NEW YORK LIFE INVESTMENT MANAGEMENT LLC Diversified Active

Location: New York, NY

CIK: 0001133639 · Show all filings

Period: Q1 2019 (← Previous) (Next →)

Filing Date: May 13, 2019

Total Value: $1.301B (100.0% shares, 0.0% debt)

Holdings (30)

— INDEXIQ ETF TR 21.6%

Value $281M Shares 11,872,299 Share Price $23.65 Est. Cost/Share $23.55 Unrealized @ Report Date —

— INDEXIQ ETF TR 19.0%

Value $248M Shares 9,976,436 Share Price $24.82 Est. Cost/Share $26.65 Unrealized @ Report Date —

HFXI INDEXIQ ETF TR 17.8%

Value $231M Shares 11,559,560 Share Price $20.01 Est. Cost/Share $20.05 Unrealized @ Report Date —

— INDEXIQ ETF TR 9.8%

Value $128M Shares 4,664,601 Share Price $27.41 Est. Cost/Share $26.45 Unrealized @ Report Date —

— INDEXIQ ETF TR 6.1%

Value $79.56M Shares 4,225,152 Share Price $18.83 Est. Cost/Share $19.24 Unrealized @ Report Date —

— INDEXIQ ETF TR 5.8%

Value $75.17M Shares 2,788,846 Share Price $26.95 Est. Cost/Share $26.42 Unrealized @ Report Date —

— INDEXIQ ETF TR 4.5%

Value $58M Shares 3,023,880 Share Price $19.18 Est. Cost/Share $20.12 Unrealized @ Report Date —

GVI ISHARES TR 2.9%

Value $37.72M Shares 342,099 Share Price $110.26 Est. Cost/Share $110.26 Unrealized @ Report Date —

— INDEXIQ ETF TR 2.1%

Value $26.93M Shares 1,094,217 Share Price $24.61 Est. Cost/Share $25.42 Unrealized @ Report Date —

SCZ ISHARES TR 1.9%

Value $24.54M Shares 427,239 Share Price $57.44 Est. Cost/Share $63.50 Unrealized @ Report Date —

AAXJ ISHARES TR 1.5%

Value $19.9M Shares 281,494 Share Price $70.69 Est. Cost/Share $63.49 Unrealized @ Report Date —

SHV ISHARES TR 1.3%

Value $17.39M Shares 157,474 Share Price $110.45 Est. Cost/Share $110.30 Unrealized @ Report Date —

EWX SPDR INDEX SHS FDS 0.8%

Value $10.94M Shares 245,388 Share Price $44.57 Est. Cost/Share $45.01 Unrealized @ Report Date —

EMLC VANECK VECTORS ETF TR 0.7%

Value $9.237M Shares 276,892 Share Price $33.36 Est. Cost/Share $33.00 Unrealized @ Report Date —

VTIP VANGUARD MALVERN FDS 0.6%

Value $7.614M Shares 156,419 Share Price $48.68 Est. Cost/Share $48.43 Unrealized @ Report Date —

BIL SPDR SER TR 0.5%

Value $5.913M Shares 64,581 Share Price $91.56 Est. Cost/Share $91.47 Unrealized @ Report Date —

IWM ISHARES TR 0.4%

Value $5.344M Shares 34,910 Share Price $153.08 Est. Cost/Share $118.96 Unrealized @ Report Date —

VCIT VANGUARD SCOTTSDALE FDS 0.4%

Value $4.657M Shares 55,770 Share Price $83.50 Est. Cost/Share $82.86 Unrealized @ Report Date —

BKLN INVESCO EXCHNG TRADED FD TR 0.3%

Value $4.18M Shares 185,510 Share Price $22.53 Est. Cost/Share $21.78 Unrealized @ Report Date —

IWD ISHARES TR 0.3%

Value $3.61M Shares 29,231 Share Price $123.50 Est. Cost/Share $116.76 Unrealized @ Report Date —

TIP ISHARES TR 0.3%

Value $3.375M Shares 29,851 Share Price $113.06 Est. Cost/Share $111.37 Unrealized @ Report Date —

INDA ISHARES TR 0.2%

Value $3.198M Shares 90,723 Share Price $35.25 Est. Cost/Share $32.03 Unrealized @ Report Date —

EPHE ISHARES TR 0.2%

Value $2.769M Shares 80,727 Share Price $34.30 Est. Cost/Share $36.52 Unrealized @ Report Date —

— ISHARES INC 0.2%

Value $2.767M Shares 97,207 Share Price $28.47 Est. Cost/Share $31.26 Unrealized @ Report Date —

GBIL GOLDMAN SACHS ETF TR 0.2%

Value $2.76M Shares 27,550 Share Price $100.18 Est. Cost/Share $100.04 Unrealized @ Report Date —

DBEU DBX ETF TR 0.2%

Value $2.409M Shares 92,092 Share Price $26.16 Est. Cost/Share $25.17 Unrealized @ Report Date —

GLIN VANECK VECTORS ETF TR 0.2%

Value $2.008M Shares 45,768 Share Price $43.87 Est. Cost/Share $46.50 Unrealized @ Report Date —

AFK VANECK VECTORS ETF TR 0.1%

Value $1.406M Shares 65,360 Share Price $21.51 Est. Cost/Share $21.00 Unrealized @ Report Date —

EPOL ISHARES TR 0.1%

Value $1.232M Shares 53,842 Share Price $22.88 Est. Cost/Share $22.22 Unrealized @ Report Date —

VOE VANGUARD INDEX FDS 0.1%

Value $1.052M Shares 9,755 Share Price $107.84 Est. Cost/Share $111.37 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	INDEXIQ ETF TR	11,872,299	$281M	21.6%	$23.65	$23.55	—	IQ CHAIKIN US	45409B388
—	INDEXIQ ETF TR	9,976,436	$248M	19.0%	$24.82	$26.65	—	IQ CHAIKIN US	45409B396
HFXI	INDEXIQ ETF TR	11,559,560	$231M	17.8%	$20.01	$20.05	—	HDGD FTSE INTL	45409B560
—	INDEXIQ ETF TR	4,664,601	$128M	9.8%	$27.41	$26.45	—	IQ GLB RES ETF	45409B883
—	INDEXIQ ETF TR	4,225,152	$79.56M	6.1%	$18.83	$19.24	—	IQ ENCH BD US	45409B487
—	INDEXIQ ETF TR	2,788,846	$75.17M	5.8%	$26.95	$26.42	—	IQ 500 INT ETF	45409B362
—	INDEXIQ ETF TR	3,023,880	$58M	4.5%	$19.18	$20.12	—	IQ ENCH COR PL	45409B479
GVI	ISHARES TR	342,099	$37.72M	2.9%	$110.26	$110.26	—	INTRM GOV CR ETF	464288612
—	INDEXIQ ETF TR	1,094,217	$26.93M	2.1%	$24.61	$25.42	—	IQ S&P HGH YLD	45409B412
SCZ	ISHARES TR	427,239	$24.54M	1.9%	$57.44	$63.50	—	EAFE SML CP ETF	464288273
AAXJ	ISHARES TR	281,494	$19.9M	1.5%	$70.69	$63.49	—	MSCI AC ASIA ETF	464288182
SHV	ISHARES TR	157,474	$17.39M	1.3%	$110.45	$110.30	—	SHORT TREAS BD	464288679
EWX	SPDR INDEX SHS FDS	245,388	$10.94M	0.8%	$44.57	$45.01	—	S&P EMKTSC ETF	78463X756
EMLC	VANECK VECTORS ETF TR	276,892	$9.237M	0.7%	$33.36	$33.00	—	JP MORGAN MKTS	92189H300
VTIP	VANGUARD MALVERN FDS	156,419	$7.614M	0.6%	$48.68	$48.43	—	STRM INFPROIDX	922020805
BIL	SPDR SER TR	64,581	$5.913M	0.5%	$91.56	$91.47	—	SPDR BLOOMBERG	78468R663
IWM	ISHARES TR	34,910	$5.344M	0.4%	$153.08	$118.96	—	RUSSELL 2000 ETF	464287655
VCIT	VANGUARD SCOTTSDALE FDS	55,770	$4.657M	0.4%	$83.50	$82.86	—	INT-TERM CORP	92206C870
BKLN	INVESCO EXCHNG TRADED FD TR	185,510	$4.18M	0.3%	$22.53	$21.78	—	SR LN ETF	46138G508
IWD	ISHARES TR	29,231	$3.61M	0.3%	$123.50	$116.76	—	RUS 1000 VAL ETF	464287598
TIP	ISHARES TR	29,851	$3.375M	0.3%	$113.06	$111.37	—	TIPS BD ETF	464287176
INDA	ISHARES TR	90,723	$3.198M	0.2%	$35.25	$32.03	—	MSCI INDIA ETF	46429B598
EPHE	ISHARES TR	80,727	$2.769M	0.2%	$34.30	$36.52	—	MSCI PHILIPS ETF	46429B408
—	ISHARES INC	97,207	$2.767M	0.2%	$28.47	$31.26	—	MSCI FRNTR100ETF	464286145
GBIL	GOLDMAN SACHS ETF TR	27,550	$2.76M	0.2%	$100.18	$100.04	—	ACCES TREASURY	381430529
DBEU	DBX ETF TR	92,092	$2.409M	0.2%	$26.16	$25.17	—	XTRACK MSCI EURP	233051853
GLIN	VANECK VECTORS ETF TR	45,768	$2.008M	0.2%	$43.87	$46.50	—	INDIA SMALL CAP	92189F767
AFK	VANECK VECTORS ETF TR	65,360	$1.406M	0.1%	$21.51	$21.00	—	AFRICA INDEX ETF	92189F866
EPOL	ISHARES TR	53,842	$1.232M	0.1%	$22.88	$22.22	—	MSCI POLAND ETF	46429B606
VOE	VANGUARD INDEX FDS	9,755	$1.052M	0.1%	$107.84	$111.37	—	MCAP VL IDXVIP	922908512