NEW YORK LIFE INVESTMENT MANAGEMENT LLC Diversified Active

Location: New York, NY

CIK: 0001133639 · Show all filings

Period: Q4 2018 (← Previous) (Next →)

Filing Date: Feb 12, 2019

Total Value: $1.337B (100.0% shares, 0.0% debt)

Holdings (29)

— INDEXIQ ETF TR 27.6%

Value $369M Shares 17,284,222 Share Price $21.33 Est. Cost/Share $23.55 Unrealized @ Report Date —

HFXI INDEXIQ ETF TR 20.3%

Value $271M Shares 14,931,442 Share Price $18.17 Est. Cost/Share $20.05 Unrealized @ Report Date —

— INDEXIQ ETF TR 19.6%

Value $262M Shares 11,751,981 Share Price $22.32 Est. Cost/Share $26.65 Unrealized @ Report Date —

— INDEXIQ ETF TR 8.9%

Value $120M Shares 4,741,039 Share Price $25.23 Est. Cost/Share $26.45 Unrealized @ Report Date —

— INDEXIQ ETF TR 4.4%

Value $58.26M Shares 3,080,926 Share Price $18.91 Est. Cost/Share $20.12 Unrealized @ Report Date —

— INDEXIQ ETF TR 4.0%

Value $53.57M Shares 2,878,753 Share Price $18.61 Est. Cost/Share $19.43 Unrealized @ Report Date —

— INDEXIQ ETF TR 2.0%

Value $26.66M Shares 1,145,164 Share Price $23.28 Est. Cost/Share $25.42 Unrealized @ Report Date —

SCZ ISHARES TR 1.9%

Value $25.3M Shares 488,240 Share Price $51.82 Est. Cost/Share $63.50 Unrealized @ Report Date —

AAXJ ISHARES TR 1.6%

Value $20.77M Shares 326,881 Share Price $63.53 Est. Cost/Share $63.49 Unrealized @ Report Date —

SHV ISHARES TR 1.3%

Value $17.37M Shares 157,474 Share Price $110.30 Est. Cost/Share $110.30 Unrealized @ Report Date —

VOE VANGUARD INDEX FDS 1.3%

Value $17.09M Shares 179,404 Share Price $95.26 Est. Cost/Share $111.37 Unrealized @ Report Date —

— INDEXIQ ETF TR 1.3%

Value $16.74M Shares 675,750 Share Price $24.77 Est. Cost/Share $24.77 Unrealized @ Report Date —

EWX SPDR INDEX SHS FDS 0.8%

Value $11.36M Shares 277,149 Share Price $40.97 Est. Cost/Share $45.01 Unrealized @ Report Date —

EMLC VANECK VECTORS ETF TR 0.7%

Value $9.686M Shares 293,505 Share Price $33.00 Est. Cost/Share $33.00 Unrealized @ Report Date —

VTIP VANGUARD MALVERN FDS 0.7%

Value $9.082M Shares 189,530 Share Price $47.92 Est. Cost/Share $48.43 Unrealized @ Report Date —

IWD ISHARES TR 0.4%

Value $5.937M Shares 53,461 Share Price $111.05 Est. Cost/Share $116.76 Unrealized @ Report Date —

BIL SPDR SER TR 0.4%

Value $5.907M Shares 64,581 Share Price $91.47 Est. Cost/Share $91.47 Unrealized @ Report Date —

IWM ISHARES TR 0.4%

Value $5.313M Shares 39,680 Share Price $133.90 Est. Cost/Share $118.96 Unrealized @ Report Date —

VCIT VANGUARD SCOTTSDALE FDS 0.3%

Value $4.621M Shares 55,770 Share Price $82.86 Est. Cost/Share $82.86 Unrealized @ Report Date —

BKLN INVESCO EXCHNG TRADED FD TR 0.3%

Value $4.04M Shares 185,510 Share Price $21.78 Est. Cost/Share $21.78 Unrealized @ Report Date —

TIP ISHARES TR 0.3%

Value $3.934M Shares 35,927 Share Price $109.50 Est. Cost/Share $111.37 Unrealized @ Report Date —

INDA ISHARES TR 0.3%

Value $3.51M Shares 105,293 Share Price $33.34 Est. Cost/Share $32.03 Unrealized @ Report Date —

— ISHARES INC 0.2%

Value $2.916M Shares 111,526 Share Price $26.15 Est. Cost/Share $31.26 Unrealized @ Report Date —

EPHE ISHARES TR 0.2%

Value $2.849M Shares 89,380 Share Price $31.88 Est. Cost/Share $36.52 Unrealized @ Report Date —

GBIL GOLDMAN SACHS ETF TR 0.2%

Value $2.756M Shares 27,550 Share Price $100.04 Est. Cost/Share $100.04 Unrealized @ Report Date —

DBEU DBX ETF TR 0.2%

Value $2.318M Shares 92,092 Share Price $25.17 Est. Cost/Share $25.17 Unrealized @ Report Date —

GLIN VANECK VECTORS ETF TR 0.2%

Value $2.286M Shares 53,907 Share Price $42.41 Est. Cost/Share $46.50 Unrealized @ Report Date —

AFK VANECK VECTORS ETF TR 0.1%

Value $1.469M Shares 74,714 Share Price $19.66 Est. Cost/Share $21.00 Unrealized @ Report Date —

EPOL ISHARES TR 0.1%

Value $1.448M Shares 62,858 Share Price $23.04 Est. Cost/Share $22.22 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	INDEXIQ ETF TR	17,284,222	$369M	27.6%	$21.33	$23.55	—	IQ CHAIKIN US	45409B388
HFXI	INDEXIQ ETF TR	14,931,442	$271M	20.3%	$18.17	$20.05	—	HDGD FTSE INTL	45409B560
—	INDEXIQ ETF TR	11,751,981	$262M	19.6%	$22.32	$26.65	—	IQ CHAIKIN US	45409B396
—	INDEXIQ ETF TR	4,741,039	$120M	8.9%	$25.23	$26.45	—	IQ GLB RES ETF	45409B883
—	INDEXIQ ETF TR	3,080,926	$58.26M	4.4%	$18.91	$20.12	—	IQ ENCH COR PL	45409B479
—	INDEXIQ ETF TR	2,878,753	$53.57M	4.0%	$18.61	$19.43	—	IQ ENCH BD US	45409B487
—	INDEXIQ ETF TR	1,145,164	$26.66M	2.0%	$23.28	$25.42	—	IQ S&P HGH YLD	45409B412
SCZ	ISHARES TR	488,240	$25.3M	1.9%	$51.82	$63.50	—	EAFE SML CP ETF	464288273
AAXJ	ISHARES TR	326,881	$20.77M	1.6%	$63.53	$63.49	—	MSCI AC ASIA ETF	464288182
SHV	ISHARES TR	157,474	$17.37M	1.3%	$110.30	$110.30	—	SHORT TREAS BD	464288679
VOE	VANGUARD INDEX FDS	179,404	$17.09M	1.3%	$95.26	$111.37	—	MCAP VL IDXVIP	922908512
—	INDEXIQ ETF TR	675,750	$16.74M	1.3%	$24.77	$24.77	—	IQ 500 INT ETF	45409B362
EWX	SPDR INDEX SHS FDS	277,149	$11.36M	0.8%	$40.97	$45.01	—	S&P EMKTSC ETF	78463X756
EMLC	VANECK VECTORS ETF TR	293,505	$9.686M	0.7%	$33.00	$33.00	—	JP MORGAN MKTS	92189H300
VTIP	VANGUARD MALVERN FDS	189,530	$9.082M	0.7%	$47.92	$48.43	—	STRM INFPROIDX	922020805
IWD	ISHARES TR	53,461	$5.937M	0.4%	$111.05	$116.76	—	RUS 1000 VAL ETF	464287598
BIL	SPDR SER TR	64,581	$5.907M	0.4%	$91.47	$91.47	—	SPDR BLOOMBERG	78468R663
IWM	ISHARES TR	39,680	$5.313M	0.4%	$133.90	$118.96	—	RUSSELL 2000 ETF	464287655
VCIT	VANGUARD SCOTTSDALE FDS	55,770	$4.621M	0.3%	$82.86	$82.86	—	INT-TERM CORP	92206C870
BKLN	INVESCO EXCHNG TRADED FD TR	185,510	$4.04M	0.3%	$21.78	$21.78	—	SR LN ETF	46138G508
TIP	ISHARES TR	35,927	$3.934M	0.3%	$109.50	$111.37	—	TIPS BD ETF	464287176
INDA	ISHARES TR	105,293	$3.51M	0.3%	$33.34	$32.03	—	MSCI INDIA ETF	46429B598
—	ISHARES INC	111,526	$2.916M	0.2%	$26.15	$31.26	—	MSCI FRNTR100ETF	464286145
EPHE	ISHARES TR	89,380	$2.849M	0.2%	$31.88	$36.52	—	MSCI PHILIPS ETF	46429B408
GBIL	GOLDMAN SACHS ETF TR	27,550	$2.756M	0.2%	$100.04	$100.04	—	ACCES TREASURY	381430529
DBEU	DBX ETF TR	92,092	$2.318M	0.2%	$25.17	$25.17	—	XTRACK MSCI EURP	233051853
GLIN	VANECK VECTORS ETF TR	53,907	$2.286M	0.2%	$42.41	$46.50	—	INDIA SMALL CAP	92189F767
AFK	VANECK VECTORS ETF TR	74,714	$1.469M	0.1%	$19.66	$21.00	—	AFRICA INDEX ETF	92189F866
EPOL	ISHARES TR	62,858	$1.448M	0.1%	$23.04	$22.22	—	MSCI POLAND ETF	46429B606