Location: New York, NY
CIK: 0001076809 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Feb 14, 2020
Total Value: $804M (86.0% shares, 14.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | MEDICINES CO | 44,205,000 | $77.01M | 9.6% | $1.74 | $1.74 | — | NOTE 2.750% 7/1 | 584688AG0 |
| — | FAR PT ACQUISITION CORP | 3,662,012 | $37.72M | 4.7% | $10.30 | $10.14 | — | COM CL A | 30734W109 |
| — | TIFFANY & CO NEW | 260,000 | $34.75M | 4.3% | $133.65 | $133.65 | — | COM | 886547108 |
| — | MOSAIC ACQUISITION CORP | 3,254,709 | $33.48M | 4.2% | $10.29 | $10.26 | — | COM CL A | 61946M100 |
| — | SPARTAN ENERGY ACQUISITON CO | 2,608,714 | $26.52M | 3.3% | $10.17 | $10.13 | — | COM CL A COM STK | 846784106 |
| — | NEBULA ACQUISITION CORP | 2,485,200 | $26.19M | 3.3% | $10.54 | $10.20 | — | COM CLASS A | 629076100 |
| — | CYPRESS SEMICONDUCTOR CORP | 20,330,000 | $24.64M | 3.1% | $1.21 | $1.19 | — | NOTE 2.000% 2/0 | 232806AP4 |
| — | TALLGRASS ENERGY LP | 975,000 | $21.57M | 2.7% | $22.12 | $22.12 | — | CLASS A SHS | 874696107 |
| — | PURE ACQUISITION CORP | 2,055,811 | $21.32M | 2.7% | $10.37 | $10.07 | — | CL A | 74621Q106 |
| — | MUDRICK CAP ACQUISITION CORP | 1,956,490 | $20.19M | 2.5% | $10.32 | $9.93 | — | COM CLASS A | 624745105 |
| — | BOXWOOD MERGER CORP | 1,939,174 | $19.7M | 2.5% | $10.16 | $10.16 | — | COM CL A | 10319T101 |
| — | FORUM MERGER II CORP | 1,904,042 | $19.44M | 2.4% | $10.21 | $10.08 | — | CL A | 34986F103 |
| — | TECH DATA CORP | 127,175 | $18.26M | 2.3% | $143.60 | $143.60 | — | COM | 878237106 |
| — | GORES HOLDINGS III INC | 1,563,771 | $16.17M | 2.0% | $10.34 | $10.19 | — | CLASS A | 38286G109 |
| — | LEISURE ACQUISITION CORP | 1,520,747 | $15.85M | 2.0% | $10.42 | $10.26 | — | COM | 52539T107 |
| — | WESCO AIRCRAFT HLDGS INC | 1,374,025 | $15.14M | 1.9% | $11.02 | $11.01 | — | COM | 950814103 |
| — | RMG ACQUISITION CORP | 1,489,436 | $14.87M | 1.8% | $9.98 | $9.92 | — | CL A | 749641106 |
| — | LEO HOLDINGS CORP | 1,401,872 | $14.49M | 1.8% | $10.34 | $10.25 | — | COM CL A | G5463L105 |
| — | SPARTAN ENERGY ACQUISITON CO | 1,394,350 | $14.22M | 1.8% | $10.20 | $10.16 | — | UNIT 99/99/9999 | 846784114 |
| — | LIBERTY PPTY TR | 214,220 | $12.86M | 1.6% | $60.05 | $60.05 | — | SH BEN INT | 531172104 |
| — | GORES METROPOULOS INC | 1,250,000 | $12.65M | 1.6% | $10.12 | $10.12 | — | COM CL A | 382872109 |
| — | SWITCHBACK ENERGY ACQUISITIO | 1,287,090 | $12.63M | 1.6% | $9.81 | $9.73 | — | COM CL A | 87105M102 |
| — | PATTERN ENERGY GROUP INC | 10,568,000 | $10.69M | 1.3% | $1.01 | $1.01 | — | NOTE 4.000% 7/1 | 70338PAB6 |
| — | GORDON POINTE ACQUISITION CO | 920,524 | $9.748M | 1.2% | $10.59 | $10.44 | — | COM CLASS A | 382788107 |
| — | FINTECH ACQUISITION CORP III | 951,611 | $9.63M | 1.2% | $10.12 | $10.10 | — | COM CL A | 31811A101 |
| — | TORTOISE ACQUISITION CORP | 956,281 | $9.525M | 1.2% | $9.96 | $9.93 | — | CL A | 89154L100 |
| — | TRINE ACQUISITION CORP | 921,510 | $9.197M | 1.1% | $9.98 | $9.94 | — | COM CL A | 89628U108 |
| — | KALEYRA INC | 869,893 | $9.134M | 1.1% | $10.50 | $10.50 | — | COM | 483379103 |
| — | SWITCHBACK ENERGY ACQUISITIO | 895,927 | $8.995M | 1.1% | $10.04 | $10.00 | — | UNIT 99/99/9999 | 87105M201 |
| — | LANDCADIA HLDGS II INC | 897,561 | $8.859M | 1.1% | $9.87 | $9.83 | — | CL A | 51476X105 |
| — | EXPERIENCE INVESTMENT CORP | 770,796 | $7.762M | 1.0% | $10.07 | $10.01 | — | UNIT 09/01/2026 | 30217C208 |
| — | ACAMAR PARTNERS ACQSITION CO | 769,170 | $7.676M | 1.0% | $9.98 | $9.92 | — | CL A | 004285102 |
| — | SOUTH MTN MERGER CORP | 769,800 | $7.598M | 0.9% | $9.87 | $9.85 | — | COM CL A | 838884104 |
| — | VECTOIQ ACQUISITION CORP | 646,817 | $6.675M | 0.8% | $10.32 | $9.92 | — | COM | 92243N103 |
| — | GRAF INDL CORP | 648,010 | $6.603M | 0.8% | $10.19 | $10.07 | — | COM | 384278107 |
| — | MEGALITH FINL ACQUISITION CO | 623,024 | $6.392M | 0.8% | $10.26 | $9.95 | — | CL A COM | 58518F109 |
| — | SYNTHORX INC | 82,500 | $5.766M | 0.7% | $69.89 | $69.89 | — | COM | 87167A103 |
| — | CRESCENT ACQUISITION CORP | 572,358 | $5.718M | 0.7% | $9.99 | $9.87 | — | COM CL A | 22564L105 |
| — | AMCI ACQUISITION CORP | 549,986 | $5.714M | 0.7% | $10.39 | $9.95 | — | UNIT 01/07/2019 | 00165R200 |
| — | ALLEGRO MERGER CORP | 546,047 | $5.581M | 0.7% | $10.22 | $9.86 | — | COM | 01749N103 |
| — | LF CAP ACQUISITION CORP | 518,268 | $5.349M | 0.7% | $10.32 | $9.61 | — | CL A | 50200K108 |
| — | CF FIN ACQUISITION CORP | 515,501 | $5.274M | 0.7% | $10.23 | $10.15 | — | COM CL A | 12528N107 |
| — | TRIDENT ACQUISITIONS CORP | 497,146 | $5.235M | 0.7% | $10.53 | $10.34 | — | COM | 89615T106 |
| NFIN | NETFIN ACQUISITION CORP | 525,858 | $5.232M | 0.7% | $9.95 | $9.84 | — | SHS CL A | G6455A107 |
| — | LANDCADIA HLDGS II INC | 504,064 | $5.106M | 0.6% | $10.13 | $10.00 | — | UNIT 05/09/2026 | 51476X204 |
| — | NEW PROVIDENCE ACQUISITIN CO | 493,018 | $4.861M | 0.6% | $9.86 | $9.86 | — | COM CL A | 64822P106 |
| — | OMNOVA SOLUTIONS INC | 472,521 | $4.777M | 0.6% | $10.11 | $10.08 | — | COM | 682129101 |
| — | TKK SYMPHONY ACQUISITION COR | 413,410 | $4.233M | 0.5% | $10.24 | $10.18 | — | ORD SHS | G88950103 |
| — | LGL SYS ACQUISITION CORP | 413,797 | $4.221M | 0.5% | $10.20 | $10.20 | — | UNIT 10/24/2024 | 50201G205 |
| — | OSPREY TECHNLGY AQUISTION CO | 398,000 | $4.052M | 0.5% | $10.18 | $10.18 | — | UNIT 10/30/2024 | 68839R401 |
| — | CIIG MERGER CORP | 375,000 | $3.81M | 0.5% | $10.16 | $10.16 | — | UNIT 12/31/2026 | 12559C202 |
| — | LIV CAP ACQUISITION CORP | 349,980 | $3.521M | 0.4% | $10.06 | $10.06 | — | UNIT 99/99/9999 | G5510C124 |
| — | AMPLITUDE HLTHCRE AQUSTIN CO | 337,282 | $3.393M | 0.4% | $10.06 | $10.06 | — | UNIT 12/01/2026 | 03212A204 |
| — | PIVOTAL INVT CORP II | 340,896 | $3.389M | 0.4% | $9.94 | $9.94 | — | COM CL A | 72582K100 |
| — | RMG ACQUISITION CORP | 329,927 | $3.352M | 0.4% | $10.16 | $10.03 | — | UNIT 99/99/9999 | 749641205 |
| — | CRESCENT ACQUISITION CORP | 315,704 | $3.233M | 0.4% | $10.24 | $10.00 | — | UNIT 99/99/9999 | 22564L204 |
| — | COLLIER CREEK HOLDINGS | 299,980 | $3.084M | 0.4% | $10.28 | $10.28 | — | COM CL A | G22707106 |
| — | SCHULTZE SPL PURP ACQUSTN CO | 292,730 | $3.071M | 0.4% | $10.49 | $9.95 | — | UNIT 12/31/2023 | 80821R208 |
| — | FINSERV ACQUISITION CORP | 300,000 | $3.063M | 0.4% | $10.21 | $10.21 | — | UNIT 12/31/2026 | 318085206 |
| — | AIRCASTLE LTD | 95,213 | $3.048M | 0.4% | $32.01 | $32.01 | — | COM | G0129K104 |
| — | DIAMOND EAGLE ACQUISITION CO | 265,667 | $2.843M | 0.4% | $10.70 | $10.70 | — | COM CL A | 25258L109 |
| — | EDTECHX HLDGS ACQUISITION CO | 268,017 | $2.753M | 0.3% | $10.27 | $10.27 | — | COM | 28138X103 |
| — | ACT II GLOBAL ACQUISITION CO | 245,782 | $2.487M | 0.3% | $10.12 | $9.95 | — | CL A SHS | G0080J104 |
| — | MONOCLE ACQUISITION CORP | 242,335 | $2.467M | 0.3% | $10.18 | $10.11 | — | COM | 609754106 |
| — | AMCI ACQUISITION CORP | 242,210 | $2.446M | 0.3% | $10.10 | $10.03 | — | CLASS A | 00165R101 |
| ALUS/U | ALUSSA ENERGY ACQUISITION CO | 236,115 | $2.38M | 0.3% | $10.08 | $10.08 | — | UNIT 10/31/2026 | G0232J127 |
| RPLA | REPLAY ACQUISITION CORP | 236,054 | $2.368M | 0.3% | $10.03 | $10.03 | — | COM | G75130107 |
| — | PROFICIENT ALPHA ACQUSTN COR | 228,700 | $2.301M | 0.3% | $10.06 | $10.06 | — | COM | 74317H105 |
| — | B RILEY PRINCIPAL MERGER COR | 229,033 | $2.293M | 0.3% | $10.01 | $9.92 | — | CL A | 05586Y106 |
| — | PROFICIENT ALPHA ACQUSTN COR | 194,297 | $2.001M | 0.2% | $10.30 | $10.05 | — | UNIT 04/30/2026 | 74317H204 |
| — | JUNIPER INDL HLDGS INC | 190,700 | $1.941M | 0.2% | $10.18 | $10.18 | — | UNIT 11/13/2026 | 48205G205 |
| — | ARYA SCIENCES ACQUISITION CO | 155,416 | $1.787M | 0.2% | $11.50 | $10.34 | — | UNIT 10/04/2023 | G3165V117 |
| — | DIAMONDPEAK HLDGS COR | 160,694 | $1.647M | 0.2% | $10.25 | $10.02 | — | UNIT 99/99/9999 | 25280H209 |
| ALAC | ALBERTON ACQUISITION CORP | 157,241 | $1.627M | 0.2% | $10.35 | $10.26 | — | ORD SHS | G35006108 |
| — | NETFIN ACQUISITION CORP | 152,645 | $1.555M | 0.2% | $10.19 | $10.09 | — | UNIT 08/01/2024 | G6455A123 |
| — | LEGACY ACQUISITION CORP | 149,920 | $1.54M | 0.2% | $10.27 | $9.99 | — | COM CL A | 524643103 |
| — | AUDENTES THERAPEUTICS INC | 25,000 | $1.496M | 0.2% | $59.84 | $59.84 | — | COM | 05070R104 |
| — | CONTINENTAL BLDG PRODS INC | 40,000 | $1.457M | 0.2% | $36.42 | $36.42 | — | COM | 211171103 |
| — | GREENVISION ACQUISITION CORP | 135,295 | $1.365M | 0.2% | $10.09 | $10.09 | — | UNIT 10/28/2024 | 39678G202 |
| LOAC | LONGEVITY ACQUISITION CORP | 128,594 | $1.343M | 0.2% | $10.44 | $10.05 | — | ORD SHS | G56372132 |
| TOTA | TOTTENHAM ACQUISITION I LTD | 125,999 | $1.32M | 0.2% | $10.48 | $9.81 | — | SHS | G8959N106 |
| — | COLLIER CREEK HOLDINGS | 123,928 | $1.316M | 0.2% | $10.62 | $10.00 | — | UNIT 99/99/9999 | G22707122 |
| — | GX ACQUISITION CORP | 122,500 | $1.263M | 0.2% | $10.31 | $10.05 | — | UNIT 05/24/2026 | 36251A206 |
| — | THUNDER BRDG ACQUISTION II L | 118,355 | $1.237M | 0.2% | $10.45 | $10.18 | — | UNIT 99/99/9999 | G8857S124 |
| — | HENNESSY CAP ACQUSTION CORP | 115,611 | $1.175M | 0.1% | $10.16 | $10.16 | — | CL A COM | 42589C104 |
| — | HL ACQUISITIONS CORP | 104,749 | $1.082M | 0.1% | $10.33 | $9.87 | — | SHS | G4603R106 |
| RVPH | TENZING ACQUISITION CORP | 100,000 | $1.047M | 0.1% | $10.47 | $10.47 | — | ORD SHS | G8708A116 |
| — | MEGALITH FINL ACQUISITION CO | 99,313 | $1.044M | 0.1% | $10.51 | $10.10 | — | UNIT 09/30/2025 | 58518F208 |
| SCPE | SC HEALTH CORP | 104,200 | $1.036M | 0.1% | $9.94 | $9.94 | — | COM CL A | G78516203 |
| — | FORUM MERGER II CORP | 96,000 | $1.027M | 0.1% | $10.70 | $10.10 | — | UNIT 09/30/2025 | 34986F202 |
| — | EXPERIENCE INVESTMENT CORP | 103,541 | $1.01M | 0.1% | $9.75 | $9.75 | — | COM CL A | 30217C109 |
| — | SOFTWARE ACQUISITION GROUP I | 99,064 | $1.006M | 0.1% | $10.16 | $10.16 | — | UNIT 10/01/2026 | 83406B200 |
| — | GX ACQUISITION CORP | 99,400 | $989K | 0.1% | $9.95 | $9.71 | — | COM CL A | 36251A107 |
| — | CF FIN ACQUISITION CORP | 89,940 | $979K | 0.1% | $10.89 | $10.00 | — | UNIT 04/30/2025 | 12528N206 |
| — | AGBA ACQUISITION LTD | 95,632 | $966K | 0.1% | $10.10 | $9.95 | — | SHS | G0120M109 |
| — | INSURANCE ACQUISITION CORP | 77,306 | $818K | 0.1% | $10.58 | $10.10 | — | UNIT 03/31/2024 | 457867307 |
| — | SCHULTZE SPL PURP ACQUSTN CO | 77,001 | $779K | 0.1% | $10.12 | $10.12 | — | COM | 80821R109 |
| — | ALBERTON ACQUISITION CORP | 71,896 | $766K | 0.1% | $10.65 | $10.03 | — | UNIT 04/22/2020 | G35006116 |
| — | PROPTECH ACQUISITION CORPORA | 68,703 | $704K | 0.1% | $10.25 | $10.25 | — | UNIT 10/01/2026 | 74349F200 |
| — | WEALTHBRIDGE ACQUISITION LTD | 66,643 | $690K | 0.1% | $10.35 | $10.07 | — | UNIT 99/99/9999 | G4887W102 |
| — | LOGMEIN INC | 7,000 | $600K | 0.1% | $85.71 | $85.71 | — | COM | 54142L109 |
| — | BOXWOOD MERGER CORP | 962,580 | $597K | 0.1% | $0.62 | $0.62 | — | W EXP 11/26/202 | 10319T119 |
| — | APEX TECHNOLOGY ACQUISITN CO | 54,692 | $540K | 0.1% | $9.87 | $9.87 | — | COM CL A | 03768F102 |
| — | WEALTHBRIDGE ACQUISITION LTD | 49,978 | $507K | 0.1% | $10.14 | $10.14 | — | SHS | G4887W110 |
| — | GIGCAPITAL2 INC | 47,999 | $499K | 0.1% | $10.40 | $10.03 | — | UNIT 02/28/2026 | 375036209 |
| — | ARQULE INC | 25,000 | $499K | 0.1% | $19.96 | $19.96 | — | COM | 04269E107 |
| — | MUDRICK CAP ACQUISITION CORP | 45,367 | $481K | 0.1% | $10.60 | $10.22 | — | UNIT 02/01/2023 | 624745204 |
| — | GRAF INDL CORP | 44,176 | $470K | 0.1% | $10.64 | $10.00 | — | UNIT 12/31/2025 | 384278206 |
| — | LONGEVITY ACQUISITION CORP | 42,305 | $453K | 0.1% | $10.71 | $10.23 | — | UNIT 08/29/2024 | G56372108 |
| — | GORES HOLDINGS III INC | 36,014 | $396K | 0.0% | $11.00 | $10.21 | — | UNIT 09/07/2024 | 38286G208 |
| — | HENNESSY CAP ACQUSTION CORP | 33,560 | $366K | 0.0% | $10.91 | $10.08 | — | UNIT 99/99/9999 | 42589C203 |
| — | NEW FRONTIER HEALTH CORP | 238,600 | $365K | 0.0% | $1.53 | $1.53 | — | W EXP 11/30/202 | G6461G114 |
| — | OAKTREE ACQUISITION CORP | 34,100 | $348K | 0.0% | $10.21 | $10.17 | — | UNIT 99/99/9999 | G67145121 |
| — | HAYMAKER ACQUISITION CORP II | 31,079 | $312K | 0.0% | $10.04 | $10.04 | — | COM CL A | 42087L101 |
| — | CHURCHILL CAP CORP II | 28,003 | $302K | 0.0% | $10.78 | $10.16 | — | UNIT 99/99/9999 | 17143G205 |
| — | SOUTH MTN MERGER CORP | 26,202 | $270K | 0.0% | $10.30 | $10.00 | — | UNIT 99/99/9999 | 838884203 |
| — | GRAF INDL CORP | 585,647 | $257K | 0.0% | $0.44 | $0.37 | — | W EXP 12/31/202 | 384278115 |
| — | TKK SYMPHONY ACQUISITION COR | 1,015,443 | $254K | 0.0% | $0.25 | $0.29 | — | RIGHT 02/20/2020 | G88950137 |
| — | MONOCLE ACQUISITION CORP | 320,985 | $241K | 0.0% | $0.75 | $0.68 | — | W EXP 12/06/202 | 609754114 |
| — | SWITCHBACK ENERGY ACQUISITIO | 333,322 | $200K | 0.0% | $0.60 | $0.95 | — | W EXP 07/25/202 | 87105M110 |
| — | ACT II GLOBAL ACQUISITION CO | 172,567 | $173K | 0.0% | $1.00 | $0.95 | — | W EXP 04/30/202 | G0080J120 |
| — | PATTERN ENERGY GROUP INC | 6,000 | $161K | 0.0% | $26.83 | $26.83 | — | CL A | 70338P100 |
| — | TRINE ACQUISITION CORP | 159,973 | $152K | 0.0% | $0.95 | $0.79 | — | W EXP 03/31/202 | 89628U116 |
| — | CRESCENT ACQUISITION CORP | 224,980 | $126K | 0.0% | $0.56 | $0.80 | — | W EXP 03/08/202 | 22564L113 |
| — | KBL MERGER CORP IV | 11,564 | $122K | 0.0% | $10.55 | $10.30 | — | COM | 48242A104 |
| — | LEISURE ACQUISITION CORP | 115,240 | $119K | 0.0% | $1.03 | $0.85 | — | W EXP 12/05/201 | 52539T115 |
| — | LANDCADIA HLDGS II INC | 166,668 | $115K | 0.0% | $0.69 | $0.79 | — | W EXP 05/09/202 | 51476X113 |
| — | FORUM MERGER II CORP | 241,001 | $111K | 0.0% | $0.46 | $0.44 | — | W EXP 09/30/202 | 34986F111 |
| — | OPES ACQUISITION CORP | 578,186 | $104K | 0.0% | $0.18 | $0.32 | — | W EXP 03/13/202 | 68373P118 |
| — | B RILEY PRINCIPAL MERGER COR | 125,000 | $103K | 0.0% | $0.82 | $0.53 | — | W EXP 04/08/202 | 05586Y114 |
| — | TRIDENT ACQUISITIONS CORP | 1,007,479 | $101K | 0.0% | $0.10 | $0.11 | — | W EXP 05/09/202 | 89615T114 |
| — | DIAMOND EAGLE ACQUISITION CO | 41,268 | $99,000 | 0.0% | $2.40 | $2.40 | — | W EXP 06/30/202 | 25258L117 |
| — | DD3 ACQUISITION CORP | 220,500 | $99,000 | 0.0% | $0.45 | $0.34 | — | W EXP 10/20/202 | G2692M111 |
| — | ACAMAR PARTNERS ACQSITION CO | 124,329 | $93,000 | 0.0% | $0.75 | $0.74 | — | W EXP 02/26/202 | 004285110 |
| — | FINTECH ACQUISITION CORP III | 8,577 | $92,000 | 0.0% | $10.73 | $10.00 | — | UNIT 12/01/2023 | 31811A309 |
| — | SOUTH MTN MERGER CORP | 99,985 | $90,000 | 0.0% | $0.90 | $0.85 | — | W EXP 06/20/202 | 838884112 |
| — | NETFIN ACQUISITION CORP | 299,970 | $90,000 | 0.0% | $0.30 | $0.30 | — | W EXP 08/01/202 | G6455A115 |
| — | ALBERTON ACQUISITION CORP | 382,414 | $84,000 | 0.0% | $0.22 | $0.23 | — | RIGHT 10/04/2020 | G35006132 |
| — | TIBERIUS ACQUISITION CORP | 67,451 | $77,000 | 0.0% | $1.14 | $0.39 | — | W EXP 02/28/202 | 88633A115 |
| — | EDTECHX HLDGS ACQUISITION CO | 179,886 | $65,000 | 0.0% | $0.36 | $0.36 | — | W EXP 12/31/202 | 28138X111 |
| — | PURE ACQUISITION CORP | 59,686 | $59,000 | 0.0% | $0.99 | $1.06 | — | W EXP 04/17/202 | 74621Q114 |
| — | NEBULA ACQUISITION CORP | 45,301 | $58,000 | 0.0% | $1.28 | $1.28 | — | W EXP 03/12/202 | 629076118 |
| — | TKK SYMPHONY ACQUISITION COR | 945,367 | $57,000 | 0.0% | $0.06 | $0.10 | — | W EXP 02/20/202 | G88950129 |
| — | TORTOISE ACQUISITION CORP | 116,604 | $50,000 | 0.0% | $0.43 | $0.61 | — | W EXP 03/04/202 | 89154L118 |
| — | BIG ROCK PARTNERS ACQUISI CO | 191,974 | $48,000 | 0.0% | $0.25 | $0.32 | — | RIGHT 12/01/2022 | 089482129 |
| — | FELLAZO INC | 295,667 | $47,000 | 0.0% | $0.16 | $0.16 | — | RIGHT 05/26/2026 | G3362K146 |
| — | PENSARE ACQUISITION CORP | 154,933 | $45,000 | 0.0% | $0.29 | $0.33 | — | RIGHT 99/99/9999 | 70957E121 |
| — | GIGCAPITAL2 INC | 146,000 | $45,000 | 0.0% | $0.31 | $0.28 | — | W EXP 02/28/202 | 375036118 |
| — | GIGCAPITAL2 INC | 199,970 | $44,000 | 0.0% | $0.22 | $0.30 | — | RIGHT 02/28/2026 | 375036126 |
| — | GX ACQUISITION CORP | 50,000 | $40,000 | 0.0% | $0.80 | $0.60 | — | W EXP 05/24/202 | 36251A115 |
| — | LOGMEIN INC | 250 | $39,000 | 0.0% | $156.00 | — | — | Call | 54142L909 |
| — | MEGALITH FINL ACQUISITION CO | 96,214 | $31,000 | 0.0% | $0.32 | $0.60 | — | W EXP 08/26/202 | 58518F117 |
| — | LF CAP ACQUISITION CORP | 72,580 | $31,000 | 0.0% | $0.43 | $0.49 | — | W EXP 06/22/202 | 50200K116 |
| — | APEX TECHNOLOGY ACQUISITN CO | 27,347 | $31,000 | 0.0% | $1.13 | $1.13 | — | W EXP 09/18/202 | 03768F110 |
| — | GORDON POINTE ACQUISITION CO | 78,257 | $28,000 | 0.0% | $0.36 | $0.44 | — | W EXP 07/30/202 | 382788115 |
| — | TENZING ACQUISITION CORP | 289,026 | $26,000 | 0.0% | $0.09 | $0.31 | — | W EXP 02/23/202 | G8708A108 |
| — | BIOMX INC | 48,976 | $24,000 | 0.0% | $0.49 | $0.49 | — | W EXP 10/16/202 | 09090D111 |
| — | LEO HOLDINGS CORP | 34,100 | $23,000 | 0.0% | $0.67 | $0.79 | — | W EXP 02/07/202 | G5463L113 |
| — | ALBERTON ACQUISITION CORP | 384,761 | $23,000 | 0.0% | $0.06 | $0.11 | — | W EXP 04/26/202 | G35006124 |
| — | ANDINA ACQUISITION CORP III | 67,508 | $19,000 | 0.0% | $0.28 | $0.30 | — | RIGHT 07/31/2020 | G04415132 |
| — | AGBA ACQUISITION LTD | 103,200 | $18,000 | 0.0% | $0.17 | $0.19 | — | RIGHT 05/10/2024 | G0120M125 |
| — | WEALTHBRIDGE ACQUISITION LTD | 49,980 | $16,000 | 0.0% | $0.32 | $0.32 | — | RIGHT 11/02/2023 | G4887W136 |
| — | ALLEGRO MERGER CORP | 50,000 | $16,000 | 0.0% | $0.32 | $0.21 | — | RIGHT 12/31/2023 | 01749N129 |
| — | PENSARE ACQUISITION CORP | 49,577 | $16,000 | 0.0% | $0.32 | $0.27 | — | W EXP 07/27/202 | 70957E113 |
| — | RMG ACQUISITION CORP | 24,991 | $15,000 | 0.0% | $0.60 | $0.76 | — | W EXP 02/21/202 | 749641114 |
| — | FELLAZO INC | 295,667 | $15,000 | 0.0% | $0.05 | $0.05 | — | W EXP 05/15/202 | G3362K120 |
| SNAXW | ANDINA ACQUISITION CORP III | 67,508 | $13,000 | 0.0% | $0.19 | $0.21 | — | W EXP 07/31/202 | G04415124 |
| — | BIG ROCK PARTNERS ACQUISI CO | 66,710 | $10,000 | 0.0% | $0.15 | $0.35 | — | W EXP 12/01/202 | 089482111 |
| — | RENT A CTR INC | 4,095 | $10,000 | 0.0% | $2.44 | — | — | Put | 76009N950 |
| — | GIGCAPITAL2 INC | 899 | $9,000 | 0.0% | $10.01 | $10.01 | — | COM | 375036100 |
| — | PIVOTAL INVT CORP II | 12,645 | $9,000 | 0.0% | $0.71 | $0.71 | — | W EXP 06/01/202 | 72582K118 |
| — | ALLEGRO MERGER CORP | 50,000 | $9,000 | 0.0% | $0.18 | $0.28 | — | W EXP 01/06/202 | 01749N111 |
| RPLA/U | REPLAY ACQUISITION CORP | 600 | $6,000 | 0.0% | $10.00 | $10.00 | — | UNIT 03/01/2024 | G75130123 |
| — | HL ACQUISITIONS CORP | 15,117 | $5,000 | 0.0% | $0.33 | $0.33 | — | W EXP 06/21/202 | G4603R122 |
| — | AGBA ACQUISITION LTD | 103,200 | $5,000 | 0.0% | $0.05 | $0.08 | — | W EXP 05/10/202 | G0120M117 |
| — | WEALTHBRIDGE ACQUISITION LTD | 49,980 | $4,000 | 0.0% | $0.08 | $0.08 | — | W EXP 01/31/202 | G4887W128 |
| — | HL ACQUISITIONS CORP | 15,117 | $4,000 | 0.0% | $0.26 | $0.26 | — | RIGHT 07/17/2023 | G4603R130 |
| — | LEGACY ACQUISITION CORP | 6,213 | $3,000 | 0.0% | $0.48 | $0.32 | — | W EXP 11/30/202 | 524643111 |
| — | AUDENTES THERAPEUTICS INC | 810 | $2,000 | 0.0% | $2.47 | — | — | Call | 05070R904 |
| — | MOSAIC ACQUISITION CORP | 669 | $1,000 | 0.0% | $1.49 | $1.49 | — | W EXP 10/23/202 | 61946M118 |