Beta Wealth Group, Inc. Diversified Active

Location: San Diego, CA

CIK: 0001594417 · Show all filings

Period: Q4 2013 (Next →)

Filing Date: Jan 10, 2014

Total Value: $7.89M (100.0% shares, 0.0% debt)

Holdings (18)

— HEWLETT PACKARD CO 22.8%

Value $1.801M Shares 64,384 Est. Cost $27.97 Unrealized —

— BLACKROCK MULTI-SECTOR INC T 12.2%

Value $963K Shares 56,256 Est. Cost $17.12 Unrealized —

— WESTERN ASST MN PRT FD INC 7.8%

Value $615K Shares 44,700 Est. Cost $13.76 Unrealized —

MUNI PIMCO ETF TR 6.0%

Value $475K Shares 9,175 Est. Cost $51.77 Unrealized —

QCOM QUALCOMM INC 4.9%

Value $390K Shares 5,258 Est. Cost $50.36 Unrealized 0.0%

— DREYFUS MUN INCOME INC 4.5%

Value $358K Shares 42,300 Est. Cost $8.46 Unrealized —

— BLACKROCK DEFINED OPPRTY CR 4.5%

Value $356K Shares 26,132 Est. Cost $13.62 Unrealized —

— PIMCO DYNAMIC INCOME FD 4.2%

Value $335K Shares 11,500 Est. Cost $29.13 Unrealized —

— COMCAST CORP NEW 4.2%

Value $330K Shares 6,622 Est. Cost $49.83 Unrealized —

SCHX SCHWAB STRATEGIC TR 4.1%

Value $327K Shares 7,413 Est. Cost $44.11 Unrealized —

A AGILENT TECHNOLOGIES INC 4.0%

Value $313K Shares 5,472 Est. Cost $34.38 Unrealized 0.0%

UNH UNITEDHEALTH GROUP INC 3.5%

Value $279K Shares 3,707 Est. Cost $59.09 Unrealized 0.0%

— FOREST LABS INC 3.2%

Value $252K Shares 4,203 Est. Cost $59.96 Unrealized —

— SEAGATE TECHNOLOGY PLC 3.1%

Value $245K Shares 4,367 Est. Cost $56.10 Unrealized —

SPY SPDR S&P 500 ETF TR 3.1%

Value $244K Shares 1,321 Est. Cost $184.71 Unrealized —

MSFT MICROSOFT CORP 2.6%

Value $206K Shares 5,495 Est. Cost $30.02 Unrealized 0.0%

— WEATHERFORD INTERNATIONAL LT 2.5%

Value $201K Shares 12,979 Est. Cost $15.49 Unrealized —

JPM JPMORGAN CHASE & CO 2.5%

Value $200K Shares 3,421 Est. Cost $39.63 Unrealized 0.0%

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	HEWLETT PACKARD CO	64,384	$1.801M	22.8%	$27.97	—	COM	428236103
—	BLACKROCK MULTI-SECTOR INC T	56,256	$963K	12.2%	$17.12	—	COM	09258A107
—	WESTERN ASST MN PRT FD INC	44,700	$615K	7.8%	$13.76	—	COM	95766P108
MUNI	PIMCO ETF TR	9,175	$475K	6.0%	$51.77	—	INTER MUN BD ST	72201R866
QCOM	QUALCOMM INC	5,258	$390K	4.9%	$50.36	0.0%	COM	747525103
—	DREYFUS MUN INCOME INC	42,300	$358K	4.5%	$8.46	—	COM	26201R102
—	BLACKROCK DEFINED OPPRTY CR	26,132	$356K	4.5%	$13.62	—	COM	09255Q105
—	PIMCO DYNAMIC INCOME FD	11,500	$335K	4.2%	$29.13	—	SHS	72201Y101
—	COMCAST CORP NEW	6,622	$330K	4.2%	$49.83	—	CL A SPL	20030N200
SCHX	SCHWAB STRATEGIC TR	7,413	$327K	4.1%	$44.11	—	US LRG CAP ETF	808524201
A	AGILENT TECHNOLOGIES INC	5,472	$313K	4.0%	$34.38	0.0%	COM	00846U101
UNH	UNITEDHEALTH GROUP INC	3,707	$279K	3.5%	$59.09	0.0%	COM	91324P102
—	FOREST LABS INC	4,203	$252K	3.2%	$59.96	—	COM	345838106
—	SEAGATE TECHNOLOGY PLC	4,367	$245K	3.1%	$56.10	—	SHS	G7945M107
SPY	SPDR S&P 500 ETF TR	1,321	$244K	3.1%	$184.71	—	TR UNIT	78462F103
MSFT	MICROSOFT CORP	5,495	$206K	2.6%	$30.02	0.0%	COM	594918104
—	WEATHERFORD INTERNATIONAL LT	12,979	$201K	2.5%	$15.49	—	REG SHS	H27013103
JPM	JPMORGAN CHASE & CO	3,421	$200K	2.5%	$39.63	0.0%	COM	46625H100