Spectrum Asset Management, Inc. Concentrated Active

CIK: 0001318293 · Show all filings

Period: Q4 2023 (← Previous) (Next →)

Filing Date: Feb 6, 2024

Total Value ($000): $67,608 (100.0% shares, 0.0% debt)

Holdings (5)

PGX INVESCO EXCH TRADED FD TR II 62.7%

Value ($000) $42,376 Shares 3,694,150 Est. Cost $11.82 Unrealized —

VRP INVESCO EXCH TRADED FD TR II 11.9%

Value ($000) $8,033 Shares 362,656 Est. Cost $22.29 Unrealized —

PFF ISHARES TR 10.3%

Value ($000) $6,949 Shares 222,784 Est. Cost $30.94 Unrealized —

— WELLS FARGO CO NEW 8.4%

Value ($000) $5,677 Shares 4,748 Est. Cost $1325.00 Unrealized —

— BANK AMERICA CORP 6.8%

Value ($000) $4,574 Shares 3,795 Est. Cost $1312.49 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
PGX	INVESCO EXCH TRADED FD TR II	3,694,150	$42,376	62.7%	$11.82	—	PFD ETF	46138E511
VRP	INVESCO EXCH TRADED FD TR II	362,656	$8,033	11.9%	$22.29	—	VAR RATE PFD	46138G870
PFF	ISHARES TR	222,784	$6,949	10.3%	$30.94	—	PFD AND INCM SEC	464288687
—	WELLS FARGO CO NEW	4,748	$5,677	8.4%	$1325.00	—	PERP PFD CNV A	949746804
—	BANK AMERICA CORP	3,795	$4,574	6.8%	$1312.49	—	7.25%CNV PFD L	060505682