ARES MANAGEMENT LLC Diversified Active

CIK: 0001259313 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Nov 13, 2013

Total Value ($000): $1,036,884 (67.3% shares, 32.7% debt)

Holdings (10)

— Nortek, Inc. 41.1%

Value ($000) $426,088 Shares 6,201,258 Est. Cost $64.43 Unrealized —

— SPDR Fund - XLF Financial Select Sector 32.7%

Value ($000) $338,908 Shares 17,022,000 Est. Cost — Unrealized —

AL Air Lease Corporation 10.4%

Value ($000) $107,367 Shares 3,881,657 Est. Cost $23.75 Unrealized -2.2%

— Exco Resources, Inc. 7.3%

Value ($000) $75,430 Shares 11,191,463 Est. Cost $7.64 Unrealized —

ARCC Ares Capital Corporation 4.8%

Value ($000) $49,447 Shares 2,859,882 Est. Cost $5.23 Unrealized +2.7%

— Masonite International Corporation 1.7%

Value ($000) $17,126 Shares 350,000 Est. Cost $48.93 Unrealized —

— SandRidge Energy, Inc. 1.4%

Value ($000) $14,650 Shares 2,500,000 Est. Cost $4.76 Unrealized —

ACRE Ares Commercial Real Estate Corporation 0.6%

Value ($000) $6,215 Shares 500,000 Est. Cost $12.81 Unrealized —

— Alere Inc. 0.1%

Value ($000) $1,062 Shares 4,091 Est. Cost $227.08 Unrealized —

— Ares Dynamic Credit Allocation Fund, Inc. 0.1%

Value ($000) $591 Shares 32,645 Est. Cost $18.10 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Nortek, Inc.	6,201,258	$426,088	41.1%	$64.43	—	COM NEW	656559309
—	SPDR Fund - XLF Financial Select Sector	17,022,000	$338,908	32.7%	—	—	Put	81369Y955
AL	Air Lease Corporation	3,881,657	$107,367	10.4%	$23.75	-2.2%	CL A	00912X302
—	Exco Resources, Inc.	11,191,463	$75,430	7.3%	$7.64	—	COM	269279402
ARCC	Ares Capital Corporation	2,859,882	$49,447	4.8%	$5.23	+2.7%	COM	04010L103
—	Masonite International Corporation	350,000	$17,126	1.7%	$48.93	—	COM	575385109
—	SandRidge Energy, Inc.	2,500,000	$14,650	1.4%	$4.76	—	COM	80007P307
ACRE	Ares Commercial Real Estate Corporation	500,000	$6,215	0.6%	$12.81	—	COM	04013V108
—	Alere Inc.	4,091	$1,062	0.1%	$227.08	—	PERP PFD CON SER	01449J204
—	Ares Dynamic Credit Allocation Fund, Inc.	32,645	$591	0.1%	$18.10	—	COM	04014F102