DWM Financial Group, Inc. Quant / Systematic

Location: Palatine, IL

CIK: 0001759545 · Show all filings

Period: Q1 2020 (← Previous) (Next →)

Filing Date: May 13, 2020

Total Value: $45.51M (100.0% shares, 0.0% debt)

Holdings (25)

JHMM John Hancock Multifactor Mid Cap ETF 19.6%

Value $8.924M Shares 314,103 Share Price $28.41 Est. Cost/Share $37.82 Unrealized @ Report Date -24.9%

JPIN JP Morgan Diversified Return International Equity 12.1%

Value $5.487M Shares 126,898 Share Price $43.24 Est. Cost/Share $55.28 Unrealized @ Report Date -21.8%

VBK Vanguard Small-Cap Growth 10.8%

Value $4.932M Shares 32,814 Share Price $150.30 Est. Cost/Share $189.75 Unrealized @ Report Date -20.8%

FNDA Schwab Fndmntl US SC Index ETF 10.5%

Value $4.776M Shares 184,612 Share Price $25.87 * Est. Cost/Share $19.43 Unrealized @ Report Date -33.4%

— iShares Gold Trust 9.8%

Value $4.458M Shares 295,835 Share Price $15.07 Est. Cost/Share $14.80 Unrealized @ Report Date —

GEM Goldman Sachs ActiveBeta Emerg Mkts Eq ETF 9.0%

Value $4.099M Shares 156,622 Share Price $26.17 Est. Cost/Share $32.82 Unrealized @ Report Date -20.3%

SCHC Schwab International Small-Cap Equity ETF 4.8%

Value $2.186M Shares 89,604 Share Price $24.40 Est. Cost/Share $33.35 Unrealized @ Report Date -26.8%

OEF iShares S&P 100 4.6%

Value $2.084M Shares 17,565 Share Price $118.65 Est. Cost/Share $137.78 Unrealized @ Report Date -13.9%

FBNC First Bancorp 3.2%

Value $1.465M Shares 63,495 Share Price $23.07 * Est. Cost/Share $29.41 Unrealized @ Report Date -31.3%

MSFT Microsoft Corp 1.7%

Value $780K Shares 4,944 Share Price $157.77 * Est. Cost/Share $156.34 Unrealized @ Report Date -4.0%

CVS CVS Health Corp 1.4%

Value $651K Shares 10,978 Share Price $59.30 * Est. Cost/Share $55.31 Unrealized @ Report Date -11.0%

AAPL Apple Inc 1.4%

Value $625K Shares 2,459 Share Price $254.17 * Est. Cost/Share $67.84 Unrealized @ Report Date -9.3%

MDT Medtronic PLC 1.3%

Value $608K Shares 6,744 Share Price $90.15 * Est. Cost/Share $90.18 Unrealized @ Report Date -14.7%

IBM International Business Machines 1.1%

Value $519K Shares 4,675 Share Price $111.02 * Est. Cost/Share $98.28 Unrealized @ Report Date -15.8%

PEP Pepsico Incorporated 1.1%

Value $510K Shares 4,247 Share Price $120.08 * Est. Cost/Share $112.76 Unrealized @ Report Date -10.7%

AMGN Amgen Inc 1.0%

Value $451K Shares 2,225 Share Price $202.70 * Est. Cost/Share $182.24 Unrealized @ Report Date -6.9%

SPY SPDR S&P 500 Trust 1.0%

Value $444K Shares 1,722 Share Price $257.84 Est. Cost/Share $306.93 Unrealized @ Report Date -16.0%

JPM JPMorgan Chase & Co. 0.9%

Value $411K Shares 4,567 Share Price $89.99 * Est. Cost/Share $103.61 Unrealized @ Report Date -25.9%

DIS Walt Disney Co 0.8%

Value $360K Shares 3,727 Share Price $96.59 * Est. Cost/Share $123.52 Unrealized @ Report Date -23.6%

VTI Vanguard Total Stock Market 0.7%

Value $323K Shares 2,509 Share Price $128.74 Est. Cost/Share $154.62 Unrealized @ Report Date -16.6%

PJUN INNOVATOR ETFS TRUST S&P 500 P WR BU ETF 0.7%

Value $309K Shares 12,397 Share Price $24.93 Est. Cost/Share $26.55 Unrealized @ Report Date -6.1%

AMZN Amazon.com Inc 0.6%

Value $285K Shares 146 Share Price $1952.05 * Est. Cost/Share $90.27 Unrealized @ Report Date +8.0%

BOCT Innovator S&P 500 Buf ETF 0.6%

Value $282K Shares 12,604 Share Price $22.37 Est. Cost/Share $25.13 Unrealized @ Report Date -10.9%

PJUL Innovator ETFs S&P 500 Power Buffer July 0.6%

Value $273K Shares 11,416 Share Price $23.91 Est. Cost/Share $25.95 Unrealized @ Report Date -7.8%

D Dominion Energy Inc 0.6%

Value $269K Shares 3,733 Share Price $72.06 * Est. Cost/Share $63.12 Unrealized @ Report Date -11.0%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
JHMM	John Hancock Multifactor Mid Cap ETF	314,103	$8.924M	19.6%	$28.41	$37.82	-24.9%	MULTIFACTOR MI	47804J206
JPIN	JP Morgan Diversified Return International Equity	126,898	$5.487M	12.1%	$43.24	$55.28	-21.8%	DIV RTN INT EQ	46641Q209
VBK	Vanguard Small-Cap Growth	32,814	$4.932M	10.8%	$150.30	$189.75	-20.8%	SML CP GRW ETF	922908595
FNDA	Schwab Fndmntl US SC Index ETF	184,612	$4.776M	10.5%	$25.87 *	$19.43	-33.4%	SCHWAB FDT US SC	808524763
—	iShares Gold Trust	295,835	$4.458M	9.8%	$15.07	$14.80	—	ISHARES	464285105
GEM	Goldman Sachs ActiveBeta Emerg Mkts Eq ETF	156,622	$4.099M	9.0%	$26.17	$32.82	-20.3%	ACTIVEBETA EME	381430206
SCHC	Schwab International Small-Cap Equity ETF	89,604	$2.186M	4.8%	$24.40	$33.35	-26.8%	INTL SCEQT ETF	808524888
OEF	iShares S&P 100	17,565	$2.084M	4.6%	$118.65	$137.78	-13.9%	S&P 100 ETF	464287101
FBNC	First Bancorp	63,495	$1.465M	3.2%	$23.07 *	$29.41	-31.3%	COM	318910106
MSFT	Microsoft Corp	4,944	$780K	1.7%	$157.77 *	$156.34	-4.0%	COM	594918104
CVS	CVS Health Corp	10,978	$651K	1.4%	$59.30 *	$55.31	-11.0%	COM	126650100
AAPL	Apple Inc	2,459	$625K	1.4%	$254.17 *	$67.84	-9.3%	COM	037833100
MDT	Medtronic PLC	6,744	$608K	1.3%	$90.15 *	$90.18	-14.7%	SHS	G5960L103
IBM	International Business Machines	4,675	$519K	1.1%	$111.02 *	$98.28	-15.8%	COM	459200101
PEP	Pepsico Incorporated	4,247	$510K	1.1%	$120.08 *	$112.76	-10.7%	COM	713448108
AMGN	Amgen Inc	2,225	$451K	1.0%	$202.70 *	$182.24	-6.9%	COM	031162100
SPY	SPDR S&P 500 Trust	1,722	$444K	1.0%	$257.84	$306.93	-16.0%	TR UNIT	78462F103
JPM	JPMorgan Chase & Co.	4,567	$411K	0.9%	$89.99 *	$103.61	-25.9%	COM	46625H100
DIS	Walt Disney Co	3,727	$360K	0.8%	$96.59 *	$123.52	-23.6%	COM DISNEY	254687106
VTI	Vanguard Total Stock Market	2,509	$323K	0.7%	$128.74	$154.62	-16.6%	TOTAL STK MKT	922908769
PJUN	INNOVATOR ETFS TRUST S&P 500 P WR BU ETF	12,397	$309K	0.7%	$24.93	$26.55	-6.1%	S&P 500 PWR BU	45782C748
AMZN	Amazon.com Inc	146	$285K	0.6%	$1952.05 *	$90.27	+8.0%	COM	023135106
BOCT	Innovator S&P 500 Buf ETF	12,604	$282K	0.6%	$22.37	$25.13	-10.9%	S&P 500 BUFETF	45782C771
PJUL	Innovator ETFs S&P 500 Power Buffer July	11,416	$273K	0.6%	$23.91	$25.95	-7.8%	S&P 500 PWER	45782C813
D	Dominion Energy Inc	3,733	$269K	0.6%	$72.06 *	$63.12	-11.0%	COM	25746U109