DWM Financial Group, Inc. Quant / Systematic

Location: Palatine, IL

CIK: 0001759545 · Show all filings

Period: Q1 2020 (← Previous) (Next →)

Filing Date: May 13, 2020

Total Value: $45.51M (100.0% shares, 0.0% debt)

Holdings (25)

JHMM John Hancock Multifactor Mid Cap ETF 19.6%

Value $8.924M Shares 314,103 Est. Cost $39.16 Unrealized —

JPIN JP Morgan Diversified Return International Equity 12.1%

Value $5.487M Shares 126,898 Est. Cost $57.09 Unrealized —

VBK Vanguard Small-Cap Growth 10.8%

Value $4.932M Shares 32,814 Est. Cost $198.69 Unrealized —

FNDA Schwab Fndmntl US SC Index ETF 10.5%

Value $4.776M Shares 184,612 Est. Cost $40.24 Unrealized —

— iShares Gold Trust 9.8%

Value $4.458M Shares 295,835 Est. Cost $14.80 Unrealized —

GEM Goldman Sachs ActiveBeta Emerg Mkts Eq ETF 9.0%

Value $4.099M Shares 156,622 Est. Cost $34.34 Unrealized —

SCHC Schwab International Small-Cap Equity ETF 4.8%

Value $2.186M Shares 89,604 Est. Cost $34.65 Unrealized —

OEF iShares S&P 100 4.6%

Value $2.084M Shares 17,565 Est. Cost $118.65 Unrealized —

FBNC First Bancorp 3.2%

Value $1.465M Shares 63,495 Est. Cost $29.41 Unrealized -3.6%

MSFT Microsoft Corp 1.7%

Value $780K Shares 4,944 Est. Cost $156.34 Unrealized 0.0%

CVS CVS Health Corp 1.4%

Value $651K Shares 10,978 Est. Cost $55.31 Unrealized 0.0%

AAPL Apple Inc 1.4%

Value $625K Shares 2,459 Est. Cost $67.84 Unrealized +4.8%

MDT Medtronic PLC 1.3%

Value $608K Shares 6,744 Est. Cost $90.18 Unrealized 0.0%

IBM International Business Machines 1.1%

Value $519K Shares 4,675 Est. Cost $98.28 Unrealized 0.0%

PEP Pepsico Incorporated 1.1%

Value $510K Shares 4,247 Est. Cost $112.76 Unrealized 0.0%

AMGN Amgen Inc 1.0%

Value $451K Shares 2,225 Est. Cost $182.24 Unrealized 0.0%

SPY SPDR S&P 500 Trust 1.0%

Value $444K Shares 1,722 Est. Cost $300.02 Unrealized —

JPM JPMorgan Chase & Co. 0.9%

Value $411K Shares 4,567 Est. Cost $103.61 Unrealized 0.0%

DIS Walt Disney Co 0.8%

Value $360K Shares 3,727 Est. Cost $123.52 Unrealized 0.0%

VTI Vanguard Total Stock Market 0.7%

Value $323K Shares 2,509 Est. Cost $128.74 Unrealized —

PJUN INNOVATOR ETFS TRUST S&P 500 P WR BU ETF 0.7%

Value $309K Shares 12,397 Est. Cost $24.93 Unrealized —

AMZN Amazon.com Inc 0.6%

Value $285K Shares 146 Est. Cost $90.27 Unrealized +7.2%

BOCT Innovator S&P 500 Buf ETF 0.6%

Value $282K Shares 12,604 Est. Cost $22.37 Unrealized —

PJUL Innovator ETFs S&P 500 Power Buffer July 0.6%

Value $273K Shares 11,416 Est. Cost $23.91 Unrealized —

D Dominion Energy Inc 0.6%

Value $269K Shares 3,733 Est. Cost $63.12 Unrealized 0.0%

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
JHMM	John Hancock Multifactor Mid Cap ETF	314,103	$8.924M	19.6%	$39.16	—	MULTIFACTOR MI	47804J206
JPIN	JP Morgan Diversified Return International Equity	126,898	$5.487M	12.1%	$57.09	—	DIV RTN INT EQ	46641Q209
VBK	Vanguard Small-Cap Growth	32,814	$4.932M	10.8%	$198.69	—	SML CP GRW ETF	922908595
FNDA	Schwab Fndmntl US SC Index ETF	184,612	$4.776M	10.5%	$40.24	—	SCHWAB FDT US SC	808524763
—	iShares Gold Trust	295,835	$4.458M	9.8%	$14.80	—	ISHARES	464285105
GEM	Goldman Sachs ActiveBeta Emerg Mkts Eq ETF	156,622	$4.099M	9.0%	$34.34	—	ACTIVEBETA EME	381430206
SCHC	Schwab International Small-Cap Equity ETF	89,604	$2.186M	4.8%	$34.65	—	INTL SCEQT ETF	808524888
OEF	iShares S&P 100	17,565	$2.084M	4.6%	$118.65	—	S&P 100 ETF	464287101
FBNC	First Bancorp	63,495	$1.465M	3.2%	$29.41	-3.6%	COM	318910106
MSFT	Microsoft Corp	4,944	$780K	1.7%	$156.34	0.0%	COM	594918104
CVS	CVS Health Corp	10,978	$651K	1.4%	$55.31	0.0%	COM	126650100
AAPL	Apple Inc	2,459	$625K	1.4%	$67.84	+4.8%	COM	037833100
MDT	Medtronic PLC	6,744	$608K	1.3%	$90.18	0.0%	SHS	G5960L103
IBM	International Business Machines	4,675	$519K	1.1%	$98.28	0.0%	COM	459200101
PEP	Pepsico Incorporated	4,247	$510K	1.1%	$112.76	0.0%	COM	713448108
AMGN	Amgen Inc	2,225	$451K	1.0%	$182.24	0.0%	COM	031162100
SPY	SPDR S&P 500 Trust	1,722	$444K	1.0%	$300.02	—	TR UNIT	78462F103
JPM	JPMorgan Chase & Co.	4,567	$411K	0.9%	$103.61	0.0%	COM	46625H100
DIS	Walt Disney Co	3,727	$360K	0.8%	$123.52	0.0%	COM DISNEY	254687106
VTI	Vanguard Total Stock Market	2,509	$323K	0.7%	$128.74	—	TOTAL STK MKT	922908769
PJUN	INNOVATOR ETFS TRUST S&P 500 P WR BU ETF	12,397	$309K	0.7%	$24.93	—	S&P 500 PWR BU	45782C748
AMZN	Amazon.com Inc	146	$285K	0.6%	$90.27	+7.2%	COM	023135106
BOCT	Innovator S&P 500 Buf ETF	12,604	$282K	0.6%	$22.37	—	S&P 500 BUFETF	45782C771
PJUL	Innovator ETFs S&P 500 Power Buffer July	11,416	$273K	0.6%	$23.91	—	S&P 500 PWER	45782C813
D	Dominion Energy Inc	3,733	$269K	0.6%	$63.12	0.0%	COM	25746U109