Charles Schwab Investment Advisory, Inc. Diversified Active

CIK: 0001501902 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Oct 16, 2013

Total Value: $2.503B (100.0% shares, 0.0% debt)

Holdings (28)

IWB ISHARES 11.3%

Value $284M Shares 3,010,536 Share Price $94.17 Est. Cost/Share $89.93 Unrealized @ Report Date —

MBB ISHARES 11.3%

Value $283M Shares 2,669,077 Share Price $105.92 Est. Cost/Share $105.24 Unrealized @ Report Date —

EFA ISHARES 9.9%

Value $249M Shares 3,898,927 Share Price $63.80 Est. Cost/Share $57.71 Unrealized @ Report Date —

SCHX SCHWAB STRATEGIC TR 7.9%

Value $197M Shares 4,899,094 Share Price $40.21 Est. Cost/Share $38.19 Unrealized @ Report Date —

IEI ISHARES 7.0%

Value $175M Shares 1,441,505 Share Price $121.33 Est. Cost/Share $121.25 Unrealized @ Report Date —

SCHF SCHWAB STRATEGIC TR 6.9%

Value $174M Shares 5,709,648 Share Price $30.39 Est. Cost/Share $27.35 Unrealized @ Report Date —

SCHR SCHWAB STRATEGIC TR 4.9%

Value $123M Shares 2,323,746 Share Price $52.84 Est. Cost/Share $52.82 Unrealized @ Report Date —

IGIB ISHARES 4.7%

Value $118M Shares 1,094,070 Share Price $107.93 Est. Cost/Share $107.84 Unrealized @ Report Date —

IWM ISHARES 3.7%

Value $93.34M Shares 875,509 Share Price $106.61 Est. Cost/Share $97.18 Unrealized @ Report Date —

RWR SPDR SERIES TRUST 3.0%

Value $75.22M Shares 1,031,380 Share Price $72.93 Est. Cost/Share $75.73 Unrealized @ Report Date —

EZU ISHARES 2.8%

Value $69.89M Shares 1,852,509 Share Price $37.73 Est. Cost/Share $37.73 Unrealized @ Report Date —

XLF SELECT SECTOR SPDR TR 2.7%

Value $68M Shares 3,416,251 Share Price $19.91 Est. Cost/Share $19.91 Unrealized @ Report Date —

SCHA SCHWAB STRATEGIC TR 2.6%

Value $64.45M Shares 1,336,502 Share Price $48.22 Est. Cost/Share $43.99 Unrealized @ Report Date —

SCZ ISHARES 2.3%

Value $58.26M Shares 1,201,032 Share Price $48.51 Est. Cost/Share $42.08 Unrealized @ Report Date —

SCHH SCHWAB STRATEGIC TR 2.1%

Value $51.97M Shares 1,681,804 Share Price $30.90 Est. Cost/Share $32.04 Unrealized @ Report Date —

— POWERSHS DB MULTI SECT COMM 1.9%

Value $48.8M Shares 1,778,611 Share Price $27.44 Est. Cost/Share $25.95 Unrealized @ Report Date —

AGZ ISHARES 1.7%

Value $41.66M Shares 374,460 Share Price $111.24 Est. Cost/Share $111.23 Unrealized @ Report Date —

BWX SPDR SERIES TRUST 1.6%

Value $40.96M Shares 701,747 Share Price $58.37 Est. Cost/Share $56.28 Unrealized @ Report Date —

HYS PIMCO ETF TR 1.5%

Value $37.73M Shares 359,694 Share Price $104.90 Est. Cost/Share $102.67 Unrealized @ Report Date —

— POWERSHS DB MULTI SECT COMM 1.4%

Value $35.98M Shares 1,422,564 Share Price $25.29 Est. Cost/Share $24.94 Unrealized @ Report Date —

SCHC SCHWAB STRATEGIC TR 1.4%

Value $35.51M Shares 1,151,069 Share Price $30.85 Est. Cost/Share $27.07 Unrealized @ Report Date —

IWC ISHARES 1.4%

Value $35.42M Shares 517,172 Share Price $68.49 Est. Cost/Share $61.81 Unrealized @ Report Date —

EEM ISHARES 1.3%

Value $33.74M Shares 827,824 Share Price $40.76 Est. Cost/Share $38.68 Unrealized @ Report Date —

TIP ISHARES 1.0%

Value $24.71M Shares 219,493 Share Price $112.58 Est. Cost/Share $112.01 Unrealized @ Report Date —

SCHE SCHWAB STRATEGIC TR 0.9%

Value $23.31M Shares 948,106 Share Price $24.59 Est. Cost/Share $23.41 Unrealized @ Report Date —

— POWERSHS DB MULTI SECT COMM 0.9%

Value $22.39M Shares 1,338,166 Share Price $16.73 Est. Cost/Share $16.16 Unrealized @ Report Date —

GLD SPDR GOLD TRUST 0.9%

Value $21.86M Shares 170,576 Share Price $128.18 Est. Cost/Share $128.18 Unrealized @ Report Date —

SCHP SCHWAB STRATEGIC TR 0.8%

Value $19.01M Shares 351,716 Share Price $54.06 Est. Cost/Share $53.81 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
IWB	ISHARES	3,010,536	$284M	11.3%	$94.17	$89.93	—	RUS 1000 ETF	464287622
MBB	ISHARES	2,669,077	$283M	11.3%	$105.92	$105.24	—	MBS ETF	464288588
EFA	ISHARES	3,898,927	$249M	9.9%	$63.80	$57.71	—	MSCI EAFE ETF	464287465
SCHX	SCHWAB STRATEGIC TR	4,899,094	$197M	7.9%	$40.21	$38.19	—	US LRG CAP ETF	808524201
IEI	ISHARES	1,441,505	$175M	7.0%	$121.33	$121.25	—	3-7 YR TR BD ETF	464288661
SCHF	SCHWAB STRATEGIC TR	5,709,648	$174M	6.9%	$30.39	$27.35	—	INTL EQTY ETF	808524805
SCHR	SCHWAB STRATEGIC TR	2,323,746	$123M	4.9%	$52.84	$52.82	—	INTRM TRM TRES	808524854
IGIB	ISHARES	1,094,070	$118M	4.7%	$107.93	$107.84	—	INTERM CR BD ETF	464288638
IWM	ISHARES	875,509	$93.34M	3.7%	$106.61	$97.18	—	RUSSELL 2000 ETF	464287655
RWR	SPDR SERIES TRUST	1,031,380	$75.22M	3.0%	$72.93	$75.73	—	DJ REIT ETF	78464A607
EZU	ISHARES	1,852,509	$69.89M	2.8%	$37.73	$37.73	—	EMU ETF	464286608
XLF	SELECT SECTOR SPDR TR	3,416,251	$68M	2.7%	$19.91	$19.91	—	SBI INT-FINL	81369Y605
SCHA	SCHWAB STRATEGIC TR	1,336,502	$64.45M	2.6%	$48.22	$43.99	—	US SML CAP ETF	808524607
SCZ	ISHARES	1,201,032	$58.26M	2.3%	$48.51	$42.08	—	EAFE SML CP ETF	464288273
SCHH	SCHWAB STRATEGIC TR	1,681,804	$51.97M	2.1%	$30.90	$32.04	—	US REIT ETF	808524847
—	POWERSHS DB MULTI SECT COMM	1,778,611	$48.8M	1.9%	$27.44	$25.95	—	DB OIL FUND	73936B507
AGZ	ISHARES	374,460	$41.66M	1.7%	$111.24	$111.23	—	AGENCY BOND ETF	464288166
BWX	SPDR SERIES TRUST	701,747	$40.96M	1.6%	$58.37	$56.28	—	BRCLYS INTL ETF	78464A516
HYS	PIMCO ETF TR	359,694	$37.73M	1.5%	$104.90	$102.67	—	0-5 HIGH YIELD	72201R783
—	POWERSHS DB MULTI SECT COMM	1,422,564	$35.98M	1.4%	$25.29	$24.94	—	PS DB AGRICUL FD	73936B408
SCHC	SCHWAB STRATEGIC TR	1,151,069	$35.51M	1.4%	$30.85	$27.07	—	INTL SCEQT ETF	808524888
IWC	ISHARES	517,172	$35.42M	1.4%	$68.49	$61.81	—	MICRO-CAP ETF	464288869
EEM	ISHARES	827,824	$33.74M	1.3%	$40.76	$38.68	—	MSCI EMG MKT ETF	464287234
TIP	ISHARES	219,493	$24.71M	1.0%	$112.58	$112.01	—	TIPS BD ETF	464287176
SCHE	SCHWAB STRATEGIC TR	948,106	$23.31M	0.9%	$24.59	$23.41	—	EMRG MKTEQ ETF	808524706
—	POWERSHS DB MULTI SECT COMM	1,338,166	$22.39M	0.9%	$16.73	$16.16	—	DB BASE METALS	73936B705
GLD	SPDR GOLD TRUST	170,576	$21.86M	0.9%	$128.18	$128.18	—	GOLD SHS	78463V107
SCHP	SCHWAB STRATEGIC TR	351,716	$19.01M	0.8%	$54.06	$53.81	—	US TIPS ETF	808524870