NEW YORK LIFE INVESTMENT MANAGEMENT LLC Diversified Active

Location: New York, NY

CIK: 0001133639 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Nov 16, 2020

Total Value: $1.103B (100.0% shares, 0.0% debt)

Holdings (26)

— INDEXIQ ETF TR 22.0%

Value $242M Shares 9,638,775 Share Price $25.13 Est. Cost/Share $23.03 Unrealized @ Report Date —

— INDEXIQ ETF TR 20.3%

Value $224M Shares 9,114,577 Share Price $24.59 Est. Cost/Share $22.68 Unrealized @ Report Date —

IQSU INDEXIQ ETF TR 13.4%

Value $148M Shares 5,102,347 Share Price $29.06 Est. Cost/Share $28.02 Unrealized @ Report Date —

HFXI INDEXIQ ETF TR 12.5%

Value $138M Shares 6,922,374 Share Price $19.89 Est. Cost/Share $19.46 Unrealized @ Report Date —

IQSI INDEXIQ ETF TR 9.0%

Value $99.7M Shares 4,154,202 Share Price $24.00 Est. Cost/Share $23.00 Unrealized @ Report Date —

— INDEXIQ ETF TR 7.9%

Value $86.76M Shares 3,911,849 Share Price $22.18 Est. Cost/Share $26.20 Unrealized @ Report Date —

— INDEXIQ ETF TR 5.0%

Value $54.76M Shares 2,210,248 Share Price $24.78 Est. Cost/Share $24.25 Unrealized @ Report Date —

SHV ISHARES TR 1.6%

Value $17.39M Shares 157,474 Share Price $110.45 Est. Cost/Share $110.30 Unrealized @ Report Date —

MGC VANGUARD WORLD FD 1.2%

Value $13.43M Shares 111,989 Share Price $119.90 Est. Cost/Share $117.62 Unrealized @ Report Date —

VOE VANGUARD INDEX FDS 1.2%

Value $13.28M Shares 131,009 Share Price $101.37 Est. Cost/Share $89.87 Unrealized @ Report Date —

IWD ISHARES TR 0.9%

Value $10.04M Shares 84,961 Share Price $118.12 Est. Cost/Share $114.25 Unrealized @ Report Date —

AGG ISHARES TR 0.7%

Value $8.091M Shares 68,530 Share Price $118.07 Est. Cost/Share $118.09 Unrealized @ Report Date —

SCHZ SCHWAB STRATEGIC TR 0.7%

Value $8.085M Shares 144,170 Share Price $56.08 Est. Cost/Share $56.11 Unrealized @ Report Date —

IEFA ISHARES TR 0.6%

Value $7.127M Shares 118,235 Share Price $60.28 Est. Cost/Share $59.73 Unrealized @ Report Date —

BIL SPDR SER TR 0.5%

Value $5.91M Shares 64,581 Share Price $91.51 Est. Cost/Share $91.47 Unrealized @ Report Date —

BKLN INVESCO EXCH TRADED FD TR II 0.4%

Value $4.751M Shares 218,545 Share Price $21.74 Est. Cost/Share $21.76 Unrealized @ Report Date —

VCIT VANGUARD SCOTTSDALE FDS 0.4%

Value $4.657M Shares 55,770 Share Price $83.50 Est. Cost/Share $82.86 Unrealized @ Report Date —

GBIL GOLDMAN SACHS ETF TR 0.3%

Value $2.76M Shares 27,550 Share Price $100.18 Est. Cost/Share $100.04 Unrealized @ Report Date —

SCZ ISHARES TR 0.2%

Value $2.66M Shares 47,018 Share Price $56.57 Est. Cost/Share $63.50 Unrealized @ Report Date —

VO VANGUARD INDEX FDS 0.2%

Value $2.588M Shares 14,681 Share Price $176.28 Est. Cost/Share $173.54 Unrealized @ Report Date —

SHYG ISHARES TR 0.2%

Value $2.465M Shares 56,095 Share Price $43.94 Est. Cost/Share $43.71 Unrealized @ Report Date —

DBEU DBX ETF TR 0.2%

Value $2.409M Shares 92,092 Share Price $26.16 Est. Cost/Share $25.17 Unrealized @ Report Date —

MGV VANGUARD WORLD FD 0.2%

Value $1.82M Shares 23,730 Share Price $76.70 Est. Cost/Share $76.18 Unrealized @ Report Date —

SCHM SCHWAB STRATEGIC TR 0.1%

Value $1.161M Shares 20,931 Share Price $55.47 Est. Cost/Share $54.91 Unrealized @ Report Date —

GVI ISHARES TR 0.1%

Value $580K Shares 4,923 Share Price $117.81 Est. Cost/Share $113.05 Unrealized @ Report Date —

IEMG ISHARES INC 0.0%

Value $399K Shares 7,565 Share Price $52.74 Est. Cost/Share $49.71 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	INDEXIQ ETF TR	9,638,775	$242M	22.0%	$25.13	$23.03	—	IQ CHAIKIN US	45409B388
—	INDEXIQ ETF TR	9,114,577	$224M	20.3%	$24.59	$22.68	—	IQ 500 INT ETF	45409B362
IQSU	INDEXIQ ETF TR	5,102,347	$148M	13.4%	$29.06	$28.02	—	IQ CANDRM ESG US	45409B461
HFXI	INDEXIQ ETF TR	6,922,374	$138M	12.5%	$19.89	$19.46	—	HDGD FTSE INTL	45409B560
IQSI	INDEXIQ ETF TR	4,154,202	$99.7M	9.0%	$24.00	$23.00	—	IQ CNDRM ESG INT	45409B453
—	INDEXIQ ETF TR	3,911,849	$86.76M	7.9%	$22.18	$26.20	—	IQ CHAIKIN US	45409B396
—	INDEXIQ ETF TR	2,210,248	$54.76M	5.0%	$24.78	$24.25	—	IQ S&P HGH YLD	45409B412
SHV	ISHARES TR	157,474	$17.39M	1.6%	$110.45	$110.30	—	SHORT TREAS BD	464288679
MGC	VANGUARD WORLD FD	111,989	$13.43M	1.2%	$119.90	$117.62	—	MEGA CAP INDEX	921910873
VOE	VANGUARD INDEX FDS	131,009	$13.28M	1.2%	$101.37	$89.87	—	MCAP VL IDXVIP	922908512
IWD	ISHARES TR	84,961	$10.04M	0.9%	$118.12	$114.25	—	RUS 1000 VAL ETF	464287598
AGG	ISHARES TR	68,530	$8.091M	0.7%	$118.07	$118.09	—	CORE US AGGBD ET	464287226
SCHZ	SCHWAB STRATEGIC TR	144,170	$8.085M	0.7%	$56.08	$56.11	—	US AGGREGATE B	808524839
IEFA	ISHARES TR	118,235	$7.127M	0.6%	$60.28	$59.73	—	CORE MSCI EAFE	46432F842
BIL	SPDR SER TR	64,581	$5.91M	0.5%	$91.51	$91.47	—	SPDR BLOOMBERG	78468R663
BKLN	INVESCO EXCH TRADED FD TR II	218,545	$4.751M	0.4%	$21.74	$21.76	—	SR LN ETF	46138G508
VCIT	VANGUARD SCOTTSDALE FDS	55,770	$4.657M	0.4%	$83.50	$82.86	—	INT-TERM CORP	92206C870
GBIL	GOLDMAN SACHS ETF TR	27,550	$2.76M	0.3%	$100.18	$100.04	—	ACCES TREASURY	381430529
SCZ	ISHARES TR	47,018	$2.66M	0.2%	$56.57	$63.50	—	EAFE SML CP ETF	464288273
VO	VANGUARD INDEX FDS	14,681	$2.588M	0.2%	$176.28	$173.54	—	MID CAP ETF	922908629
SHYG	ISHARES TR	56,095	$2.465M	0.2%	$43.94	$43.71	—	0-5YR HI YL CP	46434V407
DBEU	DBX ETF TR	92,092	$2.409M	0.2%	$26.16	$25.17	—	XTRACK MSCI EURP	233051853
MGV	VANGUARD WORLD FD	23,730	$1.82M	0.2%	$76.70	$76.18	—	MEGA CAP VAL ETF	921910840
SCHM	SCHWAB STRATEGIC TR	20,931	$1.161M	0.1%	$55.47	$54.91	—	US MID-CAP ETF	808524508
GVI	ISHARES TR	4,923	$580K	0.1%	$117.81	$113.05	—	INTRM GOV CR ETF	464288612
IEMG	ISHARES INC	7,565	$399K	0.0%	$52.74	$49.71	—	CORE MSCI EMKT	46434G103