Nokomis Capital, L.L.C. Hedge Fund

CIK: 0001541055 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Nov 14, 2013

Total Value ($000): $252,672 (100.0% shares, 0.0% debt)

Holdings (38)

EPM EVOLUTION PETROLEUM CORP 6.8%

Value ($000) $17,165 Shares 1,524,380 Est. Cost $5.20 Unrealized +11.5%

— XYRATEX LTD 6.8%

Value ($000) $17,160 Shares 1,541,766 Est. Cost $10.06 Unrealized —

— LTX-CREDENCE CORP 6.5%

Value ($000) $16,417 Shares 2,491,179 Est. Cost $5.99 Unrealized —

— XEROX CORP 6.2%

Value ($000) $15,558 Shares 1,511,991 Est. Cost $9.07 Unrealized —

— HAWAIIAN TELCOM HOLDCO INC 5.2%

Value ($000) $13,136 Shares 494,783 Est. Cost $25.16 Unrealized —

— TRANSATLANTIC PETROLEUM LTD 4.5%

Value ($000) $11,376 Shares 13,542,548 Est. Cost $0.69 Unrealized —

SPY SPDR S&P 500 ETF TR 4.3%

Value ($000) $10,921 Shares 65,000 Est. Cost — Unrealized —

— PIONEER ENERGY SVCS CORP 4.2%

Value ($000) $10,724 Shares 1,427,944 Est. Cost $6.62 Unrealized —

— BELLATRIX EXPLORATION LTD 4.2%

Value ($000) $10,671 Shares 1,402,700 Est. Cost $6.13 Unrealized —

— QUANTUM CORP 4.1%

Value ($000) $10,280 Shares 7,449,483 Est. Cost $1.37 Unrealized —

— DSP GROUP INC 3.6%

Value ($000) $9,050 Shares 1,283,665 Est. Cost $8.31 Unrealized —

AAPL APPLE INC 3.4%

Value ($000) $8,686 Shares 18,220 Est. Cost $14.28 Unrealized 0.0%

— MONSTER WORLDWIDE INC 3.4%

Value ($000) $8,627 Shares 1,951,801 Est. Cost $4.44 Unrealized —

— XO GROUP INC 2.7%

Value ($000) $6,794 Shares 525,821 Est. Cost $11.20 Unrealized —

ALK ALASKA AIR GROUP INC 2.7%

Value ($000) $6,759 Shares 107,937 Est. Cost $26.91 Unrealized 0.0%

— TOWN SPORTS INTL HLDGS INC 2.6%

Value ($000) $6,678 Shares 514,510 Est. Cost $10.94 Unrealized —

IWM ISHARES 2.4%

Value ($000) $6,109 Shares 57,300 Est. Cost — Unrealized —

MXL MAXLINEAR INC 2.4%

Value ($000) $5,947 Shares 717,400 Est. Cost $6.31 Unrealized +23.5%

— BROADCOM CORP 2.2%

Value ($000) $5,622 Shares 216,046 Est. Cost $26.02 Unrealized —

SIMO SILICON MOTION TECHNOLOGY CO 2.2%

Value ($000) $5,488 Shares 420,199 Est. Cost $10.59 Unrealized —

— EMCORE CORP 2.1%

Value ($000) $5,284 Shares 1,179,465 Est. Cost $4.48 Unrealized —

TSLA TESLA MTRS INC 2.0%

Value ($000) $5,124 Shares 26,500 Est. Cost — Unrealized —

— UNWIRED PLANET INC NEW 1.9%

Value ($000) $4,853 Shares 2,805,452 Est. Cost $1.89 Unrealized —

— MARKET VECTORS ETF TR 1.9%

Value ($000) $4,734 Shares 189,195 Est. Cost $24.49 Unrealized —

— TELENAV INC 1.5%

Value ($000) $3,857 Shares 660,375 Est. Cost $5.23 Unrealized —

— MIDSTATES PETE CO INC 1.4%

Value ($000) $3,588 Shares 699,441 Est. Cost $5.41 Unrealized —

IWM ISHARES 1.2%

Value ($000) $3,092 Shares 29,000 Est. Cost — Unrealized —

— CARMIKE CINEMAS INC 1.2%

Value ($000) $3,025 Shares 137,005 Est. Cost $19.36 Unrealized —

JBSS SAN FILIPPO JOHN B & SON INC 1.2%

Value ($000) $3,005 Shares 129,591 Est. Cost $19.91 Unrealized +9.1%

— WPX ENERGY INC 1.0%

Value ($000) $2,479 Shares 128,704 Est. Cost $18.94 Unrealized —

— PANDORA MEDIA INC 0.9%

Value ($000) $2,232 Shares 88,800 Est. Cost — Unrealized —

— MARKET VECTORS ETF TR 0.8%

Value ($000) $2,052 Shares 50,367 Est. Cost $40.74 Unrealized —

— SEQUANS COMMUNICATIONS S A 0.8%

Value ($000) $1,897 Shares 774,129 Est. Cost $2.45 Unrealized —

GLD SPDR GOLD TRUST 0.6%

Value ($000) $1,467 Shares 11,448 Est. Cost $119.10 Unrealized —

— PARKERVISION INC 0.5%

Value ($000) $1,389 Shares 414,567 Est. Cost $3.35 Unrealized —

— DORAL FINL CORP 0.5%

Value ($000) $1,226 Shares 64,251 Est. Cost $19.08 Unrealized —

— VIRNETX HLDG CORP 0.1%

Value ($000) $200 Shares 9,800 Est. Cost — Unrealized —

— HOUSTON AMERN ENERGY CORP 0.0%

Value ($000) $0 Shares 1,886,792 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
EPM	EVOLUTION PETROLEUM CORP	1,524,380	$17,165	6.8%	$5.20	+11.5%	COM	30049A107
—	XYRATEX LTD	1,541,766	$17,160	6.8%	$10.06	—	COM	G98268108
—	LTX-CREDENCE CORP	2,491,179	$16,417	6.5%	$5.99	—	COM NEW	502403207
—	XEROX CORP	1,511,991	$15,558	6.2%	$9.07	—	COM	984121103
—	HAWAIIAN TELCOM HOLDCO INC	494,783	$13,136	5.2%	$25.16	—	COM	420031106
—	TRANSATLANTIC PETROLEUM LTD	13,542,548	$11,376	4.5%	$0.69	—	COM	G89982105
SPY	SPDR S&P 500 ETF TR	65,000	$10,921	4.3%	—	—	Put	78462F103
—	PIONEER ENERGY SVCS CORP	1,427,944	$10,724	4.2%	$6.62	—	COM	723664108
—	BELLATRIX EXPLORATION LTD	1,402,700	$10,671	4.2%	$6.13	—	COM	078314101
—	QUANTUM CORP	7,449,483	$10,280	4.1%	$1.37	—	COM DSSG	747906204
—	DSP GROUP INC	1,283,665	$9,050	3.6%	$8.31	—	COM	23332B106
AAPL	APPLE INC	18,220	$8,686	3.4%	$14.28	0.0%	COM	037833100
—	MONSTER WORLDWIDE INC	1,951,801	$8,627	3.4%	$4.44	—	COM	611742107
—	XO GROUP INC	525,821	$6,794	2.7%	$11.20	—	COM	983772104
ALK	ALASKA AIR GROUP INC	107,937	$6,759	2.7%	$26.91	0.0%	COM	011659109
—	TOWN SPORTS INTL HLDGS INC	514,510	$6,678	2.6%	$10.94	—	COM	89214A102
IWM	ISHARES	57,300	$6,109	2.4%	—	—	Call	464287655
MXL	MAXLINEAR INC	717,400	$5,947	2.4%	$6.31	+23.5%	CL A	57776J100
—	BROADCOM CORP	216,046	$5,622	2.2%	$26.02	—	CL A	111320107
SIMO	SILICON MOTION TECHNOLOGY CO	420,199	$5,488	2.2%	$10.59	—	SPONSORED ADR	82706C108
—	EMCORE CORP	1,179,465	$5,284	2.1%	$4.48	—	COM NEW	290846203
TSLA	TESLA MTRS INC	26,500	$5,124	2.0%	—	—	Put	88160R101
—	UNWIRED PLANET INC NEW	2,805,452	$4,853	1.9%	$1.89	—	COM	91531F103
—	MARKET VECTORS ETF TR	189,195	$4,734	1.9%	$24.49	—	GOLD MINER ETF	57060U100
—	TELENAV INC	660,375	$3,857	1.5%	$5.23	—	COM	879455103
—	MIDSTATES PETE CO INC	699,441	$3,588	1.4%	$5.41	—	COM	59804T100
IWM	ISHARES	29,000	$3,092	1.2%	—	—	Put	464287655
—	CARMIKE CINEMAS INC	137,005	$3,025	1.2%	$19.36	—	COM	143436400
JBSS	SAN FILIPPO JOHN B & SON INC	129,591	$3,005	1.2%	$19.91	+9.1%	COM	800422107
—	WPX ENERGY INC	128,704	$2,479	1.0%	$18.94	—	COM	98212B103
—	PANDORA MEDIA INC	88,800	$2,232	0.9%	—	—	Call	698354107
—	MARKET VECTORS ETF TR	50,367	$2,052	0.8%	$40.74	—	JR GOLD MINERS E	57061R544
—	SEQUANS COMMUNICATIONS S A	774,129	$1,897	0.8%	$2.45	—	SPONSORED ADS	817323108
GLD	SPDR GOLD TRUST	11,448	$1,467	0.6%	$119.10	—	GOLD SHS	78463V107
—	PARKERVISION INC	414,567	$1,389	0.5%	$3.35	—	COM	701354102
—	DORAL FINL CORP	64,251	$1,226	0.5%	$19.08	—	COM PAR 0.01	25811P852
—	VIRNETX HLDG CORP	9,800	$200	0.1%	—	—	Call	92823T108
—	HOUSTON AMERN ENERGY CORP	1,886,792	$0	0.0%	—	—	WARRANTS	44183U100