NEW YORK LIFE INVESTMENT MANAGEMENT LLC Diversified Active

Location: New York, NY

CIK: 0001133639 · Show all filings

Period: Q4 2020 (← Previous) (Next →)

Filing Date: Feb 23, 2021

Total Value: $1.491B (100.0% shares, 0.0% debt)

Holdings (26)

IQSU INDEXIQ ETF TR 21.6%

Value $322M Shares 9,982,805 Share Price $32.28 Est. Cost/Share $30.10 Unrealized @ Report Date —

— INDEXIQ ETF TR 18.8%

Value $280M Shares 9,610,281 Share Price $29.14 Est. Cost/Share $23.03 Unrealized @ Report Date —

— INDEXIQ ETF TR 16.1%

Value $239M Shares 8,203,181 Share Price $29.19 Est. Cost/Share $22.68 Unrealized @ Report Date —

HFXI INDEXIQ ETF TR 10.4%

Value $155M Shares 6,832,183 Share Price $22.68 Est. Cost/Share $19.46 Unrealized @ Report Date —

— INDEXIQ ETF TR 9.0%

Value $135M Shares 4,609,796 Share Price $29.19 Est. Cost/Share $26.65 Unrealized @ Report Date —

IQSI INDEXIQ ETF TR 8.5%

Value $127M Shares 4,631,697 Share Price $27.35 Est. Cost/Share $23.45 Unrealized @ Report Date —

— INDEXIQ ETF TR 3.8%

Value $57.11M Shares 2,245,358 Share Price $25.44 Est. Cost/Share $24.27 Unrealized @ Report Date —

GVI ISHARES TR 2.1%

Value $31.18M Shares 265,051 Share Price $117.64 Est. Cost/Share $117.56 Unrealized @ Report Date —

MGC VANGUARD WORLD FD 1.6%

Value $23.22M Shares 173,995 Share Price $133.45 Est. Cost/Share $123.26 Unrealized @ Report Date —

SHV ISHARES TR 1.2%

Value $17.39M Shares 157,474 Share Price $110.45 Est. Cost/Share $110.30 Unrealized @ Report Date —

SCHZ SCHWAB STRATEGIC TR 0.9%

Value $14.14M Shares 252,427 Share Price $56.03 Est. Cost/Share $56.08 Unrealized @ Report Date —

AGG ISHARES TR 0.9%

Value $14.12M Shares 119,467 Share Price $118.19 Est. Cost/Share $118.13 Unrealized @ Report Date —

IEFA ISHARES TR 0.9%

Value $13.77M Shares 199,251 Share Price $69.09 Est. Cost/Share $63.53 Unrealized @ Report Date —

VOE VANGUARD INDEX FDS 0.6%

Value $8.846M Shares 74,362 Share Price $118.96 Est. Cost/Share $89.87 Unrealized @ Report Date —

IWD ISHARES TR 0.6%

Value $8.53M Shares 62,388 Share Price $136.73 Est. Cost/Share $114.25 Unrealized @ Report Date —

VO VANGUARD INDEX FDS 0.5%

Value $6.772M Shares 32,750 Share Price $206.78 Est. Cost/Share $191.88 Unrealized @ Report Date —

BIL SPDR SER TR 0.4%

Value $5.91M Shares 64,581 Share Price $91.51 Est. Cost/Share $91.47 Unrealized @ Report Date —

BKLN INVESCO EXCH TRADED FD TR II 0.4%

Value $5.415M Shares 243,059 Share Price $22.28 Est. Cost/Share $21.81 Unrealized @ Report Date —

SHYG ISHARES TR 0.3%

Value $5.001M Shares 110,052 Share Price $45.44 Est. Cost/Share $44.56 Unrealized @ Report Date —

VCIT VANGUARD SCOTTSDALE FDS 0.3%

Value $4.657M Shares 55,770 Share Price $83.50 Est. Cost/Share $82.86 Unrealized @ Report Date —

MGV VANGUARD WORLD FD 0.3%

Value $3.81M Shares 43,883 Share Price $86.82 Est. Cost/Share $81.07 Unrealized @ Report Date —

SCHM SCHWAB STRATEGIC TR 0.2%

Value $2.894M Shares 42,444 Share Price $68.18 Est. Cost/Share $61.64 Unrealized @ Report Date —

GBIL GOLDMAN SACHS ETF TR 0.2%

Value $2.76M Shares 27,550 Share Price $100.18 Est. Cost/Share $100.04 Unrealized @ Report Date —

SCZ ISHARES TR 0.2%

Value $2.66M Shares 47,018 Share Price $56.57 Est. Cost/Share $63.50 Unrealized @ Report Date —

IEMG ISHARES INC 0.2%

Value $2.441M Shares 39,341 Share Price $62.05 Est. Cost/Share $59.68 Unrealized @ Report Date —

DBEU DBX ETF TR 0.2%

Value $2.409M Shares 92,092 Share Price $26.16 Est. Cost/Share $25.17 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
IQSU	INDEXIQ ETF TR	9,982,805	$322M	21.6%	$32.28	$30.10	—	IQ CANDRM ESG US	45409B461
—	INDEXIQ ETF TR	9,610,281	$280M	18.8%	$29.14	$23.03	—	IQ CHAIKIN US	45409B388
—	INDEXIQ ETF TR	8,203,181	$239M	16.1%	$29.19	$22.68	—	IQ 500 INT ETF	45409B362
HFXI	INDEXIQ ETF TR	6,832,183	$155M	10.4%	$22.68	$19.46	—	HDGD FTSE INTL	45409B560
—	INDEXIQ ETF TR	4,609,796	$135M	9.0%	$29.19	$26.65	—	IQ CHAIKIN US	45409B396
IQSI	INDEXIQ ETF TR	4,631,697	$127M	8.5%	$27.35	$23.45	—	IQ CNDRM ESG INT	45409B453
—	INDEXIQ ETF TR	2,245,358	$57.11M	3.8%	$25.44	$24.27	—	IQ S&P HGH YLD	45409B412
GVI	ISHARES TR	265,051	$31.18M	2.1%	$117.64	$117.56	—	INTRM GOV CR ETF	464288612
MGC	VANGUARD WORLD FD	173,995	$23.22M	1.6%	$133.45	$123.26	—	MEGA CAP INDEX	921910873
SHV	ISHARES TR	157,474	$17.39M	1.2%	$110.45	$110.30	—	SHORT TREAS BD	464288679
SCHZ	SCHWAB STRATEGIC TR	252,427	$14.14M	0.9%	$56.03	$56.08	—	US AGGREGATE B	808524839
AGG	ISHARES TR	119,467	$14.12M	0.9%	$118.19	$118.13	—	CORE US AGGBD ET	464287226
IEFA	ISHARES TR	199,251	$13.77M	0.9%	$69.09	$63.53	—	CORE MSCI EAFE	46432F842
VOE	VANGUARD INDEX FDS	74,362	$8.846M	0.6%	$118.96	$89.87	—	MCAP VL IDXVIP	922908512
IWD	ISHARES TR	62,388	$8.53M	0.6%	$136.73	$114.25	—	RUS 1000 VAL ETF	464287598
VO	VANGUARD INDEX FDS	32,750	$6.772M	0.5%	$206.78	$191.88	—	MID CAP ETF	922908629
BIL	SPDR SER TR	64,581	$5.91M	0.4%	$91.51	$91.47	—	SPDR BLOOMBERG	78468R663
BKLN	INVESCO EXCH TRADED FD TR II	243,059	$5.415M	0.4%	$22.28	$21.81	—	SR LN ETF	46138G508
SHYG	ISHARES TR	110,052	$5.001M	0.3%	$45.44	$44.56	—	0-5YR HI YL CP	46434V407
VCIT	VANGUARD SCOTTSDALE FDS	55,770	$4.657M	0.3%	$83.50	$82.86	—	INT-TERM CORP	92206C870
MGV	VANGUARD WORLD FD	43,883	$3.81M	0.3%	$86.82	$81.07	—	MEGA CAP VAL ETF	921910840
SCHM	SCHWAB STRATEGIC TR	42,444	$2.894M	0.2%	$68.18	$61.64	—	US MID-CAP ETF	808524508
GBIL	GOLDMAN SACHS ETF TR	27,550	$2.76M	0.2%	$100.18	$100.04	—	ACCES TREASURY	381430529
SCZ	ISHARES TR	47,018	$2.66M	0.2%	$56.57	$63.50	—	EAFE SML CP ETF	464288273
IEMG	ISHARES INC	39,341	$2.441M	0.2%	$62.05	$59.68	—	CORE MSCI EMKT	46434G103
DBEU	DBX ETF TR	92,092	$2.409M	0.2%	$26.16	$25.17	—	XTRACK MSCI EURP	233051853