Nokomis Capital, L.L.C. Hedge Fund

CIK: 0001541055 · Show all filings

Period: Q4 2013 (← Previous) (Next →)

Filing Date: Feb 14, 2014

Total Value ($000): $281,071 (100.0% shares, 0.0% debt)

Holdings (43)

— LTX-CREDENCE CORP 6.7%

Value ($000) $18,730 Shares 2,344,124 Est. Cost $5.99 Unrealized —

— XYRATEX LTD 6.5%

Value ($000) $18,178 Shares 1,367,783 Est. Cost $10.06 Unrealized —

— MONSTER WORLDWIDE INC 5.3%

Value ($000) $14,899 Shares 2,089,601 Est. Cost $4.61 Unrealized —

EPM EVOLUTION PETROLEUM CORP 5.2%

Value ($000) $14,699 Shares 1,191,137 Est. Cost $5.20 Unrealized +16.5%

— XEROX CORP 4.8%

Value ($000) $13,576 Shares 1,115,491 Est. Cost $9.07 Unrealized —

SPY SPDR S&P 500 ETF TR 4.8%

Value ($000) $13,538 Shares 73,300 Est. Cost — Unrealized —

— HAWAIIAN TELCOM HOLDCO INC 4.3%

Value ($000) $12,111 Shares 412,376 Est. Cost $25.16 Unrealized —

— TRANSATLANTIC PETROLEUM LTD 3.9%

Value ($000) $10,838 Shares 12,750,461 Est. Cost $0.69 Unrealized —

CDZI CADIZ INC 03/05/2018 3.5%

Value ($000) $9,825 Shares 1,305,393 Est. Cost $5.69 Unrealized 0.0%

— DSP GROUP INC 3.3%

Value ($000) $9,405 Shares 968,613 Est. Cost $8.31 Unrealized —

AAPL APPLE INC 3.3%

Value ($000) $9,218 Shares 16,430 Est. Cost $14.28 Unrealized +14.6%

— CBEYOND INC 3.1%

Value ($000) $8,704 Shares 1,263,300 Est. Cost $6.89 Unrealized —

— QUANTUM CORP 2.9%

Value ($000) $8,273 Shares 6,894,328 Est. Cost $1.37 Unrealized —

— REALD INC 2.9%

Value ($000) $8,194 Shares 959,469 Est. Cost $8.54 Unrealized —

— PIONEER ENERGY SVCS CORP 2.9%

Value ($000) $8,033 Shares 1,002,895 Est. Cost $6.62 Unrealized —

— TOWN SPORTS INTL HLDGS INC 2.7%

Value ($000) $7,594 Shares 514,510 Est. Cost $10.94 Unrealized —

— NORTHERN OIL & GAS INC NEV 2.6%

Value ($000) $7,260 Shares 481,737 Est. Cost $15.07 Unrealized —

CRNT CERAGON NETWORKS LTD 2.3%

Value ($000) $6,534 Shares 2,200,000 Est. Cost $3.18 Unrealized 0.0%

— BROADCOM CORP 2.3%

Value ($000) $6,405 Shares 216,046 Est. Cost $26.02 Unrealized —

— HAWAIIAN HOLDINGS INC 2.2%

Value ($000) $6,212 Shares 645,017 Est. Cost $9.63 Unrealized —

— SEQUANS COMMUNICATIONS S A 2.1%

Value ($000) $6,026 Shares 3,012,876 Est. Cost $2.12 Unrealized —

— MIDSTATES PETE CO INC 2.1%

Value ($000) $6,020 Shares 909,441 Est. Cost $5.69 Unrealized —

— EMCORE CORP 2.1%

Value ($000) $5,885 Shares 1,149,465 Est. Cost $4.48 Unrealized —

— XO GROUP INC 2.1%

Value ($000) $5,821 Shares 391,692 Est. Cost $11.20 Unrealized —

— TELENAV INC 2.0%

Value ($000) $5,527 Shares 838,675 Est. Cost $5.52 Unrealized —

IWM ISHARES 1.8%

Value ($000) $5,076 Shares 44,000 Est. Cost — Unrealized —

— UNWIRED PLANET INC NEW 1.6%

Value ($000) $4,627 Shares 3,353,150 Est. Cost $1.81 Unrealized —

MXL MAXLINEAR INC 1.4%

Value ($000) $3,978 Shares 381,374 Est. Cost $6.31 Unrealized +36.3%

— CARMIKE CINEMAS INC 1.3%

Value ($000) $3,619 Shares 130,005 Est. Cost $19.36 Unrealized —

— MARKET VECTORS ETF TR 1.3%

Value ($000) $3,567 Shares 168,795 Est. Cost $24.49 Unrealized —

— BELLATRIX EXPLORATION LTD 1.2%

Value ($000) $3,512 Shares 477,726 Est. Cost $6.13 Unrealized —

— GT ADVANCED TECHNOLOGIES INC 1.1%

Value ($000) $2,991 Shares 343,200 Est. Cost $8.72 Unrealized —

ALK ALASKA AIR GROUP INC 0.7%

Value ($000) $2,051 Shares 27,953 Est. Cost $26.91 Unrealized +19.3%

— WPX ENERGY INC 0.7%

Value ($000) $1,895 Shares 92,973 Est. Cost $18.94 Unrealized —

— MARKET VECTORS ETF TR 0.6%

Value ($000) $1,799 Shares 57,953 Est. Cost $39.47 Unrealized —

— CIBER INC 0.5%

Value ($000) $1,374 Shares 331,820 Est. Cost $4.14 Unrealized —

GLD SPDR GOLD TRUST 0.5%

Value ($000) $1,329 Shares 11,448 Est. Cost $119.10 Unrealized —

— DORAL FINL CORP 0.4%

Value ($000) $1,006 Shares 64,251 Est. Cost $19.08 Unrealized —

SIMO SILICON MOTION TECHNOLOGY CO 0.3%

Value ($000) $934 Shares 66,036 Est. Cost $10.59 Unrealized —

— GIGOPTIX INC 0.3%

Value ($000) $892 Shares 582,860 Est. Cost $1.53 Unrealized —

JBSS SANFILIPPO JOHN B & SON INC 0.3%

Value ($000) $730 Shares 29,591 Est. Cost $19.91 Unrealized +21.7%

— CBEYOND INC 0.1%

Value ($000) $186 Shares 27,000 Est. Cost $6.89 Unrealized —

— HOUSTON AMERN ENERGY CORP 0.0%

Value ($000) $0 Shares 1,675,811 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	LTX-CREDENCE CORP	2,344,124	$18,730	6.7%	$5.99	—	COM NEW	502403207
—	XYRATEX LTD	1,367,783	$18,178	6.5%	$10.06	—	COM	G98268108
—	MONSTER WORLDWIDE INC	2,089,601	$14,899	5.3%	$4.61	—	COM	611742107
EPM	EVOLUTION PETROLEUM CORP	1,191,137	$14,699	5.2%	$5.20	+16.5%	COM	30049A107
—	XEROX CORP	1,115,491	$13,576	4.8%	$9.07	—	COM	984121103
SPY	SPDR S&P 500 ETF TR	73,300	$13,538	4.8%	—	—	Put	78462F103
—	HAWAIIAN TELCOM HOLDCO INC	412,376	$12,111	4.3%	$25.16	—	COM	420031106
—	TRANSATLANTIC PETROLEUM LTD	12,750,461	$10,838	3.9%	$0.69	—	SHS	G89982105
CDZI	CADIZ INC 03/05/2018	1,305,393	$9,825	3.5%	$5.69	0.0%	COM NEW	127537207
—	DSP GROUP INC	968,613	$9,405	3.3%	$8.31	—	COM	23332B106
AAPL	APPLE INC	16,430	$9,218	3.3%	$14.28	+14.6%	COM	037833100
—	CBEYOND INC	1,263,300	$8,704	3.1%	$6.89	—	COM	149847105
—	QUANTUM CORP	6,894,328	$8,273	2.9%	$1.37	—	COM DSSG	747906204
—	REALD INC	959,469	$8,194	2.9%	$8.54	—	COM	75604L105
—	PIONEER ENERGY SVCS CORP	1,002,895	$8,033	2.9%	$6.62	—	COM	723664108
—	TOWN SPORTS INTL HLDGS INC	514,510	$7,594	2.7%	$10.94	—	COM	89214A102
—	NORTHERN OIL & GAS INC NEV	481,737	$7,260	2.6%	$15.07	—	COM	665531109
CRNT	CERAGON NETWORKS LTD	2,200,000	$6,534	2.3%	$3.18	0.0%	ORD	M22013102
—	BROADCOM CORP	216,046	$6,405	2.3%	$26.02	—	CL A	111320107
—	HAWAIIAN HOLDINGS INC	645,017	$6,212	2.2%	$9.63	—	COM	419879101
—	SEQUANS COMMUNICATIONS S A	3,012,876	$6,026	2.1%	$2.12	—	SPONSORED ADS	817323108
—	MIDSTATES PETE CO INC	909,441	$6,020	2.1%	$5.69	—	COM	59804T100
—	EMCORE CORP	1,149,465	$5,885	2.1%	$4.48	—	COM NEW	290846203
—	XO GROUP INC	391,692	$5,821	2.1%	$11.20	—	COM	983772104
—	TELENAV INC	838,675	$5,527	2.0%	$5.52	—	COM	879455103
IWM	ISHARES	44,000	$5,076	1.8%	—	—	Put	464287655
—	UNWIRED PLANET INC NEW	3,353,150	$4,627	1.6%	$1.81	—	COM	91531F103
MXL	MAXLINEAR INC	381,374	$3,978	1.4%	$6.31	+36.3%	CL A	57776J100
—	CARMIKE CINEMAS INC	130,005	$3,619	1.3%	$19.36	—	COM	143436400
—	MARKET VECTORS ETF TR	168,795	$3,567	1.3%	$24.49	—	GOLD MINER ETF	57060U100
—	BELLATRIX EXPLORATION LTD	477,726	$3,512	1.2%	$6.13	—	COM	078314101
—	GT ADVANCED TECHNOLOGIES INC	343,200	$2,991	1.1%	$8.72	—	COM	36191U106
ALK	ALASKA AIR GROUP INC	27,953	$2,051	0.7%	$26.91	+19.3%	COM	011659109
—	WPX ENERGY INC	92,973	$1,895	0.7%	$18.94	—	COM	98212B103
—	MARKET VECTORS ETF TR	57,953	$1,799	0.6%	$39.47	—	JR GOLD MINERS E	57061R544
—	CIBER INC	331,820	$1,374	0.5%	$4.14	—	COM	17163B102
GLD	SPDR GOLD TRUST	11,448	$1,329	0.5%	$119.10	—	GOLD SHS	78463V107
—	DORAL FINL CORP	64,251	$1,006	0.4%	$19.08	—	COM PAR 0.01	25811P852
SIMO	SILICON MOTION TECHNOLOGY CO	66,036	$934	0.3%	$10.59	—	SPONSORED ADR	82706C108
—	GIGOPTIX INC	582,860	$892	0.3%	$1.53	—	COM	37517Y103
JBSS	SANFILIPPO JOHN B & SON INC	29,591	$730	0.3%	$19.91	+21.7%	COM	800422107
—	CBEYOND INC	27,000	$186	0.1%	$6.89	—	Call	149847105
—	HOUSTON AMERN ENERGY CORP	1,675,811	$0	0.0%	—	—	WARRANT	44183U100