ARES MANAGEMENT LLC Diversified Active

Location: Los Angeles, CA

CIK: 0001259313 · Show all filings

Period: Q2 2013 (Next →)

Filing Date: Aug 12, 2013

Total Value: $811M (91.6% shares, 8.4% debt)

Holdings (11)

— Nortek, Inc. 49.3%

Value $400M Shares 6,201,258 Est. Cost $64.43 Unrealized —

AL Air Lease Corporation 13.2%

Value $107M Shares 3,881,657 Est. Cost $23.75 Unrealized 0.0%

— Exco Resources, Inc. 12.3%

Value $100M Shares 13,092,787 Est. Cost $7.64 Unrealized —

— SPDR Fund - XLF Financial Select Sector 8.4%

Value $68.22M Shares 3,507,400 Est. Cost — Unrealized —

ARCC Ares Capital Corporation 6.1%

Value $49.19M Shares 2,859,882 Est. Cost $5.23 Unrealized 0.0%

— Delphi Automotive Plc 5.5%

Value $44.63M Shares 880,360 Est. Cost $50.69 Unrealized —

DAN Dana Holding Corp. 2.2%

Value $17.64M Shares 915,636 Est. Cost $14.00 Unrealized 0.0%

— SandRidge Energy, Inc. 1.5%

Value $11.9M Shares 2,500,000 Est. Cost $4.76 Unrealized —

ACRE Ares Commercial Real Estate Corp 0.8%

Value $6.405M Shares 500,000 Est. Cost $12.81 Unrealized —

— Cumulus Media, Inc. 0.6%

Value $5.27M Shares 1,554,539 Est. Cost $3.39 Unrealized —

— Alere Inc. 0.1%

Value $929K Shares 4,091 Est. Cost $227.08 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	Nortek, Inc.	6,201,258	$400M	49.3%	$64.43	—	COM NEW	656559309
AL	Air Lease Corporation	3,881,657	$107M	13.2%	$23.75	0.0%	CL A	00912X302
—	Exco Resources, Inc.	13,092,787	$100M	12.3%	$7.64	—	COM	269279402
—	SPDR Fund - XLF Financial Select Sector	3,507,400	$68.22M	8.4%	—	—	Put	91369Y955
ARCC	Ares Capital Corporation	2,859,882	$49.19M	6.1%	$5.23	0.0%	COM	04010L103
—	Delphi Automotive Plc	880,360	$44.63M	5.5%	$50.69	—	SHS	G27823106
DAN	Dana Holding Corp.	915,636	$17.64M	2.2%	$14.00	0.0%	COM	235825205
—	SandRidge Energy, Inc.	2,500,000	$11.9M	1.5%	$4.76	—	COM	80007P307
ACRE	Ares Commercial Real Estate Corp	500,000	$6.405M	0.8%	$12.81	—	COM	04013V108
—	Cumulus Media, Inc.	1,554,539	$5.27M	0.6%	$3.39	—	CL A	231082108
—	Alere Inc.	4,091	$929K	0.1%	$227.08	—	PERP PFD CON SER	01449J204