 1,378,283 | $13.47M | 1.4% | $9.77 | — | CL A | G89827128 |
| — | MULESOFT INC | 297,000 | $13.06M | 1.4% | $43.98 | — | CL A | 625207105 |
| — | TIBERIUS ACQUISITION CORP | 1,299,600 | $13.02M | 1.4% | $10.02 | — | UNIT 02/28/2021 | 88633A206 |
| — | BLACKHAWK NETWORK HLDGS INC | 283,100 | $12.65M | 1.3% | $44.70 | — | COM | 09238E104 |
| — | CAPITOL INVT CORP IV | 1,293,519 | $12.52M | 1.3% | $9.68 | — | CL A ORD | G18920101 |
| — | COMMERCEHUB INC | 487,550 | $10.97M | 1.2% | $22.50 | — | COM SER A | 20084V108 |
| — | CORNERSTONE ONDEMAND INC | 10,650,000 | $10.61M | 1.1% | $0.99 | — | NOTE 1.500% 7/0 | 21925YAB9 |
| HUNTF | HUNTER MARITIME ACQUISITION | 1,050,838 | $10.28M | 1.1% | $9.81 | 0.0% | CL A | Y37828111 |
| — | KAYNE ANDERSON ACQUISITION | 962,208 | $9.632M | 1.0% | $10.02 | — | UNIT 06/30/2022 | 48661U201 |
| — | ONE MADISON CORP | 886,767 | $8.868M | 0.9% | $10.00 | — | UNIT 99/99/9999 | G6772P118 |
| — | SABAN CAP ACQUISITION CORP | 883,396 | $8.781M | 0.9% | $9.91 | — | COM CL A | 78516C106 |
| — | LEISURE ACQUISITION CORP | 799,225 | $7.91M | 0.8% | $9.91 | — | UNIT 99/99/9999 | 52539T206 |
| — | TPG PACE ENERGY HLDGS CORP | 776,817 | $7.854M | 0.8% | $9.73 | — | CL A | 872656103 |
| — | STUDENT TRANSN INC | 1,000,000 | $7.481M | 0.8% | $7.48 | — | COM | 86388A108 |
| — | LEGACY ACQUISITION CORP | 779,634 | $7.477M | 0.8% | $9.59 | — | COM CL A | 524643103 |
| — | MICROSEMI CORP | 113,600 | $7.352M | 0.8% | $64.72 | — | COM | 595137100 |
| — | GORDON POINTE ACQUISITION CO | 750,000 | $7.29M | 0.8% | $9.72 | — | COM CLASS A | 382788107 |
| — | PENSARE ACQUISITION CORP | 715,017 | $6.95M | 0.7% | $9.68 | — | COM | 70957E105 |
| — | OPES ACQUISITION CORP | 689,960 | $6.937M | 0.7% | $10.05 | — | UNIT 03/07/2023 | 68373P209 |
| — | CAPITOL INVT CORP IV | 626,309 | $6.326M | 0.7% | $10.09 | — | UNIT 99/99/9999 | G18920119 |
| — | KAPSTONE PAPER & PACKAGING C | 184,000 | $6.313M | 0.7% | $34.31 | — | COM | 48562P103 |
| — | INDUSTREA ACQUISITION CORP | 643,220 | $6.31M | 0.7% | $9.76 | — | CL A | 45579J104 |
| — | VANTAGE ENERGY ACQUISITION | 531,330 | $5.436M | 0.6% | $10.13 | — | UNIT 04/12/2024 | 92211L204 |
| — | BLACK RIDGE ACQUISITION CORP | 514,525 | $4.986M | 0.5% | $9.65 | — | COM | 09216T107 |
| PACK | ONE MADISON CORP | 478,300 | $4.568M | 0.5% | $9.55 | — | COM CL A | G6772P100 |
| — | SENTINEL ENERGY SVCS INC | 454,152 | $4.505M | 0.5% | $9.92 | — | UNIT 11/02/2022 | G8062D128 |
| — | MATLIN & PARTNERS ACQUISITIO | 436,639 | $4.489M | 0.5% | $10.02 | — | UNIT 05/28/2021A | 57682V205 |
| — | GORDON POINTE ACQUISITION CO | 422,900 | $4.368M | 0.5% | $10.33 | — | UNIT 01/18/2023 | 382788206 |
| — | FINTECH ACQUISITION CORP II | 410,115 | $4.077M | 0.4% | $9.83 | — | COM | 31810G109 |
| RWGE/U | REGALWOOD GLOBAL ENERGY LTD | 364,270 | $3.672M | 0.4% | $9.99 | — | UNIT 99/99/9999 | G74760110 |
| — | HENNESSY CAP ACQUSTON CORP I | 358,056 | $3.545M | 0.4% | $9.83 | — | COM | 42588L105 |
| — | MOSAIC ACQUISITION CORP | 363,375 | $3.543M | 0.4% | $9.74 | — | SHS CL A | G62848109 |
| — | MODERN MEDIA ACQUISITION | 328,338 | $3.267M | 0.3% | $9.77 | — | COM | 60765P103 |
| — | UNION ACQUISITION CORP | 325,900 | $3.122M | 0.3% | $9.58 | — | SHS | G9366W101 |
| — | FEDERAL STR ACQUISITION CORP | 301,402 | $3.083M | 0.3% | $10.30 | — | UNIT 99/99/9999 | 31421V206 |
| PHUN | STELLAR ACQUISITION III INC | 281,370 | $2.912M | 0.3% | $10.00 | — | COM | Y8172W107 |
| — | HAYMAKER ACQUISITION CORP | 285,041 | $2.836M | 0.3% | $9.94 | — | UNIT 10/19/2022 | 420870206 |
| — | GIGCAPITAL INC | 278,388 | $2.7M | 0.3% | $9.70 | — | COM | 37518N106 |
| — | LANDCADIA HLDGS INC | 266,991 | $2.681M | 0.3% | $10.02 | — | CL A | 51476W107 |
| — | LEISURE ACQUISITION CORP | 237,600 | $2.274M | 0.2% | $9.57 | — | COM | 52539T107 |
| — | DFB HEALTHCARE ACQUISTION CO | 222,942 | $2.241M | 0.2% | $10.05 | — | UNIT 01/30/2023 | 23291E208 |
| — | LEO HOLDINGS CORP | 216,254 | $2.163M | 0.2% | $10.00 | — | UNIT 99/99/9999 | G5463L121 |
| — | LAYNE CHRISTENSEN CO | 138,868 | $2.072M | 0.2% | $14.92 | — | COM | 521050104 |
| — | BIG ROCK PARTNERS ACQUISI CO | 191,888 | $1.873M | 0.2% | $9.68 | — | COM | 089482103 |
| — | NEBULA ACQUISITION CORP | 182,798 | $1.85M | 0.2% | $10.12 | — | UNIT 03/12/2025 | 629076209 |
| — | PLY GEM HLDGS INC | 85,623 | $1.849M | 0.2% | $21.59 | — | COM | 72941W100 |
| — | PENSARE ACQUISITION CORP | 160,758 | $1.67M | 0.2% | $10.33 | — | UNIT 07/27/2022 | 70957E204 |
| — | VERIZON COMMUNICATIONS INC | 6,000 | $1.65M | 0.2% | — | — | Call | 92343V904 |
| — | KBL MERGER CORP IV | 100,000 | $985K | 0.1% | $9.85 | — | COM | 48242A104 |
| — | OPES ACQUISITION | 100,060 | $970K | 0.1% | $9.69 | — | COM | 68373P100 |
| — | MUDRICK CAP ACQUISITION | 100,000 | $955K | 0.1% | $9.55 | — | COM CLASS A | 624745105 |
| — | MUDRICK CAP ACQUISITION CORP | 91,500 | $935K | 0.1% | $10.22 | — | UNIT 02/01/2023 | 624745204 |
| — | GGP INC | 44,000 | $900K | 0.1% | $20.45 | — | COM | 36174X101 |
| RWGE | REGALWOOD GLOBAL ENERGY LTD | 78,200 | $759K | 0.1% | $9.71 | — | COM CL A | G74760102 |
| NESR | NATIONAL ENERGY SERVICES REU | 70,452 | $700K | 0.1% | $9.55 | — | SHS | G6375R107 |
| — | ELECTRUM SPL ACQUISITION COR | 65,689 | $682K | 0.1% | $9.89 | — | SHS | G3105C104 |
| — | NXSTAGE MEDICAL INC | 26,861 | $668K | 0.1% | $24.24 | — | COM | 67072V103 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 64,583 | $652K | 0.1% | $10.12 | — | UNIT 99/99/9999 | G0726L109 |
| — | UNION ACQUISITION CORP | 50,000 | $512K | 0.1% | $10.24 | — | UNIT 99/99/9999 | G9366W119 |
| STNL | SENTINEL ENERGY SVCS INC | 50,000 | $480K | 0.1% | $9.60 | — | COM CL A | G8062D102 |
| — | BIG ROCK PARTNERS ACQUISI CO | 41,012 | $424K | 0.0% | $10.25 | — | UNIT 11/20/2022 | 089482202 |
| — | HENNESSY CAP ACQUSTON CORP I | 39,900 | $420K | 0.0% | $10.05 | — | UNIT 06/15/2024 | 42588L204 |
| — | LEGACY ACQUISITION CORP | 40,164 | $400K | 0.0% | $9.96 | — | UNIT 05/31/2024 | 524643202 |
| — | HAYMAKER ACQUISITION CORP | 493,342 | $395K | 0.0% | $0.80 | — | W EXP 10/27/202 | 420870115 |
| — | GORES HLDGS II INC | 33,776 | $356K | 0.0% | $10.29 | — | UNIT 99/99/9999 | 382867208 |
| — | VERIZON COMMUNICATIONS INC | 2,000 | $282K | 0.0% | — | — | Put | 92343V954 |
| — | CM SEVEN STAR ACQUISITION CO | 699,000 | $224K | 0.0% | $0.32 | — | RIGHT 08/21/2022 | G2345N136 |
| — | MOSAIC ACQUISITION CORP | 14,302 | $144K | 0.0% | $10.12 | — | UNIT 99/99/9999 | G62848117 |
| — | KAYNE ANDERSON ACQUISITION | 145,600 | $135K | 0.0% | $0.78 | — | W EXP 06/30/202 | 48661U110 |
| — | CM SEVEN STAR ACQUISITION CO | 322,500 | $113K | 0.0% | $0.29 | — | W EXP 08/21/202 | G2345N110 |
| — | CAPITOL INVT CORP IV | 89,900 | $103K | 0.0% | $1.10 | — | W EXP 01/01/202 | G18920127 |
| — | BLACK RIDGE ACQUISITION CORP | 280,132 | $98,000 | 0.0% | $0.33 | — | W EXP 07/10/202 | 09216T115 |
| — | INFRA AND ENERGY ALTRNTIVE I | 99,000 | $86,000 | 0.0% | $0.87 | — | W EXP 05/20/202 | 45686J112 |
| — | FOGO DE CHAO INC | 5,200 | $82,000 | 0.0% | $15.77 | — | COM | 344177100 |
| — | BIG ROCK PARTNERS ACQUISI CO | 188,386 | $66,000 | 0.0% | $0.37 | — | RIGHT 12/01/2022 | 089482129 |
| — | BLACK RIDGE ACQUISITION CORP | 200,000 | $60,000 | 0.0% | $0.28 | — | RIGHT 07/10/2019 | 09216T123 |
| — | GORDON POINTE ACQUISITION CO | 99,500 | $54,000 | 0.0% | $0.54 | — | W EXP 07/30/202 | 382788115 |
| — | MODERN MEDIA ACQUISITION | 133,544 | $52,000 | 0.0% | $0.38 | — | RIGHT 99/99/9999 | 60765P129 |
| — | VANTAGE ENERGY ACQUISITION | 40,000 | $52,000 | 0.0% | $1.30 | — | W EXP 04/12/202 | 92211L113 |
| NESRW | NATIONAL ENERGY SERVICES REU | 54,000 | $50,000 | 0.0% | $0.55 | — | W EXP 05/05/202 | G6375R115 |
| — | JENSYN ACQUISITION CORP | 235,515 | $47,000 | 0.0% | $0.06 | — | W EXP 03/07/202 | 47632B110 |
| — | UNION ACQUISITION CORP | 125,800 | $43,000 | 0.0% | $0.34 | — | RIGHT 12/02/2019 | G9366W135 |
| — | TPG PACE ENERGY HLDGS CORP | 22,028 | $41,000 | 0.0% | $1.86 | — | W EXP 99/99/999 | 872656111 |
| — | UNION ACQUISITION CORP | 119,755 | $41,000 | 0.0% | $0.34 | — | W EXP 07/01/202 | G9366W127 |
| — | GIGCAPITAL INC | 88,000 | $41,000 | 0.0% | $0.47 | — | W EXP 06/08/202 | 37518N122 |
| — | GIGCAPITAL INC | 111,875 | $40,000 | 0.0% | $0.36 | — | RIGHT 03/06/2020 | 37518N114 |
| — | JENSYN ACQUISITION CORP | 98,705 | $39,000 | 0.0% | $0.14 | — | RIGHT 99/99/9999 | 47632B128 |
| — | PENSARE ACQUISITION CORP | 73,900 | $37,000 | 0.0% | $0.40 | — | RIGHT 99/99/9999 | 70957E121 |
| — | OPES ACQUISITION CORP | 95,960 | $36,000 | 0.0% | $0.38 | — | W EXP 01/15/202 | 68373P118 |
| — | ONE MADISON CORP | 37,631 | $34,000 | 0.0% | $0.90 | — | W EXP 99/99/999 | G6772P126 |
| — | ELECTRUM SPL ACQUISITION COR | 73,300 | $25,000 | 0.0% | $0.24 | — | W EXP 06/16/202 | G3105C112 |
| — | BIG ROCK PARTNERS ACQUISI CO | 65,644 | $21,000 | 0.0% | $0.40 | — | W EXP 12/01/202 | 089482111 |
| — | BLACKHAWK NETWORK HLDGS INC | 20 | $20,000 | 0.0% | — | — | Call | 09238E904 |
| — | GENERAL CABLE CORP DEL | 600 | $18,000 | 0.0% | $30.00 | — | COM | 369300108 |
| — | PENSARE ACQUISITION CORP | 30,000 | $14,000 | 0.0% | $0.50 | — | W EXP 07/27/202 | 70957E113 |
| — | MONSANTO CO | 100 | $12,000 | 0.0% | $102.20 | — | COM | 61166W101 |
| — | ESTRE AMBIENTAL INC | 18,750 | $11,000 | 0.0% | $0.75 | — | W EXP 12/21/202 | G3206V118 |
| — | PINNACLE ENTMT INC | 100 | $3,000 | 0.0% | $30.00 | — | COM | 72348Y105 |
| — | COMMUNITY HEALTH SYS INC | 76,569 | $1,000 | 0.0% | $0.06 | — | RIGHT 99/99/9999 | 203668116 |