CIK: 0001096978 · Show all filings
Period: Q2 2019 (← Previous) (Next →)
Filing Date: Aug 6, 2019
Total Value ($000): $56,812 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | DWS MUN INCOME TR NEW | 439,739 | $4,955 | 8.7% | $10.50 | — | COM | 233368109 |
| — | NUVEEN CR STRATEGIES INCM FD | 596,634 | $4,725 | 8.3% | $7.72 | — | COM SHS | 67073D102 |
| — | BLACKROCK MUNIYIELD QLTY FD | 204,613 | $2,701 | 4.8% | $12.71 | — | COM | 09254E103 |
| — | BLACKROCK MUNIHLDNGS CALI QL | 188,974 | $2,579 | 4.5% | $13.09 | — | COM | 09254L107 |
| — | BLACKROCK MUNIHLDS INVSTM QL | 164,839 | $2,192 | 3.9% | $13.07 | — | COM | 09254P108 |
| — | BLACKROCK FLOAT RATE OME STR | 148,133 | $1,900 | 3.3% | $12.11 | — | COM | 09255X100 |
| — | BLACKROCK MUNIYIELD CALI QLT | 129,555 | $1,839 | 3.2% | $13.35 | — | COM | 09254N103 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 179,183 | $1,745 | 3.1% | $9.89 | — | COM SHS | 6706EN100 |
| — | BLACKROCK FLOATING RATE INCO | 131,668 | $1,635 | 2.9% | $12.02 | — | COM | 091941104 |
| — | EATON VANCE MUNI INCOME TRUS | 130,212 | $1,620 | 2.9% | $12.20 | — | SH BEN INT | 27826U108 |
| — | BLACKROCK MUNIYIELD NY QLTY | 120,611 | $1,533 | 2.7% | $12.59 | — | COM | 09255E102 |
| — | NUVEEN SR INCOME FD | 256,900 | $1,523 | 2.7% | $6.03 | — | COM | 67067Y104 |
| XVMMX | DELAWARE INV MN MUN INC FD I | 108,537 | $1,396 | 2.5% | $13.04 | — | COM | 24610V103 |
| — | NUVEEN CALIFORNIA AMT QLT MU | 90,907 | $1,327 | 2.3% | $13.35 | — | COM | 670651108 |
| CEF | SPROTT PHYSICAL GOLD & SILVE | 100,000 | $1,323 | 2.3% | $13.23 | — | TR UNIT | 85208R101 |
| — | BLACKROCK MUN 2030 TAR TERM | 51,400 | $1,194 | 2.1% | $20.51 | — | COM SHS BEN IN | 09257P105 |
| — | UBS AG LONDON BRH | 80,835 | $1,168 | 2.1% | $13.77 | — | ETRACS MTH 2XLV | 90270L842 |
| — | NUVEEN FLOATING RATE INCOME | 103,600 | $1,020 | 1.8% | $9.52 | — | COM | 67072T108 |
| — | EATON VANCE SR INCOME TR | 158,853 | $990 | 1.7% | $6.29 | — | SH BEN INT | 27826S103 |
| — | AVAYA HLDGS CORP | 77,133 | $918 | 1.6% | $20.50 | — | COM | 05351X101 |
| — | EATON VANCE FLTING RATE INC | 67,602 | $912 | 1.6% | $12.80 | — | COM | 278279104 |
| — | EATON VANCE FLTG RATE INCOM | 59,682 | $893 | 1.6% | $15.28 | — | COM SHS BEN INT | 278284104 |
| — | EATON VANCE LTD DUR INCOME F | 70,000 | $886 | 1.6% | $12.81 | — | COM | 27828H105 |
| — | EATON VANCE SR FLTNG RTE TR | 67,579 | $885 | 1.6% | $13.02 | — | COM | 27828Q105 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 79,558 | $878 | 1.5% | $10.39 | — | COM | 27828A100 |
| — | INVESCO DYNAMIC CR OPP FD | 68,488 | $765 | 1.3% | $10.64 | — | COM | 46132R104 |
| BBDC | BARINGS BDC INC | 75,000 | $738 | 1.3% | $5.31 | -0.6% | COM | 06759L103 |
| — | VOYA PRIME RATE TR | 149,715 | $713 | 1.3% | $4.91 | — | SH BEN INT | 92913A100 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 52,355 | $694 | 1.2% | $12.97 | — | SH BEN INT | 09248E102 |
| — | WESTERN ASSET CORPORATE LN F | 70,296 | $672 | 1.2% | $9.72 | — | COM | 95790J102 |
| — | FEDERATED PREM MUN INC FD | 45,927 | $631 | 1.1% | $12.27 | — | COM | 31423P108 |
| — | FIRST TR SR FLOATING RATE 20 | 68,595 | $610 | 1.1% | $9.13 | — | COM SHS | 33740K101 |
| — | INVESCO ADVANTAGE MUNICIPAL | 52,772 | $580 | 1.0% | $10.09 | — | SH BEN INT | 46132E103 |
| — | NUVEEN TEXAS QLTY MUN INCME | 42,216 | $578 | 1.0% | $12.88 | — | COM | 670983105 |
| — | NUVEEN MINESOTA QLT MUN INC | 42,072 | $576 | 1.0% | $12.74 | — | SHS | 670734102 |
| — | EATON VANCE TAX MNGD BUY WRI | 60,474 | $570 | 1.0% | $8.63 | — | COM SH BEN INT | 27829M103 |
| — | BLACKROCK MUNIHLDNGS QLTY II | 42,879 | $539 | 0.9% | $12.34 | — | COM | 09254C107 |
| — | INVESCO PA VALUE MUN INCOME | 38,095 | $486 | 0.9% | $12.02 | — | COM | 46132K109 |
| XMVFX | BLACKROCK MUNIVEST FD INC | 50,000 | $458 | 0.8% | $8.26 | — | COM | 09253R105 |
| — | INVESCO MUN OPPORTUNITY TR | 35,372 | $435 | 0.8% | $12.04 | — | COM | 46132C107 |
| — | IVY HIGH INC OPPORTUNITIES F | 29,751 | $404 | 0.7% | $14.99 | — | COM | 465893105 |
| — | URBAN ONE INC | 195,783 | $384 | 0.7% | $1.67 | — | CL D NON VTG | 91705J204 |
| — | WESTERN ASSET INTM MUNI FD I | 40,582 | $364 | 0.6% | $8.67 | — | COM | 958435109 |
| — | FIRST TR SR FLG RTE INCM FD | 28,964 | $349 | 0.6% | $11.19 | — | COM | 33733U108 |
| — | BLACKROCK MUNIYIELD PA QLTY | 23,160 | $325 | 0.6% | $12.75 | — | COM | 09255G107 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 20,912 | $294 | 0.5% | $13.93 | — | COM | 09253X102 |
| — | UBS AG LONDON BRH | 16,593 | $238 | 0.4% | $15.12 | — | ETRACS MTH2XRE | 90269A302 |
| XPHDX | PIONEER FLOATING RATE TR | 22,189 | $237 | 0.4% | $9.82 | — | COM | 72369J102 |
| — | KAYNE ANDERSN MLP MIDS INVT | 15,000 | $230 | 0.4% | $15.33 | — | COM | 486606106 |
| — | NUVEEN ARIZONA QLTY MUN INC | 17,263 | $226 | 0.4% | $12.82 | — | COM | 67061W104 |
| — | ALLIANCEBERNSTEIN NATL MUNI | 15,895 | $214 | 0.4% | $12.15 | — | COM | 01864U106 |
| — | BLACKROCK MUNIHLDGS NY QLTY | 15,914 | $209 | 0.4% | $12.36 | — | COM | 09255C106 |
| — | BLACKROCK MUNICIPL INC QLTY | 14,976 | $206 | 0.4% | $12.99 | — | COM | 092479104 |
| — | NEUBERGER BRMAN CLIFRN MUNI | 13,979 | $190 | 0.3% | $12.52 | — | COM | 64123C101 |
| — | CLEARBRIDGE ENERGY MIDSTRM O | 20,000 | $184 | 0.3% | $9.20 | — | COM | 18469P100 |
| — | CREDIT SUISSE AG NASSAU BRH | 10,000 | $164 | 0.3% | $16.40 | — | VLCTYSHS 3X S&P | 22539T217 |
| — | BLACKROCK MUNIENHANCED FD IN | 12,652 | $140 | 0.2% | $9.91 | — | COM | 09253Y100 |
| — | FST TR NEW OPPORT MLP & ENE | 14,400 | $136 | 0.2% | $9.44 | — | COM | 33739M100 |
| — | BLACKROCK CR ALLCTN INC TR | 10,000 | $130 | 0.2% | $13.00 | — | COM | 092508100 |
| — | NUVEEN GEORGIA QLTY MUN INC | 10,090 | $125 | 0.2% | $11.29 | — | COM | 67072B107 |
| — | J JILL INC | 40,000 | $80 | 0.1% | $2.00 | — | COM | 46620W102 |
| — | OHR PHARMACEUTICAL INC | 16,653 | $57 | 0.1% | $2.25 | — | COM | 67778H309 |
| DDS | DILLARDS INC | 16,800 | $55 | 0.1% | — | — | Call | 254067101 |
| TSLA | TESLA INC | 19,500 | $47 | 0.1% | — | — | Put | 88160R101 |
| HYG | ISHARES TR | 230,000 | $42 | 0.1% | — | — | Put | 464288513 |