Location: Walnut Creek, CA
CIK: 0001727605 · Show all filings
Period: Q1 2019 (← Previous) (Next →)
Filing Date: May 16, 2019
Total Value: $2.331M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | NUVEEN CA QUALTY MUN INCOME | 70,372 | $695K | 29.8% | $9.88 | $12.26 | — | COM | 67066Y105 |
| PGX | INVESCO EXCHNG TRADED FD TR | 29,967 | $435K | 18.7% | $14.52 | $14.25 | +1.7% | PFD ETF | 46138E511 |
| WFC | WELLS FARGO CO NEW | 6,067 | $293K | 12.6% | $48.29 * | $42.03 | -4.5% | COM | 949746101 |
| HD | HOME DEPOT INC | 5,193 | $289K | 12.4% | $55.65 * | $154.18 | +5.6% | COM | 437076102 |
| — | NUVEEN CALIFORNIA AMT QLT MU | 17,060 | $237K | 10.2% | $13.89 | $12.66 | — | COM | 670651108 |
| GAIN | GLADSTONE INVT CORP | 13,710 | $159K | 6.8% | $11.60 * | $4.68 | +19.3% | COM | 376546107 |
| MSFT | MICROSOFT CORP | 12,835 | $112K | 4.8% | $8.73 * | $102.29 | +8.3% | COM | 594918104 |
| AAPL | APPLE INC | 12,210 | $40,000 | 1.7% | $3.28 * | $40.43 | +12.1% | COM | 037833100 |
| CWB | SPDR SERIES TRUST | 13,370 | $16,000 | 0.7% | $1.20 * | $50.72 | +3.0% | BLMBRG BRC CNVRT | 78464A359 |
| T | AT&T INC | 26,355 | $13,000 | 0.6% | $0.49 * | $14.16 | +3.1% | COM | 00206R102 |
| — | GENERAL ELECTRIC CO | 17,160 | $10,000 | 0.4% | $0.58 | $0.58 | — | COM | 369604103 |
| — | RITE AID CORP | 13,000 | $8,000 | 0.3% | $0.62 | $0.69 | — | COM | 767754104 |
| CVX | CHEVRON CORP NEW | 26,805 | $3,000 | 0.1% | $0.11 * | $87.45 | +4.6% | COM | 166764100 |
| IONS | IONIS PHARMACEUTICALS INC | 14,863 | $1,000 | 0.0% | $0.07 * | $64.51 | +25.8% | COM | 462222100 |
| — | ALPS ETF TR | 77,113 | $1,000 | 0.0% | $0.01 | $0.01 | — | ALERIAN MLP | 00162Q866 |
| CL | COLGATE PALMOLIVE CO | 14,143 | $1,000 | 0.0% | $0.07 * | $54.99 | +6.3% | COM | 194162103 |
| HYLS | FIRST TR EXCHANGE TRADED FD | 10,925 | $1,000 | 0.0% | $0.09 * | $47.18 | +1.3% | FIRST TR TA HIYL | 33738D408 |
| LMBS | FIRST TR EXCHANGE TRADED FD | 27,902 | $1,000 | 0.0% | $0.04 * | $51.17 | +0.2% | FST LOW OPPT EFT | 33739Q200 |
| FPE | FIRST TR EXCHANGE-TRADED FD | 34,786 | $1,000 | 0.0% | $0.03 * | $18.72 | +1.8% | PFD SECS INC ETF | 33739E108 |
| QQEW | FIRST TR NAS100 EQ WEIGHTED | 11,025 | $1,000 | 0.0% | $0.09 * | $61.21 | +5.0% | SHS | 337344105 |
| FVD | FIRST TR VALUE LINE DIVID IN | 18,400 | $1,000 | 0.0% | $0.05 * | $31.31 | +3.7% | SHS | 33734H106 |
| — | GASLOG PARTNERS LP | 42,949 | $1,000 | 0.0% | $0.02 | $0.02 | — | UNIT LTD PTNRP | Y2687W108 |
| GIGB | GOLDMAN SACHS ETF TR | 18,298 | $1,000 | 0.0% | $0.05 * | $48.36 | +2.5% | ACCESS INVT GR | 381430479 |
| — | HANESBRANDS INC | 47,576 | $1,000 | 0.0% | $0.02 | $0.02 | — | COM | 410345102 |
| INTC | INTEL CORP | 11,626 | $1,000 | 0.0% | $0.09 * | $43.83 | +6.1% | COM | 458140100 |
| — | INVESCO EXCH TRD SLF IDX FD | 62,829 | $1,000 | 0.0% | $0.02 | $0.02 | — | BULSHS 2024 CB | 46138J841 |
| ABT | ABBOTT LABS | 14,928 | $1,000 | 0.0% | $0.07 * | $66.10 | +7.5% | COM | 002824100 |
| USMV | ISHARES TR | 12,920 | $1,000 | 0.0% | $0.08 * | $56.01 | +5.0% | MIN VOL USA ETF | 46429B697 |
| VNLA | JANUS DETROIT STR TR | 25,257 | $1,000 | 0.0% | $0.04 * | $49.36 | +0.7% | HENDRSN SHRT ETF | 47103U886 |
| NOBL | PROSHARES TR | 10,484 | $1,000 | 0.0% | $0.10 * | $64.74 | +4.7% | S&P 500 DV ARIST | 74348A467 |
| — | REAVES UTIL INCOME FD | 15,742 | $1,000 | 0.0% | $0.06 | $0.06 | — | COM SH BEN INT | 756158101 |
| — | STORE CAP CORP | 33,263 | $1,000 | 0.0% | $0.03 | $0.03 | — | COM | 862121100 |
| BNDX | VANGUARD CHARLOTTE FDS | 22,756 | $1,000 | 0.0% | $0.04 * | $54.88 | +1.6% | INTL BD IDX ETF | 92203J407 |
| VWO | VANGUARD INTL EQUITY INDEX F | 16,547 | $1,000 | 0.0% | $0.06 * | $41.18 | +3.2% | FTSE EMR MKT ETF | 922042858 |
| IDV | ISHARES TR | 14,398 | $0 | 0.0% | $0.00 | $30.84 | +0.1% | INTL SEL DIV ETF | 464288448 |
| ARKK | ARK ETF TR | 10,457 | $0 | 0.0% | $0.00 | $44.02 | +6.2% | INNOVATION ETF | 00214Q104 |
| REM | ISHARES TR | 10,954 | $0 | 0.0% | $0.00 | $42.93 | +1.0% | MORTGE REL ETF | 46435G342 |
| JSMD | JANUS DETROIT STR TR | 10,607 | $0 | 0.0% | $0.00 | $41.76 | +2.2% | HENDERSN SML ETF | 47103U209 |
| RIGS | ALPS ETF TR | 18,369 | $0 | 0.0% | $0.00 | $24.48 | +0.5% | RIVRFRNT STR INC | 00162Q783 |
| — | CLOUDERA INC | 10,089 | $0 | 0.0% | $0.00 | — | — | COM | 18914U100 |
| NMFC | NEW MTN FIN CORP | 32,094 | $0 | 0.0% | $0.00 | $6.40 | +1.7% | COM | 647551100 |
| — | FIRST TRUST MORTGAGE INCM FD | 35,883 | $0 | 0.0% | $0.00 | — | — | COM SHS | 33734E103 |
| — | GABELLI DIVD & INCOME TR | 12,795 | $0 | 0.0% | $0.00 | — | — | COM | 36242H104 |
| — | CBRE CLARION GLOBAL REAL EST | 50,017 | $0 | 0.0% | $0.00 | — | — | COM | 12504G100 |
| — | EATON VANCE TXMGD GL BUYWR O | 15,250 | $0 | 0.0% | $0.00 | — | — | COM | 27829C105 |
| — | EATON VANCE TX MNG BY WRT OP | 13,245 | $0 | 0.0% | $0.00 | — | — | COM | 27828Y108 |
| — | BROOKFIELD PROPERTY REIT INC | 17,228 | $0 | 0.0% | $0.00 | — | — | CL A | 11282X103 |
| — | NUVEEN FLOATING RATE INCOME | 35,445 | $0 | 0.0% | $0.00 | — | — | COM | 67072T108 |
| CRON | CRONOS GROUP INC | 14,565 | $0 | 0.0% | $0.00 | $18.77 | -1.8% | COM | 22717L101 |
| — | PALATIN TECHNOLOGIES INC | 23,058 | $0 | 0.0% | $0.00 | — | — | COM PAR $ .01 | 696077403 |
| — | ALLIANZGI NFJ DIVID INT & PR | 15,800 | $0 | 0.0% | $0.00 | — | — | COM | 01883A107 |
| CVY | INVESCO EXCHANGE TRADED FD T | 11,300 | $0 | 0.0% | $0.00 | $21.35 | +1.2% | ZACKS MULT AST | 46137Y500 |
| — | COHEN & STEERS INFRASTRUCTUR | 15,385 | $0 | 0.0% | $0.00 | — | — | COM | 19248A109 |
| — | TEMPLETON GLOBAL INCOME FD | 13,562 | $0 | 0.0% | $0.00 | — | — | COM | 880198106 |