Charles Schwab Investment Advisory, Inc. Diversified Active

CIK: 0001501902 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Oct 16, 2013

Total Value ($000): $2,503,462 (100.0% shares, 0.0% debt)

Holdings (28)

IWB ISHARES 11.3%

Value ($000) $283,502 Shares 3,010,536 Est. Cost $89.93 Unrealized —

MBB ISHARES 11.3%

Value ($000) $282,709 Shares 2,669,077 Est. Cost $105.24 Unrealized —

EFA ISHARES 9.9%

Value ($000) $248,755 Shares 3,898,927 Est. Cost $57.71 Unrealized —

SCHX SCHWAB STRATEGIC TR 7.9%

Value ($000) $196,993 Shares 4,899,094 Est. Cost $38.19 Unrealized —

IEI ISHARES 7.0%

Value ($000) $174,898 Shares 1,441,505 Est. Cost $121.25 Unrealized —

SCHF SCHWAB STRATEGIC TR 6.9%

Value ($000) $173,516 Shares 5,709,648 Est. Cost $27.35 Unrealized —

SCHR SCHWAB STRATEGIC TR 4.9%

Value ($000) $122,787 Shares 2,323,746 Est. Cost $52.82 Unrealized —

IGIB ISHARES 4.7%

Value ($000) $118,083 Shares 1,094,070 Est. Cost $107.84 Unrealized —

IWM ISHARES 3.7%

Value ($000) $93,338 Shares 875,509 Est. Cost $97.18 Unrealized —

RWR SPDR SERIES TRUST 3.0%

Value ($000) $75,219 Shares 1,031,380 Est. Cost $75.73 Unrealized —

EZU ISHARES 2.8%

Value ($000) $69,895 Shares 1,852,509 Est. Cost $37.73 Unrealized —

XLF SELECT SECTOR SPDR TR 2.7%

Value ($000) $68,001 Shares 3,416,251 Est. Cost $19.91 Unrealized —

SCHA SCHWAB STRATEGIC TR 2.6%

Value ($000) $64,446 Shares 1,336,502 Est. Cost $43.99 Unrealized —

SCZ ISHARES 2.3%

Value ($000) $58,262 Shares 1,201,032 Est. Cost $42.08 Unrealized —

SCHH SCHWAB STRATEGIC TR 2.1%

Value ($000) $51,968 Shares 1,681,804 Est. Cost $32.04 Unrealized —

— POWERSHS DB MULTI SECT COMM 1.9%

Value ($000) $48,805 Shares 1,778,611 Est. Cost $25.95 Unrealized —

AGZ ISHARES 1.7%

Value ($000) $41,655 Shares 374,460 Est. Cost $111.23 Unrealized —

BWX SPDR SERIES TRUST 1.6%

Value ($000) $40,961 Shares 701,747 Est. Cost $56.28 Unrealized —

HYS PIMCO ETF TR 1.5%

Value ($000) $37,732 Shares 359,694 Est. Cost $102.67 Unrealized —

— POWERSHS DB MULTI SECT COMM 1.4%

Value ($000) $35,977 Shares 1,422,564 Est. Cost $24.94 Unrealized —

SCHC SCHWAB STRATEGIC TR 1.4%

Value ($000) $35,510 Shares 1,151,069 Est. Cost $27.07 Unrealized —

IWC ISHARES 1.4%

Value ($000) $35,421 Shares 517,172 Est. Cost $61.81 Unrealized —

EEM ISHARES 1.3%

Value ($000) $33,738 Shares 827,824 Est. Cost $38.68 Unrealized —

TIP ISHARES 1.0%

Value ($000) $24,711 Shares 219,493 Est. Cost $112.01 Unrealized —

SCHE SCHWAB STRATEGIC TR 0.9%

Value ($000) $23,314 Shares 948,106 Est. Cost $23.41 Unrealized —

— POWERSHS DB MULTI SECT COMM 0.9%

Value ($000) $22,388 Shares 1,338,166 Est. Cost $16.16 Unrealized —

GLD SPDR GOLD TRUST 0.9%

Value ($000) $21,864 Shares 170,576 Est. Cost $128.18 Unrealized —

SCHP SCHWAB STRATEGIC TR 0.8%

Value ($000) $19,014 Shares 351,716 Est. Cost $53.81 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
IWB	ISHARES	3,010,536	$283,502	11.3%	$89.93	—	RUS 1000 ETF	464287622
MBB	ISHARES	2,669,077	$282,709	11.3%	$105.24	—	MBS ETF	464288588
EFA	ISHARES	3,898,927	$248,755	9.9%	$57.71	—	MSCI EAFE ETF	464287465
SCHX	SCHWAB STRATEGIC TR	4,899,094	$196,993	7.9%	$38.19	—	US LRG CAP ETF	808524201
IEI	ISHARES	1,441,505	$174,898	7.0%	$121.25	—	3-7 YR TR BD ETF	464288661
SCHF	SCHWAB STRATEGIC TR	5,709,648	$173,516	6.9%	$27.35	—	INTL EQTY ETF	808524805
SCHR	SCHWAB STRATEGIC TR	2,323,746	$122,787	4.9%	$52.82	—	INTRM TRM TRES	808524854
IGIB	ISHARES	1,094,070	$118,083	4.7%	$107.84	—	INTERM CR BD ETF	464288638
IWM	ISHARES	875,509	$93,338	3.7%	$97.18	—	RUSSELL 2000 ETF	464287655
RWR	SPDR SERIES TRUST	1,031,380	$75,219	3.0%	$75.73	—	DJ REIT ETF	78464A607
EZU	ISHARES	1,852,509	$69,895	2.8%	$37.73	—	EMU ETF	464286608
XLF	SELECT SECTOR SPDR TR	3,416,251	$68,001	2.7%	$19.91	—	SBI INT-FINL	81369Y605
SCHA	SCHWAB STRATEGIC TR	1,336,502	$64,446	2.6%	$43.99	—	US SML CAP ETF	808524607
SCZ	ISHARES	1,201,032	$58,262	2.3%	$42.08	—	EAFE SML CP ETF	464288273
SCHH	SCHWAB STRATEGIC TR	1,681,804	$51,968	2.1%	$32.04	—	US REIT ETF	808524847
—	POWERSHS DB MULTI SECT COMM	1,778,611	$48,805	1.9%	$25.95	—	DB OIL FUND	73936B507
AGZ	ISHARES	374,460	$41,655	1.7%	$111.23	—	AGENCY BOND ETF	464288166
BWX	SPDR SERIES TRUST	701,747	$40,961	1.6%	$56.28	—	BRCLYS INTL ETF	78464A516
HYS	PIMCO ETF TR	359,694	$37,732	1.5%	$102.67	—	0-5 HIGH YIELD	72201R783
—	POWERSHS DB MULTI SECT COMM	1,422,564	$35,977	1.4%	$24.94	—	PS DB AGRICUL FD	73936B408
SCHC	SCHWAB STRATEGIC TR	1,151,069	$35,510	1.4%	$27.07	—	INTL SCEQT ETF	808524888
IWC	ISHARES	517,172	$35,421	1.4%	$61.81	—	MICRO-CAP ETF	464288869
EEM	ISHARES	827,824	$33,738	1.3%	$38.68	—	MSCI EMG MKT ETF	464287234
TIP	ISHARES	219,493	$24,711	1.0%	$112.01	—	TIPS BD ETF	464287176
SCHE	SCHWAB STRATEGIC TR	948,106	$23,314	0.9%	$23.41	—	EMRG MKTEQ ETF	808524706
—	POWERSHS DB MULTI SECT COMM	1,338,166	$22,388	0.9%	$16.16	—	DB BASE METALS	73936B705
GLD	SPDR GOLD TRUST	170,576	$21,864	0.9%	$128.18	—	GOLD SHS	78463V107
SCHP	SCHWAB STRATEGIC TR	351,716	$19,014	0.8%	$53.81	—	US TIPS ETF	808524870