Peak Financial Management, Inc. Diversified Active

Location: Wellesley, MA

CIK: 0001669662 · Show all filings

Period: Q4 2015 (Next →)

Filing Date: Aug 15, 2016

Total Value: $219M (100.0% shares, 0.0% debt)

Holdings (30)

VTI VANGUARD INDEX FDS 13.0%

Value $28.36M Shares 271,861 Share Price $104.30 Est. Cost/Share $105.32 Unrealized @ Report Date -1.0%

VGT VANGUARD WORLD FDS 9.1%

Value $19.88M Shares 183,583 Share Price $108.29 * Est. Cost/Share $13.64 Unrealized @ Report Date -0.8%

VOO VANGUARD INDEX FDS 9.0%

Value $19.7M Shares 105,397 Share Price $186.93 Est. Cost/Share $188.28 Unrealized @ Report Date -0.7%

DBEF DBX ETF TR 8.6%

Value $18.79M Shares 691,932 Share Price $27.16 Est. Cost/Share $27.61 Unrealized @ Report Date -1.6%

— RYDEX ETF TRUST 8.2%

Value $18.02M Shares 117,438 Share Price $153.49 Est. Cost/Share $153.49 Unrealized @ Report Date —

AGG ISHARES TR 7.2%

Value $15.71M Shares 145,499 Share Price $108.01 Est. Cost/Share $108.85 Unrealized @ Report Date -0.8%

EFAV ISHARES TR 6.4%

Value $13.89M Shares 214,144 Share Price $64.87 Est. Cost/Share $65.17 Unrealized @ Report Date -0.5%

BNDX VANGUARD CHARLOTTE FDS 5.8%

Value $12.59M Shares 238,029 Share Price $52.88 Est. Cost/Share $52.99 Unrealized @ Report Date -0.2%

VNQ VANGUARD INDEX FDS 4.7%

Value $10.25M Shares 128,587 Share Price $79.73 Est. Cost/Share $79.16 Unrealized @ Report Date +0.7%

OPPE WISDOMTREE TR 3.9%

Value $8.572M Shares 349,038 Share Price $24.56 Est. Cost/Share $24.94 Unrealized @ Report Date -1.5%

ILTB ISHARES 3.9%

Value $8.484M Shares 145,158 Share Price $58.45 Est. Cost/Share $59.63 Unrealized @ Report Date -2.0%

VWO VANGUARD INTL EQUITY INDEX F 3.1%

Value $6.839M Shares 209,071 Share Price $32.71 Est. Cost/Share $34.42 Unrealized @ Report Date -5.0%

ACWI ISHARES TR 3.1%

Value $6.782M Shares 121,479 Share Price $55.83 Est. Cost/Share $57.17 Unrealized @ Report Date -2.4%

VTWG VANGUARD SCOTTSDALE FDS 3.1%

Value $6.692M Shares 65,566 Share Price $102.07 Est. Cost/Share $102.90 Unrealized @ Report Date -0.8%

— JPMORGAN CHASE & CO 2.8%

Value $6.033M Shares 208,257 Share Price $28.97 Est. Cost/Share $28.97 Unrealized @ Report Date —

VEA VANGUARD TAX MANAGED INTL FD 2.2%

Value $4.745M Shares 129,209 Share Price $36.72 Est. Cost/Share $37.50 Unrealized @ Report Date -2.1%

VCIT VANGUARD SCOTTSDALE FDS 2.2%

Value $4.71M Shares 56,011 Share Price $84.09 Est. Cost/Share $84.99 Unrealized @ Report Date -1.1%

ACWV ISHARES 1.8%

Value $3.935M Shares 56,801 Share Price $69.28 Est. Cost/Share $69.81 Unrealized @ Report Date -0.8%

VCR VANGUARD WORLD FDS 0.6%

Value $1.285M Shares 10,482 Share Price $122.59 Est. Cost/Share $124.59 Unrealized @ Report Date -1.6%

NXPI NXP SEMICONDUCTORS N V 0.3%

Value $758K Shares 9,730 Share Price $77.90 * Est. Cost/Share $76.05 Unrealized @ Report Date -1.6%

SPSB SPDR SERIES TRUST 0.2%

Value $345K Shares 11,356 Share Price $30.38 Est. Cost/Share $30.53 Unrealized @ Report Date -0.4%

DBJP DBX ETF TR 0.2%

Value $344K Shares 9,038 Share Price $38.06 Est. Cost/Share $39.45 Unrealized @ Report Date -3.4%

SCHB SCHWAB STRATEGIC TR 0.2%

Value $336K Shares 6,845 Share Price $49.09 * Est. Cost/Share $8.25 Unrealized @ Report Date -0.9%

BND VANGUARD BD INDEX FD INC 0.1%

Value $280K Shares 3,473 Share Price $80.62 Est. Cost/Share $81.38 Unrealized @ Report Date -0.8%

GVI ISHARES TR 0.1%

Value $279K Shares 2,546 Share Price $109.58 Est. Cost/Share $110.42 Unrealized @ Report Date -0.7%

— KAYNE ANDERSON MLP INVT CO 0.1%

Value $254K Shares 14,717 Share Price $17.26 Est. Cost/Share $17.26 Unrealized @ Report Date —

— APOLLO RESIDENTIAL MTG INC 0.1%

Value $241K Shares 20,175 Share Price $11.95 Est. Cost/Share $11.95 Unrealized @ Report Date —

SDY SPDR SERIES TRUST 0.1%

Value $229K Shares 3,115 Share Price $73.52 Est. Cost/Share $76.22 Unrealized @ Report Date -3.5%

— ANNALY CAP MGMT INC 0.1%

Value $222K Shares 23,639 Share Price $9.39 Est. Cost/Share $9.39 Unrealized @ Report Date —

PHYS SPROTT PHYSICAL GOLD TRUST 0.0%

Value $103K Shares 11,785 Share Price $8.74 Est. Cost/Share $8.74 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
VTI	VANGUARD INDEX FDS	271,861	$28.36M	13.0%	$104.30	$105.32	-1.0%	TOTAL STK MKT	922908769
VGT	VANGUARD WORLD FDS	183,583	$19.88M	9.1%	$108.29 *	$13.64	-0.8%	INF TECH ETF	92204A702
VOO	VANGUARD INDEX FDS	105,397	$19.7M	9.0%	$186.93	$188.28	-0.7%	S&P 500 ETF SHS	922908363
DBEF	DBX ETF TR	691,932	$18.79M	8.6%	$27.16	$27.61	-1.6%	XTRAK MSCI EAFE	233051200
—	RYDEX ETF TRUST	117,438	$18.02M	8.2%	$153.49	$153.49	—	GUG S&P500EQWTHC	78355W841
AGG	ISHARES TR	145,499	$15.71M	7.2%	$108.01	$108.85	-0.8%	CORE US AGGBD ET	464287226
EFAV	ISHARES TR	214,144	$13.89M	6.4%	$64.87	$65.17	-0.5%	MIN VOL EAFE ETF	46429B689
BNDX	VANGUARD CHARLOTTE FDS	238,029	$12.59M	5.8%	$52.88	$52.99	-0.2%	INTL BD IDX ETF	92203J407
VNQ	VANGUARD INDEX FDS	128,587	$10.25M	4.7%	$79.73	$79.16	+0.7%	REIT ETF	922908553
OPPE	WISDOMTREE TR	349,038	$8.572M	3.9%	$24.56	$24.94	-1.5%	EUR HDG SMLCAP	97717X552
ILTB	ISHARES	145,158	$8.484M	3.9%	$58.45	$59.63	-2.0%	CORE LT USDB ETF	464289479
VWO	VANGUARD INTL EQUITY INDEX F	209,071	$6.839M	3.1%	$32.71	$34.42	-5.0%	FTSE EMR MKT ETF	922042858
ACWI	ISHARES TR	121,479	$6.782M	3.1%	$55.83	$57.17	-2.4%	MSCI ACWI ETF	464288257
VTWG	VANGUARD SCOTTSDALE FDS	65,566	$6.692M	3.1%	$102.07	$102.90	-0.8%	VNG RUS2000GRW	92206C623
—	JPMORGAN CHASE & CO	208,257	$6.033M	2.8%	$28.97	$28.97	—	ALERIAN ML ETN	46625H365
VEA	VANGUARD TAX MANAGED INTL FD	129,209	$4.745M	2.2%	$36.72	$37.50	-2.1%	FTSE DEV MKT ETF	921943858
VCIT	VANGUARD SCOTTSDALE FDS	56,011	$4.71M	2.2%	$84.09	$84.99	-1.1%	INT-TERM CORP	92206C870
ACWV	ISHARES	56,801	$3.935M	1.8%	$69.28	$69.81	-0.8%	MIN VOL GBL ETF	464286525
VCR	VANGUARD WORLD FDS	10,482	$1.285M	0.6%	$122.59	$124.59	-1.6%	CONSUM DIS ETF	92204A108
NXPI	NXP SEMICONDUCTORS N V	9,730	$758K	0.3%	$77.90 *	$76.05	-1.6%	COM	N6596X109
SPSB	SPDR SERIES TRUST	11,356	$345K	0.2%	$30.38	$30.53	-0.4%	BARC SHT TR CP	78464A474
DBJP	DBX ETF TR	9,038	$344K	0.2%	$38.06	$39.45	-3.4%	XTRAK MSCI JAPN	233051507
SCHB	SCHWAB STRATEGIC TR	6,845	$336K	0.2%	$49.09 *	$8.25	-0.9%	US BRD MKT ETF	808524102
BND	VANGUARD BD INDEX FD INC	3,473	$280K	0.1%	$80.62	$81.38	-0.8%	TOTAL BND MRKT	921937835
GVI	ISHARES TR	2,546	$279K	0.1%	$109.58	$110.42	-0.7%	INTRM GOV/CR ETF	464288612
—	KAYNE ANDERSON MLP INVT CO	14,717	$254K	0.1%	$17.26	$17.26	—	COM	486606106
—	APOLLO RESIDENTIAL MTG INC	20,175	$241K	0.1%	$11.95	$11.95	—	COM	03763V102
SDY	SPDR SERIES TRUST	3,115	$229K	0.1%	$73.52	$76.22	-3.5%	S&P DIVID ETF	78464A763
—	ANNALY CAP MGMT INC	23,639	$222K	0.1%	$9.39	$9.39	—	COM	035710409
PHYS	SPROTT PHYSICAL GOLD TRUST	11,785	$103K	0.0%	$8.74	$8.74	—	UNIT	85207H104