CIK: 0001596468 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Feb 14, 2020
Total Value ($000): $114,770 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | ANNALY CAP MGMT INC | 922,757 | $8,692 | 7.6% | $9.42 | — | COM | 035710409 |
| — | GREAT AJAX CORP | 514,921 | $7,626 | 6.6% | $12.40 | — | COM | 38983D300 |
| — | SAFEGUARD SCIENTIFICS INC | 650,243 | $7,140 | 6.2% | $10.46 | — | COM NEW | 786449207 |
| — | FS KKR CAPITAL CORP | 1,038,962 | $6,369 | 5.5% | $5.21 | — | COM | 302635107 |
| CCIF | VERTICAL CAP INCOME FUND | 601,121 | $6,258 | 5.5% | $10.53 | — | SHS BEN INT | 92535C104 |
| — | MVC CAPITAL INC | 644,938 | $5,804 | 5.1% | $8.41 | — | COM | 553829102 |
| AGRO | ADECOAGRO S A | 691,726 | $5,790 | 5.0% | $6.44 | -7.5% | COM | L00849106 |
| — | HIGHLAND INCOME FUND | 372,621 | $4,632 | 4.0% | $12.98 | — | HIGHLAND INCOME | 43010E404 |
| — | HIGHLAND GLOBAL ALLOCATION F | 481,032 | $4,493 | 3.9% | $9.42 | — | COM | 43010T104 |
| — | AG MTG INVT TR INC | 249,846 | $3,853 | 3.4% | $15.42 | — | COM | 001228105 |
| — | OAKTREE SPECIALTY LENDING CO | 505,719 | $2,761 | 2.4% | $5.18 | — | COM | 67401P108 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 8 | $2,717 | 2.4% | $313083.50 | +4.0% | CL A | 084670108 |
| — | BLUE CAP REINS HLDGS LTD | 391,961 | $2,689 | 2.3% | $7.15 | — | COM | G1190F107 |
| — | EXANTAS CAP CORP | 220,402 | $2,603 | 2.3% | $10.05 | — | COM NEW | 30068N105 |
| — | PIMCO ENRGY TACTICAL CR OPP | 146,763 | $2,422 | 2.1% | $16.50 | — | COM SHS BEN INT | 69346N107 |
| EARN | ELLINGTON RESIDENTIAL MTG RE | 222,157 | $2,410 | 2.1% | $10.71 | — | COM SHS BEN INT | 288578107 |
| — | GARRISON CAP INC | 407,707 | $2,373 | 2.1% | $5.82 | — | COM | 366554103 |
| MTG | MGIC INVT CORP WIS | 154,009 | $2,182 | 1.9% | $11.87 | +16.7% | COM | 552848103 |
| — | RESOURCE CAP CORP | 2,000,000 | $2,091 | 1.8% | $0.96 | — | NOTE 4.500% 8/1 | 76120WAC8 |
| — | FRONT YD RESIDENTIAL CORP | 140,089 | $1,729 | 1.5% | $10.79 | — | COM | 35904G107 |
| — | EATON VANCE FLTING RATE INC | 118,533 | $1,626 | 1.4% | $13.72 | — | COM | 278279104 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 110,496 | $1,498 | 1.3% | $12.57 | — | SH BEN INT | 09248E102 |
| — | BRANDYWINEGBL GLBAL INM OPRT | 110,503 | $1,396 | 1.2% | $11.12 | — | COM | 10537L104 |
| — | BLACKROCK FLOAT RATE OME STR | 101,238 | $1,361 | 1.2% | $12.62 | — | COM | 09255X100 |
| — | EATON VANCE SR FLTNG RTE TR | 98,943 | $1,341 | 1.2% | $13.55 | — | COM | 27828Q105 |
| — | GLOBAL X FDS | 167,916 | $1,323 | 1.2% | $7.77 | — | GLBL X MLP ETF | 37950E473 |
| — | ASA GOLD AND PRECIOUS MTLS L | 89,914 | $1,226 | 1.1% | $13.64 | — | SHS | G3156P103 |
| — | HUNT COS FIN TR INC | 327,031 | $1,056 | 0.9% | $2.86 | — | COM | 44558T100 |
| — | INVESCO SR INCOME TR | 234,414 | $1,006 | 0.9% | $4.29 | — | COM | 46131H107 |
| GBDC | GOLUB CAP BDC INC | 52,166 | $963 | 0.8% | $9.64 | 0.0% | COM | 38173M102 |
| — | ARMOUR RESIDENTIAL REIT INC | 53,897 | $963 | 0.8% | $16.75 | — | COM NEW | 042315507 |
| — | THIRD PT REINS LTD | 90,684 | $954 | 0.8% | $10.52 | — | COM | G8827U100 |
| — | NUVEEN CR STRATEGIES INCM FD | 121,060 | $929 | 0.8% | $7.67 | — | COM SHS | 67073D102 |
| XPHDX | PIONEER FLOATING RATE TR | 73,121 | $802 | 0.7% | $10.97 | — | COM | 72369J102 |
| — | TEMPLETON GLOBAL INCOME FD | 130,172 | $798 | 0.7% | $6.13 | — | COM | 880198106 |
| — | ARLINGTON ASSET INVT CORP | 142,632 | $794 | 0.7% | $5.57 | — | CL A NEW | 041356205 |
| — | FIRST TR SR FLG RTE INCM FD | 62,451 | $779 | 0.7% | $11.61 | — | COM | 33733U108 |
| — | SALIENT MIDSTREAM & MLP FD | 99,660 | $776 | 0.7% | $7.39 | — | SH BEN INT | 79471V105 |
| — | BLACKROCK MUNI N Y INTER DUR | 49,112 | $752 | 0.7% | $12.43 | — | COM | 09255F109 |
| — | CLEARBRIDGE ENERGY MIDSTRM O | 89,300 | $751 | 0.7% | $9.27 | — | COM | 18469P100 |
| — | EATON VANCE FLTG RATE INCOM | 46,046 | $737 | 0.6% | $15.06 | — | COM SHS BEN INT | 278284104 |
| — | ALCENTRA CAP CORP | 77,561 | $702 | 0.6% | $8.92 | — | COM | 01374T102 |
| — | GABELLI DIVD & INCOME TR | 31,964 | $702 | 0.6% | $21.96 | — | COM | 36242H104 |
| — | MORGAN STANLEY INDIA INVS FD | 35,270 | $702 | 0.6% | $20.34 | — | COM | 61745C105 |
| — | WESTERN ASSET HIGH INCM OPP | 136,148 | $690 | 0.6% | $5.07 | — | COM | 95766K109 |
| — | MEXICO EQUITY & INCOME FD | 54,950 | $637 | 0.6% | $10.54 | — | COM | 592834105 |
| — | BLACKROCK NY MUNICIPAL BOND | 36,536 | $552 | 0.5% | $12.79 | — | COM | 09249P106 |
| — | VOYA NAT RES EQUITY INCOME F | 125,069 | $515 | 0.4% | $4.12 | — | COM | 92913C106 |
| — | WESTERN ASSET MTG CAP CORP | 500,000 | $508 | 0.4% | $1.02 | — | NOTE 6.750%10/0 | 95790DAA3 |
| CHMI | CHERRY HILL MTG INVT CORP | 27,868 | $407 | 0.4% | $13.09 | — | COM | 164651101 |
| C | CITIGROUP INC | 4,500 | $360 | 0.3% | $49.36 | +20.0% | COM NEW | 172967424 |
| — | VOYA INFRASTRUCTURE INDLS & | 24,580 | $283 | 0.2% | $11.51 | — | COM | 92912X101 |
| NXDT | NEXPOINT STRATEGIC OPORTUNT | 15,900 | $282 | 0.2% | $17.74 | — | COM NEW | 65340G205 |
| EPD | ENTERPRISE PRODS PARTNERS L | 10,000 | $282 | 0.2% | $24.60 | — | COM | 293792107 |
| WHF | WHITEHORSE FIN INC | 18,165 | $249 | 0.2% | $13.97 | 0.0% | COM | 96524V106 |
| XJEQX | ABERDEEN JAPAN EQUITY FD INC | 27,700 | $216 | 0.2% | $6.49 | — | COM | 00306J109 |
| — | TEMPLETON DRAGON FD INC | 10,925 | $212 | 0.2% | $19.22 | — | COM | 88018T101 |
| — | TORTOISE ENERGY INDEPENDENC | 48,381 | $210 | 0.2% | $4.34 | — | COM | 89148K101 |
| — | WESTERN ASSET CORPORATE LN F | 18,086 | $179 | 0.2% | $9.14 | — | COM | 95790J102 |
| — | BLACKROCK DEBT STRAT FD INC | 12,222 | $137 | 0.1% | $10.14 | — | COM NEW | 09255R202 |
| — | ANWORTH MORTGAGE ASSET CP | 38,506 | $136 | 0.1% | $3.71 | — | COM | 037347101 |
| — | PORTMAN RIDGE FIN CORP | 58,361 | $124 | 0.1% | $2.12 | — | COM | 73688F102 |
| EQS | EQUUS TOTAL RETURN INC | 54,210 | $99 | 0.1% | $2.01 | -21.0% | COM | 294766100 |
| — | VOYA PRIME RATE TR | 14,592 | $73 | 0.1% | $5.00 | — | SH BEN INT | 92913A100 |
| — | MFS GOVT MKTS INCOME TR | 10,410 | $48 | 0.0% | $4.61 | — | SH BEN INT | 552939100 |