NEW YORK LIFE INVESTMENT MANAGEMENT LLC Diversified Active

CIK: 0001133639 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Nov 16, 2020

Total Value ($000): $1,103,062 (100.0% shares, 0.0% debt)

Holdings (26)

— INDEXIQ ETF TR 22.0%

Value ($000) $242,195 Shares 9,638,775 Est. Cost $23.03 Unrealized —

— INDEXIQ ETF TR 20.3%

Value ($000) $224,108 Shares 9,114,577 Est. Cost $22.68 Unrealized —

IQSU INDEXIQ ETF TR 13.4%

Value ($000) $148,259 Shares 5,102,347 Est. Cost $28.02 Unrealized —

HFXI INDEXIQ ETF TR 12.5%

Value ($000) $137,686 Shares 6,922,374 Est. Cost $19.46 Unrealized —

IQSI INDEXIQ ETF TR 9.0%

Value ($000) $99,698 Shares 4,154,202 Est. Cost $23.00 Unrealized —

— INDEXIQ ETF TR 7.9%

Value ($000) $86,758 Shares 3,911,849 Est. Cost $26.20 Unrealized —

— INDEXIQ ETF TR 5.0%

Value ($000) $54,759 Shares 2,210,248 Est. Cost $24.25 Unrealized —

SHV ISHARES TR 1.6%

Value ($000) $17,393 Shares 157,474 Est. Cost $110.30 Unrealized —

MGC VANGUARD WORLD FD 1.2%

Value ($000) $13,427 Shares 111,989 Est. Cost $117.62 Unrealized —

VOE VANGUARD INDEX FDS 1.2%

Value ($000) $13,280 Shares 131,009 Est. Cost $89.87 Unrealized —

IWD ISHARES TR 0.9%

Value ($000) $10,036 Shares 84,961 Est. Cost $114.25 Unrealized —

AGG ISHARES TR 0.7%

Value ($000) $8,091 Shares 68,530 Est. Cost $118.09 Unrealized —

SCHZ SCHWAB STRATEGIC TR 0.7%

Value ($000) $8,085 Shares 144,170 Est. Cost $56.11 Unrealized —

IEFA ISHARES TR 0.6%

Value ($000) $7,127 Shares 118,235 Est. Cost $59.73 Unrealized —

BIL SPDR SER TR 0.5%

Value ($000) $5,910 Shares 64,581 Est. Cost $91.47 Unrealized —

BKLN INVESCO EXCH TRADED FD TR II 0.4%

Value ($000) $4,751 Shares 218,545 Est. Cost $21.76 Unrealized —

VCIT VANGUARD SCOTTSDALE FDS 0.4%

Value ($000) $4,657 Shares 55,770 Est. Cost $82.86 Unrealized —

GBIL GOLDMAN SACHS ETF TR 0.3%

Value ($000) $2,760 Shares 27,550 Est. Cost $100.04 Unrealized —

SCZ ISHARES TR 0.2%

Value ($000) $2,660 Shares 47,018 Est. Cost $63.50 Unrealized —

VO VANGUARD INDEX FDS 0.2%

Value ($000) $2,588 Shares 14,681 Est. Cost $173.54 Unrealized —

SHYG ISHARES TR 0.2%

Value ($000) $2,465 Shares 56,095 Est. Cost $43.71 Unrealized —

DBEU DBX ETF TR 0.2%

Value ($000) $2,409 Shares 92,092 Est. Cost $25.17 Unrealized —

MGV VANGUARD WORLD FD 0.2%

Value ($000) $1,820 Shares 23,730 Est. Cost $76.18 Unrealized —

SCHM SCHWAB STRATEGIC TR 0.1%

Value ($000) $1,161 Shares 20,931 Est. Cost $54.91 Unrealized —

GVI ISHARES TR 0.1%

Value ($000) $580 Shares 4,923 Est. Cost $113.05 Unrealized —

IEMG ISHARES INC 0.0%

Value ($000) $399 Shares 7,565 Est. Cost $49.71 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	INDEXIQ ETF TR	9,638,775	$242,195	22.0%	$23.03	—	IQ CHAIKIN US	45409B388
—	INDEXIQ ETF TR	9,114,577	$224,108	20.3%	$22.68	—	IQ 500 INT ETF	45409B362
IQSU	INDEXIQ ETF TR	5,102,347	$148,259	13.4%	$28.02	—	IQ CANDRM ESG US	45409B461
HFXI	INDEXIQ ETF TR	6,922,374	$137,686	12.5%	$19.46	—	HDGD FTSE INTL	45409B560
IQSI	INDEXIQ ETF TR	4,154,202	$99,698	9.0%	$23.00	—	IQ CNDRM ESG INT	45409B453
—	INDEXIQ ETF TR	3,911,849	$86,758	7.9%	$26.20	—	IQ CHAIKIN US	45409B396
—	INDEXIQ ETF TR	2,210,248	$54,759	5.0%	$24.25	—	IQ S&P HGH YLD	45409B412
SHV	ISHARES TR	157,474	$17,393	1.6%	$110.30	—	SHORT TREAS BD	464288679
MGC	VANGUARD WORLD FD	111,989	$13,427	1.2%	$117.62	—	MEGA CAP INDEX	921910873
VOE	VANGUARD INDEX FDS	131,009	$13,280	1.2%	$89.87	—	MCAP VL IDXVIP	922908512
IWD	ISHARES TR	84,961	$10,036	0.9%	$114.25	—	RUS 1000 VAL ETF	464287598
AGG	ISHARES TR	68,530	$8,091	0.7%	$118.09	—	CORE US AGGBD ET	464287226
SCHZ	SCHWAB STRATEGIC TR	144,170	$8,085	0.7%	$56.11	—	US AGGREGATE B	808524839
IEFA	ISHARES TR	118,235	$7,127	0.6%	$59.73	—	CORE MSCI EAFE	46432F842
BIL	SPDR SER TR	64,581	$5,910	0.5%	$91.47	—	SPDR BLOOMBERG	78468R663
BKLN	INVESCO EXCH TRADED FD TR II	218,545	$4,751	0.4%	$21.76	—	SR LN ETF	46138G508
VCIT	VANGUARD SCOTTSDALE FDS	55,770	$4,657	0.4%	$82.86	—	INT-TERM CORP	92206C870
GBIL	GOLDMAN SACHS ETF TR	27,550	$2,760	0.3%	$100.04	—	ACCES TREASURY	381430529
SCZ	ISHARES TR	47,018	$2,660	0.2%	$63.50	—	EAFE SML CP ETF	464288273
VO	VANGUARD INDEX FDS	14,681	$2,588	0.2%	$173.54	—	MID CAP ETF	922908629
SHYG	ISHARES TR	56,095	$2,465	0.2%	$43.71	—	0-5YR HI YL CP	46434V407
DBEU	DBX ETF TR	92,092	$2,409	0.2%	$25.17	—	XTRACK MSCI EURP	233051853
MGV	VANGUARD WORLD FD	23,730	$1,820	0.2%	$76.18	—	MEGA CAP VAL ETF	921910840
SCHM	SCHWAB STRATEGIC TR	20,931	$1,161	0.1%	$54.91	—	US MID-CAP ETF	808524508
GVI	ISHARES TR	4,923	$580	0.1%	$113.05	—	INTRM GOV CR ETF	464288612
IEMG	ISHARES INC	7,565	$399	0.0%	$49.71	—	CORE MSCI EMKT	46434G103