Castle Rock Wealth Management, LLC Diversified Active

Name: Castle Rock Wealth Management, LLC Q4 2018 13F Filing | 13F Explorer
Creator: Castle Rock Wealth Management, LLC
Published: 2019-02-20

Location: Walnut Creek, CA

CIK: 0001727605 · Show all filings

Period: Q4 2018 (← Previous) (Next →)

Filing Date: Feb 20, 2019

Total Value: $2.168M (100.0% shares, 0.0% debt)

Holdings (8)

— NUVEEN CA QUALTY MUN INCOME 30.5%

Value $662K Shares 51,931 Share Price $12.75 Est. Cost/Share $13.10 Unrealized @ Report Date —

PGX INVESCO EXCHNG TRADED FD TR 18.5%

Value $401K Shares 29,744 Share Price $13.48 Est. Cost/Share $14.25 Unrealized @ Report Date -5.5%

WFC WELLS FARGO CO NEW 12.9%

Value $280K Shares 6,067 Share Price $46.15 * Est. Cost/Share $42.03 Unrealized @ Report Date -9.7%

HD HOME DEPOT INC 11.9%

Value $258K Shares 1,500 Share Price $172.00 * Est. Cost/Share $152.89 Unrealized @ Report Date -5.4%

— NUVEEN CALIFORNIA AMT QLT MU 10.0%

Value $216K Shares 17,060 Share Price $12.66 Est. Cost/Share $12.66 Unrealized @ Report Date —

PCG PG&E CORP 9.9%

Value $214K Shares 9,000 Share Price $23.78 Est. Cost/Share $35.37 Unrealized @ Report Date -33.6%

GAIN GLADSTONE INVT CORP 5.9%

Value $128K Shares 13,710 Share Price $9.34 * Est. Cost/Share $4.68 Unrealized @ Report Date -5.8%

— RITE AID CORP 0.4%

Value $9,000 Shares 13,000 Share Price $0.69 Est. Cost/Share $0.69 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	NUVEEN CA QUALTY MUN INCOME	51,931	$662K	30.5%	$12.75	$13.10	—	COM	67066Y105
PGX	INVESCO EXCHNG TRADED FD TR	29,744	$401K	18.5%	$13.48	$14.25	-5.5%	PFD ETF	46138E511
WFC	WELLS FARGO CO NEW	6,067	$280K	12.9%	$46.15 *	$42.03	-9.7%	COM	949746101
HD	HOME DEPOT INC	1,500	$258K	11.9%	$172.00 *	$152.89	-5.4%	COM	437076102
—	NUVEEN CALIFORNIA AMT QLT MU	17,060	$216K	10.0%	$12.66	$12.66	—	COM	670651108
PCG	PG&E CORP	9,000	$214K	9.9%	$23.78	$35.37	-33.6%	COM	69331C108
GAIN	GLADSTONE INVT CORP	13,710	$128K	5.9%	$9.34 *	$4.68	-5.8%	COM	376546107
—	RITE AID CORP	13,000	$9,000	0.4%	$0.69	$0.69	—	COM	767754104