Knoll Capital Management, LLC Diversified Active

CIK: 0001325083 · Show all filings

Period: Q4 2019 (← Previous) (Next →)

Filing Date: Feb 14, 2020

Total Value ($000): $135,430 (100.0% shares, 0.0% debt)

Holdings (18)

— Biohaven Pharmactl Hldg Co L 34.4%

Value ($000) $46,631 Shares 857,494 Est. Cost $27.10 Unrealized —

— Corbus Pharmaceuticals HLDGS 20.3%

Value ($000) $27,550 Shares 5,045,870 Est. Cost $4.99 Unrealized —

— Applied Therapeutics Inc 9.4%

Value ($000) $12,742 Shares 467,071 Est. Cost $8.24 Unrealized —

— Abeona Therapeutics Inc 6.9%

Value ($000) $9,351 Shares 2,859,767 Est. Cost $4.67 Unrealized —

— Blackstone Group LP 6.3%

Value ($000) $8,522 Shares 153,000 Est. Cost $34.97 Unrealized —

— Eiger Biopharmaceuticals Inc 3.9%

Value ($000) $5,219 Shares 350,238 Est. Cost $10.44 Unrealized —

— Exicure Inc 2.7%

Value ($000) $3,654 Shares 1,277,777 Est. Cost $2.86 Unrealized —

ENTX Entera Bio Ltd 2.7%

Value ($000) $3,605 Shares 1,741,363 Est. Cost $3.39 Unrealized -32.1%

ALDX Aldeyra Therapeutics Inc 2.4%

Value ($000) $3,308 Shares 569,405 Est. Cost $8.37 Unrealized -31.0%

KBA Kraneshares TR 2.3%

Value ($000) $3,138 Shares 96,000 Est. Cost $31.89 Unrealized —

— Centurylink Inc 2.1%

Value ($000) $2,906 Shares 220,000 Est. Cost $12.48 Unrealized —

AVXL Anavex Life Sciences Corp 1.4%

Value ($000) $1,876 Shares 724,205 Est. Cost $3.56 Unrealized -26.3%

DOW Dow Inc 1.2%

Value ($000) $1,642 Shares 30,000 Est. Cost $36.37 Unrealized +0.9%

— Molecular Templates 1.2%

Value ($000) $1,592 Shares 113,905 Est. Cost $4.04 Unrealized —

— Soligenix Inc. 0.8%

Value ($000) $1,142 Shares 787,830 Est. Cost $2.11 Unrealized —

DD Dupont de Nemours Inc 0.7%

Value ($000) $963 Shares 15,000 Est. Cost $27.24 Unrealized -10.0%

CTVA Corteva Inc 0.7%

Value ($000) $887 Shares 30,000 Est. Cost $25.02 Unrealized -2.1%

— Catasys Inc 0.5%

Value ($000) $702 Shares 43,034 Est. Cost $16.93 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Biohaven Pharmactl Hldg Co L	857,494	$46,631	34.4%	$27.10	—	COM	G11196105
—	Corbus Pharmaceuticals HLDGS	5,045,870	$27,550	20.3%	$4.99	—	COM	21833P103
—	Applied Therapeutics Inc	467,071	$12,742	9.4%	$8.24	—	COM	03828A101
—	Abeona Therapeutics Inc	2,859,767	$9,351	6.9%	$4.67	—	COM	00289Y107
—	Blackstone Group LP	153,000	$8,522	6.3%	$34.97	—	COM UNIT LTD	09253U108
—	Eiger Biopharmaceuticals Inc	350,238	$5,219	3.9%	$10.44	—	COM	28249U105
—	Exicure Inc	1,277,777	$3,654	2.7%	$2.86	—	COM	30205M101
ENTX	Entera Bio Ltd	1,741,363	$3,605	2.7%	$3.39	-32.1%	SHS	M40527109
ALDX	Aldeyra Therapeutics Inc	569,405	$3,308	2.4%	$8.37	-31.0%	COM	01438T106
KBA	Kraneshares TR	96,000	$3,138	2.3%	$31.89	—	BOSERA MSCI CH	500767405
—	Centurylink Inc	220,000	$2,906	2.1%	$12.48	—	COM	156700106
AVXL	Anavex Life Sciences Corp	724,205	$1,876	1.4%	$3.56	-26.3%	COM NEW	032797300
DOW	Dow Inc	30,000	$1,642	1.2%	$36.37	+0.9%	COM	260557103
—	Molecular Templates	113,905	$1,592	1.2%	$4.04	—	COM	608550109
—	Soligenix Inc.	787,830	$1,142	0.8%	$2.11	—	COM	834223307
DD	Dupont de Nemours Inc	15,000	$963	0.7%	$27.24	-10.0%	COM	26614N102
CTVA	Corteva Inc	30,000	$887	0.7%	$25.02	-2.1%	COM	22052L104
—	Catasys Inc	43,034	$702	0.5%	$16.93	—	COM PAR	149049504