Spectrum Asset Management, Inc. Concentrated Active

Location: Stamford, CT

CIK: 0001318293 · Show all filings

Period: Q3 2023 (← Previous) (Next →)

Filing Date: Nov 2, 2023

Total Value: $117M (100.0% shares, 0.0% debt)

Holdings (7)

— WELLS FARGO CO NEW 40.3%

Value $47.16M Shares 42,292 Est. Cost $1325.00 Unrealized —

PGX INVESCO EXCH TRADED FD TR II 26.6%

Value $31.12M Shares 2,836,727 Est. Cost $11.93 Unrealized —

— BANK AMERICA CORP 9.6%

Value $11.22M Shares 10,092 Est. Cost $1312.49 Unrealized —

— HANCOCK JOHN PFD INCOME FD I 7.4%

Value $8.617M Shares 646,421 Est. Cost $18.21 Unrealized —

— BLACKROCK CR ALLOCATION INCO 6.0%

Value $7M Shares 723,135 Est. Cost $12.98 Unrealized —

PFF ISHARES TR 5.7%

Value $6.724M Shares 223,029 Est. Cost $30.94 Unrealized —

VRP INVESCO EXCH TRADED FD TR II 4.5%

Value $5.293M Shares 236,603 Est. Cost $22.36 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	WELLS FARGO CO NEW	42,292	$47.16M	40.3%	$1325.00	—	PERP PFD CNV A	949746804
PGX	INVESCO EXCH TRADED FD TR II	2,836,727	$31.12M	26.6%	$11.93	—	PFD ETF	46138E511
—	BANK AMERICA CORP	10,092	$11.22M	9.6%	$1312.49	—	7.25%CNV PFD L	060505682
—	HANCOCK JOHN PFD INCOME FD I	646,421	$8.617M	7.4%	$18.21	—	COM	41021P103
—	BLACKROCK CR ALLOCATION INCO	723,135	$7M	6.0%	$12.98	—	COM	092508100
PFF	ISHARES TR	223,029	$6.724M	5.7%	$30.94	—	PFD AND INCM SEC	464288687
VRP	INVESCO EXCH TRADED FD TR II	236,603	$5.293M	4.5%	$22.36	—	VAR RATE PFD	46138G870