DWM Financial Group, Inc. Quant / Systematic

Location: Palatine, IL

CIK: 0001759545 · Show all filings

Period: Q4 2019 (Next →)

Filing Date: Feb 14, 2020

Total Value: $98.18M (100.0% shares, 0.0% debt)

Holdings (31)

JHMM John Hancock Multifactor Mid Cap ETF 15.2%

Value $14.91M Shares 380,816 Share Price $39.16 Est. Cost/Share $37.82 Unrealized @ Report Date +3.5%

JPIN JP Morgan Diversified Return International Equity 9.5%

Value $9.291M Shares 162,738 Share Price $57.09 Est. Cost/Share $55.28 Unrealized @ Report Date +3.3%

FNDA Schwab Fndmntl US SC Index ETF 9.2%

Value $9.074M Shares 225,498 Share Price $40.24 * Est. Cost/Share $19.43 Unrealized @ Report Date +3.5%

VBK Vanguard Small-Cap Growth 8.1%

Value $7.92M Shares 39,861 Share Price $198.69 Est. Cost/Share $189.75 Unrealized @ Report Date +4.7%

GEM Goldman Sachs ActiveBeta Emerg Mkts Eq ETF 7.1%

Value $6.948M Shares 202,319 Share Price $34.34 Est. Cost/Share $32.82 Unrealized @ Report Date +4.6%

VWOB Vanguard Emerging Market Bond 4.2%

Value $4.126M Shares 50,687 Share Price $81.40 Est. Cost/Share $80.36 Unrealized @ Report Date +1.3%

SCHC Schwab International Small-Cap Equity ETF 3.9%

Value $3.792M Shares 109,436 Share Price $34.65 Est. Cost/Share $33.35 Unrealized @ Report Date +3.9%

VMBS Vanguard Mortgage Backed Sec Indx ETF 3.8%

Value $3.725M Shares 70,060 Share Price $53.17 Est. Cost/Share $53.19 Unrealized @ Report Date -0.0%

SCHP Schwab US TIPS 3.8%

Value $3.708M Shares 65,480 Share Price $56.63 * Est. Cost/Share $28.34 Unrealized @ Report Date -0.1%

JPST JPMorgan Ultra-Short Income ETF 3.6%

Value $3.498M Shares 69,354 Share Price $50.44 Est. Cost/Share $50.48 Unrealized @ Report Date -0.1%

BNDX Vanguard Intl Bond Index 3.4%

Value $3.295M Shares 58,241 Share Price $56.58 Est. Cost/Share $58.07 Unrealized @ Report Date -2.6%

— Invesco BulletShares 2023 Corporate Bond 3.2%

Value $3.125M Shares 146,659 Share Price $21.31 Est. Cost/Share $21.31 Unrealized @ Report Date —

— Invesco BulletShares 2022 Corporate Bond 3.2%

Value $3.121M Shares 145,132 Share Price $21.50 Est. Cost/Share $21.50 Unrealized @ Report Date —

— Invesco BulletShares 2021 Corporate Bond 3.1%

Value $3.092M Shares 145,593 Share Price $21.24 Est. Cost/Share $21.24 Unrealized @ Report Date —

— Invesco BulletShares 2020 Corporate Bond 3.1%

Value $3.083M Shares 144,822 Share Price $21.29 Est. Cost/Share $21.29 Unrealized @ Report Date —

— Invesco BulletShares 2024 Corporate Bond 3.1%

Value $3.074M Shares 143,155 Share Price $21.47 Est. Cost/Share $21.47 Unrealized @ Report Date —

— Rivernorth Marketplace Lending 2.6%

Value $2.576M Shares 141,365 Share Price $18.22 Est. Cost/Share $18.22 Unrealized @ Report Date —

REET iShares Global REIT 2.4%

Value $2.311M Shares 83,664 Share Price $27.62 Est. Cost/Share $28.06 Unrealized @ Report Date -1.6%

— iShares Gold Trust 2.1%

Value $2.041M Shares 140,784 Share Price $14.50 Est. Cost/Share $14.50 Unrealized @ Report Date —

— Alerian MLP 2.0%

Value $1.994M Shares 234,571 Share Price $8.50 Est. Cost/Share $8.50 Unrealized @ Report Date —

FNDX Schwab Fundamental US Large Company Index ETF 0.6%

Value $633K Shares 14,823 Share Price $42.70 * Est. Cost/Share $13.66 Unrealized @ Report Date +4.2%

FBNC First Bancorp 0.6%

Value $563K Shares 14,119 Share Price $39.88 * Est. Cost/Share $33.09 Unrealized @ Report Date +4.7%

SCHM Schwab US Mid Cap 0.4%

Value $415K Shares 6,900 Share Price $60.14 * Est. Cost/Share $19.36 Unrealized @ Report Date +3.6%

SPY SPDR S&P 500 Trust 0.4%

Value $364K Shares 1,130 Share Price $322.12 Est. Cost/Share $307.92 Unrealized @ Report Date +4.5%

AAPL Apple Inc 0.3%

Value $258K Shares 878 Share Price $293.85 * Est. Cost/Share $62.02 Unrealized @ Report Date +14.2%

AMZN Amazon.com Inc 0.2%

Value $213K Shares 115 Share Price $1852.17 * Est. Cost/Share $88.51 Unrealized @ Report Date +4.4%

— INVESCO BLETSHS 2021 MNPL BND ETF 0.2%

Value $206K Shares 8,186 Share Price $25.16 Est. Cost/Share $25.16 Unrealized @ Report Date —

— INVESCO BLETSHS 2025 MNPL BND ETF 0.2%

Value $205K Shares 8,176 Share Price $25.07 Est. Cost/Share $25.07 Unrealized @ Report Date —

— Invesco Exchange Traded Self Idx Ft Bulletshares 2023 Mun Bd Etf 0.2%

Value $205K Shares 8,172 Share Price $25.09 Est. Cost/Share $25.09 Unrealized @ Report Date —

— Invesco BulletShares 2022 Municipal Bond ETF 0.2%

Value $205K Shares 8,186 Share Price $25.04 Est. Cost/Share $25.04 Unrealized @ Report Date —

BSMO INVESCO BLETSHS 2024 MNPL BND ETF 0.2%

Value $205K Shares 8,160 Share Price $25.12 Est. Cost/Share $25.12 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
JHMM	John Hancock Multifactor Mid Cap ETF	380,816	$14.91M	15.2%	$39.16	$37.82	+3.5%	MULTIFACTOR MI	47804J206
JPIN	JP Morgan Diversified Return International Equity	162,738	$9.291M	9.5%	$57.09	$55.28	+3.3%	DIV RTN INT EQ	46641Q209
FNDA	Schwab Fndmntl US SC Index ETF	225,498	$9.074M	9.2%	$40.24 *	$19.43	+3.5%	SCHWAB FDT US SC	808524763
VBK	Vanguard Small-Cap Growth	39,861	$7.92M	8.1%	$198.69	$189.75	+4.7%	SML CP GRW ETF	922908595
GEM	Goldman Sachs ActiveBeta Emerg Mkts Eq ETF	202,319	$6.948M	7.1%	$34.34	$32.82	+4.6%	ACTIVEBETA EME	381430206
VWOB	Vanguard Emerging Market Bond	50,687	$4.126M	4.2%	$81.40	$80.36	+1.3%	EMERG MKT BD ETF	921946885
SCHC	Schwab International Small-Cap Equity ETF	109,436	$3.792M	3.9%	$34.65	$33.35	+3.9%	INTL SCEQT ETF	808524888
VMBS	Vanguard Mortgage Backed Sec Indx ETF	70,060	$3.725M	3.8%	$53.17	$53.19	-0.0%	MORTG-BACK SEC	92206C771
SCHP	Schwab US TIPS	65,480	$3.708M	3.8%	$56.63 *	$28.34	-0.1%	US TIPS ETF	808524870
JPST	JPMorgan Ultra-Short Income ETF	69,354	$3.498M	3.6%	$50.44	$50.48	-0.1%	ULTRA SHRT INC	46641Q837
BNDX	Vanguard Intl Bond Index	58,241	$3.295M	3.4%	$56.58	$58.07	-2.6%	INTL BD IDX ETF	92203J407
—	Invesco BulletShares 2023 Corporate Bond	146,659	$3.125M	3.2%	$21.31	$21.31	—	BULSHS 2023 CB	46138J866
—	Invesco BulletShares 2022 Corporate Bond	145,132	$3.121M	3.2%	$21.50	$21.50	—	BULSHS 2022 CB	46138J882
—	Invesco BulletShares 2021 Corporate Bond	145,593	$3.092M	3.1%	$21.24	$21.24	—	BULSHS 2021 CB	46138J700
—	Invesco BulletShares 2020 Corporate Bond	144,822	$3.083M	3.1%	$21.29	$21.29	—	BULSHS 2020 CB	46138J502
—	Invesco BulletShares 2024 Corporate Bond	143,155	$3.074M	3.1%	$21.47	$21.47	—	BULSHS 2024 CB	46138J841
—	Rivernorth Marketplace Lending	141,365	$2.576M	2.6%	$18.22	$18.22	—	COM	76882B108
REET	iShares Global REIT	83,664	$2.311M	2.4%	$27.62	$28.06	-1.6%	GLOBAL REIT ETF	46434V647
—	iShares Gold Trust	140,784	$2.041M	2.1%	$14.50	$14.50	—	ISHARES	464285105
—	Alerian MLP	234,571	$1.994M	2.0%	$8.50	$8.50	—	ALERIAN MLP	00162Q866
FNDX	Schwab Fundamental US Large Company Index ETF	14,823	$633K	0.6%	$42.70 *	$13.66	+4.2%	SCHWAB FDT US LG	808524771
FBNC	First Bancorp	14,119	$563K	0.6%	$39.88 *	$33.09	+4.7%	COM	318910106
SCHM	Schwab US Mid Cap	6,900	$415K	0.4%	$60.14 *	$19.36	+3.6%	US MID-CAP ETF	808524508
SPY	SPDR S&P 500 Trust	1,130	$364K	0.4%	$322.12	$307.92	+4.5%	TR UNIT	78462F103
AAPL	Apple Inc	878	$258K	0.3%	$293.85 *	$62.02	+14.2%	COM	037833100
AMZN	Amazon.com Inc	115	$213K	0.2%	$1852.17 *	$88.51	+4.4%	COM	023135106
—	INVESCO BLETSHS 2021 MNPL BND ETF	8,186	$206K	0.2%	$25.16	$25.16	—	BULSHS 2021 MUNI	46138J569
—	INVESCO BLETSHS 2025 MNPL BND ETF	8,176	$205K	0.2%	$25.07	$25.07	—	BULSHS 2025 MUNI	46138J528
—	Invesco Exchange Traded Self Idx Ft Bulletshares 2023 Mun Bd Etf	8,172	$205K	0.2%	$25.09	$25.09	—	BULSHS 2023 MUNI	46138J544
—	Invesco BulletShares 2022 Municipal Bond ETF	8,186	$205K	0.2%	$25.04	$25.04	—	BULSHS 2022 MUNI	46138J551
BSMO	INVESCO BLETSHS 2024 MNPL BND ETF	8,160	$205K	0.2%	$25.12	$25.12	—	BULSHS 2024 MUNI	46138J536