Castle Rock Wealth Management, LLC Diversified Active

CIK: 0001727605 · Show all filings

Period: Q4 2018 (← Previous) (Next →)

Filing Date: Feb 20, 2019

Total Value ($000): $2,168 (100.0% shares, 0.0% debt)

Holdings (8)

— NUVEEN CA QUALTY MUN INCOME 30.5%

Value ($000) $662 Shares 51,931 Est. Cost $13.10 Unrealized —

PGX INVESCO EXCHNG TRADED FD TR 18.5%

Value ($000) $401 Shares 29,744 Est. Cost $14.16 Unrealized —

WFC WELLS FARGO CO NEW 12.9%

Value ($000) $280 Shares 6,067 Est. Cost $42.03 Unrealized 0.0%

HD HOME DEPOT INC 11.9%

Value ($000) $258 Shares 1,500 Est. Cost $152.89 Unrealized -1.6%

— NUVEEN CALIFORNIA AMT QLT MU 10.0%

Value ($000) $216 Shares 17,060 Est. Cost $12.66 Unrealized —

PCG PG&E CORP 9.9%

Value ($000) $214 Shares 9,000 Est. Cost $35.37 Unrealized 0.0%

GAIN GLADSTONE INVT CORP 5.9%

Value ($000) $128 Shares 13,710 Est. Cost $4.68 Unrealized 0.0%

— RITE AID CORP 0.4%

Value ($000) $9 Shares 13,000 Est. Cost $0.69 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	NUVEEN CA QUALTY MUN INCOME	51,931	$662	30.5%	$13.10	—	COM	67066Y105
PGX	INVESCO EXCHNG TRADED FD TR	29,744	$401	18.5%	$14.16	—	PFD ETF	46138E511
WFC	WELLS FARGO CO NEW	6,067	$280	12.9%	$42.03	0.0%	COM	949746101
HD	HOME DEPOT INC	1,500	$258	11.9%	$152.89	-1.6%	COM	437076102
—	NUVEEN CALIFORNIA AMT QLT MU	17,060	$216	10.0%	$12.66	—	COM	670651108
PCG	PG&E CORP	9,000	$214	9.9%	$35.37	0.0%	COM	69331C108
GAIN	GLADSTONE INVT CORP	13,710	$128	5.9%	$4.68	0.0%	COM	376546107
—	RITE AID CORP	13,000	$9	0.4%	$0.69	—	COM	767754104