NEW YORK LIFE INVESTMENT MANAGEMENT LLC Diversified Active

Location: New York, NY

CIK: 0001133639 · Show all filings

Period: Q2 2021 (← Previous) (Next →)

Filing Date: Jul 29, 2021

Total Value: $1.732B (100.0% shares, 0.0% debt)

Holdings (30)

IQSU INDEXIQ ETF TR 25.0%

Value $433M Shares 11,770,940 Share Price $36.80 Est. Cost/Share $30.84 Unrealized @ Report Date —

— INDEXIQ ETF TR 17.7%

Value $307M Shares 9,191,885 Share Price $33.36 Est. Cost/Share $23.03 Unrealized @ Report Date —

— INDEXIQ ETF TR 13.6%

Value $236M Shares 7,240,721 Share Price $32.62 Est. Cost/Share $22.68 Unrealized @ Report Date —

IQSI INDEXIQ ETF TR 10.4%

Value $181M Shares 6,099,394 Share Price $29.65 Est. Cost/Share $24.76 Unrealized @ Report Date —

— INDEXIQ ETF TR 9.7%

Value $167M Shares 4,698,047 Share Price $35.60 Est. Cost/Share $26.86 Unrealized @ Report Date —

HFXI INDEXIQ ETF TR 9.1%

Value $157M Shares 6,355,907 Share Price $24.77 Est. Cost/Share $19.46 Unrealized @ Report Date —

MGC VANGUARD WORLD FD 1.9%

Value $33.02M Shares 216,761 Share Price $152.34 Est. Cost/Share $127.20 Unrealized @ Report Date —

IEFA ISHARES TR 1.7%

Value $28.64M Shares 382,560 Share Price $74.86 Est. Cost/Share $68.28 Unrealized @ Report Date —

GVI ISHARES TR 1.4%

Value $24.44M Shares 211,356 Share Price $115.62 Est. Cost/Share $117.56 Unrealized @ Report Date —

IWD ISHARES TR 1.3%

Value $21.77M Shares 137,268 Share Price $158.62 Est. Cost/Share $138.45 Unrealized @ Report Date —

SHV ISHARES TR 1.0%

Value $17.4M Shares 157,474 Share Price $110.51 Est. Cost/Share $110.30 Unrealized @ Report Date —

VO VANGUARD INDEX FDS 0.9%

Value $16.11M Shares 67,881 Share Price $237.36 Est. Cost/Share $210.11 Unrealized @ Report Date —

SCHZ SCHWAB STRATEGIC TR 0.8%

Value $13.2M Shares 241,723 Share Price $54.60 Est. Cost/Share $55.99 Unrealized @ Report Date —

AGG ISHARES TR 0.8%

Value $13.2M Shares 114,437 Share Price $115.33 Est. Cost/Share $117.95 Unrealized @ Report Date —

BKLN INVESCO EXCH TRADED FD TR II 0.6%

Value $10.84M Shares 489,245 Share Price $22.15 Est. Cost/Share $21.98 Unrealized @ Report Date —

MGV VANGUARD WORLD FD 0.6%

Value $10.19M Shares 102,260 Share Price $99.62 Est. Cost/Share $89.87 Unrealized @ Report Date —

SCHA SCHWAB STRATEGIC TR 0.5%

Value $8.212M Shares 78,827 Share Price $104.18 Est. Cost/Share $101.65 Unrealized @ Report Date —

SHYG ISHARES TR 0.4%

Value $7.468M Shares 162,142 Share Price $46.06 Est. Cost/Share $44.98 Unrealized @ Report Date —

USIG ISHARES TR 0.4%

Value $6.602M Shares 108,957 Share Price $60.59 Est. Cost/Share $59.57 Unrealized @ Report Date —

BIL SPDR SER TR 0.3%

Value $5.908M Shares 64,581 Share Price $91.48 Est. Cost/Share $91.47 Unrealized @ Report Date —

VCIT VANGUARD SCOTTSDALE FDS 0.3%

Value $5.356M Shares 55,770 Share Price $96.04 Est. Cost/Share $82.86 Unrealized @ Report Date —

SCZ ISHARES TR 0.3%

Value $5.165M Shares 69,647 Share Price $74.16 Est. Cost/Share $66.96 Unrealized @ Report Date —

SCHM SCHWAB STRATEGIC TR 0.3%

Value $4.863M Shares 62,134 Share Price $78.27 Est. Cost/Share $65.66 Unrealized @ Report Date —

IEMG ISHARES INC 0.3%

Value $4.757M Shares 71,015 Share Price $66.99 Est. Cost/Share $62.02 Unrealized @ Report Date —

DBEU DBX ETF TR 0.2%

Value $2.85M Shares 92,092 Share Price $30.95 Est. Cost/Share $25.17 Unrealized @ Report Date —

USHY ISHARES TR 0.2%

Value $2.807M Shares 67,287 Share Price $41.72 Est. Cost/Share $41.50 Unrealized @ Report Date —

GBIL GOLDMAN SACHS ETF TR 0.2%

Value $2.759M Shares 27,550 Share Price $100.15 Est. Cost/Share $100.04 Unrealized @ Report Date —

IJH ISHARES TR 0.1%

Value $2.144M Shares 7,980 Share Price $268.67 Est. Cost/Share $263.87 Unrealized @ Report Date —

IJR ISHARES TR 0.1%

Value $1.382M Shares 12,236 Share Price $112.95 Est. Cost/Share $108.54 Unrealized @ Report Date —

GDX VANECK VECTORS ETF TR 0.1%

Value $1.274M Shares 37,482 Share Price $33.99 Est. Cost/Share $32.51 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
IQSU	INDEXIQ ETF TR	11,770,940	$433M	25.0%	$36.80	$30.84	—	IQ CANDRM ESG US	45409B461
—	INDEXIQ ETF TR	9,191,885	$307M	17.7%	$33.36	$23.03	—	IQ CHAIKIN US	45409B388
—	INDEXIQ ETF TR	7,240,721	$236M	13.6%	$32.62	$22.68	—	IQ 500 INT ETF	45409B362
IQSI	INDEXIQ ETF TR	6,099,394	$181M	10.4%	$29.65	$24.76	—	IQ CNDRM ESG INT	45409B453
—	INDEXIQ ETF TR	4,698,047	$167M	9.7%	$35.60	$26.86	—	IQ CHAIKIN US	45409B396
HFXI	INDEXIQ ETF TR	6,355,907	$157M	9.1%	$24.77	$19.46	—	HDGD FTSE INTL	45409B560
MGC	VANGUARD WORLD FD	216,761	$33.02M	1.9%	$152.34	$127.20	—	MEGA CAP INDEX	921910873
IEFA	ISHARES TR	382,560	$28.64M	1.7%	$74.86	$68.28	—	CORE MSCI EAFE	46432F842
GVI	ISHARES TR	211,356	$24.44M	1.4%	$115.62	$117.56	—	INTRM GOV CR ETF	464288612
IWD	ISHARES TR	137,268	$21.77M	1.3%	$158.62	$138.45	—	RUS 1000 VAL ETF	464287598
SHV	ISHARES TR	157,474	$17.4M	1.0%	$110.51	$110.30	—	SHORT TREAS BD	464288679
VO	VANGUARD INDEX FDS	67,881	$16.11M	0.9%	$237.36	$210.11	—	MID CAP ETF	922908629
SCHZ	SCHWAB STRATEGIC TR	241,723	$13.2M	0.8%	$54.60	$55.99	—	US AGGREGATE B	808524839
AGG	ISHARES TR	114,437	$13.2M	0.8%	$115.33	$117.95	—	CORE US AGGBD ET	464287226
BKLN	INVESCO EXCH TRADED FD TR II	489,245	$10.84M	0.6%	$22.15	$21.98	—	SR LN ETF	46138G508
MGV	VANGUARD WORLD FD	102,260	$10.19M	0.6%	$99.62	$89.87	—	MEGA CAP VAL ETF	921910840
SCHA	SCHWAB STRATEGIC TR	78,827	$8.212M	0.5%	$104.18	$101.65	—	US SML CAP ETF	808524607
SHYG	ISHARES TR	162,142	$7.468M	0.4%	$46.06	$44.98	—	0-5YR HI YL CP	46434V407
USIG	ISHARES TR	108,957	$6.602M	0.4%	$60.59	$59.57	—	USD INV GRDE ETF	464288620
BIL	SPDR SER TR	64,581	$5.908M	0.3%	$91.48	$91.47	—	SPDR BLOOMBERG	78468R663
VCIT	VANGUARD SCOTTSDALE FDS	55,770	$5.356M	0.3%	$96.04	$82.86	—	INT-TERM CORP	92206C870
SCZ	ISHARES TR	69,647	$5.165M	0.3%	$74.16	$66.96	—	EAFE SML CP ETF	464288273
SCHM	SCHWAB STRATEGIC TR	62,134	$4.863M	0.3%	$78.27	$65.66	—	US MID-CAP ETF	808524508
IEMG	ISHARES INC	71,015	$4.757M	0.3%	$66.99	$62.02	—	CORE MSCI EMKT	46434G103
DBEU	DBX ETF TR	92,092	$2.85M	0.2%	$30.95	$25.17	—	XTRACK MSCI EURP	233051853
USHY	ISHARES TR	67,287	$2.807M	0.2%	$41.72	$41.50	—	BROAD USD HIGH	46435U853
GBIL	GOLDMAN SACHS ETF TR	27,550	$2.759M	0.2%	$100.15	$100.04	—	ACCES TREASURY	381430529
IJH	ISHARES TR	7,980	$2.144M	0.1%	$268.67	$263.87	—	CORE S&P MCP ETF	464287507
IJR	ISHARES TR	12,236	$1.382M	0.1%	$112.95	$108.54	—	CORE S&P SCP ETF	464287804
GDX	VANECK VECTORS ETF TR	37,482	$1.274M	0.1%	$33.99	$32.51	—	GOLD MINERS ETF	92189F106