NEW YORK LIFE INVESTMENT MANAGEMENT LLC Diversified Active

CIK: 0001133639 · Show all filings

Period: Q1 2021 (← Previous) (Next →)

Filing Date: May 14, 2021

Total Value ($000): $1,659,791 (100.0% shares, 0.0% debt)

Holdings (31)

IQSU INDEXIQ ETF TR 22.6%

Value ($000) $375,434 Shares 11,103,441 Est. Cost $30.48 Unrealized —

— INDEXIQ ETF TR 17.5%

Value ($000) $289,884 Shares 9,353,564 Est. Cost $23.03 Unrealized —

— INDEXIQ ETF TR 14.8%

Value ($000) $245,876 Shares 7,681,480 Est. Cost $22.68 Unrealized —

IQSI INDEXIQ ETF TR 9.6%

Value ($000) $159,450 Shares 5,592,430 Est. Cost $24.32 Unrealized —

HFXI INDEXIQ ETF TR 9.6%

Value ($000) $158,656 Shares 6,638,309 Est. Cost $19.46 Unrealized —

— INDEXIQ ETF TR 9.5%

Value ($000) $158,449 Shares 4,589,615 Est. Cost $26.65 Unrealized —

— INDEXIQ ETF TR 3.5%

Value ($000) $57,643 Shares 2,310,103 Est. Cost $24.29 Unrealized —

GVI ISHARES TR 1.8%

Value ($000) $30,444 Shares 265,051 Est. Cost $117.56 Unrealized —

MGC VANGUARD WORLD FD 1.7%

Value ($000) $28,904 Shares 206,118 Est. Cost $125.90 Unrealized —

IEFA ISHARES TR 1.3%

Value ($000) $21,043 Shares 292,055 Est. Cost $66.24 Unrealized —

SHV ISHARES TR 1.0%

Value ($000) $17,402 Shares 157,474 Est. Cost $110.30 Unrealized —

AGG ISHARES TR 0.9%

Value ($000) $14,209 Shares 124,824 Est. Cost $117.95 Unrealized —

SCHZ SCHWAB STRATEGIC TR 0.9%

Value ($000) $14,207 Shares 263,338 Est. Cost $55.99 Unrealized —

VO VANGUARD INDEX FDS 0.7%

Value ($000) $12,225 Shares 55,230 Est. Cost $203.87 Unrealized —

IWD ISHARES TR 0.6%

Value ($000) $9,455 Shares 62,388 Est. Cost $114.25 Unrealized —

MGV VANGUARD WORLD FD 0.5%

Value ($000) $8,128 Shares 85,375 Est. Cost $87.94 Unrealized —

SHYG ISHARES TR 0.5%

Value ($000) $7,595 Shares 165,795 Est. Cost $44.98 Unrealized —

BKLN INVESCO EXCH TRADED FD TR II 0.4%

Value ($000) $6,439 Shares 290,981 Est. Cost $21.86 Unrealized —

BIL SPDR SER TR 0.4%

Value ($000) $5,909 Shares 64,581 Est. Cost $91.47 Unrealized —

VCIT VANGUARD SCOTTSDALE FDS 0.3%

Value ($000) $5,356 Shares 55,770 Est. Cost $82.86 Unrealized —

IEMG ISHARES INC 0.3%

Value ($000) $5,060 Shares 78,615 Est. Cost $62.02 Unrealized —

SCHM SCHWAB STRATEGIC TR 0.3%

Value ($000) $4,607 Shares 61,899 Est. Cost $65.66 Unrealized —

SCHA SCHWAB STRATEGIC TR 0.3%

Value ($000) $4,417 Shares 44,314 Est. Cost $99.68 Unrealized —

USIG ISHARES TR 0.3%

Value ($000) $4,252 Shares 72,016 Est. Cost $59.04 Unrealized —

SCZ ISHARES TR 0.2%

Value ($000) $3,266 Shares 47,018 Est. Cost $63.50 Unrealized —

DBEU DBX ETF TR 0.2%

Value ($000) $2,850 Shares 92,092 Est. Cost $25.17 Unrealized —

GBIL GOLDMAN SACHS ETF TR 0.2%

Value ($000) $2,759 Shares 27,550 Est. Cost $100.04 Unrealized —

GDX VANECK VECTORS ETF TR 0.1%

Value ($000) $1,802 Shares 55,435 Est. Cost $32.51 Unrealized —

IJR ISHARES TR 0.1%

Value ($000) $1,721 Shares 15,856 Est. Cost $108.54 Unrealized —

IJH ISHARES TR 0.1%

Value ($000) $1,182 Shares 4,542 Est. Cost $260.24 Unrealized —

USHY ISHARES TR 0.1%

Value ($000) $1,167 Shares 28,332 Est. Cost $41.19 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
IQSU	INDEXIQ ETF TR	11,103,441	$375,434	22.6%	$30.48	—	IQ CANDRM ESG US	45409B461
—	INDEXIQ ETF TR	9,353,564	$289,884	17.5%	$23.03	—	IQ CHAIKIN US	45409B388
—	INDEXIQ ETF TR	7,681,480	$245,876	14.8%	$22.68	—	IQ 500 INT ETF	45409B362
IQSI	INDEXIQ ETF TR	5,592,430	$159,450	9.6%	$24.32	—	IQ CNDRM ESG INT	45409B453
HFXI	INDEXIQ ETF TR	6,638,309	$158,656	9.6%	$19.46	—	HDGD FTSE INTL	45409B560
—	INDEXIQ ETF TR	4,589,615	$158,449	9.5%	$26.65	—	IQ CHAIKIN US	45409B396
—	INDEXIQ ETF TR	2,310,103	$57,643	3.5%	$24.29	—	IQ S&P HGH YLD	45409B412
GVI	ISHARES TR	265,051	$30,444	1.8%	$117.56	—	INTRM GOV CR ETF	464288612
MGC	VANGUARD WORLD FD	206,118	$28,904	1.7%	$125.90	—	MEGA CAP INDEX	921910873
IEFA	ISHARES TR	292,055	$21,043	1.3%	$66.24	—	CORE MSCI EAFE	46432F842
SHV	ISHARES TR	157,474	$17,402	1.0%	$110.30	—	SHORT TREAS BD	464288679
AGG	ISHARES TR	124,824	$14,209	0.9%	$117.95	—	CORE US AGGBD ET	464287226
SCHZ	SCHWAB STRATEGIC TR	263,338	$14,207	0.9%	$55.99	—	US AGGREGATE B	808524839
VO	VANGUARD INDEX FDS	55,230	$12,225	0.7%	$203.87	—	MID CAP ETF	922908629
IWD	ISHARES TR	62,388	$9,455	0.6%	$114.25	—	RUS 1000 VAL ETF	464287598
MGV	VANGUARD WORLD FD	85,375	$8,128	0.5%	$87.94	—	MEGA CAP VAL ETF	921910840
SHYG	ISHARES TR	165,795	$7,595	0.5%	$44.98	—	0-5YR HI YL CP	46434V407
BKLN	INVESCO EXCH TRADED FD TR II	290,981	$6,439	0.4%	$21.86	—	SR LN ETF	46138G508
BIL	SPDR SER TR	64,581	$5,909	0.4%	$91.47	—	SPDR BLOOMBERG	78468R663
VCIT	VANGUARD SCOTTSDALE FDS	55,770	$5,356	0.3%	$82.86	—	INT-TERM CORP	92206C870
IEMG	ISHARES INC	78,615	$5,060	0.3%	$62.02	—	CORE MSCI EMKT	46434G103
SCHM	SCHWAB STRATEGIC TR	61,899	$4,607	0.3%	$65.66	—	US MID-CAP ETF	808524508
SCHA	SCHWAB STRATEGIC TR	44,314	$4,417	0.3%	$99.68	—	US SML CAP ETF	808524607
USIG	ISHARES TR	72,016	$4,252	0.3%	$59.04	—	USD INV GRDE ETF	464288620
SCZ	ISHARES TR	47,018	$3,266	0.2%	$63.50	—	EAFE SML CP ETF	464288273
DBEU	DBX ETF TR	92,092	$2,850	0.2%	$25.17	—	XTRACK MSCI EURP	233051853
GBIL	GOLDMAN SACHS ETF TR	27,550	$2,759	0.2%	$100.04	—	ACCES TREASURY	381430529
GDX	VANECK VECTORS ETF TR	55,435	$1,802	0.1%	$32.51	—	GOLD MINERS ETF	92189F106
IJR	ISHARES TR	15,856	$1,721	0.1%	$108.54	—	CORE S&P SCP ETF	464287804
IJH	ISHARES TR	4,542	$1,182	0.1%	$260.24	—	CORE S&P MCP ETF	464287507
USHY	ISHARES TR	28,332	$1,167	0.1%	$41.19	—	BROAD USD HIGH	46435U853