Beta Wealth Group, Inc. Diversified Active

CIK: 0001594417 · Show all filings

Period: Q1 2014 (← Previous) (Next →)

Filing Date: May 6, 2014

Total Value ($000): $8,569 (100.0% shares, 0.0% debt)

Holdings (20)

— HEWLETT PACKARD CO 20.3%

Value ($000) $1,738 Shares 53,709 Est. Cost $27.97 Unrealized —

— BLACKROCK MULTI-SECTOR INC T 10.4%

Value ($000) $892 Shares 50,256 Est. Cost $17.12 Unrealized —

— WESTERN ASST MN PRT FD INC 7.2%

Value ($000) $613 Shares 42,500 Est. Cost $13.76 Unrealized —

MAT MATTEL INC 5.3%

Value ($000) $454 Shares 11,307 Est. Cost $39.71 Unrealized 0.0%

IP INTL PAPER CO 5.0%

Value ($000) $428 Shares 9,331 Est. Cost $27.24 Unrealized 0.0%

QCOM QUALCOMM INC 4.9%

Value ($000) $418 Shares 5,297 Est. Cost $50.36 Unrealized +7.3%

SCHX SCHWAB STRATEGIC TR 4.5%

Value ($000) $389 Shares 8,695 Est. Cost $44.20 Unrealized —

— DREYFUS MUN INCOME INC 4.5%

Value ($000) $382 Shares 42,300 Est. Cost $8.46 Unrealized —

— BLACKROCK DEFINED OPPRTY CR 3.9%

Value ($000) $338 Shares 24,500 Est. Cost $13.62 Unrealized —

— COMCAST CORP NEW 3.7%

Value ($000) $314 Shares 6,432 Est. Cost $49.83 Unrealized —

A AGILENT TECHNOLOGIES INC 3.5%

Value ($000) $299 Shares 5,347 Est. Cost $34.38 Unrealized +8.6%

UNH UNITEDHEALTH GROUP INC 3.5%

Value ($000) $297 Shares 3,627 Est. Cost $59.09 Unrealized +5.1%

— FOREST LABS INC 3.4%

Value ($000) $294 Shares 3,190 Est. Cost $59.96 Unrealized —

— PIMCO DYNAMIC INCOME FD 3.4%

Value ($000) $294 Shares 9,700 Est. Cost $29.13 Unrealized —

MUNI PIMCO ETF TR 3.1%

Value ($000) $262 Shares 4,975 Est. Cost $51.77 Unrealized —

SPY SPDR S&P 500 ETF TR 2.8%

Value ($000) $243 Shares 1,297 Est. Cost $184.71 Unrealized —

— SEAGATE TECHNOLOGY PLC 2.8%

Value ($000) $236 Shares 4,196 Est. Cost $56.10 Unrealized —

MSFT MICROSOFT CORP 2.7%

Value ($000) $232 Shares 5,651 Est. Cost $30.05 Unrealized +4.0%

— WEATHERFORD INTERNATIONAL LT 2.6%

Value ($000) $224 Shares 12,884 Est. Cost $15.49 Unrealized —

— ANADARKO PETE CORP 2.6%

Value ($000) $222 Shares 2,617 Est. Cost $84.83 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	HEWLETT PACKARD CO	53,709	$1,738	20.3%	$27.97	—	COM	428236103
—	BLACKROCK MULTI-SECTOR INC T	50,256	$892	10.4%	$17.12	—	COM	09258A107
—	WESTERN ASST MN PRT FD INC	42,500	$613	7.2%	$13.76	—	COM	95766P108
MAT	MATTEL INC	11,307	$454	5.3%	$39.71	0.0%	COM	577081102
IP	INTL PAPER CO	9,331	$428	5.0%	$27.24	0.0%	COM	460146103
QCOM	QUALCOMM INC	5,297	$418	4.9%	$50.36	+7.3%	COM	747525103
SCHX	SCHWAB STRATEGIC TR	8,695	$389	4.5%	$44.20	—	US LRG CAP ETF	808524201
—	DREYFUS MUN INCOME INC	42,300	$382	4.5%	$8.46	—	COM	26201R102
—	BLACKROCK DEFINED OPPRTY CR	24,500	$338	3.9%	$13.62	—	COM	09255Q105
—	COMCAST CORP NEW	6,432	$314	3.7%	$49.83	—	CL A SPL	20030N200
A	AGILENT TECHNOLOGIES INC	5,347	$299	3.5%	$34.38	+8.6%	COM	00846U101
UNH	UNITEDHEALTH GROUP INC	3,627	$297	3.5%	$59.09	+5.1%	COM	91324P102
—	FOREST LABS INC	3,190	$294	3.4%	$59.96	—	COM	345838106
—	PIMCO DYNAMIC INCOME FD	9,700	$294	3.4%	$29.13	—	SHS	72201Y101
MUNI	PIMCO ETF TR	4,975	$262	3.1%	$51.77	—	INTER MUN BD ST	72201R866
SPY	SPDR S&P 500 ETF TR	1,297	$243	2.8%	$184.71	—	TR UNIT	78462F103
—	SEAGATE TECHNOLOGY PLC	4,196	$236	2.8%	$56.10	—	SHS	G7945M107
MSFT	MICROSOFT CORP	5,651	$232	2.7%	$30.05	+4.0%	COM	594918104
—	WEATHERFORD INTERNATIONAL LT	12,884	$224	2.6%	$15.49	—	REG SHS	H27013103
—	ANADARKO PETE CORP	2,617	$222	2.6%	$84.83	—	COM	032511107