NEW YORK LIFE INVESTMENT MANAGEMENT LLC Diversified Active

Location: New York, NY

CIK: 0001133639 · Show all filings

Period: Q1 2021 (← Previous) (Next →)

Filing Date: May 14, 2021

Total Value: $1.66B (100.0% shares, 0.0% debt)

Holdings (31)

IQSU INDEXIQ ETF TR 22.6%

Value $375M Shares 11,103,441 Share Price $33.81 Est. Cost/Share $30.48 Unrealized @ Report Date —

— INDEXIQ ETF TR 17.5%

Value $290M Shares 9,353,564 Share Price $30.99 Est. Cost/Share $23.03 Unrealized @ Report Date —

— INDEXIQ ETF TR 14.8%

Value $246M Shares 7,681,480 Share Price $32.01 Est. Cost/Share $22.68 Unrealized @ Report Date —

IQSI INDEXIQ ETF TR 9.6%

Value $159M Shares 5,592,430 Share Price $28.51 Est. Cost/Share $24.32 Unrealized @ Report Date —

HFXI INDEXIQ ETF TR 9.6%

Value $159M Shares 6,638,309 Share Price $23.90 Est. Cost/Share $19.46 Unrealized @ Report Date —

— INDEXIQ ETF TR 9.5%

Value $158M Shares 4,589,615 Share Price $34.52 Est. Cost/Share $26.65 Unrealized @ Report Date —

— INDEXIQ ETF TR 3.5%

Value $57.64M Shares 2,310,103 Share Price $24.95 Est. Cost/Share $24.29 Unrealized @ Report Date —

GVI ISHARES TR 1.8%

Value $30.44M Shares 265,051 Share Price $114.86 Est. Cost/Share $117.56 Unrealized @ Report Date —

MGC VANGUARD WORLD FD 1.7%

Value $28.9M Shares 206,118 Share Price $140.23 Est. Cost/Share $125.90 Unrealized @ Report Date —

IEFA ISHARES TR 1.3%

Value $21.04M Shares 292,055 Share Price $72.05 Est. Cost/Share $66.24 Unrealized @ Report Date —

SHV ISHARES TR 1.0%

Value $17.4M Shares 157,474 Share Price $110.51 Est. Cost/Share $110.30 Unrealized @ Report Date —

AGG ISHARES TR 0.9%

Value $14.21M Shares 124,824 Share Price $113.83 Est. Cost/Share $117.95 Unrealized @ Report Date —

SCHZ SCHWAB STRATEGIC TR 0.9%

Value $14.21M Shares 263,338 Share Price $53.95 Est. Cost/Share $55.99 Unrealized @ Report Date —

VO VANGUARD INDEX FDS 0.7%

Value $12.22M Shares 55,230 Share Price $221.35 Est. Cost/Share $203.87 Unrealized @ Report Date —

IWD ISHARES TR 0.6%

Value $9.455M Shares 62,388 Share Price $151.55 Est. Cost/Share $114.25 Unrealized @ Report Date —

MGV VANGUARD WORLD FD 0.5%

Value $8.128M Shares 85,375 Share Price $95.20 Est. Cost/Share $87.94 Unrealized @ Report Date —

SHYG ISHARES TR 0.5%

Value $7.595M Shares 165,795 Share Price $45.81 Est. Cost/Share $44.98 Unrealized @ Report Date —

BKLN INVESCO EXCH TRADED FD TR II 0.4%

Value $6.439M Shares 290,981 Share Price $22.13 Est. Cost/Share $21.86 Unrealized @ Report Date —

BIL SPDR SER TR 0.4%

Value $5.909M Shares 64,581 Share Price $91.50 Est. Cost/Share $91.47 Unrealized @ Report Date —

VCIT VANGUARD SCOTTSDALE FDS 0.3%

Value $5.356M Shares 55,770 Share Price $96.04 Est. Cost/Share $82.86 Unrealized @ Report Date —

IEMG ISHARES INC 0.3%

Value $5.06M Shares 78,615 Share Price $64.36 Est. Cost/Share $62.02 Unrealized @ Report Date —

SCHM SCHWAB STRATEGIC TR 0.3%

Value $4.607M Shares 61,899 Share Price $74.43 Est. Cost/Share $65.66 Unrealized @ Report Date —

SCHA SCHWAB STRATEGIC TR 0.3%

Value $4.417M Shares 44,314 Share Price $99.68 Est. Cost/Share $99.68 Unrealized @ Report Date —

USIG ISHARES TR 0.3%

Value $4.252M Shares 72,016 Share Price $59.04 Est. Cost/Share $59.04 Unrealized @ Report Date —

SCZ ISHARES TR 0.2%

Value $3.266M Shares 47,018 Share Price $69.46 Est. Cost/Share $63.50 Unrealized @ Report Date —

DBEU DBX ETF TR 0.2%

Value $2.85M Shares 92,092 Share Price $30.95 Est. Cost/Share $25.17 Unrealized @ Report Date —

GBIL GOLDMAN SACHS ETF TR 0.2%

Value $2.759M Shares 27,550 Share Price $100.15 Est. Cost/Share $100.04 Unrealized @ Report Date —

GDX VANECK VECTORS ETF TR 0.1%

Value $1.802M Shares 55,435 Share Price $32.51 Est. Cost/Share $32.51 Unrealized @ Report Date —

IJR ISHARES TR 0.1%

Value $1.721M Shares 15,856 Share Price $108.54 Est. Cost/Share $108.54 Unrealized @ Report Date —

IJH ISHARES TR 0.1%

Value $1.182M Shares 4,542 Share Price $260.24 Est. Cost/Share $260.24 Unrealized @ Report Date —

USHY ISHARES TR 0.1%

Value $1.167M Shares 28,332 Share Price $41.19 Est. Cost/Share $41.19 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
IQSU	INDEXIQ ETF TR	11,103,441	$375M	22.6%	$33.81	$30.48	—	IQ CANDRM ESG US	45409B461
—	INDEXIQ ETF TR	9,353,564	$290M	17.5%	$30.99	$23.03	—	IQ CHAIKIN US	45409B388
—	INDEXIQ ETF TR	7,681,480	$246M	14.8%	$32.01	$22.68	—	IQ 500 INT ETF	45409B362
IQSI	INDEXIQ ETF TR	5,592,430	$159M	9.6%	$28.51	$24.32	—	IQ CNDRM ESG INT	45409B453
HFXI	INDEXIQ ETF TR	6,638,309	$159M	9.6%	$23.90	$19.46	—	HDGD FTSE INTL	45409B560
—	INDEXIQ ETF TR	4,589,615	$158M	9.5%	$34.52	$26.65	—	IQ CHAIKIN US	45409B396
—	INDEXIQ ETF TR	2,310,103	$57.64M	3.5%	$24.95	$24.29	—	IQ S&P HGH YLD	45409B412
GVI	ISHARES TR	265,051	$30.44M	1.8%	$114.86	$117.56	—	INTRM GOV CR ETF	464288612
MGC	VANGUARD WORLD FD	206,118	$28.9M	1.7%	$140.23	$125.90	—	MEGA CAP INDEX	921910873
IEFA	ISHARES TR	292,055	$21.04M	1.3%	$72.05	$66.24	—	CORE MSCI EAFE	46432F842
SHV	ISHARES TR	157,474	$17.4M	1.0%	$110.51	$110.30	—	SHORT TREAS BD	464288679
AGG	ISHARES TR	124,824	$14.21M	0.9%	$113.83	$117.95	—	CORE US AGGBD ET	464287226
SCHZ	SCHWAB STRATEGIC TR	263,338	$14.21M	0.9%	$53.95	$55.99	—	US AGGREGATE B	808524839
VO	VANGUARD INDEX FDS	55,230	$12.22M	0.7%	$221.35	$203.87	—	MID CAP ETF	922908629
IWD	ISHARES TR	62,388	$9.455M	0.6%	$151.55	$114.25	—	RUS 1000 VAL ETF	464287598
MGV	VANGUARD WORLD FD	85,375	$8.128M	0.5%	$95.20	$87.94	—	MEGA CAP VAL ETF	921910840
SHYG	ISHARES TR	165,795	$7.595M	0.5%	$45.81	$44.98	—	0-5YR HI YL CP	46434V407
BKLN	INVESCO EXCH TRADED FD TR II	290,981	$6.439M	0.4%	$22.13	$21.86	—	SR LN ETF	46138G508
BIL	SPDR SER TR	64,581	$5.909M	0.4%	$91.50	$91.47	—	SPDR BLOOMBERG	78468R663
VCIT	VANGUARD SCOTTSDALE FDS	55,770	$5.356M	0.3%	$96.04	$82.86	—	INT-TERM CORP	92206C870
IEMG	ISHARES INC	78,615	$5.06M	0.3%	$64.36	$62.02	—	CORE MSCI EMKT	46434G103
SCHM	SCHWAB STRATEGIC TR	61,899	$4.607M	0.3%	$74.43	$65.66	—	US MID-CAP ETF	808524508
SCHA	SCHWAB STRATEGIC TR	44,314	$4.417M	0.3%	$99.68	$99.68	—	US SML CAP ETF	808524607
USIG	ISHARES TR	72,016	$4.252M	0.3%	$59.04	$59.04	—	USD INV GRDE ETF	464288620
SCZ	ISHARES TR	47,018	$3.266M	0.2%	$69.46	$63.50	—	EAFE SML CP ETF	464288273
DBEU	DBX ETF TR	92,092	$2.85M	0.2%	$30.95	$25.17	—	XTRACK MSCI EURP	233051853
GBIL	GOLDMAN SACHS ETF TR	27,550	$2.759M	0.2%	$100.15	$100.04	—	ACCES TREASURY	381430529
GDX	VANECK VECTORS ETF TR	55,435	$1.802M	0.1%	$32.51	$32.51	—	GOLD MINERS ETF	92189F106
IJR	ISHARES TR	15,856	$1.721M	0.1%	$108.54	$108.54	—	CORE S&P SCP ETF	464287804
IJH	ISHARES TR	4,542	$1.182M	0.1%	$260.24	$260.24	—	CORE S&P MCP ETF	464287507
USHY	ISHARES TR	28,332	$1.167M	0.1%	$41.19	$41.19	—	BROAD USD HIGH	46435U853