DWM Financial Group, Inc. Quant / Systematic

Location: Palatine, IL

CIK: 0001759545 · Show all filings

Period: Q4 2019 (Next →)

Filing Date: Feb 14, 2020

Total Value: $98.18M (100.0% shares, 0.0% debt)

Holdings (31)

JHMM John Hancock Multifactor Mid Cap ETF 15.2%

Value $14.91M Shares 380,816 Est. Cost $39.16 Unrealized —

JPIN JP Morgan Diversified Return International Equity 9.5%

Value $9.291M Shares 162,738 Est. Cost $57.09 Unrealized —

FNDA Schwab Fndmntl US SC Index ETF 9.2%

Value $9.074M Shares 225,498 Est. Cost $40.24 Unrealized —

VBK Vanguard Small-Cap Growth 8.1%

Value $7.92M Shares 39,861 Est. Cost $198.69 Unrealized —

GEM Goldman Sachs ActiveBeta Emerg Mkts Eq ETF 7.1%

Value $6.948M Shares 202,319 Est. Cost $34.34 Unrealized —

VWOB Vanguard Emerging Market Bond 4.2%

Value $4.126M Shares 50,687 Est. Cost $81.40 Unrealized —

SCHC Schwab International Small-Cap Equity ETF 3.9%

Value $3.792M Shares 109,436 Est. Cost $34.65 Unrealized —

VMBS Vanguard Mortgage Backed Sec Indx ETF 3.8%

Value $3.725M Shares 70,060 Est. Cost $53.17 Unrealized —

SCHP Schwab US TIPS 3.8%

Value $3.708M Shares 65,480 Est. Cost $56.63 Unrealized —

JPST JPMorgan Ultra-Short Income ETF 3.6%

Value $3.498M Shares 69,354 Est. Cost $50.44 Unrealized —

BNDX Vanguard Intl Bond Index 3.4%

Value $3.295M Shares 58,241 Est. Cost $56.58 Unrealized —

— Invesco BulletShares 2023 Corporate Bond 3.2%

Value $3.125M Shares 146,659 Est. Cost $21.31 Unrealized —

— Invesco BulletShares 2022 Corporate Bond 3.2%

Value $3.121M Shares 145,132 Est. Cost $21.50 Unrealized —

— Invesco BulletShares 2021 Corporate Bond 3.1%

Value $3.092M Shares 145,593 Est. Cost $21.24 Unrealized —

— Invesco BulletShares 2020 Corporate Bond 3.1%

Value $3.083M Shares 144,822 Est. Cost $21.29 Unrealized —

— Invesco BulletShares 2024 Corporate Bond 3.1%

Value $3.074M Shares 143,155 Est. Cost $21.47 Unrealized —

— Rivernorth Marketplace Lending 2.6%

Value $2.576M Shares 141,365 Est. Cost $18.22 Unrealized —

REET iShares Global REIT 2.4%

Value $2.311M Shares 83,664 Est. Cost $27.62 Unrealized —

— iShares Gold Trust 2.1%

Value $2.041M Shares 140,784 Est. Cost $14.50 Unrealized —

— Alerian MLP 2.0%

Value $1.994M Shares 234,571 Est. Cost $8.50 Unrealized —

FNDX Schwab Fundamental US Large Company Index ETF 0.6%

Value $633K Shares 14,823 Est. Cost $42.70 Unrealized —

FBNC First Bancorp 0.6%

Value $563K Shares 14,119 Est. Cost $33.09 Unrealized 0.0%

SCHM Schwab US Mid Cap 0.4%

Value $415K Shares 6,900 Est. Cost $60.14 Unrealized —

SPY SPDR S&P 500 Trust 0.4%

Value $364K Shares 1,130 Est. Cost $322.12 Unrealized —

AAPL Apple Inc 0.3%

Value $258K Shares 878 Est. Cost $62.02 Unrealized 0.0%

AMZN Amazon.com Inc 0.2%

Value $213K Shares 115 Est. Cost $88.51 Unrealized 0.0%

— INVESCO BLETSHS 2021 MNPL BND ETF 0.2%

Value $206K Shares 8,186 Est. Cost $25.16 Unrealized —

— INVESCO BLETSHS 2025 MNPL BND ETF 0.2%

Value $205K Shares 8,176 Est. Cost $25.07 Unrealized —

— Invesco Exchange Traded Self Idx Ft Bulletshares 2023 Mun Bd Etf 0.2%

Value $205K Shares 8,172 Est. Cost $25.09 Unrealized —

— Invesco BulletShares 2022 Municipal Bond ETF 0.2%

Value $205K Shares 8,186 Est. Cost $25.04 Unrealized —

BSMO INVESCO BLETSHS 2024 MNPL BND ETF 0.2%

Value $205K Shares 8,160 Est. Cost $25.12 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
JHMM	John Hancock Multifactor Mid Cap ETF	380,816	$14.91M	15.2%	$39.16	—	MULTIFACTOR MI	47804J206
JPIN	JP Morgan Diversified Return International Equity	162,738	$9.291M	9.5%	$57.09	—	DIV RTN INT EQ	46641Q209
FNDA	Schwab Fndmntl US SC Index ETF	225,498	$9.074M	9.2%	$40.24	—	SCHWAB FDT US SC	808524763
VBK	Vanguard Small-Cap Growth	39,861	$7.92M	8.1%	$198.69	—	SML CP GRW ETF	922908595
GEM	Goldman Sachs ActiveBeta Emerg Mkts Eq ETF	202,319	$6.948M	7.1%	$34.34	—	ACTIVEBETA EME	381430206
VWOB	Vanguard Emerging Market Bond	50,687	$4.126M	4.2%	$81.40	—	EMERG MKT BD ETF	921946885
SCHC	Schwab International Small-Cap Equity ETF	109,436	$3.792M	3.9%	$34.65	—	INTL SCEQT ETF	808524888
VMBS	Vanguard Mortgage Backed Sec Indx ETF	70,060	$3.725M	3.8%	$53.17	—	MORTG-BACK SEC	92206C771
SCHP	Schwab US TIPS	65,480	$3.708M	3.8%	$56.63	—	US TIPS ETF	808524870
JPST	JPMorgan Ultra-Short Income ETF	69,354	$3.498M	3.6%	$50.44	—	ULTRA SHRT INC	46641Q837
BNDX	Vanguard Intl Bond Index	58,241	$3.295M	3.4%	$56.58	—	INTL BD IDX ETF	92203J407
—	Invesco BulletShares 2023 Corporate Bond	146,659	$3.125M	3.2%	$21.31	—	BULSHS 2023 CB	46138J866
—	Invesco BulletShares 2022 Corporate Bond	145,132	$3.121M	3.2%	$21.50	—	BULSHS 2022 CB	46138J882
—	Invesco BulletShares 2021 Corporate Bond	145,593	$3.092M	3.1%	$21.24	—	BULSHS 2021 CB	46138J700
—	Invesco BulletShares 2020 Corporate Bond	144,822	$3.083M	3.1%	$21.29	—	BULSHS 2020 CB	46138J502
—	Invesco BulletShares 2024 Corporate Bond	143,155	$3.074M	3.1%	$21.47	—	BULSHS 2024 CB	46138J841
—	Rivernorth Marketplace Lending	141,365	$2.576M	2.6%	$18.22	—	COM	76882B108
REET	iShares Global REIT	83,664	$2.311M	2.4%	$27.62	—	GLOBAL REIT ETF	46434V647
—	iShares Gold Trust	140,784	$2.041M	2.1%	$14.50	—	ISHARES	464285105
—	Alerian MLP	234,571	$1.994M	2.0%	$8.50	—	ALERIAN MLP	00162Q866
FNDX	Schwab Fundamental US Large Company Index ETF	14,823	$633K	0.6%	$42.70	—	SCHWAB FDT US LG	808524771
FBNC	First Bancorp	14,119	$563K	0.6%	$33.09	0.0%	COM	318910106
SCHM	Schwab US Mid Cap	6,900	$415K	0.4%	$60.14	—	US MID-CAP ETF	808524508
SPY	SPDR S&P 500 Trust	1,130	$364K	0.4%	$322.12	—	TR UNIT	78462F103
AAPL	Apple Inc	878	$258K	0.3%	$62.02	0.0%	COM	037833100
AMZN	Amazon.com Inc	115	$213K	0.2%	$88.51	0.0%	COM	023135106
—	INVESCO BLETSHS 2021 MNPL BND ETF	8,186	$206K	0.2%	$25.16	—	BULSHS 2021 MUNI	46138J569
—	INVESCO BLETSHS 2025 MNPL BND ETF	8,176	$205K	0.2%	$25.07	—	BULSHS 2025 MUNI	46138J528
—	Invesco Exchange Traded Self Idx Ft Bulletshares 2023 Mun Bd Etf	8,172	$205K	0.2%	$25.09	—	BULSHS 2023 MUNI	46138J544
—	Invesco BulletShares 2022 Municipal Bond ETF	8,186	$205K	0.2%	$25.04	—	BULSHS 2022 MUNI	46138J551
BSMO	INVESCO BLETSHS 2024 MNPL BND ETF	8,160	$205K	0.2%	$25.12	—	BULSHS 2024 MUNI	46138J536