Location: New York, NY
CIK: 0001096978 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 12, 2019
Total Value: $64.34M (88.0% shares, 12.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | AVAYA HLDGS CORP | 9,040,000 | $7.699M | 12.0% | $0.85 | — | NOTE 2.250% 6/1 | 05351XAB7 |
| BKLN | INVESCO EXCHNG TRADED FD TR | 325,000 | $7.342M | 11.4% | $22.59 | — | SR LN ETF | 46138G508 |
| — | NUVEEN CR STRATEGIES INCM FD | 619,149 | $4.632M | 7.2% | $7.72 | — | COM SHS | 67073D102 |
| — | DWS MUN INCOME TR NEW | 378,673 | $4.389M | 6.8% | $10.50 | — | COM | 233368109 |
| — | BLACKROCK MUNIHLDS INVSTM QL | 195,364 | $2.644M | 4.1% | $13.14 | — | COM | 09254P108 |
| — | BLACKROCK MUNIYIELD QLTY FD | 194,702 | $2.642M | 4.1% | $12.71 | — | COM | 09254E103 |
| — | BLACKROCK FLOAT RATE OME STR | 184,639 | $2.33M | 3.6% | $12.21 | — | COM | 09255X100 |
| — | BLACKROCK MUNIHLDNGS CALI QL | 161,126 | $2.274M | 3.5% | $13.09 | — | COM | 09254L107 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 188,673 | $1.8M | 2.8% | $9.88 | — | COM SHS | 6706EN100 |
| — | BLACKROCK FLOATING RATE INCO | 140,364 | $1.722M | 2.7% | $12.04 | — | COM | 091941104 |
| — | NUVEEN SR INCOME FD | 282,467 | $1.63M | 2.5% | $6.01 | — | COM | 67067Y104 |
| — | BLACKROCK MUNIYIELD NY QLTY | 120,611 | $1.575M | 2.4% | $12.59 | — | COM | 09255E102 |
| — | BLACKROCK MUNIYIELD CALI QLT | 109,015 | $1.569M | 2.4% | $13.35 | — | COM | 09254N103 |
| XVMMX | DELAWARE INV MN MUN INC FD I | 108,537 | $1.422M | 2.2% | $13.04 | — | COM | 24610V103 |
| CEF | SPROTT PHYSICAL GOLD & SILVE | 100,000 | $1.417M | 2.2% | $13.23 | — | TR UNIT | 85208R101 |
| — | EATON VANCE SR INCOME TR | 203,270 | $1.244M | 1.9% | $6.25 | — | SH BEN INT | 27826S103 |
| — | AVAYA HLDGS CORP | 110,000 | $1.125M | 1.7% | $17.43 | — | COM | 05351X101 |
| — | NUVEEN FLOATING RATE INCOME | 112,845 | $1.097M | 1.7% | $9.53 | — | COM | 67072T108 |
| — | EATON VANCE FLTING RATE INC | 75,687 | $1.001M | 1.6% | $12.84 | — | COM | 278279104 |
| — | EATON VANCE SR FLTNG RTE TR | 67,579 | $881K | 1.4% | $13.02 | — | COM | 27828Q105 |
| — | EATON VANCE LTD DUR INCOME F | 70,000 | $875K | 1.4% | $12.81 | — | COM | 27828H105 |
| — | INVESCO DYNAMIC CR OPP FD | 78,132 | $860K | 1.3% | $10.69 | — | COM | 46132R104 |
| — | NUVEEN CALIFORNIA AMT QLT MU | 54,299 | $821K | 1.3% | $13.35 | — | COM | 670651108 |
| — | WESTERN ASSET CORPORATE LN F | 78,678 | $747K | 1.2% | $9.70 | — | COM | 95790J102 |
| — | VOYA PRIME RATE TR | 149,715 | $705K | 1.1% | $4.91 | — | SH BEN INT | 92913A100 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 45,255 | $619K | 1.0% | $12.97 | — | SH BEN INT | 09248E102 |
| — | NUVEEN MINESOTA QLT MUN INC | 41,972 | $600K | 0.9% | $12.74 | — | SHS | 670734102 |
| XMVFX | BLACKROCK MUNIVEST FD INC | 63,722 | $586K | 0.9% | $8.46 | — | COM | 09253R105 |
| — | FIRST TR SR FLOATING RATE 20 | 63,311 | $560K | 0.9% | $9.13 | — | COM SHS | 33740K101 |
| — | INVESCO ADVANTAGE MUNICIPAL | 49,294 | $554K | 0.9% | $10.09 | — | SH BEN INT | 46132E103 |
| — | NUVEEN TEXAS QLTY MUN INCME | 35,677 | $496K | 0.8% | $12.88 | — | COM | 670983105 |
| — | FEDERATED PREM MUN INC FD | 33,496 | $475K | 0.7% | $12.27 | — | COM | 31423P108 |
| — | FS KKR CAPITAL CORP | 79,589 | $464K | 0.7% | $5.83 | — | COM | 302635107 |
| — | BLACKROCK MUNIHLDNGS QLTY II | 35,675 | $456K | 0.7% | $12.34 | — | COM | 09254C107 |
| — | UBS AG LONDON BRH | 31,496 | $445K | 0.7% | $13.77 | — | ETRACS MTH 2XLV | 90270L842 |
| — | INVESCO PA VALUE MUN INCOME | 32,917 | $430K | 0.7% | $12.02 | — | COM | 46132K109 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 28,751 | $408K | 0.6% | $14.00 | — | COM | 09253X102 |
| — | FIRST TR SR FLG RTE INCM FD | 28,964 | $348K | 0.5% | $11.19 | — | COM | 33733U108 |
| — | EATON VANCE MUNI INCOME TRUS | 26,724 | $343K | 0.5% | $12.20 | — | SH BEN INT | 27826U108 |
| — | BLACKROCK MUNIYIELD PA QLTY | 23,160 | $329K | 0.5% | $12.75 | — | COM | 09255G107 |
| — | WESTERN ASSET INTM MUNI FD I | 35,792 | $329K | 0.5% | $8.67 | — | COM | 958435109 |
| — | IVY HIGH INC OPPORTUNITIES F | 19,751 | $271K | 0.4% | $14.99 | — | COM | 465893105 |
| — | UBS AG LONDON BRH | 19,187 | $252K | 0.4% | $13.13 | — | ETRACS MNTLY PAY | 90274D432 |
| — | NUVEEN ARIZONA QLTY MUN INC | 17,263 | $232K | 0.4% | $12.82 | — | COM | 67061W104 |
| — | KAYNE ANDERSN MLP MIDS INVT | 15,000 | $217K | 0.3% | $15.33 | — | COM | 486606106 |
| — | BLACKROCK MUNICIPL INC QLTY | 14,976 | $212K | 0.3% | $12.99 | — | COM | 092479104 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 17,938 | $203K | 0.3% | $10.39 | — | COM | 27828A100 |
| — | BLACKROCK MUNIHLDGS NY QLTY | 13,914 | $189K | 0.3% | $12.36 | — | COM | 09255C106 |
| BBDC | BARINGS BDC INC | 18,521 | $188K | 0.3% | $5.31 | +0.3% | COM | 06759L103 |
| — | NUVEEN SHT DUR CR OPP FD | 12,571 | $188K | 0.3% | $14.96 | — | COM | 67074X107 |
| — | CLEARBRIDGE ENERGY MIDSTRM O | 20,000 | $174K | 0.3% | $9.20 | — | COM | 18469P100 |
| — | NUVEEN GEORGIA QLTY MUN INC | 10,090 | $125K | 0.2% | $11.29 | — | COM | 67072B107 |
| PMTS | CPI CARD GROUP INC | 44,681 | $116K | 0.2% | $2.68 | 0.0% | COM NEW | 12634H200 |
| SPY | SPDR S&P 500 ETF TR | 40,000 | $68,000 | 0.1% | — | — | Put | 78462F103 |
| HYG | ISHARES TR | 181,400 | $18,000 | 0.0% | — | — | Put | 464288513 |
| TSLA | TESLA INC | 10,000 | $1,000 | 0.0% | — | — | Put | 88160R101 |
| SHAK | SHAKE SHACK INC | 10,000 | $1,000 | 0.0% | — | — | Put | 819047101 |