Location: New York, NY
CIK: 0001076809 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 14, 2019
Total Value: $815M (92.9% shares, 7.1% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 3,585,483 | $38.37M | 4.7% | $10.70 | $10.52 | — | CL A | G8250R103 |
| — | TPG PACE HLDGS CORP | 3,320,362 | $34.13M | 4.2% | $10.28 | $10.13 | — | CL A | G89827128 |
| — | SOTHEBYS | 596,450 | $33.99M | 4.2% | $56.98 | $56.98 | — | COM | 835898107 |
| — | SENTINEL ENERGY SVCS INC | 3,004,861 | $30.86M | 3.8% | $10.27 | $10.08 | — | CL A | 81728P105 |
| — | PURE ACQUISITION CORP | 2,935,561 | $30.09M | 3.7% | $10.25 | $10.07 | — | CL A | 74621Q106 |
| — | TRINITY MERGER CORP | 2,850,000 | $29.75M | 3.6% | $10.44 | $10.18 | — | COM CL A | 89653L106 |
| — | CAMBREX CORP | 445,596 | $26.51M | 3.3% | $59.50 | $59.50 | — | COM | 132011107 |
| — | FAR PT ACQUISITION CORP | 2,575,000 | $26.32M | 3.2% | $10.22 | $10.08 | — | COM CL A | 30734W109 |
| — | NEBULA ACQUISITION CORP | 2,423,512 | $24.72M | 3.0% | $10.20 | $10.20 | — | COM CLASS A | 629076100 |
| — | NEW FRONTIER CORP | 2,240,501 | $22.79M | 2.8% | $10.17 | $10.14 | — | COM CL A | G6485P108 |
| — | DFB HEALTHCARE ACQUISTION CO | 2,200,018 | $22.4M | 2.7% | $10.18 | $10.18 | — | COM | 23291E109 |
| — | MOSAIC ACQUISITION CORP | 2,090,400 | $21.59M | 2.6% | $10.33 | $10.24 | — | COM CL A | 61946M100 |
| — | WESCO AIRCRAFT HLDGS INC | 1,898,084 | $20.9M | 2.6% | $11.01 | $11.01 | — | COM | 950814103 |
| — | PIVOTAL SOFTWARE INC | 1,346,800 | $20.09M | 2.5% | $14.92 | $14.92 | — | COM CL A | 72582H107 |
| — | CYPRESS SEMICONDUCTOR CORP | 16,120,000 | $19.5M | 2.4% | $1.21 | $1.18 | — | NOTE 2.000% 2/0 | 232806AP4 |
| — | LEGACY ACQUISITION CORP | 1,861,548 | $18.99M | 2.3% | $10.20 | $9.99 | — | COM CL A | 524643103 |
| — | VITAMIN SHOPPE INC | 18,230,000 | $18.05M | 2.2% | $0.99 | $0.99 | — | NOTE 2.250%12/0 | 92849EAB7 |
| — | MUDRICK CAP ACQUISITION CORP | 1,693,559 | $17.26M | 2.1% | $10.19 | $9.87 | — | COM CLASS A | 624745105 |
| — | SPARTAN ENERGY ACQUISITON CO | 1,521,713 | $15.37M | 1.9% | $10.10 | $10.10 | — | CL A | 846784106 |
| — | LEO HOLDINGS CORP | 1,304,982 | $13.36M | 1.6% | $10.24 | $10.25 | — | COM CL A | G5463L105 |
| — | TRIDENT ACQUISITIONS CORP | 1,192,246 | $12.38M | 1.5% | $10.38 | $10.34 | — | COM | 89615T106 |
| RWGE | REGALWOOD GLOBAL ENERGY LTD | 1,150,100 | $11.87M | 1.5% | $10.32 | $10.26 | — | COM CL A | G74760102 |
| — | FINISAR CORP | 11,565,000 | $11.53M | 1.4% | $1.00 | $1.00 | — | NOTE 0.500%12/1 | 31787AAP6 |
| — | FORUM MERGER II CORP | 1,127,641 | $11.4M | 1.4% | $10.11 | $10.00 | — | CL A | 34986F103 |
| — | LEISURE ACQUISITION CORP | 1,112,508 | $11.37M | 1.4% | $10.22 | $10.20 | — | COM | 52539T107 |
| — | SWITCHBACK ENERGY ACQUISITIO | 1,058,662 | $10.59M | 1.3% | $10.00 | $10.00 | — | UNIT 99/99/9999 | 87105M201 |
| — | SPARTAN ENERGY ACQUISITON CO | 1,008,913 | $10.45M | 1.3% | $10.36 | $10.15 | — | UNIT 99/99/9999 | 846784114 |
| — | GORDON POINTE ACQUISITION CO | 947,801 | $9.923M | 1.2% | $10.47 | $10.44 | — | COM CLASS A | 382788107 |
| — | OPES ACQUISITION CORP | 938,003 | $9.722M | 1.2% | $10.36 | $10.29 | — | COM | 68373P100 |
| — | SWITCHBACK ENERGY ACQUISITIO | 999,968 | $9.71M | 1.2% | $9.71 | $9.71 | — | COM CL A | 87105M102 |
| — | GS ACQUISITION HLDGS CORP | 947,221 | $9.662M | 1.2% | $10.20 | $10.08 | — | COM CL A | 36255F102 |
| — | ALDER BIOPHARMACEUTICALS INC | 8,011,000 | $8.867M | 1.1% | $1.11 | $1.11 | — | NOTE 2.500% 2/0 | 014339AA3 |
| — | GIGCAPITAL INC | 838,147 | $8.717M | 1.1% | $10.40 | $10.13 | — | COM | 37518N106 |
| — | TRIDENT ACQUISITIONS CORP | 757,479 | $8.014M | 1.0% | $10.58 | $10.08 | — | UNIT 05/09/2023 | 89615T205 |
| — | EXPERIENCE INVESTMENT CORP | 775,190 | $7.76M | 1.0% | $10.01 | $10.01 | — | UNIT 09/01/2026 | 30217C208 |
| — | AMCI ACQUISITION CORP | 552,986 | $5.723M | 0.7% | $10.35 | $9.95 | — | UNIT 01/07/2019 | 00165R200 |
| — | KBL MERGER CORP IV | 528,057 | $5.557M | 0.7% | $10.52 | $10.30 | — | COM | 48242A104 |
| — | GORES HOLDINGS III INC | 534,934 | $5.408M | 0.7% | $10.11 | $9.91 | — | CLASS A | 38286G109 |
| — | LF CAP ACQUISITION CORP | 517,974 | $5.314M | 0.7% | $10.26 | $9.61 | — | CL A | 50200K108 |
| — | LANDCADIA HLDGS II INC | 506,064 | $5.111M | 0.6% | $10.10 | $10.00 | — | UNIT 05/09/2026 | 51476X204 |
| — | MONOTYPE IMAGING HOLDINGS IN | 249,372 | $4.94M | 0.6% | $19.81 | $19.81 | — | COM | 61022P100 |
| — | TKK SYMPHONY ACQUISITION COR | 465,895 | $4.845M | 0.6% | $10.40 | $10.10 | — | UNIT 08/15/2023 | G88950111 |
| — | FELLAZO INC | 471,245 | $4.694M | 0.6% | $9.96 | $9.96 | — | UNIT 99/99/9999 | G3362K104 |
| — | VECTOIQ ACQUISITION CORP | 449,901 | $4.593M | 0.6% | $10.21 | $9.74 | — | COM | 92243N103 |
| — | CRESCENT ACQUISITION CORP | 439,953 | $4.325M | 0.5% | $9.83 | $9.83 | — | COM CL A | 22564L105 |
| — | RMG ACQUISITION CORP | 433,174 | $4.236M | 0.5% | $9.78 | $9.78 | — | CL A | 749641106 |
| — | OMNOVA SOLUTIONS INC | 388,988 | $3.917M | 0.5% | $10.07 | $10.07 | — | COM | 682129101 |
| — | LANDCADIA HLDGS II INC | 398,900 | $3.897M | 0.5% | $9.77 | $9.77 | — | CL A | 51476X105 |
| — | GRAF INDL CORP | 384,359 | $3.855M | 0.5% | $10.03 | $9.99 | — | COM | 384278107 |
| — | ALLEGRO MERGER CORP | 369,861 | $3.743M | 0.5% | $10.12 | $9.69 | — | COM | 01749N103 |
| — | FINTECH ACQUISITION CORP III | 350,240 | $3.527M | 0.4% | $10.07 | $10.07 | — | COM CL A | 31811A101 |
| — | RMG ACQUISITION CORP | 331,061 | $3.34M | 0.4% | $10.09 | $10.03 | — | UNIT 99/99/9999 | 749641205 |
| — | CF FIN ACQUISITION CORP | 330,338 | $3.34M | 0.4% | $10.11 | $10.11 | — | COM CL A | 12528N107 |
| — | CRESCENT ACQUISITION CORP | 321,004 | $3.261M | 0.4% | $10.16 | $10.00 | — | UNIT 99/99/9999 | 22564L204 |
| — | MONOCLE ACQUISITION CORP | 310,918 | $3.246M | 0.4% | $10.44 | $10.08 | — | UNIT 99/99/9999 | 609754205 |
| — | SCHULTZE SPL PURP ACQUSTN CO | 300,144 | $3.106M | 0.4% | $10.35 | $9.95 | — | UNIT 12/31/2023 | 80821R208 |
| — | B RILEY PRINCIPAL MERGER COR | 305,264 | $3.083M | 0.4% | $10.10 | $9.98 | — | UNIT 99/99/9999 | 05586Y205 |
| — | MEGALITH FINL ACQUISITION CO | 297,616 | $3.015M | 0.4% | $10.13 | $9.61 | — | CL A | 58518F109 |
| — | TRINE ACQUISITION CORP | 302,746 | $2.988M | 0.4% | $9.87 | $9.87 | — | COM CL A | 89628U108 |
| NFIN | NETFIN ACQUISITION CORP | 299,466 | $2.923M | 0.4% | $9.76 | $9.76 | — | SHS CL A | G6455A107 |
| — | ORISUN ACQUISITION CORP | 276,700 | $2.767M | 0.3% | $10.00 | $10.00 | — | UNIT 99/99/9999 | 68632T208 |
| — | CORINDUS VASCULAR ROBOTICS I | 599,453 | $2.566M | 0.3% | $4.28 | $4.28 | — | COM | 218730109 |
| — | AMCI ACQUISITION CORP | 247,956 | $2.487M | 0.3% | $10.03 | $10.03 | — | CLASS A | 00165R101 |
| — | NETFIN ACQUISITION CORP | 206,731 | $2.086M | 0.3% | $10.09 | $10.09 | — | UNIT 08/01/2024 | G6455A123 |
| — | TORTOISE ACQUISITION CORP | 207,585 | $2.043M | 0.3% | $9.84 | $9.84 | — | CL A | 89154L100 |
| — | B RILEY PRINCIPAL MERGER COR | 199,970 | $1.982M | 0.2% | $9.91 | $9.91 | — | CL A | 05586Y106 |
| — | PROFICIENT ALPHA ACQUSTN COR | 197,537 | $1.975M | 0.2% | $10.00 | $10.05 | — | UNIT 04/30/2026 | 74317H204 |
| — | SOUTH MTN MERGER CORP | 196,970 | $1.93M | 0.2% | $9.80 | $9.80 | — | COM CL A | 838884104 |
| — | ACAMAR PARTNERS ACQSITION CO | 196,918 | $1.922M | 0.2% | $9.76 | $9.76 | — | CL A | 004285102 |
| — | EDTECHX HLDGS ACQUISITION CO | 185,039 | $1.91M | 0.2% | $10.32 | $9.99 | — | UNIT 12/31/2025 | 28138X202 |
| — | ARYA SCIENCES ACQUISITION CO | 165,649 | $1.814M | 0.2% | $10.95 | $10.34 | — | UNIT 10/04/2023 | G3165V117 |
| — | DIAMONDPEAK HLDGS COR | 165,317 | $1.686M | 0.2% | $10.20 | $10.02 | — | UNIT 99/99/9999 | 25280H209 |
| — | GREENLAND ACQUISITIN CORPORA | 162,567 | $1.683M | 0.2% | $10.35 | $10.08 | — | SHS | G40981139 |
| — | ANDINA ACQUISITION CORP III | 162,609 | $1.624M | 0.2% | $9.99 | $9.99 | — | SHS | G04415108 |
| — | CHASERG TECHNLGY ACQUISITN C | 150,015 | $1.598M | 0.2% | $10.65 | $9.99 | — | UNIT 09/30/2023 | 16166A202 |
| — | CARBON BLACK INC | 59,118 | $1.536M | 0.2% | $25.98 | $25.98 | — | COM | 14081R103 |
| LOAC | LONGEVITY ACQUISITION CORP | 148,897 | $1.535M | 0.2% | $10.31 | $10.05 | — | ORD SHS | G56372132 |
| ALAC | ALBERTON ACQUISITION CORP | 148,395 | $1.521M | 0.2% | $10.25 | $10.25 | — | ORD SHS | G35006108 |
| — | ACT II GLOBAL ACQUISITION CO | 153,936 | $1.516M | 0.2% | $9.85 | $9.85 | — | CL A SHS | G0080J104 |
| — | CHASERG TECHNLGY ACQUISITN C | 150,478 | $1.506M | 0.2% | $10.01 | $9.74 | — | CLASS A | 16166A103 |
| — | DIAMOND EAGLE ACQUISITION CO | 146,849 | $1.493M | 0.2% | $10.17 | $10.06 | — | UNIT 01/30/2023 | 25258L208 |
| — | GX ACQUISITION CORP | 133,800 | $1.484M | 0.2% | $11.09 | $10.05 | — | UNIT 05/24/2026 | 36251A206 |
| — | NEBULA ACQUISITION CORP | 135,906 | $1.448M | 0.2% | $10.65 | $10.12 | — | UNIT 03/12/2025 | 629076209 |
| — | THUNDER BRDG ACQUISTION II L | 139,828 | $1.423M | 0.2% | $10.18 | $10.18 | — | UNIT 99/99/9999 | G8857S124 |
| — | TIBERIUS ACQUISITION CORP | 134,806 | $1.38M | 0.2% | $10.24 | $9.61 | — | COM | 88633A107 |
| — | COLLIER CREEK HOLDINGS | 126,028 | $1.348M | 0.2% | $10.70 | $10.00 | — | UNIT 99/99/9999 | G22707122 |
| — | NAVIGANT CONSULTING INC | 47,350 | $1.323M | 0.2% | $27.94 | $27.94 | — | COM | 63935N107 |
| TOTA | TOTTENHAM ACQUISITION I LTD | 128,001 | $1.317M | 0.2% | $10.29 | $9.81 | — | SHS | G8959N106 |
| — | WEALTHBRIDGE ACQUISITION LTD | 119,623 | $1.242M | 0.2% | $10.38 | $10.07 | — | UNIT 99/99/9999 | G4887W102 |
| — | MEGALITH FINL ACQUISITION CO | 111,313 | $1.164M | 0.1% | $10.46 | $10.10 | — | UNIT 09/30/2025 | 58518F208 |
| — | FORUM MERGER II CORP | 96,000 | $1.027M | 0.1% | $10.70 | $10.10 | — | UNIT 09/30/2025 | 34986F202 |
| — | AGBA ACQUISITION LTD | 103,189 | $1.027M | 0.1% | $9.95 | $9.95 | — | SHS | G0120M109 |
| — | TWELVE SEAS INVESTMENT COMPA | 100,000 | $1.024M | 0.1% | $10.24 | $9.57 | — | SHS | G9145A107 |
| — | CF FIN ACQUISITION CORP | 93,657 | $992K | 0.1% | $10.59 | $10.00 | — | UNIT 04/30/2025 | 12528N206 |
| — | GX ACQUISITION CORP | 99,400 | $965K | 0.1% | $9.71 | $9.71 | — | COM CL A | 36251A107 |
| — | HL ACQUISITIONS CORP | 91,955 | $936K | 0.1% | $10.18 | $9.80 | — | SHS | G4603R106 |
| — | NEW PROVIDENCE ACQUISITIN CO | 91,965 | $928K | 0.1% | $10.09 | $10.09 | — | UNIT 09/01/2024 | 64822P205 |
| — | PURE ACQUISITION CORP | 77,422 | $831K | 0.1% | $10.73 | $10.25 | — | UNIT 04/13/2023 | 74621Q205 |
| — | INSURANCE ACQUISITION CORP | 79,106 | $824K | 0.1% | $10.42 | $10.10 | — | UNIT 03/31/2024 | 457867307 |
| — | ACT II GLOBAL ACQUISITION CO | 76,264 | $792K | 0.1% | $10.38 | $10.38 | — | UNIT 04/30/2026 | G0080J112 |
| — | GIGCAPITAL2 INC | 75,000 | $773K | 0.1% | $10.31 | $10.03 | — | UNIT 02/28/2026 | 375036209 |
| — | ALBERTON ACQUISITION CORP | 73,027 | $770K | 0.1% | $10.54 | $10.03 | — | UNIT 04/22/2020 | G35006116 |
| — | DRYSHIPS INC | 144,038 | $753K | 0.1% | $5.23 | $5.23 | — | COM PAR | Y2109Q705 |
| — | MONOCLE ACQUISITION CORP | 74,980 | $747K | 0.1% | $9.96 | $9.96 | — | COM | 609754106 |
| — | APEX TECHNOLOGY ACQUISITN CO | 72,800 | $742K | 0.1% | $10.19 | $10.19 | — | UNIT 06/11/2026 | 03768F201 |
| — | LEISURE ACQUISITION CORP | 62,921 | $671K | 0.1% | $10.66 | $9.91 | — | UNIT 99/99/9999 | 52539T206 |
| — | TKK SYMPHONY ACQUISITION COR | 65,086 | $659K | 0.1% | $10.13 | $9.85 | — | ORD SHS | G88950103 |
| — | ACACIA COMMUNICATIONS INC | 9,475 | $620K | 0.1% | $65.44 | $65.44 | — | COM | 00401C108 |
| — | MUDRICK CAP ACQUISITION CORP | 50,367 | $546K | 0.1% | $10.84 | $10.22 | — | UNIT 02/01/2023 | 624745204 |
| — | GRAF INDL CORP | 48,402 | $499K | 0.1% | $10.31 | $10.00 | — | UNIT 12/31/2025 | 384278206 |
| — | GORES HOLDINGS III INC | 44,731 | $472K | 0.1% | $10.55 | $10.21 | — | UNIT 09/07/2024 | 38286G208 |
| — | CHARDAN HEALTHCARE ACQUISITI | 46,236 | $469K | 0.1% | $10.14 | $10.14 | — | COM | 15957A108 |
| — | PRESIDIO INC | 26,757 | $452K | 0.1% | $16.89 | $16.89 | — | COM | 74102M103 |
| — | LONGEVITY ACQUISITION CORP | 42,305 | $451K | 0.1% | $10.66 | $10.23 | — | UNIT 08/29/2024 | G56372108 |
| — | SOUTH MTN MERGER CORP | 37,075 | $389K | 0.0% | $10.49 | $10.00 | — | UNIT 99/99/9999 | 838884203 |
| — | HENNESSY CAP ACQUSTION CORP | 36,660 | $387K | 0.0% | $10.56 | $10.08 | — | UNIT 99/99/9999 | 42589C203 |
| — | PIVOTAL INVT CORP II | 38,058 | $387K | 0.0% | $10.17 | $10.17 | — | UNIT 06/01/2025 | 72582K209 |
| — | CHURCHILL CAP CORP II | 35,951 | $378K | 0.0% | $10.51 | $10.16 | — | UNIT 99/99/9999 | 17143G205 |
| — | DD3 ACQUISITION CORP | 35,753 | $363K | 0.0% | $10.15 | $10.15 | — | SHS | G2692M103 |
| — | OAKTREE ACQUISITION CORP | 35,100 | $357K | 0.0% | $10.17 | $10.17 | — | UNIT 99/99/9999 | G67145121 |
| — | SWITCHBACK ENERGY ACQUISITIO | 333,322 | $317K | 0.0% | $0.95 | $0.95 | — | W EXP 07/25/202 | 87105M110 |
| — | NEW FRONTIER CORP | 298,352 | $298K | 0.0% | $1.00 | $1.02 | — | W EXP 99/99/999 | G6485P124 |
| — | GRAF INDL CORP | 585,647 | $228K | 0.0% | $0.39 | $0.37 | — | W EXP 12/31/202 | 384278115 |
| — | CRESCENT ACQUISITION CORP | 224,980 | $180K | 0.0% | $0.80 | $0.80 | — | W EXP 03/08/202 | 22564L113 |
| — | TUSCAN HOLDINGS CORP | 16,500 | $176K | 0.0% | $10.67 | $10.43 | — | UNIT 99/99/9999 | 90069K203 |
| — | LF CAP ACQUISITION CORP | 16,439 | $174K | 0.0% | $10.58 | $10.07 | — | UNIT 06/19/2025 | 50200K207 |
| — | TIBERIUS ACQUISITION CORP | 276,551 | $163K | 0.0% | $0.59 | $0.39 | — | W EXP 02/28/202 | 88633A115 |
| — | HL ACQUISITIONS CORP | 15,117 | $161K | 0.0% | $10.65 | $10.06 | — | UNIT 06/21/2023 | G4603R114 |
| — | FORUM MERGER II CORP | 241,001 | $142K | 0.0% | $0.59 | $0.44 | — | W EXP 09/30/202 | 34986F111 |
| — | LANDCADIA HLDGS II INC | 166,668 | $132K | 0.0% | $0.79 | $0.79 | — | W EXP 05/09/202 | 51476X113 |
| — | ACT II GLOBAL ACQUISITION CO | 137,475 | $128K | 0.0% | $0.93 | $0.93 | — | W EXP 04/30/202 | G0080J120 |
| — | TRINITY MERGER CORP | 100,000 | $127K | 0.0% | $1.27 | $0.40 | — | W EXP 05/11/202 | 89653L114 |
| — | TKK SYMPHONY ACQUISITION COR | 527,857 | $127K | 0.0% | $0.24 | $0.32 | — | RIGHT 02/20/2020 | G88950137 |
| — | TRINE ACQUISITION CORP | 159,973 | $126K | 0.0% | $0.79 | $0.79 | — | W EXP 03/31/202 | 89628U116 |
| — | FINTECH ACQUISITION CORP III | 10,628 | $114K | 0.0% | $10.73 | $10.00 | — | UNIT 12/01/2023 | 31811A309 |
| — | ALBERTON ACQUISITION CORP | 382,414 | $111K | 0.0% | $0.29 | $0.23 | — | RIGHT 10/04/2020 | G35006132 |
| — | CHASERG TECHNLGY ACQUISITN C | 120,741 | $107K | 0.0% | $0.89 | $0.65 | — | W EXP 04/10/202 | 16166A111 |
| — | OPES ACQUISITION CORP | 578,186 | $104K | 0.0% | $0.18 | $0.32 | — | W EXP 03/13/202 | 68373P118 |
| — | ACAMAR PARTNERS ACQSITION CO | 124,329 | $92,000 | 0.0% | $0.74 | $0.74 | — | W EXP 02/26/202 | 004285110 |
| — | NETFIN ACQUISITION CORP | 299,970 | $90,000 | 0.0% | $0.30 | $0.30 | — | W EXP 08/01/202 | G6455A115 |
| — | DFB HEALTHCARE ACQUISTION CO | 61,172 | $88,000 | 0.0% | $1.44 | $1.44 | — | W EXP 04/11/202 | 23291E117 |
| — | SOUTH MTN MERGER CORP | 99,985 | $85,000 | 0.0% | $0.85 | $0.85 | — | W EXP 06/20/202 | 838884112 |
| — | SENTINEL ENERGY SVCS INC | 203,091 | $81,000 | 0.0% | $0.40 | $0.69 | — | W EXP 11/02/202 | 81728P113 |
| — | DD3 ACQUISITION CORP | 223,500 | $76,000 | 0.0% | $0.34 | $0.34 | — | W EXP 10/20/202 | G2692M111 |
| — | TENZING ACQUISITION CORP | 290,026 | $72,000 | 0.0% | $0.25 | $0.31 | — | W EXP 02/23/202 | G8708A108 |
| — | TORTOISE ACQUISITION CORP | 116,604 | $71,000 | 0.0% | $0.61 | $0.61 | — | W EXP 03/04/202 | 89154L118 |
| — | CHARDAN HEALTHCARE ACQUISITI | 86,296 | $68,000 | 0.0% | $0.79 | $0.79 | — | W EXP 04/30/202 | 15957A116 |
| — | TWELVE SEAS INVESTMENT COMPA | 212,501 | $68,000 | 0.0% | $0.32 | $0.36 | — | W EXP 12/22/202 | G9145A115 |
| — | LEISURE ACQUISITION CORP | 84,281 | $63,000 | 0.0% | $0.75 | $0.79 | — | W EXP 12/05/201 | 52539T115 |
| — | GIGCAPITAL2 INC | 199,970 | $59,000 | 0.0% | $0.30 | $0.30 | — | RIGHT 02/28/2026 | 375036126 |
| — | REGALWOOD GLOBAL ENERGY LTD | 89,743 | $54,000 | 0.0% | $0.60 | $0.97 | — | W EXP 12/05/202 | G74760128 |
| — | GS ACQUISITION HLDGS CORP | 4,912 | $52,000 | 0.0% | $10.59 | $10.20 | — | UNIT 06/12/2023 | 36255F201 |
| — | GIGCAPITAL2 INC | 179,970 | $51,000 | 0.0% | $0.28 | $0.28 | — | W EXP 02/28/202 | 375036118 |
| — | TKK SYMPHONY ACQUISITION COR | 529,569 | $48,000 | 0.0% | $0.09 | $0.13 | — | W EXP 02/20/202 | G88950129 |
| — | PENSARE ACQUISITION CORP | 156,933 | $47,000 | 0.0% | $0.30 | $0.33 | — | RIGHT 99/99/9999 | 70957E121 |
| — | B RILEY PRINCIPAL MERGER COR | 99,985 | $46,000 | 0.0% | $0.46 | $0.46 | — | W EXP 04/08/202 | 05586Y114 |
| — | ALBERTON ACQUISITION CORP | 384,761 | $46,000 | 0.0% | $0.12 | $0.11 | — | W EXP 04/26/202 | G35006124 |
| — | BIG ROCK PARTNERS ACQUISI CO | 191,974 | $42,000 | 0.0% | $0.22 | $0.32 | — | RIGHT 12/01/2022 | 089482129 |
| — | TRIDENT ACQUISITIONS CORP | 250,000 | $38,000 | 0.0% | $0.15 | $0.15 | — | W EXP 05/09/202 | 89615T114 |
| — | MEGALITH FINL ACQUISITION CO | 96,214 | $37,000 | 0.0% | $0.38 | $0.60 | — | W EXP 08/26/202 | 58518F117 |
| — | MONOCLE ACQUISITION CORP | 74,980 | $34,000 | 0.0% | $0.45 | $0.45 | — | W EXP 12/06/202 | 609754114 |
| — | GORDON POINTE ACQUISITION CO | 78,257 | $31,000 | 0.0% | $0.40 | $0.44 | — | W EXP 07/30/202 | 382788115 |
| — | TWELVE SEAS INVESTMENT COMPA | 83,980 | $31,000 | 0.0% | $0.37 | $0.41 | — | RIGHT 12/22/2019 | G9145A131 |
| — | GX ACQUISITION CORP | 50,000 | $30,000 | 0.0% | $0.60 | $0.60 | — | W EXP 05/24/202 | 36251A115 |
| — | LEO HOLDINGS CORP | 34,100 | $25,000 | 0.0% | $0.73 | $0.79 | — | W EXP 02/07/202 | G5463L113 |
| — | LF CAP ACQUISITION CORP | 71,580 | $23,000 | 0.0% | $0.32 | $0.49 | — | W EXP 06/22/202 | 50200K116 |
| — | PURE ACQUISITION CORP | 20,976 | $22,000 | 0.0% | $1.05 | $1.20 | — | W EXP 04/17/202 | 74621Q114 |
| — | RENT A CTR INC NEW | 4,238 | $21,000 | 0.0% | $4.96 | — | — | Put | 76009N950 |
| — | ALLEGRO MERGER CORP | 82,330 | $21,000 | 0.0% | $0.26 | $0.21 | — | RIGHT 12/31/2023 | 01749N129 |
| — | ANDINA ACQUISITION CORP III | 67,508 | $20,000 | 0.0% | $0.30 | $0.30 | — | RIGHT 07/31/2020 | G04415132 |
| — | AGBA ACQUISITION LTD | 103,200 | $20,000 | 0.0% | $0.19 | $0.19 | — | RIGHT 05/10/2024 | G0120M125 |
| — | ALLEGRO MERGER CORP | 82,330 | $19,000 | 0.0% | $0.23 | $0.28 | — | W EXP 01/06/202 | 01749N111 |
| — | RMG ACQUISITION CORP | 24,991 | $19,000 | 0.0% | $0.76 | $0.76 | — | W EXP 02/21/202 | 749641114 |
| SNAXW | ANDINA ACQUISITION CORP III | 67,508 | $14,000 | 0.0% | $0.21 | $0.21 | — | W EXP 07/31/202 | G04415124 |
| — | PENSARE ACQUISITION CORP | 60,024 | $13,000 | 0.0% | $0.22 | $0.27 | — | W EXP 07/27/202 | 70957E113 |
| — | BIG ROCK PARTNERS ACQUISI CO | 66,710 | $11,000 | 0.0% | $0.16 | $0.35 | — | W EXP 12/01/202 | 089482111 |
| — | AGBA ACQUISITION LTD | 103,200 | $8,000 | 0.0% | $0.08 | $0.08 | — | W EXP 05/10/202 | G0120M117 |
| — | LEGACY ACQUISITION CORP | 6,213 | $2,000 | 0.0% | $0.32 | $0.32 | — | W EXP 11/30/202 | 524643111 |
| — | SOTHEBYS | 872 | $2,000 | 0.0% | $2.29 | — | — | Put | 835898957 |
| — | CAMBREX CORP | 88 | $1,000 | 0.0% | $11.36 | — | — | Call | 132011907 |