NEW YORK LIFE INVESTMENT MANAGEMENT LLC Diversified Active

CIK: 0001133639 · Show all filings

Period: Q4 2018 (← Previous) (Next →)

Filing Date: Feb 12, 2019

Total Value ($000): $1,337,081 (100.0% shares, 0.0% debt)

Holdings (29)

— INDEXIQ ETF TR 27.6%

Value ($000) $368,672 Shares 17,284,222 Est. Cost $23.55 Unrealized —

HFXI INDEXIQ ETF TR 20.3%

Value ($000) $271,304 Shares 14,931,442 Est. Cost $20.05 Unrealized —

— INDEXIQ ETF TR 19.6%

Value ($000) $262,304 Shares 11,751,981 Est. Cost $26.65 Unrealized —

— INDEXIQ ETF TR 8.9%

Value ($000) $119,616 Shares 4,741,039 Est. Cost $26.45 Unrealized —

— INDEXIQ ETF TR 4.4%

Value ($000) $58,260 Shares 3,080,926 Est. Cost $20.12 Unrealized —

— INDEXIQ ETF TR 4.0%

Value ($000) $53,574 Shares 2,878,753 Est. Cost $19.43 Unrealized —

— INDEXIQ ETF TR 2.0%

Value ($000) $26,659 Shares 1,145,164 Est. Cost $25.42 Unrealized —

SCZ ISHARES TR 1.9%

Value ($000) $25,301 Shares 488,240 Est. Cost $63.50 Unrealized —

AAXJ ISHARES TR 1.6%

Value ($000) $20,767 Shares 326,881 Est. Cost $63.49 Unrealized —

SHV ISHARES TR 1.3%

Value ($000) $17,369 Shares 157,474 Est. Cost $110.30 Unrealized —

VOE VANGUARD INDEX FDS 1.3%

Value ($000) $17,090 Shares 179,404 Est. Cost $111.37 Unrealized —

— INDEXIQ ETF TR 1.3%

Value ($000) $16,738 Shares 675,750 Est. Cost $24.77 Unrealized —

EWX SPDR INDEX SHS FDS 0.8%

Value ($000) $11,355 Shares 277,149 Est. Cost $45.01 Unrealized —

EMLC VANECK VECTORS ETF TR 0.7%

Value ($000) $9,686 Shares 293,505 Est. Cost $33.00 Unrealized —

VTIP VANGUARD MALVERN FDS 0.7%

Value ($000) $9,082 Shares 189,530 Est. Cost $48.43 Unrealized —

IWD ISHARES TR 0.4%

Value ($000) $5,937 Shares 53,461 Est. Cost $116.76 Unrealized —

BIL SPDR SER TR 0.4%

Value ($000) $5,907 Shares 64,581 Est. Cost $91.47 Unrealized —

IWM ISHARES TR 0.4%

Value ($000) $5,313 Shares 39,680 Est. Cost $118.96 Unrealized —

VCIT VANGUARD SCOTTSDALE FDS 0.3%

Value ($000) $4,621 Shares 55,770 Est. Cost $82.86 Unrealized —

BKLN INVESCO EXCHNG TRADED FD TR 0.3%

Value ($000) $4,040 Shares 185,510 Est. Cost $21.78 Unrealized —

TIP ISHARES TR 0.3%

Value ($000) $3,934 Shares 35,927 Est. Cost $111.37 Unrealized —

INDA ISHARES TR 0.3%

Value ($000) $3,510 Shares 105,293 Est. Cost $32.03 Unrealized —

— ISHARES INC 0.2%

Value ($000) $2,916 Shares 111,526 Est. Cost $31.26 Unrealized —

EPHE ISHARES TR 0.2%

Value ($000) $2,849 Shares 89,380 Est. Cost $36.52 Unrealized —

GBIL GOLDMAN SACHS ETF TR 0.2%

Value ($000) $2,756 Shares 27,550 Est. Cost $100.04 Unrealized —

DBEU DBX ETF TR 0.2%

Value ($000) $2,318 Shares 92,092 Est. Cost $25.17 Unrealized —

GLIN VANECK VECTORS ETF TR 0.2%

Value ($000) $2,286 Shares 53,907 Est. Cost $46.50 Unrealized —

AFK VANECK VECTORS ETF TR 0.1%

Value ($000) $1,469 Shares 74,714 Est. Cost $21.00 Unrealized —

EPOL ISHARES TR 0.1%

Value ($000) $1,448 Shares 62,858 Est. Cost $22.22 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	INDEXIQ ETF TR	17,284,222	$368,672	27.6%	$23.55	—	IQ CHAIKIN US	45409B388
HFXI	INDEXIQ ETF TR	14,931,442	$271,304	20.3%	$20.05	—	HDGD FTSE INTL	45409B560
—	INDEXIQ ETF TR	11,751,981	$262,304	19.6%	$26.65	—	IQ CHAIKIN US	45409B396
—	INDEXIQ ETF TR	4,741,039	$119,616	8.9%	$26.45	—	IQ GLB RES ETF	45409B883
—	INDEXIQ ETF TR	3,080,926	$58,260	4.4%	$20.12	—	IQ ENCH COR PL	45409B479
—	INDEXIQ ETF TR	2,878,753	$53,574	4.0%	$19.43	—	IQ ENCH BD US	45409B487
—	INDEXIQ ETF TR	1,145,164	$26,659	2.0%	$25.42	—	IQ S&P HGH YLD	45409B412
SCZ	ISHARES TR	488,240	$25,301	1.9%	$63.50	—	EAFE SML CP ETF	464288273
AAXJ	ISHARES TR	326,881	$20,767	1.6%	$63.49	—	MSCI AC ASIA ETF	464288182
SHV	ISHARES TR	157,474	$17,369	1.3%	$110.30	—	SHORT TREAS BD	464288679
VOE	VANGUARD INDEX FDS	179,404	$17,090	1.3%	$111.37	—	MCAP VL IDXVIP	922908512
—	INDEXIQ ETF TR	675,750	$16,738	1.3%	$24.77	—	IQ 500 INT ETF	45409B362
EWX	SPDR INDEX SHS FDS	277,149	$11,355	0.8%	$45.01	—	S&P EMKTSC ETF	78463X756
EMLC	VANECK VECTORS ETF TR	293,505	$9,686	0.7%	$33.00	—	JP MORGAN MKTS	92189H300
VTIP	VANGUARD MALVERN FDS	189,530	$9,082	0.7%	$48.43	—	STRM INFPROIDX	922020805
IWD	ISHARES TR	53,461	$5,937	0.4%	$116.76	—	RUS 1000 VAL ETF	464287598
BIL	SPDR SER TR	64,581	$5,907	0.4%	$91.47	—	SPDR BLOOMBERG	78468R663
IWM	ISHARES TR	39,680	$5,313	0.4%	$118.96	—	RUSSELL 2000 ETF	464287655
VCIT	VANGUARD SCOTTSDALE FDS	55,770	$4,621	0.3%	$82.86	—	INT-TERM CORP	92206C870
BKLN	INVESCO EXCHNG TRADED FD TR	185,510	$4,040	0.3%	$21.78	—	SR LN ETF	46138G508
TIP	ISHARES TR	35,927	$3,934	0.3%	$111.37	—	TIPS BD ETF	464287176
INDA	ISHARES TR	105,293	$3,510	0.3%	$32.03	—	MSCI INDIA ETF	46429B598
—	ISHARES INC	111,526	$2,916	0.2%	$31.26	—	MSCI FRNTR100ETF	464286145
EPHE	ISHARES TR	89,380	$2,849	0.2%	$36.52	—	MSCI PHILIPS ETF	46429B408
GBIL	GOLDMAN SACHS ETF TR	27,550	$2,756	0.2%	$100.04	—	ACCES TREASURY	381430529
DBEU	DBX ETF TR	92,092	$2,318	0.2%	$25.17	—	XTRACK MSCI EURP	233051853
GLIN	VANECK VECTORS ETF TR	53,907	$2,286	0.2%	$46.50	—	INDIA SMALL CAP	92189F767
AFK	VANECK VECTORS ETF TR	74,714	$1,469	0.1%	$21.00	—	AFRICA INDEX ETF	92189F866
EPOL	ISHARES TR	62,858	$1,448	0.1%	$22.22	—	MSCI POLAND ETF	46429B606